Skip to main content
Menu

What we do

Raise CapitalThe investors who fit, and meetings with them.Source DealsEvery company in your niche, and who owns it.Grow RevenueWe find customers and partners, and who can introduce you.Map the MarketKnow your market before you commit to it.Underwrite and DiligenceWe check a deal's claims before you sign.Partner firmsFor firms running a raise or a search for their own clients.Data ServicesCustom data from public records, kept current.Government Data ServicesUnclaimed property and public records research.

The firm

ResearchAboutHow We WorkPlatformInsightsSchedule a conversation

Wealth Management Firms (RIAs) in San Francisco

88 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Jordan Park Group is the largest: $23.3 billion through Jordan Park Group LLC (filed ).

Baker Street Advisors follows with $20.8 billion. The 85 advisers counted report $137.6 billion together; the ten largest hold 74% of it, and half report less than $422 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $137.6BN sitsThe 85 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $10BN to $25BN59%5 firms
  2. $5BN to $10BN5%1 firm
  3. $1BN to $5BN19%15 firms
  4. $500MM to $1BN7%14 firms
  5. Under $500MM9%50 firms

Latest Form ADV of each, filed Jan 2026 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 88 are wealth managers
88
Combined assets85 counted; as filed to Oct 2026
$137.6BN
Largest: Jordan Park GroupAs filed
$23.3BN
Median firmHalf of the 85 report less
$422MM
Held by the ten largestOf the $137.6BN combined
74%

Jordan Park Group, Baker Street Advisors and Farther lead the San Francisco wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $114.8BN, 83% of the $137.6BN the 85 counted report.

  1. 1

    Jordan Park Group

    Wealth manager, San Francisco, CA

    $23.3BNRegulatory assets, Jul 2026

    67% high net worth, 27% private funds, 6% charities

    Individual clients
    163
    Private funds
    45
  2. 2

    Baker Street Advisors

    Wealth manager, San Francisco, CA

    $20.8BNRegulatory assets, Jul 2026

    87% high net worth, 13% charities

    Individual clients
    504
  3. 3

    Farther

    Wealth manager, San Francisco, CA

    $16.0BNRegulatory assets, Aug 2026

    65% high net worth, 23% other individuals, 8% businesses

    Individual clients
    14,593
  4. 4

    Perigon Wealth Management

    Wealth manager, San Francisco, CA

    $11.3BNRegulatory assets, Jun 2026

    66% high net worth, 16% other individuals, 10% pension plans

    Individual clients
    5,421
  5. 5

    Parallel Advisors

    Wealth manager, San Francisco, CA

    $10.3BNRegulatory assets, Jun 2026

    53% high net worth, 37% other individuals, 9% pension plans

    Individual clients
    4,169
  6. 6

    Bailard

    Wealth manager, Foster City, CA

    $7.6BNRegulatory assets, Sep 2026

    70% high net worth, 13% sovereign funds, 9% private funds

    Individual clients
    1,068
    Private funds
    1
  7. 7

    Team Hewins

    Wealth manager, Foster City, CA

    $4.0BNRegulatory assets, Jul 2026

    58% high net worth, 19% businesses, 14% government

    Individual clients
    551
  8. 8

    Summitry

    Wealth manager, Foster City, CA

    $3.4BNRegulatory assets, Jun 2026

    82% high net worth, 12% other individuals, 2% funds (1940 act)

    Individual clients
    1,293
  9. 9

    Intellectus Partners

    Wealth manager, San Francisco, CA

    $3.0BNRegulatory assets, Oct 2026

    98% high net worth, 2% private funds

    Individual clients
    197
    Private funds
    7
  10. 10

    Sentry Advisors

    Wealth manager, San Francisco, CA

    $2.4BNRegulatory assets, Mar 2026

    96% high net worth, 4% charities

    Individual clients
    148
  11. 11

    Sofi Wealth

    Wealth manager, San Francisco, CA

    $2.0BNRegulatory assets, Jul 2026

    98% other individuals, 2% high net worth

    Individual clients
    254,020
  12. 12

    Lyell Wealth Management

    Wealth manager, Menlo Park, CA

    $1.6BNRegulatory assets, Mar 2026

    97% high net worth, 1% charities, 1% other individuals

    Individual clients
    303
  13. 13

    Chequers Financial Management

    Wealth manager, San Francisco, CA

    $1.3BNRegulatory assets, Mar 2026

    99% high net worth

    Individual clients
    244
  14. 14

    One Wealth Advisors

    Wealth manager, San Francisco, CA

    $1.3BNRegulatory assets, Sep 2026

    91% high net worth, 6% other individuals, 2% charities

    Individual clients
    406
  15. 15

    Moment Partners

    Wealth manager, San Francisco, CA

    $1.2BNRegulatory assets, Sep 2026

    71% high net worth, 20% insurers, 7% other individuals

    Individual clients
    412
  16. 16

    Atlas Capital Advisors

    Wealth manager, San Francisco, CA

    $1.1BNRegulatory assets, Mar 2026

    91% high net worth, 8% charities

    Individual clients
    137
  17. 17

    Vantage Wealth Management

    Wealth manager, San Mateo, CA

    $1.1BNRegulatory assets, Mar 2026

    86% high net worth, 14% other individuals

    Individual clients
    635
  18. 18

    Occidental Asset Management

    Wealth manager, Burlingame, CA

    $1.1BNRegulatory assets, Sep 2026

    100% high net worth

    Individual clients
    908
  19. 19

    Brio Financial Group

    Wealth manager, San Francisco, CA

    $1.1BNRegulatory assets, Sep 2026

    80% high net worth, 20% other individuals

    Individual clients
    800
  20. 20

    Verita Strategic Wealth Partners

    Wealth manager, San Francisco, CA

    $1.0BNRegulatory assets, Mar 2026

    100% high net worth

    Individual clients
    17

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

The ten largest hold 74% of the assets

How the 85 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 85 firms counted, log scaleEach dot is one adviser and links to its row. Jordan Park Group $23.3BN; Baker Street Advisors $20.8BN; Farther $16.0BN; median $422MM.$100MM$1BN$10BN$100BNJordan Park Group: $23.3BNBaker Street Advisors: $20.8BNFarther: $16.0BNPerigon Wealth Management: $11.3BNParallel Advisors: $10.3BNBailard: $7.6BNTeam Hewins: $4.0BNSummitry: $3.4BNIntellectus Partners: $3.0BNSentry Advisors: $2.4BNSofi Wealth: $2.0BNLyell Wealth Management: $1.6BNChequers Financial Management: $1.3BNOne Wealth Advisors: $1.3BNMoment Partners: $1.2BNAtlas Capital Advisors: $1.1BNVantage Wealth Management: $1.1BNOccidental Asset Management: $1.1BNBrio Financial Group: $1.1BNVerita Strategic Wealth Partners: $1.0BNNavigation Group: $1.0BNSage Rhino Capital: $884MMBroadside Wealth: $875MMDelta Investment Management: $857MMNelson Capital Management: $811MMThe Advisory Group of San Francisco: $810MMRoof Eidam Maycock Peralta: $805MMMission Creek Capital Partners: $742MMMA Private Wealth: $686MMFire Capital Management: $635MMNeumann Capital Management: $630MMWP Advisors: $589MMTwin Peaks Wealth Advisors: $585MMAvalon Capital Management: $582MMJackson Square Capital: $564MMRosenblum Silverman Sutton SF: $487MMNWK Group: $485MMVan Strum & Towne: $483MMWealthvalues: $467MMAlpha Solutions Investment Advisors: $466MMRoberts Wealth Advisors: $446MMBlueprint Investing: $436MMMcCarthy Asset Management: $422MMCatalyst Private Wealth: $370MMGriffin Black: $356MMCitrine Capital: $347MMStrait & Sound: $334MMTwin Lakes Capital: $315MMPrivate Portfolios: $293MMBenningfield Financial Advisors: $284MMConquis Financial: $280MMAmara Financial: $250MMStrategic Wealth Capital: $238MMCamelotta Advisors: $235MMBingham Private Wealth: $232MMRHS Financial: $220MMGolden Gate Personal Financial Planning: $196MMJanuary Capital Advisors: $193MMInternational Asset Management: $173MMRedwood Park Advisors: $170MMEmbarcadero Financial Group: $170MMFinancial Zen: $168MMHanke & Apolonio Wealth Advisors: $167MMSAS Financial Advisors: $167MMDedicated Capital Advisors: $162MMTessara Wealth: $162MMClearpath Capital Partners: $161MMVested Financial Planning: $157MMChrome Advisors: $152MMVeritas Wealth Partners: $151MMSecond Summit Wealth Management: $150MMBucher Wealth Advisors: $147MMTactivest: $144MMThink Different Financial Planning: $142MMContrary Legacy: $140MMEast Rock Financial Services: $136MMGarhwal, Chan & Williams: $134MMBurlingame Wealth Management: $129MMProspettiva Financial: $129MMWe Financial Group: $127MMWealth Script Advisors: $121MMLuna Capital Management: $116MMKB Financial Advisors: $115MMGreen Ocean Global Advisors: $115MMCaregen Wealth Management: $110MMJordan Park Group $23.3BNBaker Street Advisors $20.8BNFarther $16.0BNMedian $422MMAssets of each of the 85 firms counted, log scaleEach dot is one adviser and links to its row. Jordan Park Group $23.3BN; Baker Street Advisors $20.8BN; Farther $16.0BN; median $422MM.$1BN$100BNJordan Park Group $23.3BNMedian $422MM

One dot per firm counted; 3 firms with a main office outside San Francisco, a second row for the same adviser or only fund assets left out. Read .

The 85 firms, by size
Under $500MM509%$11.8BN
$500MM to $1BN147%$10.1BN
$1BN to $5BN1519%$26.6BN
$5BN to $10BN15%$7.6BN
$10BN to $25BN559%$81.6BN
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $137.6BN combined, one row per firm. Read .

17%

of the assets reported sits with one firm, Jordan Park Group. The five largest hold 59%; 64 of 85 report under $1 billion.

17%Largest42%Next 441%Other 80
Who the 88 are
  1. Wealth managers88

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 85 advisers' assets by type of client
  1. High net worth74%
  2. Other individuals11%
  3. Private funds5%
  4. Charities4%
  5. Businesses2%
  6. Pension plans2%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Sofi Wealth254,020Jul 2026
2Farther14,593Aug 2026
3Perigon Wealth Management5,421Jun 2026
4Parallel Advisors4,169Jun 2026
5Summitry1,293Jun 2026
6Delta Investment Management1,099Apr 2026
7Bailard1,068Sep 2026
8Occidental Asset Management908Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Farther3,463Aug 2026
2Perigon Wealth Management1,653Jun 2026
3Parallel Advisors1,013Jun 2026
4Occidental Asset Management908Sep 2026
5Bailard831Sep 2026
6Summitry745Jun 2026
7Baker Street Advisors504Jul 2026
8Jackson Square Capital503Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Jordan Park Group45Jul 2026
2Intellectus Partners7Oct 2026
3Clearpath Capital Partners2Apr 2026
4Bailard1Sep 2026
5Burlingame Wealth Management1Aug 2026

The list is public. The warm path is not. Schedule a conversation

All 88 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 88 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in San Francisco 88 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
The Advisory Group of San Francisco
Wealth manager, San Francisco, CA.
Detail and sources for The Advisory Group of San Francisco

Form ADV of The Advisory Group of San Francisco, LLC (CRD 108110), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $810MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 116 individuals, 85 of them high net worth; individuals hold 51% of its regulatory assets.

Files: SEC Form ADV.

$810MMMar 202614051%
Alpha Solutions Investment Advisors
Wealth manager, South San Francisco, CA.
Detail and sources for Alpha Solutions Investment Advisors

Form ADV of Alpha Solutions Investment Advisors, LLC (CRD 156541), SEC registered adviser, filed , main office South San Francisco, CA: regulatory assets $466MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 441 individuals, 266 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$466MMAug 202649092%
Amara Financial
Wealth manager, San Francisco, CA.
Detail and sources for Amara Financial

Form ADV of Amara Financial, LLC (CRD 308290), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $250MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 143 individuals, 59 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$250MMMay 202614499%
Atlas Capital Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Atlas Capital Advisors

Form ADV of Atlas Capital Advisors Inc. (CRD 127036), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.1BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Atlas Capital Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 137 individuals, 93 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNMar 202615792%
Avalon Capital Management
Wealth manager, Menlo Park, CA.
Detail and sources for Avalon Capital Management

Form ADV of Avalon Capital Management (CRD 107501), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $582MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 160 individuals, 129 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$582MMJul 202616396%
Bailard
Wealth manager, Foster City, CA.
Detail and sources for Bailard

Form ADV of Bailard, Inc. (CRD 110550), SEC registered adviser, filed , main office Foster City, CA: regulatory assets $7.6BN; 1 private fund, $14MM gross; 83 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bailard, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions, publications, educational seminars and other services. Clients (Item 5.D): 1,068 individuals, 831 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.6BNSep 20261,13771%1
Baker Street Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Baker Street Advisors

Form ADV of Baker Street Advisors, LLC (CRD 128066), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $20.8BN; 63 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 504 individuals, 504 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$20.8BNJul 202653887%
Benningfield Financial Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Benningfield Financial Advisors

Form ADV of Benningfield Financial Advisors, LLC (CRD 134950), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $284MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Benningfield Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 48 individuals, 48 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$284MMFeb 20264899%
Bingham Private Wealth
Wealth manager, San Francisco, CA.
Detail and sources for Bingham Private Wealth

Form ADV of Bingham Private Wealth, LLC (CRD 330598), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $232MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 117 individuals, 57 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$232MMJun 202611797%
Blueprint Investing
Wealth manager, San Francisco, CA.
Detail and sources for Blueprint Investing

Form ADV of Blueprint Investing LLC (CRD 151422), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $436MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 42 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$436MMJul 202642100%
Brio Financial Group
Wealth manager, San Francisco, CA.
Detail and sources for Brio Financial Group

Form ADV of Brio Consultants, LLC (CRD 289889), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.1BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Brio Consultants, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 800 individuals, 336 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNSep 2026804100%
Broadside Wealth
Wealth manager, San Francisco, CA.
Detail and sources for Broadside Wealth

Form ADV of Broadside Wealth Technologies Inc. (CRD 342220), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $875MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 20 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$875MMSep 202620100%
Bucher Wealth Advisors
Wealth manager, San Mateo, CA.
Detail and sources for Bucher Wealth Advisors

Form ADV of Bwa, LLC (CRD 154878), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $147MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 60 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$147MMJan 202660100%
Burlingame Wealth Management
Wealth manager, Burlingame, CA.
Detail and sources for Burlingame Wealth Management

Form ADV of Burlingame Wealth Management, LLC (CRD 300041), SEC registered adviser, filed , main office Burlingame, CA: regulatory assets $129MM; 1 private fund, $104MM gross; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 37 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$129MMAug 202638100%1
Camelotta Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Camelotta Advisors

Form ADV of Camelot Technology Advisors, Inc. (CRD 128053), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $235MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 58 individuals, 39 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$235MMMar 20266199%
Caregen Wealth Management
Wealth manager, San Mateo, CA.
Detail and sources for Caregen Wealth Management

Form ADV of Caregen Wealth Management LLC (CRD 315313), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $110MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 51 individuals, 29 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$110MMAug 202651100%
Catalyst Private Wealth
Wealth manager, San Mateo, CA.
Detail and sources for Catalyst Private Wealth

Form ADV of Catalyst Private Wealth, LLC (CRD 305565), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $370MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Catalyst Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 521 individuals, 410 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$370MMAug 2026524100%
Chequers Financial Management
Wealth manager, San Francisco, CA.
Detail and sources for Chequers Financial Management

Form ADV of Chequers Financial Management LLC (CRD 175209), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.3BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 244 individuals, 244 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNMar 202625699%
Chrome Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Chrome Advisors

Form ADV of Chromecore, LLC (CRD 311539), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $152MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 84 individuals, 36 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$152MMMay 202612494%
Citrine Capital
Wealth manager, San Francisco, CA.
Detail and sources for Citrine Capital

Form ADV of Citrine Capital, LLC (CRD 171735), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $347MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 141 individuals, 75 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$347MMMar 2026141100%
Clearpath Capital Partners
Wealth manager, Menlo Park, CA.
Detail and sources for Clearpath Capital Partners

Form ADV of Clearpath Capital Partners LLC (CRD 111756), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $161MM; 2 private funds, $1.1MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 59 individuals, 50 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$161MMApr 20266199%2
Conquis Financial
Wealth manager, Millbrae, CA.
Detail and sources for Conquis Financial

Form ADV of Conquis Financial LLC (CRD 319579), SEC registered adviser, filed , main office Millbrae, CA: regulatory assets $280MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Conquis Financial LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 50 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$280MMAug 202650100%
Contrary Legacy
Wealth manager, San Mateo, CA.
Detail and sources for Contrary Legacy

Form ADV of Contrary Legacy LLC (CRD 325014), SEC registered adviser, filed : regulatory assets $140MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 20 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$140MMMar 202620100%
Dedicated Capital Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Dedicated Capital Advisors

Form ADV of Dedicated Capital Advisors, LLC (CRD 168132), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $162MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and selection of other advisers. Clients (Item 5.D): 57 individuals, 43 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$162MMMar 20267391%
Delta Investment Management
Wealth manager, San Francisco, CA.
Detail and sources for Delta Investment Management

Form ADV of Delta Investment Management, LLC (CRD 149596), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $857MM; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,099 individuals, 165 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$857MMApr 20261,099100%
Double Bay Management & Planning
Wealth manager, San Francisco, CA. Main office San Francisco, CA; not in the totals.
Detail and sources for Double Bay Management & Planning

Form ADV of an adviser filing under a person's name (CRD 136373), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $127MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office San Francisco, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting and selection of other advisers. Clients (Item 5.D): 32 individuals, 23 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$127MMMar 20263283%
East Rock Financial Services
Wealth manager, Burlingame, CA.
Detail and sources for East Rock Financial Services

Form ADV of East Rock Financial Services, LLC (CRD 147949), SEC registered adviser, filed : regulatory assets $136MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 39 individuals, 34 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$136MMMar 202639100%
Embarcadero Financial Group
Wealth manager, San Francisco, CA.
Detail and sources for Embarcadero Financial Group

Form ADV of Embarcadero Financial Investment Advisory, LLC (CRD 140929), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $170MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 159 individuals, 39 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$170MMMar 202616680%
Evart, Young & Hobbs Investment Management
Wealth manager, Redwood City, CA. Main office Redwood City, CA; not in the totals.
Detail and sources for Evart, Young & Hobbs Investment Management

Form ADV of Leo H. Evart, Inc. (CRD 110263), SEC registered adviser, filed , main office Redwood City, CA: regulatory assets $270MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Redwood City, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 235 individuals, 67 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$270MMMar 202624086%
Farther
Wealth manager, San Francisco, CA.
Detail and sources for Farther

Form ADV of Farther Finance Advisors, LLC (CRD 302050), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $16.0BN; 571 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Farther Finance Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 14,593 individuals, 3,463 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$16.0BNAug 202614,96589%
Financial Zen
Wealth manager, San Francisco, CA.
Detail and sources for Financial Zen

Form ADV of The Financial Zen Group, Inc. (CRD 282230), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $168MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 107 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$168MMSep 2026107100%
Fire Capital Management
Wealth manager, San Francisco, CA.
Detail and sources for Fire Capital Management

Form ADV of Fire Capital Management, LLC (CRD 299218), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $635MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 58 individuals, 33 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$635MMJul 20266180%
Garhwal, Chan & Williams
Wealth manager, San Francisco, CA.
Detail and sources for Garhwal, Chan & Williams

Form ADV of Garhwal, Chan & Williams Inc. (CRD 125484), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $134MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 22 individuals, 22 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$134MMJan 20262890%
Golden Gate Personal Financial Planning
Wealth manager, San Francisco, CA.
Detail and sources for Golden Gate Personal Financial Planning

Form ADV of Golden Gate Personal Financial Planning (CRD 132264), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $196MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 33 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$196MMFeb 202633100%
Green Ocean Global Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Green Ocean Global Advisors

Form ADV of Green Ocean Global Advisors LLC (CRD 321145), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $115MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 147 individuals, 56 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$115MMAug 2026147100%
Griffin Black
Wealth manager, Redwood City, CA.
Detail and sources for Griffin Black

Form ADV of Griffin Black, LLC (CRD 134684), SEC registered adviser, filed , main office Redwood City, CA: regulatory assets $356MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 171 individuals, 94 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$356MMSep 202617198%
Hanke & Apolonio Wealth Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Hanke & Apolonio Wealth Advisors

Form ADV of Hanke & Apolonio Wealth Advisors LLC (CRD 285315), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $167MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 99 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$167MMMar 202699100%
Intellectus Partners
Wealth manager, San Francisco, CA.
Detail and sources for Intellectus Partners

Form ADV of Intellectus Partners, LLC (CRD 173140), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $3.0BN; 7 private funds, $58MM gross; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Intellectus Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 197 individuals, 197 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.0BNOct 202620698%7
International Asset Management
Wealth manager, San Mateo, CA.
Detail and sources for International Asset Management

Form ADV of Individual Asset Management, Inc. (CRD 123418), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $173MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 188 individuals, 55 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$173MMMar 202619099%
Jackson Square Capital
Wealth manager, San Francisco, CA.
Detail and sources for Jackson Square Capital

Form ADV of Jackson Square Capital, LLC (CRD 300314), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $564MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jackson Square Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 605 individuals, 503 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$564MMMar 202663194%
January Capital Advisors
Wealth manager, San Francisco, CA.
Detail and sources for January Capital Advisors

Form ADV of January Capital Advisors LLC (CRD 177514), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $193MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of January Capital Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 180 individuals, 45 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$193MMMar 202618685%
Jordan Park Group
Wealth manager, San Francisco, CA.
Detail and sources for Jordan Park Group

Form ADV of Jordan Park Group LLC (CRD 287755), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $23.3BN; 45 private funds, $6.6BN gross; 153 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jordan Park Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 163 individuals, 163 of them high net worth; individuals hold 67% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$23.3BNJul 202622967%45
KB Financial Advisors
Wealth manager, San Francisco, CA.
Detail and sources for KB Financial Advisors

Form ADV of KB Financial Advisors LLC (CRD 134374), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $115MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 136 individuals, 16 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$115MMFeb 2026136100%
Luna Capital Management
Wealth manager, Burlingame, CA.
Detail and sources for Luna Capital Management

Form ADV of Luna Capital Management, LLC (CRD 307687), SEC registered adviser, filed , main office Burlingame, CA: regulatory assets $116MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 212 individuals, 42 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$116MMJun 202621898%
Lyell Wealth Management
Wealth manager, Menlo Park, CA.
Detail and sources for Lyell Wealth Management

Form ADV of Lyell Wealth Management LP (CRD 283521), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $1.6BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 303 individuals, 249 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.6BNMar 202630798%
MA Private Wealth
Wealth manager, San Carlos, CA.
Detail and sources for MA Private Wealth

Form ADV of MA Private Wealth, LLC (CRD 291366), SEC registered adviser, filed , main office San Carlos, CA: regulatory assets $686MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of MA Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 366 individuals, 148 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$686MMApr 2026366100%
McCarthy Asset Management
Wealth manager, Redwood Shores, CA.
Detail and sources for McCarthy Asset Management

Form ADV of McCarthy Asset Management, Inc. (CRD 118285), SEC registered adviser, filed , main office Redwood Shores, CA: regulatory assets $422MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 218 individuals, 169 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$422MMMar 2026218100%
Mission Creek Capital Partners
Wealth manager, San Francisco, CA.
Detail and sources for Mission Creek Capital Partners

Form ADV of Mission Creek Capital Partners, Inc. (CRD 151514), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $742MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 499 individuals, 324 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$742MMMar 202652495%
Moment Partners
Wealth manager, San Francisco, CA.
Detail and sources for Moment Partners

Form ADV of Moment Partners, LLC (CRD 332691), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.2BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 412 individuals, 216 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNSep 202643577%
Navigation Group
Wealth manager, Redwood Shores, CA.
Detail and sources for Navigation Group

Form ADV of Navigation Group LLC (CRD 130982), SEC registered adviser, filed , main office Redwood Shores, CA: regulatory assets $1.0BN; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 330 individuals, 254 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 202634292%
Nelson Capital Management
Wealth manager, Menlo Park, CA.
Detail and sources for Nelson Capital Management

Form ADV of Nelson Capital Management, LLC (CRD 129776), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $811MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Nelson Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and publications. Clients (Item 5.D): 199 individuals, 178 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$811MMApr 202621487%
Neumann Capital Management
Wealth manager, Foster City, CA.
Detail and sources for Neumann Capital Management

Form ADV of Neumann Capital Management, LLC (CRD 112182), SEC registered adviser, filed , main office Foster City, CA: regulatory assets $630MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Neumann Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 191 individuals, 128 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$630MMAug 2026191100%
NWK Group
Wealth manager, San Francisco, CA.
Detail and sources for NWK Group

Form ADV of NWK Group, Inc. (CRD 124186), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $485MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of NWK Group, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 207 individuals, 105 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$485MMMar 202621390%
Occidental Asset Management
Wealth manager, Burlingame, CA.
Detail and sources for Occidental Asset Management

Form ADV of Occidental Asset Management, LLC (CRD 168650), SEC registered adviser, filed , main office Burlingame, CA: regulatory assets $1.1BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 908 individuals, 908 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 2026908100%
One Wealth Advisors
Wealth manager, San Francisco, CA.
Detail and sources for One Wealth Advisors

Form ADV of One Wealth Advisors, LLC (CRD 170910), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.3BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of One Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 406 individuals, 246 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.3BNSep 202643496%
Parallel Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Parallel Advisors

Form ADV of Parallel Advisors, LLC (CRD 140800), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $10.3BN; 137 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Parallel Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 4,169 individuals, 1,013 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$10.3BNJun 20264,24090%
Perigon Wealth Management
Wealth manager, San Francisco, CA.
Detail and sources for Perigon Wealth Management

Form ADV of Perigon Wealth Management, LLC (CRD 131037), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $11.3BN; 159 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Perigon Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 5,421 individuals, 1,653 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$11.3BNJun 20265,66482%
Private Portfolios
Wealth manager, San Mateo, CA.
Detail and sources for Private Portfolios

Form ADV of Private Portfolios, Inc. (CRD 111905), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $293MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 259 individuals, 84 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$293MMSep 202626799%
Prospettiva Financial
Wealth manager, San Francisco, CA.
Detail and sources for Prospettiva Financial

Form ADV of Prospettiva Financial LLC (CRD 148760), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $129MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 294 individuals, 250 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$129MMMar 202629487%
Redwood Park Advisors
Wealth manager, Redwood City, CA.
Detail and sources for Redwood Park Advisors

Form ADV of Redwood Park Advisors, LLC (CRD 307958), SEC registered adviser, filed , main office Redwood City, CA: regulatory assets $170MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Redwood Park Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 121 individuals, 60 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$170MMMar 2026122100%
RHS Financial
Wealth manager, San Francisco, CA.
Detail and sources for RHS Financial

Form ADV of RHS Financial, LLC (CRD 149435), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $220MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of RHS Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 133 individuals, 58 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$220MMApr 202613696%
Roberts Wealth Advisors
Wealth manager, Menlo Park, CA.
Detail and sources for Roberts Wealth Advisors

Form ADV of Roberts Wealth Advisors, LLC (CRD 308827), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $446MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Roberts Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 146 individuals, 126 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$446MMMar 202615091%
Roof Eidam Maycock Peralta
Wealth manager, San Francisco, CA.
Detail and sources for Roof Eidam Maycock Peralta

Form ADV of Roof Eidam Maycock Peralta LLC (CRD 106696), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $805MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Roof Eidam Maycock Peralta LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 296 individuals, 194 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$805MMFeb 202629699%
Rosenblum Silverman Sutton SF
Wealth manager, San Francisco, CA.
Detail and sources for Rosenblum Silverman Sutton SF

Form ADV of Rosenblum Silverman Sutton SF Inc. (CRD 105774), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $487MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Rosenblum Silverman Sutton SF Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 159 individuals, 107 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$487MMSep 202615999%
Sage Rhino Capital
Wealth manager, Menlo Park, CA.
Detail and sources for Sage Rhino Capital

Form ADV of Sage Rhino Capital LLC (CRD 290148), SEC registered adviser, filed , main office Menlo Park, CA: regulatory assets $884MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sage Rhino Capital LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 192 individuals, 139 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$884MMMar 202619699%
SAS Financial Advisors
Wealth manager, San Francisco, CA.
Detail and sources for SAS Financial Advisors

Form ADV of SAS Financial Advisors, Llc. (CRD 288015), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $167MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 160 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$167MMSep 2026162100%
Second Summit Wealth Management
Wealth manager, San Francisco, CA.
Detail and sources for Second Summit Wealth Management

Form ADV of Second Summit Wealth Management, LLC (CRD 317984), SEC registered adviser, filed : regulatory assets $150MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 38 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$150MMOct 202638100%
Sentry Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Sentry Advisors

Form ADV of Sentry Advisors, LLC (CRD 174042), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $2.4BN; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 148 individuals, 121 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$2.4BNMar 202618396%
Sofi Wealth
Wealth manager, San Francisco, CA.
Detail and sources for Sofi Wealth

Form ADV of Sofi Wealth LLC (CRD 167958), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $2.0BN; 114 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sofi Wealth LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 254,020 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNJul 2026254,020100%
Strait & Sound
Wealth manager, San Francisco, CA.
Detail and sources for Strait & Sound

Form ADV of Strait & Sound Wealth Management LLC (CRD 309306), SEC registered adviser, filed : regulatory assets $334MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 243 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$334MMMar 2026243100%
Strategic Wealth Capital
Wealth manager, San Francisco, CA.
Detail and sources for Strategic Wealth Capital

Form ADV of Strategic Wealth Capital, LLC (CRD 326299), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $238MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 65 individuals, 14 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$238MMMar 20266698%
Summitry
Wealth manager, Foster City, CA.
Detail and sources for Summitry

Form ADV of Summitry, LLC (CRD 128586), SEC registered adviser, filed , main office Foster City, CA: regulatory assets $3.4BN; 46 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Summitry, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,293 individuals, 745 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.4BNJun 20261,32794%
Tactivest
Wealth manager, San Francisco, CA.
Detail and sources for Tactivest

Form ADV of Tactivest, LLC (CRD 173309), SEC registered adviser, filed : regulatory assets $144MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 200 individuals, 41 of them high net worth; individuals hold 79% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$144MMMar 202621279%
Team Hewins
Wealth manager, Foster City, CA.
Detail and sources for Team Hewins

Form ADV of Team Hewins, LLC (CRD 291194), SEC registered adviser, filed , main office Foster City, CA: regulatory assets $4.0BN; 29 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Team Hewins, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 551 individuals, 304 of them high net worth; individuals hold 62% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.0BNJul 202657662%
Tessara Wealth
Wealth manager, Burlingame, CA.
Detail and sources for Tessara Wealth

Form ADV of Ballast Point Financial Planning, LLC (CRD 283295), SEC registered adviser, filed , main office Burlingame, CA: regulatory assets $162MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 143 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$162MMMay 2026143100%
Think Different Financial Planning
Wealth manager, Menlo Park, CA.
Detail and sources for Think Different Financial Planning

Form ADV of Think Different Financial Planning LLC (CRD 312539), SEC registered adviser, filed : regulatory assets $142MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 45 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$142MMSep 202645100%
Twin Lakes Capital
Wealth manager, Redwood Shores, CA.
Detail and sources for Twin Lakes Capital

Form ADV of Twin Lakes Capital Management, LLC (CRD 137522), SEC registered adviser, filed , main office Redwood Shores, CA: regulatory assets $315MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 83 individuals, 49 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$315MMMar 20268994%
Twin Peaks Wealth Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Twin Peaks Wealth Advisors

Form ADV of Twin Peaks Wealth Advisors, LLC (CRD 323817), SEC registered adviser, filed : regulatory assets $585MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 422 individuals, 194 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$585MMSep 202643197%
Van Strum & Towne
Wealth manager, San Francisco, CA.
Detail and sources for Van Strum & Towne

Form ADV of Van Strum & Towne Inc. (CRD 106228), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $483MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Van Strum & Towne Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 94 individuals, 76 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$483MMMar 202610185%
Vantage Wealth Management
Wealth manager, San Mateo, CA.
Detail and sources for Vantage Wealth Management

Form ADV of Vantage Wealth Management, LLC (CRD 152374), SEC registered adviser, filed , main office San Mateo, CA: regulatory assets $1.1BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 635 individuals, 264 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 202663999%
Verita Strategic Wealth Partners
Wealth manager, San Francisco, CA.
Detail and sources for Verita Strategic Wealth Partners

Form ADV of Verita Strategic Wealth Partners, LLC (CRD 335215), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $1.0BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 17 individuals, 17 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 202617100%
Veritas Wealth Partners
Wealth manager, San Mateo, CA.
Detail and sources for Veritas Wealth Partners

Form ADV of Veritas Wealth Partners, LLC (CRD 312247), SEC registered adviser, filed : regulatory assets $151MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 41 individuals, 32 of them high net worth; individuals hold 85% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$151MMMar 20264185%
Vested Financial Planning
Wealth manager, San Carlos, CA.
Detail and sources for Vested Financial Planning

Form ADV of Vested Financial Planning, LLC (CRD 296970), SEC registered adviser, filed : regulatory assets $157MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Vested Financial Planning, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 37 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$157MMMar 202637100%
We Financial Group
Wealth manager, San Francisco, CA.
Detail and sources for We Financial Group

Form ADV of We Financial Group LLC (CRD 298549), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $127MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 140 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMApr 2026140100%
Wealth Script Advisors
Wealth manager, San Francisco, CA.
Detail and sources for Wealth Script Advisors

Form ADV of Wealth Script Advisors LLC (CRD 334760), SEC registered adviser, filed , main office San Francisco, CA: regulatory assets $121MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 51 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$121MMAug 202651100%
Wealthvalues
Wealth manager, Redwood City, CA.
Detail and sources for Wealthvalues

Form ADV of Wealthvalues, LLC (CRD 140004), SEC registered adviser, filed , main office Redwood City, CA: regulatory assets $467MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 25 individuals, 25 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$467MMMar 202625100%
Wittlin Advisory
Wealth manager, San Francisco, CA. Main office ; not in the totals.
Detail and sources for Wittlin Advisory

Form ADV of Roger Wittlin Investment Advisory, LLC (CRD 292577), SEC registered adviser, filed : regulatory assets $348MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 14 individuals, 14 of them high net worth; individuals hold 86% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$348MMMar 20261686%
WP Advisors
Wealth manager, South San Francisco, CA.
Detail and sources for WP Advisors

Form ADV of WP Advisors, LLC (CRD 118268), SEC registered adviser, filed : regulatory assets $589MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of WP Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 391 individuals, 209 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$589MMMar 2026391100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 85 firms counted.

  1. 17%

    of the $137.6 billion the 85 firms counted report is one firm's: Jordan Park Group. Without it, the other 84 report $114.3 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $422MM

    is the median: half of the 85 report less, and 64 report under $1 billion.

    Assets, latest Form ADV of each

  3. 56

    private funds are advised by the firms counted; Jordan Park Group advises the most, 45.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 74%

    of their assets is high net worth money; the next largest client type is other individuals, at 11%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 50

    of the 85 have their main office in San Francisco County, CA; the next place is San Mateo County, CA, with 35.

    Main office on each Form ADV

Questions

How many wealth management firms are there in San Francisco?

This list holds 88 wealth management firms in the San Francisco metro; 85 of them report regulatory assets on Form ADV, $137.6 billion together.

What are the largest wealth management firms in San Francisco?

By the regulatory assets they report: Jordan Park Group $23.3 billion, Baker Street Advisors $20.8 billion, Farther $16.0 billion, Perigon Wealth Management $11.3 billion, Parallel Advisors $10.3 billion.

How much do wealth management firms in San Francisco typically manage?

Of the 85 that report, the median reports $422 million in regulatory assets; 64 report under $1 billion.

How do you start a relationship with wealth management firms in San Francisco?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
88 wealth management firms, 88 are wealth managers. Every SEC registered adviser with a main office in San Francisco-San Mateo-Redwood City, CA metropolitan division (Census division 41884: San Francisco, San Mateo and Marin counties) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 85 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the San Francisco metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $137.6BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 3 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 88, 88 report on a current Form ADV and 30 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 88 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 30 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in San Francisco," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-san-francisco

Request a correction

The list is public. The warm path is not.

Send us your deck
Capital formation for fund managers and companiesInvestor directoryQuestions about fees and data