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Wealth Management Firms (RIAs) in Sacramento

38 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Allworth Financial is the largest: $33.6 billion through Allworth Financial, L.P. (filed ).

Van Hulzen Financial Advisors follows with $2.1 billion. The 36 advisers counted report $46.4 billion together; the ten largest hold 89% of it, and half report less than $197 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $46.4BN sitsThe 36 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over72%1 firm
  2. $1BN to $5BN8%2 firms
  3. $500MM to $1BN7%5 firms
  4. Under $500MM13%28 firms

Latest Form ADV of each, filed Feb 2026 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 38 are wealth managers
38
Combined assets36 counted; as filed to Oct 2026
$46.4BN
Largest: Allworth FinancialAs filed
$33.6BN
Median firmHalf of the 36 report less
$197MM
Held by the ten largestOf the $46.4BN combined
89%

Allworth Financial, Van Hulzen Financial Advisors and Roseman Wagner Wealth Management lead the Sacramento wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $44.1BN, 95% of the $46.4BN the 36 counted report.

  1. 1

    Allworth Financial

    Wealth manager, Folsom, CA

    $33.6BNRegulatory assets, Jul 2026

    75% high net worth, 21% other individuals, 2% pension plans

    Individual clients
    28,786
  2. 2

    Van Hulzen Financial Advisors

    Wealth manager, El Dorado Hills, CA

    $2.1BNRegulatory assets, Aug 2026

    63% high net worth, 17% other individuals, 10% private funds

    Individual clients
    1,389
  3. 3

    Roseman Wagner Wealth Management

    Wealth manager, Rocklin, CA

    $1.5BNRegulatory assets, Mar 2026

    77% high net worth, 12% private funds, 5% other individuals

    Individual clients
    580
    Private funds
    1
  4. 4

    Statheros Financial Solutions

    Wealth manager, El Dorado Hills, CA

    $926MMRegulatory assets, Jun 2026

    47% high net worth, 40% pension plans, 12% other individuals

    Individual clients
    555
  5. 5

    Planned Solutions

    Wealth manager, Folsom, CA

    $671MMRegulatory assets, Apr 2026

    79% high net worth, 21% other individuals

    Individual clients
    827
  6. 6

    Towerpoint Wealth

    Wealth manager, Sacramento, CA

    $561MMRegulatory assets, Jun 2026

    77% high net worth, 22% other individuals

    Individual clients
    561
  7. 7

    Delta Wealth Management

    Wealth manager, Granite Bay, CA

    $522MMRegulatory assets, Mar 2026

    69% high net worth, 30% charities

    Individual clients
    34
  8. 8

    Parkshore Wealth Management

    Wealth manager, Granite Bay, CA

    $518MMRegulatory assets, Jun 2026

    75% high net worth, 24% other individuals, 1% pension plans

    Individual clients
    522
  9. 9

    True Wave Financial Planners

    Wealth manager, Sacramento, CA

    $456MMRegulatory assets, Aug 2026

    64% high net worth, 24% other individuals, 9% pension plans

    Individual clients
    922
  10. 10

    Spectrum Wealth Advisory Group

    Wealth manager, Granite Bay, CA

    $445MMRegulatory assets, Mar 2026

    78% high net worth, 16% other individuals, 6% pension plans

    Individual clients
    646
  11. 11

    Abound Financial

    Wealth manager, Granite Bay, CA

    $428MMRegulatory assets, Jul 2026

    68% high net worth, 29% other individuals, 2% pension plans

    Individual clients
    525
  12. 12

    Boyd Wealth Management

    Wealth manager, Sacramento, CA

    $410MMRegulatory assets, Mar 2026

    77% high net worth, 19% pension plans, 3% other individuals

    Individual clients
    138
  13. 13

    Avisen Advisors

    Wealth manager, Sacramento, CA

    $389MMRegulatory assets, Mar 2026

    84% high net worth, 12% other individuals, 2% charities

    Individual clients
    191
  14. 14

    Carbahal Olsen Financial Services Group

    Wealth manager, Davis, CA

    $258MMRegulatory assets, Mar 2026

    68% high net worth, 29% other individuals, 3% pension plans

    Individual clients
    237
  15. 15

    Sterling Retirement Group of Sacramento

    Wealth manager, Roseville, CA

    $253MMRegulatory assets, Mar 2026

    74% other individuals, 19% high net worth, 7% pension plans

    Individual clients
    503
  16. 16

    We Alliance Wealth Advisors

    Wealth manager, Roseville, CA

    $233MMRegulatory assets, Jul 2026

    52% other individuals, 48% high net worth

    Individual clients
    265
  17. 17

    Strategic Retirement Advisors

    Wealth manager, Elk Grove, CA

    $217MMRegulatory assets, Jun 2026

    100% other individuals

    Individual clients
    945
  18. 18

    Hansen & Associates Financial Group

    Wealth manager, Roseville, CA

    $202MMRegulatory assets, May 2026

    60% other individuals, 40% high net worth

    Individual clients
    536
  19. 19

    Dynamic Wealth Strategies

    Wealth manager, Granite Bay, CA

    $191MMRegulatory assets, Mar 2026

    77% high net worth, 19% other individuals, 3% private funds

    Individual clients
    155
    Private funds
    1
  20. 20

    Archer Pointe Wealth Management

    Wealth manager, Davis, CA

    $186MMRegulatory assets, Mar 2026

    90% high net worth, 8% other individuals, 2% pension plans

    Individual clients
    104

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 72% of the assets

How the 36 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 36 firms counted, log scaleEach dot is one adviser and links to its row. Allworth Financial $33.6BN; Van Hulzen Financial Advisors $2.1BN; Roseman Wagner Wealth Management $1.5BN; median $197MM.$100MM$1BN$10BN$100BNAllworth Financial: $33.6BNVan Hulzen Financial Advisors: $2.1BNRoseman Wagner Wealth Management: $1.5BNStatheros Financial Solutions: $926MMPlanned Solutions: $671MMTowerpoint Wealth: $561MMDelta Wealth Management: $522MMParkshore Wealth Management: $518MMTrue Wave Financial Planners: $456MMSpectrum Wealth Advisory Group: $445MMAbound Financial: $428MMBoyd Wealth Management: $410MMAvisen Advisors: $389MMCarbahal Olsen Financial Services Group: $258MMSterling Retirement Group of Sacramento: $253MMWe Alliance Wealth Advisors: $233MMStrategic Retirement Advisors: $217MMHansen & Associates Financial Group: $202MMDynamic Wealth Strategies: $191MMArcher Pointe Wealth Management: $186MMAlpenglobal Capital: $184MMGasber Financial Advisors: $178MMIFC: $173MMWealthguard Advisors: $172MMLarsen Wealth Management: $172MMFC360 Wealth Management: $158MMDimensions Wealth Management: $152MMOnesource Wealth Management: $150MMST. Clair Financial: $141MMBridgeview Capital Advisors: $122MMKW Wealth Management: $122MMTwin Rivers Wealth Management: $122MMDachtler Wealth Advisors: $120MMVantage Financial Group: $119MMLynch Financial Advisors: $113MMThree Oaks Wealth: $100MMAllworth Financial $33.6BNVan Hulzen Financial Advisors $2.1BNRoseman Wagner Wealth Management $1.5BNMedian $197MMAssets of each of the 36 firms counted, log scaleEach dot is one adviser and links to its row. Allworth Financial $33.6BN; Van Hulzen Financial Advisors $2.1BN; Roseman Wagner Wealth Management $1.5BN; median $197MM.$1BN$100BNAllworth Financial $33.6BNMedian $197MM

One dot per firm counted; 2 firms with a main office outside Sacramento, a second row for the same adviser or only fund assets left out. Read .

The 36 firms, by size
Under $500MM2813%$6.0BN
$500MM to $1BN57%$3.2BN
$1BN to $5BN28%$3.7BN
$5BN to $10BN00%$0
$10BN to $25BN00%$0
$25BN and over172%$33.6BN

Assets each reported in its latest filing; shares are of the $46.4BN combined, one row per firm. Read .

72%

of the assets reported sits with one firm, Allworth Financial. The five largest hold 84%; 33 of 36 report under $1 billion.

72%Largest11%Next 416%Other 31
Who the 38 are
  1. Wealth managers38

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 36 advisers' assets by type of client
  1. High net worth73%
  2. Other individuals21%
  3. Pension plans3%
  4. Businesses1%
  5. Private funds1%
  6. Charities1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Allworth Financial28,786Jul 2026
2Van Hulzen Financial Advisors1,389Aug 2026
3IFC1,048Jun 2026
4Strategic Retirement Advisors945Jun 2026
5True Wave Financial Planners922Aug 2026
6Planned Solutions827Apr 2026
7Spectrum Wealth Advisory Group646Mar 2026
8Roseman Wagner Wealth Management580Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Allworth Financial9,283Jul 2026
2Van Hulzen Financial Advisors369Aug 2026
3Roseman Wagner Wealth Management273Mar 2026
4True Wave Financial Planners266Aug 2026
5Planned Solutions230Apr 2026
6Spectrum Wealth Advisory Group226Mar 2026
7Statheros Financial Solutions161Jun 2026
8Towerpoint Wealth161Jun 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 38 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 38 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Sacramento 38 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Abound Financial
Wealth manager, Granite Bay, CA.
Detail and sources for Abound Financial

Form ADV of Kerux, LLC (CRD 327724), SEC registered adviser, filed , main office Granite Bay, CA: regulatory assets $428MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 525 individuals, 136 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$428MMJul 202654197%
Allworth Financial
Wealth manager, Folsom, CA.
Detail and sources for Allworth Financial

Form ADV of Allworth Financial, L.P. (CRD 111167), SEC registered adviser, filed , main office Folsom, CA: regulatory assets $33.6BN; 493 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 28,786 individuals, 9,283 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$33.6BNJul 202629,29796%
Alpenglobal Capital
Wealth manager, Tahoe City, CA.
Detail and sources for Alpenglobal Capital

Form ADV of Alpenglobal Capital, LLC (CRD 140186), SEC registered adviser, filed : regulatory assets $184MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 141 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$184MMMar 2026141100%
Archer Pointe Wealth Management
Wealth manager, Davis, CA.
Detail and sources for Archer Pointe Wealth Management

Form ADV of Archer Pointe Wealth Management, LLC (CRD 308777), SEC registered adviser, filed , main office Davis, CA: regulatory assets $186MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 104 individuals, 60 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$186MMMar 202610498%
Avisen Advisors
Wealth manager, Sacramento, CA.
Detail and sources for Avisen Advisors

Form ADV of Avisen Advisors, LLC (CRD 113791), SEC registered adviser, filed , main office Sacramento, CA: regulatory assets $389MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 191 individuals, 91 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$389MMMar 202619196%
Boyd Wealth Management
Wealth manager, Sacramento, CA.
Detail and sources for Boyd Wealth Management

Form ADV of Boyd Wealth Management, LLC (CRD 293990), SEC registered adviser, filed , main office Sacramento, CA: regulatory assets $410MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 138 individuals, 87 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$410MMMar 202616281%
Bridgeview Capital Advisors
Wealth manager, El Dorado Hills, CA.
Detail and sources for Bridgeview Capital Advisors

Form ADV of Bridgeview Capital Advisors, Inc. (CRD 6290), SEC registered adviser, filed , main office El Dorado Hills, CA: regulatory assets $122MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 151 individuals, 45 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$122MMSep 202615399%
Bulman Wealth Group
Wealth manager, Roseville, CA. Main office Roseville, CA; not in the totals.
Detail and sources for Bulman Wealth Group

Form ADV of Chris Bulman Inc. (CRD 313552), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $283MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Roseville, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 555 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$283MMFeb 2026556100%
Carbahal Olsen Financial Services Group
Wealth manager, Davis, CA.
Detail and sources for Carbahal Olsen Financial Services Group

Form ADV of Carbahal Olsen Financial Services Group LLC (CRD 151765), SEC registered adviser, filed , main office Davis, CA: regulatory assets $258MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Carbahal Olsen Financial Services Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 237 individuals, 49 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$258MMMar 202624497%
Dachtler Wealth Advisors
Wealth manager, Folsom, CA.
Detail and sources for Dachtler Wealth Advisors

Form ADV of Dachtler Wealth Advisors, LLC (CRD 335863), SEC registered adviser, filed , main office Folsom, CA: regulatory assets $120MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 198 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMMar 2026198100%
Delta Wealth Management
Wealth manager, Granite Bay, CA.
Detail and sources for Delta Wealth Management

Form ADV of Delta Wealth Management (CRD 111368), SEC registered adviser, filed : regulatory assets $522MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 34 individuals, 34 of them high net worth; individuals hold 70% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$522MMMar 20264170%
Dimensions Wealth Management
Wealth manager, Roseville, CA.
Detail and sources for Dimensions Wealth Management

Form ADV of Dimensions Wealth Management, LLC (CRD 298928), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $152MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 122 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$152MMMar 2026122100%
Dynamic Wealth Strategies
Wealth manager, Granite Bay, CA.
Detail and sources for Dynamic Wealth Strategies

Form ADV of Dynamic Wealth Strategies, LLC (CRD 167594), SEC registered adviser, filed , main office Granite Bay, CA: regulatory assets $191MM; 1 private fund, $6.0MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 155 individuals, 57 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$191MMMar 202615996%1
FC360 Wealth Management
Wealth manager, Roseville, CA.
Detail and sources for FC360 Wealth Management

Form ADV of FC360 Wealth Management, Inc. (CRD 171788), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $158MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 379 individuals, 107 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$158MMMar 2026379100%
Gasber Financial Advisors
Wealth manager, Folsom, CA.
Detail and sources for Gasber Financial Advisors

Form ADV of Gasber Financial Advisors, Inc. (CRD 157329), SEC registered adviser, filed , main office Folsom, CA: regulatory assets $178MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 180 individuals, 62 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$178MMFeb 202618395%
Hansen & Associates Financial Group
Wealth manager, Roseville, CA.
Detail and sources for Hansen & Associates Financial Group

Form ADV of Hansen & Associates Financial Group Inc. (CRD 168363), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $202MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 536 individuals, 61 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$202MMMay 2026537100%
IFC
Wealth manager, Auburn, CA.
Detail and sources for IFC

Form ADV of IFC and Insurance Marketing, Inc. (CRD 283976), SEC registered adviser, filed , main office Auburn, CA: regulatory assets $173MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 1,048 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$173MMJun 20261,050100%
KW Wealth Management
Wealth manager, Sacramento, CA.
Detail and sources for KW Wealth Management

Form ADV of KW Wealth Management LLC (CRD 298466), SEC registered adviser, filed : regulatory assets $122MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 80 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$122MMFeb 202680100%
Larsen Wealth Management
Wealth manager, El Dorado Hills, CA.
Detail and sources for Larsen Wealth Management

Form ADV of LWM Advisors Inc. (CRD 146620), SEC registered adviser, filed , main office El Dorado Hills, CA: regulatory assets $172MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 120 individuals, 45 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$172MMMar 202612496%
Lynch Financial Advisors
Wealth manager, Roseville, CA.
Detail and sources for Lynch Financial Advisors

Form ADV of Lynch Financial Advisors, Inc. (CRD 342560), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $113MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 113 individuals, 0 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$113MMAug 202611995%
Mark Gillam Enterprises
Wealth manager, Fair Oaks, CA. Main office Fair Oaks, CA; not in the totals.
Detail and sources for Mark Gillam Enterprises

Form ADV of Mark Gillam Enterprises (CRD 108632), SEC registered adviser, filed , main office Fair Oaks, CA: regulatory assets $210MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Fair Oaks, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 108 individuals, 39 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$210MMAug 202611193%
Onesource Wealth Management
Wealth manager, Granite Bay, CA.
Detail and sources for Onesource Wealth Management

Form ADV of Legacy Capital Management, Limited Liability Company (CRD 319078), SEC registered adviser, filed , main office Granite Bay, CA: regulatory assets $150MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 229 individuals, 44 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$150MMOct 202622997%
Parkshore Wealth Management
Wealth manager, Granite Bay, CA.
Detail and sources for Parkshore Wealth Management

Form ADV of Parkshore Wealth Management (CRD 148052), SEC registered adviser, filed , main office Granite Bay, CA: regulatory assets $518MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Parkshore Wealth Management, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 522 individuals, 154 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$518MMJun 202652899%
Planned Solutions
Wealth manager, Folsom, CA.
Detail and sources for Planned Solutions

Form ADV of Planned Solutions Financial & Insurance Services, Inc. (CRD 105052), SEC registered adviser, filed , main office Folsom, CA: regulatory assets $671MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Planned Solutions Financial & Insurance Services, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 827 individuals, 230 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$671MMApr 2026827100%
Roseman Wagner Wealth Management
Wealth manager, Rocklin, CA.
Detail and sources for Roseman Wagner Wealth Management

Form ADV of RWWM, Inc. (CRD 148221), SEC registered adviser, filed , main office Rocklin, CA: regulatory assets $1.5BN; 1 private fund, $182MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of RWWM, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 580 individuals, 273 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNMar 202662282%1
Spectrum Wealth Advisory Group
Wealth manager, Granite Bay, CA.
Detail and sources for Spectrum Wealth Advisory Group

Form ADV of Spectrum Wealth Advisory Group, LLC (CRD 298632), SEC registered adviser, filed , main office Granite Bay, CA: regulatory assets $445MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Spectrum Wealth Advisory Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 646 individuals, 226 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$445MMMar 202667094%
ST. Clair Financial
Wealth manager, Roseville, CA.
Detail and sources for ST. Clair Financial

Form ADV of ST. Clair Financial LLC (CRD 151251), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $141MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 93 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$141MMFeb 202693100%
Statheros Financial Solutions
Wealth manager, El Dorado Hills, CA.
Detail and sources for Statheros Financial Solutions

Form ADV of Statheros Financial Solutions, Inc. (CRD 306217), SEC registered adviser, filed , main office El Dorado Hills, CA: regulatory assets $926MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 555 individuals, 161 of them high net worth; individuals hold 60% of its regulatory assets.

Files: SEC Form ADV.

$926MMJun 202662560%
Sterling Retirement Group of Sacramento
Wealth manager, Roseville, CA.
Detail and sources for Sterling Retirement Group of Sacramento

Form ADV of Sterling Retirement Group of Sacramento Inc. (CRD 168397), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $253MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 503 individuals, 65 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$253MMMar 202651593%
Strategic Retirement Advisors
Wealth manager, Elk Grove, CA.
Detail and sources for Strategic Retirement Advisors

Form ADV of Strategic Retirement Advisors, LLC (CRD 142887), SEC registered adviser, filed , main office Elk Grove, CA: regulatory assets $217MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 945 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$217MMJun 2026945100%
Three Oaks Wealth
Wealth manager, Gold River, CA.
Detail and sources for Three Oaks Wealth

Form ADV of Three Oaks Capital Management, LLC (CRD 171082), SEC registered adviser, filed , main office Gold River, CA: regulatory assets $100MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 89 individuals, 46 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$100MMSep 202610086%
Towerpoint Wealth
Wealth manager, Sacramento, CA.
Detail and sources for Towerpoint Wealth

Form ADV of Towerpoint Wealth, LLC (CRD 288593), SEC registered adviser, filed , main office Sacramento, CA: regulatory assets $561MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Towerpoint Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 561 individuals, 161 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$561MMJun 202657099%
True Wave Financial Planners
Wealth manager, Sacramento, CA.
Detail and sources for True Wave Financial Planners

Form ADV of Lucas Group Financial Planners, Inc. (CRD 130163), SEC registered adviser, filed , main office Sacramento, CA: regulatory assets $456MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 922 individuals, 266 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$456MMAug 202695688%
Twin Rivers Wealth Management
Wealth manager, Sacramento, CA.
Detail and sources for Twin Rivers Wealth Management

Form ADV of Twin Rivers Wealth Management LLC (CRD 305773), SEC registered adviser, filed , main office Sacramento, CA: regulatory assets $122MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 256 individuals, 22 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$122MMAug 202627498%
Van Hulzen Financial Advisors
Wealth manager, El Dorado Hills, CA.
Detail and sources for Van Hulzen Financial Advisors

Form ADV of Van Hulzen Asset Management, LLC (CRD 116632), SEC registered adviser, filed , main office El Dorado Hills, CA: regulatory assets $2.1BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and other services. Clients (Item 5.D): 1,389 individuals, 369 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$2.1BNAug 20261,49981%
Vantage Financial Group
Wealth manager, Auburn, CA.
Detail and sources for Vantage Financial Group

Form ADV of Hudson Financial Services, Inc. (CRD 309675), SEC registered adviser, filed , main office Auburn, CA: regulatory assets $119MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Vantage Financial Group, Inc. (CRD 105950), registered adviser, filed , Cleveland, OH.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 441 individuals, 110 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$119MMMay 202645198%
We Alliance Wealth Advisors
Wealth manager, Roseville, CA.
Detail and sources for We Alliance Wealth Advisors

Form ADV of We Alliance Wealth Advisors, Inc. (CRD 175405), SEC registered adviser, filed , main office Roseville, CA: regulatory assets $233MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 265 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$233MMJul 2026265100%
Wealthguard Advisors
Wealth manager, Placerville, CA.
Detail and sources for Wealthguard Advisors

Form ADV of Wealthguard Advisors, Inc. (CRD 297192), SEC registered adviser, filed , main office Placerville, CA: regulatory assets $172MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 390 individuals, 47 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$172MMSep 202639796%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 72% of the money

Five findings from the filings of the 36 firms counted.

  1. 72%

    of the $46.4 billion the 36 firms counted report is one firm's: Allworth Financial. Without it, the other 35 report $12.8 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $197MM

    is the median: half of the 36 report less, and 33 report under $1 billion.

    Assets, latest Form ADV of each

  3. 2

    private funds are advised by the firms counted; Roseman Wagner Wealth Management advises the most, 1.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 73%

    of their assets is high net worth money; the next largest client type is other individuals, at 21%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 17

    of the 36 have their main office in Placer County, CA; the next place is Sacramento County, CA, with 12.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Sacramento?

This list holds 38 wealth management firms in the Sacramento metro; 36 of them report regulatory assets on Form ADV, $46.4 billion together.

What are the largest wealth management firms in Sacramento?

By the regulatory assets they report: Allworth Financial $33.6 billion, Van Hulzen Financial Advisors $2.1 billion, Roseman Wagner Wealth Management $1.5 billion, Statheros Financial Solutions $926 million, Planned Solutions $671 million.

How much do wealth management firms in Sacramento typically manage?

Of the 36 that report, the median reports $197 million in regulatory assets; 33 report under $1 billion.

How do you start a relationship with wealth management firms in Sacramento?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
38 wealth management firms, 38 are wealth managers. Every SEC registered adviser with a main office in Sacramento-Roseville-Folsom, CA MSA (Census CBSA 40900) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 36 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Sacramento metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $46.4BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 2 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 38, 38 report on a current Form ADV and 6 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 38 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 6 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Sacramento," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-sacramento

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