RIA Firms in the United States

Form ADV of Ackerman Capital Advisors, LLC (CRD 123824), SEC registered adviser, filed March 2026, main office Dallas, TX: regulatory assets $604MM; 2 private funds, $27MM gross; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Ackerman Capital Management helps clients manage the complexities and opportunities that come with significant wealth. Over five decades, the firm has thoughtfully guided clients through market cycles with principles of integrity, clarity, and transparency. The firm provides wealth management, portfolio management, financial planning, and fiduciary retirement plan services to institutional and individual clients.

Interests: Equity investment strategies, portfolio management, and wealth advisory services.

Sectors: Equities, Emerging Markets.

Files: SEC Form ADV.

Form ADV of Advent Capital Management, LLC (CRD 113013), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $8.8BN; 1 private fund, $376MM gross; 58 employees.

Tied to this row by the CRD the list cites from the filing.

Advent Capital Management is a registered investment advisor providing investment strategies that incorporate a highly differentiated philosophy, process, and pattern of returns while seeking to mitigate risk. The firm offers traditional strategies focused on long-term investment returns with emphasis on capital preservation, as well as alternative strategies seeking to generate absolute, uncorrelated returns with minimal portfolio volatility. Advent also offers a publicly traded closed-end fund.

Interests: Convertible bonds and fixed income strategies, with traditional and alternative investment approaches.

Files: SEC Form ADV.

Form ADV of Aspiriant, LLC (CRD 146720), SEC registered adviser, filed August 2026, main office Los Angeles, CA: regulatory assets $18.0BN; 218 employees.

Tied to this row by the CRD the list cites from the filing.

5 private offering notices since October 2024 by 1 fund or vehicle named for the firm, latest October 2026 by Aspiriant Holdings, LLC, as the notice names it.

Aspiriant is a Los Angeles-based independent registered investment adviser serving high-net-worth individuals, families, and foundations. Winner of the Family Wealth Report Multi-Family Office award in the $5-15 billion AUM category. Named to Forbes Top RIA Firms and Financial Advisor's America's Top RIAs for 2025. Provides full-service wealth management including investment management, financial planning, tax advisory, estate planning, and philanthropic consulting.

Interests: Independent wealth management and investment advisory for high-net-worth individuals and families.

States $5-15BN (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, Form D notices of funds named for it.

Form ADV of Avestar Capital, LLC (CRD 287525), SEC registered adviser, filed September 2026, main office New York, NY: regulatory assets $2.1BN; 4 private funds, $62MM gross; 16 employees.

Tied to this row by its own website, which the adviser lists in Item 1.I of its Form ADV.

Listed stocks, Form 13F-HR of Avestar Capital, LLC, quarter ended June 30, 2026, filed July 2026: 544 holdings, $1.8BN.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Banner Ridge Partners, LP (CRD 304928), SEC registered adviser, filed July 2026, main office New York, NY: regulatory assets $15.3BN; 16 private funds, $6.5BN gross; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Banner Ridge Partners is a Registered Investment Advisor that identifies best-in-class private equity managers in niche markets and provides liquidity solutions to their limited partners. The firm is led by a senior team with significant secondary market experience. By targeting deep value opportunities, focusing on fragmented markets and working through structural complexities, Banner Ridge seeks to exceed the investment goals of its clients.

Interests: Private equity secondary markets, distressed assets, special situations, structured credit, co-investments.

Sectors: Private Equity, Distressed Assets, Special Situations, Structured Credit.

Files: SEC Form ADV.

Form ADV of Beacon Pointe Advisors, LLC (CRD 119290), SEC registered adviser, filed August 2026, main office Newport Beach, CA: regulatory assets $54.9BN; 5 private funds, $110MM gross; 780 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Beacon Pointe Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 1916 holdings, $21.5BN.

Beacon Pointe Advisors is an SEC-registered investment adviser headquartered in Newport Beach, California, overseeing approximately $62 billion in client assets under advisement as of early 2026, supported by 750+ team members across 90+ offices nationwide. Rapid growth from $15 billion through aggressive multi-market acquisitions. Provides wealth management, outsourced CIO services, investment consulting, and financial planning.

Interests: Wealth management and outsourced CIO services for high-net-worth individuals and institutional investors.

States $62BN AUA (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Caerus Investment Advisors, LLC (CRD 171716), SEC registered adviser, filed March 2026: regulatory assets $117MM; 15 private funds, $58MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Listed stocks, Form 13F-HR of Caerus Investment Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 339 holdings, $300MM.

Caerus Investment Advisors is an SEC-registered investment advisor providing professional investment advisory services to clients across multiple families and individuals. The firm operates under a registered advisor structure with standard regulatory compliance and fiduciary obligations. Specific investment focus and service details are not publicly disclosed on the firm's website.

Interests, from its website: Investment advisory services for high-net-worth clients.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of CBRE Investment Management Infrastructure Inc. (CRD 158495), SEC registered adviser, filed March 2026, main office Toronto, Ontario, Canada: regulatory assets $11.5BN; 3 private funds, $5.8BN gross; 71 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Toronto, Ontario, Canada; shown but not counted in the totals, charts or boards.

Possible match by name only, not counted: CBRE Investment Management, LLC (CRD 109981), registered adviser, filed July 2026, New York, NY.

CBRE Investment Management focuses on real estate and infrastructure investment strategies. They provide portfolio solutions designed to meet investor return objectives across a unified opportunity set. As both an investor and operator, they deliver unparalleled experience and expertise across their full spectrum of portfolio solutions.

Sectors: Real Estate, Infrastructure.

Files: SEC Form ADV.

Form ADV of Cerity Partners LLC (CRD 151559), SEC registered adviser, filed July 2026, main office New York, NY: regulatory assets $161.7BN; 10 private funds, $113MM gross; 1,529 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cerity Partners LLC, quarter ended June 30, 2026, filed August 2026: 8447 holdings, $82.7BN.

Cerity Partners is a New York-headquartered independent wealth management firm that grew to over $147 billion in AUM by December 2025, driven by aggressive M&A including Prio Wealth ($4.1B), West Coast Financial, Graypoint ($4.5B), and others. The firm provides holistic financial planning, investment management, tax preparation and strategy, estate planning, and corporate advisory through a rapidly expanding national platform.

Interests: Integrated wealth management, tax advisory, and financial planning for high-net-worth individuals and institutions.

States $147BN+ (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Chesapeake Asset Management LLC (CRD 108994), SEC registered adviser, filed April 2026, main office New York, NY: regulatory assets $469MM; 1 private fund, $53MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Chesapeake Asset Management builds global multi-asset class portfolios with experienced management and a strong track record since 1998. The firm partners with clients to achieve long-term wealth creation through customized portfolios addressing specific objectives. The firm operates as a fiduciary with full independence, no outside affiliations, and a transparent investment process.

Interests: Wealth management, alternative investments, and financial planning with global multi-asset class portfolio construction.

Sectors: Equities, Fixed Income, Alternative Investments.

Files: SEC Form ADV.

Form ADV of Focus Partners Wealth, LLC (CRD 159289), SEC registered adviser, filed September 2026, main office St. Louis, MO: regulatory assets $181.9BN; 26 private funds, $3.0BN gross; 1,915 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Colony Group LLC, quarter ended September 30, 2023, filed November 2023: 754 holdings, $6.7MM; no 13F filed for a 2026 quarter.

The Colony Group is a fee-only independent wealth management and financial advisory firm founded in 1986, headquartered in Hingham, Massachusetts. The firm manages approximately $46 billion in 13F market value as of mid-2025 with roughly 350 employees serving over 10,000 clients across multiple U.S. offices. Services include wealth management, financial planning, investment management, tax advisory, and business management. Now part of Focus Partners Wealth.

Interests: Full-service wealth management, investment advisory, and business management for high-net-worth individuals.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F (last for 2023).

Form ADV of Corient Private Wealth LP (CRD 319448), SEC registered adviser, filed August 2026, main office Miami, FL: regulatory assets $165.3BN; 1,537 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Corient Private Wealth LP, quarter ended June 30, 2026, filed August 2026: 3895 holdings, $72.2BN.

Corient manages $224 billion through a partnership model built to give advisors the full resources of a large platform without the bureaucracy. The firm works across wealth management and advisory services for high-net-worth clients.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Creative Planning, LLC (CRD 105348), SEC registered adviser, filed July 2026, main office Overland Park, KS: regulatory assets $295.6BN; 5 private funds, $197MM gross; 1,650 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Creative Planning, quarter ended June 30, 2026, filed August 2026: 7093 holdings, $171.1BN.

Creative Planning manages roughly $700 billion in combined AUM and advisement, making it one of the largest independent wealth management firms in the country. Over 625 CFP professionals serve ultra-affluent and high-net-worth investors nationwide, pairing each client with a dedicated team.

Interests: Fiduciary wealth management and family office services for ultra-affluent and high-net-worth investors.

States Approximately $700BN in combined assets under management or advisement as of December 31, 2025 (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Cresset Asset Management, LLC (CRD 288566), SEC registered adviser, filed August 2026, main office Chicago, IL: regulatory assets $78.9BN; 145 private funds, $6.7BN gross; 496 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cresset Asset Management, LLC, quarter ended June 30, 2026, filed August 2026: 1747 holdings, $27.6BN.

Cresset Asset Management is a Chicago-based independent registered investment adviser with approximately $78 billion in discretionary AUM and over $173 billion in total assets under advisement as of April 2026. Founded by experienced family office professionals, the firm has grown rapidly through strategic combinations including Monticello Associates. Provides customized investment management, private investment access, and full family office services for UHNW families.

Interests: Integrated wealth management, family office services, and alternative investments for ultra-high-net-worth clients.

States $78BN AUM / $173BN AUA (as first listed, April 2026); not filed with the SEC, so not ranked.

Also on Multi-Family Offices in the World.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of CSM Capital Corporation (CRD 129789), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $1.8BN; 2 private funds, $0K gross; 9 employees.

Tied to this row by the CRD the list cites from the filing.

CSM Capital Corporation is a privately-owned SEC Registered Investment Advisor founded in 2004. The firm advises clients on complex tax, estate, business, and other wealth planning issues, developing partnerships that extend beyond investing. With a high ratio of investment professionals to clients, CSM provides a level of service not often found in this industry.

Interests: Wealth management including tax planning, estate planning, business planning, and strategic asset allocation.

Files: SEC Form ADV.

Form ADV of DRA Advisors LLC (CRD 106311), SEC registered adviser, filed August 2026, main office New York, NY: regulatory assets $14.4BN; 15 private funds, $14.4BN gross; 99 employees.

Tied to this row by the CRD the list cites from the filing.

DRA Advisors reports approximately $15.5 billion in regulatory assets under management (SEC Form ADV, as of December 31, 2023), invested in value-added real estate across office, retail, multifamily, and industrial properties. The firm invests throughout the continental United States on behalf of institutional and private investors.

Interests: Value-added real estate investing in office, retail, multifamily and industrial properties.

Sectors: Office, Retail, Multifamily, Industrial.

Files: SEC Form ADV.

Form ADV of Ehrenkranz Partners L.P. (CRD 131728), SEC registered adviser, filed June 2026, main office New York, NY: regulatory assets $21.5BN; 51 private funds, $6.9BN gross; 46 employees.

Tied to this row by its own website, which the adviser lists in Item 1.I of its Form ADV.

Ehrenkranz Partners is a New York-based SEC-registered investment adviser managing approximately $19.4 billion as of mid-2025, up 8% year-over-year. With over 50 years at the forefront of wealth management, the firm provides investment management, asset allocation, manager selection, family office services, estate planning counsel, and tax strategy for ultra-high-net-worth families, endowments, and foundations.

Interests: Investment management and family office advisory for ultra-high-net-worth families and institutions.

States $19.4BN on its own website (as read April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV.

Form ADV of Ieq Capital, LLC (CRD 301819), SEC registered adviser, filed June 2026, main office Foster City, CA: regulatory assets $56.8BN; 266 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ieq Capital, LLC, quarter ended June 30, 2026, filed August 2026: 2393 holdings, $21.7BN.

EPIQ is a curated network connecting founders, operators, and long-term capital behind companies shaping the innovation economy, operating across Silicon Valley and global technology networks. The firm provides institutional-grade investment access for founders, general partners, and multi-generational families, with a focus on private investments and founder liquidity. EPIQ is operated by IEQ Capital, LLC, an SEC-registered investment adviser.

Interests: Institutional-grade alternative investment access for founders, GPs, and multigenerational families.

Sectors: Technology, Innovation Economy.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Natwest Bank PLC (UK) (CRD 160376), SEC registered adviser, filed August 2026, main office London, United Kingdom: regulatory assets $1.1BN; 1 private fund, $94MM gross; 126 employees.

Tied to this row by the CRD the list cites from the filing.

Main office London, United Kingdom; shown but not counted in the totals, charts or boards.

Evelyn Partners manages GBP 68.6 billion with 188 years of history, combining financial planning and investment management into a single platform. The firm serves individuals, families, charities, entrepreneurs, and professional firms across total wealth management, financial planning, and investment management.

States £68.6bn (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV.

Form ADV of Evercore Wealth Management, LLC (CRD 148399), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $15.5BN; 1 private fund, $47MM gross; 97 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Evercore Wealth Management, LLC, quarter ended June 30, 2026, filed August 2026: 734 holdings, $7.1BN.

Evercore Wealth Management is a leading independent wealth advisory firm serving high net worth individuals, families, and institutions. The firm provides integrated strategic wealth planning and fiduciary services through Evercore Wealth Management and its affiliate Evercore Trust Company. Evercore delivers trusted advice and customized strategies across generations, addressing tax efficiency, wealth transfer, and multigenerational wealth management.

Interests: Wealth management, wealth planning, fiduciary services, tax planning, wealth transfer, investment management.

Sectors: Wealth Management, Trust Services, Fiduciary Services, Investment Management.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of F L Putnam Investment Management Co. (CRD 106223), SEC registered adviser, filed August 2026, main office Lynnfield, MA: regulatory assets $9.7BN; 160 employees.

Tied to this row by the CRD the list cites from the filing.

F.L.Putnam is a diversified financial services company with a relentless focus on delivering sophisticated, data-driven solutions and individualized service to its clients. The firm provides consistent, objective advice to help clients make informed decisions about their financial life. F.L.Putnam delivers institutional advisory and investment management services and offers full-scope, custom solutions to help ultra-high-net-worth families and family offices manage complexity.

Interests, from its website: Wealth management and investment advisory services.

Files: SEC Form ADV.

Form ADV of Fire Capital Management, LLC (CRD 299218), SEC registered adviser, filed July 2026, main office San Francisco, CA: regulatory assets $635MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Fire Capital Management is a boutique registered investment adviser providing full-service wealth management combining personalized service with modern investment approaches. The firm offers multi-family office services, outsourced CIO consulting, and wealth management with emphasis on impact investing and social returns alongside financial returns. Fire Capital is a certified B Corporation.

Sectors: Public Markets, Private Markets, Philanthropy.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Interests, from its website: Impact-oriented wealth management and multi-family office services.

Files: SEC Form ADV.

Form ADV of Florence Capital Advisors, LLC (CRD 281038), SEC registered adviser, filed June 2026: regulatory assets $65MM; 13 private funds, $55MM gross; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Listed stocks, Form 13F-HR of Florence Capital Advisors, LLC, quarter ended June 30, 2019, filed February 2020.

Florence Capital Advisors offers clients a wealth management model characterized by exceptional advisory skill, unique investment opportunities, and attentive client service. Whether growing capital or protecting and preserving wealth, we provide clients with deep expertise and an extensive network of opportunity to help achieve of their most important financial goals. As independent advisors, our recommendations are objective, transparent and free from outside influence.

Interests: Capital growth, wealth preservation, tax-efficient planning, private and public markets.

Files: SEC Form ADV, SEC Form 13F (last for 2019).

Form ADV of Gold Coast Wealth Management, LLC (CRD 156338), SEC registered adviser, filed March 2026, main office Jericho, NY: regulatory assets $414MM; 1 private fund, $54MM gross; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Gold Coast Wealth Management is a privately held registered investment advisor formed in 2011 with an initial investment from a small group of New York-based families. The firm provides wealth advisory services and investment management with a focus on capital preservation and risk management across diverse financial markets. Gold Coast acts as its clients' chief investment officer while maintaining impartial, objective advice and seeking like-minded clients who value partnership.

Interests: Wealth advisory, investment management, capital preservation, risk management, alternative strategies.

Files: SEC Form ADV.

Form ADV of Hightower Advisors, LLC (CRD 145323), SEC registered adviser, filed September 2026, main office Chicago, IL: regulatory assets $198.6BN; 1 private fund, $182MM gross; 1,983 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of HighTower Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 1 holding, $943MM.

Hightower is a community of growth-minded advisors who succeed when their clients succeed. Hightower amplifies the success of advisory practices and their clients by empowering advisors to provide elevated client experiences. As a SEC registered investment adviser, Hightower's affiliated advisors are fiduciaries committed to putting clients' best interests first in every decision.

Interests, from its website: Wealth management and advisory services.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Hirtle & Co., LLC (CRD 105403), SEC registered adviser, filed March 2026, main office West Conshohocken, PA: regulatory assets $25.4BN; 11 private funds, $118MM gross; 94 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hirtle & Co., LLC, quarter ended June 30, 2026, filed August 2026: 128 holdings, $3.0BN.

Hirtle Callaghan partners with clients to achieve missions and build legacies that endure for generations. The firm pioneered the Outsourced Chief Investment Officer model over thirty-five years ago to help clients achieve their investment results. They build complete, custom-designed investment solutions aligned with clients' goals and missions.

Interests: Investment management and advisory for families and institutions, with emphasis on custom-designed solutions for wealth preservation and legacy building.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Horizon Family Wealth, Inc. (CRD 315484), SEC registered adviser, filed July 2026, main office Chicago, IL: regulatory assets $279MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Horizon Family Wealth, Inc., quarter ended June 30, 2026, filed August 2026: 134 holdings, $219MM.

Managing wealth with an eye toward the future demands vigilance and skill in today's global economy. Over the years, we have worked with clients and their other professional advisors, including attorneys and accountants, to create full-service wealth management plans designed to make the best use of their wealth today and help ensure its endurance for future generations.

Interests, from its website: Wealth management and financial planning.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of IHT Wealth Management LLC (CRD 171481), SEC registered adviser, filed March 2026, main office Chicago, IL: regulatory assets $9.8BN; 179 employees.

Tied to this row by the CRD the list cites from the filing.

IHT Wealth Management is a registered investment advisor offering full-spectrum financial advisory services to clients across 20 states. The firm provides financial planning, investment management, estate planning, tax-aware investing, retirement planning, and alternative investments.

Interests: Full-service wealth management including financial planning, investment advice, portfolio management, insurance and risk management, estate planning, tax-aware investing, retirement analysis, charitable giving, ESG investing, and alternative investments.

Files: SEC Form ADV.

Form ADV of Inscription Capital, LLC (CRD 291780), SEC registered adviser, filed March 2026, main office Houston, TX: regulatory assets $2.0BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Inscription Capital, LLC, quarter ended June 30, 2026, filed August 2026: 791 holdings, $1.1BN.

Inscription Capital is a wealth management and family office advisory firm serving high-net-worth families and investors. The firm offers full-scope services including private wealth management, financial planning, family office oversight, and access to alternative investment opportunities. Inscription Capital aims to protect and enhance family wealth through personalized strategies aligned with long-term goals.

Interests: Wealth management, private wealth management, financial planning, family office services, and alternative investments.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Insigneo Advisory Services, LLC (CRD 282589), SEC registered adviser, filed June 2026, main office Miami, FL: regulatory assets $5.2BN; 1 private fund, $27MM gross; 223 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Insigneo Advisory Services, LLC, quarter ended June 30, 2026, filed August 2026: 1105 holdings, $2.7BN.

Insigneo is a Miami-based wealth management platform approaching $35 billion in AUM as of late 2025, boosted by the $4 billion acquisition of VectorGlobal client assets. The firm specializes in cross-border wealth management for Latin American, Caribbean, and U.S. high-net-worth clients through a network of independent advisors on its open-architecture platform.

Interests: Cross-border wealth management for international high-net-worth clients in the Americas.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Intellectus Partners, LLC (CRD 173140), SEC registered adviser, filed October 2026, main office San Francisco, CA: regulatory assets $3.0BN; 7 private funds, $58MM gross; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Intellectus Partners, LLC, quarter ended June 30, 2026, filed August 2026: 317 holdings, $578MM.

Intellectus Partners is an independent SEC-registered investment adviser serving entrepreneurs, executives, and high-net-worth individuals with lifecycle advisory spanning wealth creation, business strategy, investment management, and family office services. Founded in 2015, the firm is headquartered in San Francisco and requires a minimum relationship size of $5 million. Its principals include its Founder, Chairman and CEO and its Co-Founder and President.

Interests: Lifecycle advisory for entrepreneurs and executives from business formation through exit and wealth preservation.

Sectors: Technology, Venture Capital, Private Markets, Wealth Management.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Jasper Ridge Partners, L.P. (CRD 144401), SEC registered adviser, filed August 2026, main office Fort Worth, TX: regulatory assets $43.0BN; 16 private funds, $11.1BN gross; 145 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Jasper Ridge Partners, L.P., quarter ended June 30, 2026, filed August 2026: 151 holdings, $4.7BN.

Jasper Ridge Partners is an SEC-registered investment adviser managing more than $42 billion as of December 2025 for prominent families, foundations, and institutional investors. The firm provides outsourced CIO services with a diversified, multi-asset class approach spanning public equities, fixed income, private equity, venture capital, real estate, natural resources, and hedge funds.

Interests: Outsourced chief investment officer services and multi-asset portfolio management for families and institutions.

States $42BN+ (as first listed, April 2026); not filed with the SEC, so not ranked.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Jordan Park Group LLC (CRD 287755), SEC registered adviser, filed July 2026, main office San Francisco, CA: regulatory assets $23.3BN; 45 private funds, $6.6BN gross; 153 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jordan Park Group LLC, quarter ended June 30, 2026, filed August 2026: 68 holdings, $2.0BN.

Jordan Park is a wealth management firm focused on aligning client wealth with personal values and purpose-driven financial objectives. The firm provides a client portal and emphasizes connecting financial strategy to individual purpose.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Interests, from its website: Purpose-driven wealth management.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Kayne Anderson Rudnick Investment Management, LLC (CRD 104599), SEC registered adviser, filed March 2026, main office Los Angeles, CA: regulatory assets $39.4BN; 134 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Kayne Anderson Rudnick Investment Management LLC, quarter ended June 30, 2026, filed August 2026: 1198 holdings, $32.2BN.

Kayne Anderson Rudnick is a Los Angeles-based SEC-registered investment adviser managing $57.9 billion in assets as of December 2025. Founded in 1984, the firm specializes in quality growth equity strategies targeting companies with durable competitive advantages, high returns on capital, and strong free cash flow generation. Ranked 16th on Financial Advisor Magazine's 2025 Top RIA list and Barron's #4 Advisor. A subsidiary of Virtus Investment Partners.

Interests: High-quality growth equity investing across small, mid, and large capitalization strategies.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Kimelman & Baird, LLC (CRD 2440), SEC registered adviser, filed April 2026, main office New York, NY: regulatory assets $1.5BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Kimelman & Baird is a wealth management firm that listens and learns about clients' families, lifestyles, and legacy goals to protect and grow assets. The firm offers investment management, retirement planning, and wealth transfer services, built on a foundation of trust cultivated over 55 years working with families and institutions. Through honest conversations and the FinLife tool, K&B helps clients set priorities and make decisions that support what matters most to them.

Interests: Investment management, retirement planning, and wealth transfer for families and institutions.

Files: SEC Form ADV.

Form ADV of Lazard Asset Management LLC (CRD 122836), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $120.5BN; 66 private funds, $8.5BN gross; 532 employees.

Tied to this row by the CRD the list cites from the filing.

Lazard is one of the most respected names in global financial services, standing for excellence, integrity and innovation on behalf of clients. Founded in 1848, the firm provides sophisticated and differentiated advice and investment solutions custom-built for clients. Lazard offers financial advisory services complemented by a fundamentally-driven investment approach to asset management.

Interests: Financial advisory and asset management services for institutional and wealthy clients, including M&A advisory, financial restructuring, and investment management.

Files: SEC Form ADV.

Form ADV of Leo Fund Services, LLC (CRD 163259), SEC registered adviser, filed March 2026, main office Edison, NJ: regulatory assets $151MM; 4 private funds, $252MM gross; 6 employees.

Tied to this row by its own website, which the adviser lists in Item 1.I of its Form ADV.

Possible match by name only, not counted: Leo Wealth, LLC (CRD 283891), registered adviser, filed September 2026, Edison, NJ.

Leo Wealth provides independent and personal advice for all aspects of your financial life, working as fiduciaries for a richer future and legacy. The firm offers full-service wealth management services including investments, tax planning and preparation, insurance, and retirement planning. As an independent advisor, Leo Wealth operates with a global mindset and long-term focus.

Interests: Full-service wealth management and investment advisory services for individuals and families with global reach, including investments, tax planning, insurance, and retirement planning.

Files: SEC Form ADV.

Form ADV of LGT Financial Advisors LLC (CRD 111575), SEC registered adviser, filed March 2026, main office Dallas, TX: regulatory assets $456MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of LGT Financial Advisors LLC, quarter ended June 30, 2026, filed July 2026: 223 holdings, $19MM.

LGT Wealth Management's fresh approach focuses on lasting partnerships built on trust and transparency. The firm prioritizes its clients and takes time to understand their objectives, aspirations, and risk parameters, staying in regular contact to ensure goals remain on track.

Interests, from its website: Wealth management and investment advisory.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Lido Advisors, LLC (CRD 269866), SEC registered adviser, filed August 2026, main office Los Angeles, CA: regulatory assets $42.5BN; 22 private funds, $684MM gross; 437 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Lido Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 3398 holdings, $36.8BN.

Lido Advisors manages $42.5 billion in regulatory assets from more than forty offices nationwide. Founded in 1999 and headquartered in Los Angeles, the firm delivers investment management, tax consulting, financial planning, and trust services through its Lido One platform, with particular strength in concentrated wealth, alternatives, and options strategies.

Interests: Wealth management with emphasis on alternatives and concentrated positions.

Sectors: Wealth Management, Alternatives, Tax.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Livian & Co., LLC (CRD 153771), SEC registered adviser, filed April 2026, main office New York, NY: regulatory assets $153MM; 3 private funds, $5.0MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Livian & Co. empowers business leaders, professionals, and families to grow, protect, and pass on their wealth with confidence. The firm provides personalized and trusted investment advice through a combination of data-driven insights, behavioral coaching, and full-spectrum financial planning. Services include tax optimization, retirement planning, estate planning, and custom investments.

Interests, from its website: Wealth management, financial planning, and custom investments.

Files: SEC Form ADV.

Form ADV of Longwall Investment Partners, LLC (CRD 324336), SEC registered adviser, filed July 2026, main office Westport, CT: regulatory assets $428MM; 1 private fund, $17MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Longwall Family Office is an SEC-registered and independently-owned investment advisory firm founded in 2021. The firm offers full-spectrum financial services built for high-net-worth families and individuals, including customized portfolio construction and management, risk management, and tax-aware assessments. With decades of experience from senior investment executives at leading institutional asset management firms, Longwall focuses on reducing volatility and downside risk while maximizing after-tax performance.

Interests: Portfolio management, wealth management, tax-aware planning, family office services, risk management, multi-generational planning.

Sectors: Portfolio Management, Wealth Management, Tax Planning, Risk Management, Alternative Investments, Fixed Income, Equity.

Files: SEC Form ADV.

Form ADV of MAI Capital Management, LLC (CRD 109807), SEC registered adviser, filed October 2026, main office Cleveland, OH: regulatory assets $52.1BN; 33 private funds, $841MM gross; 562 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of MAI Capital Management, quarter ended June 30, 2026, filed August 2026: 3448 holdings, $26.6BN.

MAI Capital Management is an SEC-registered investment advisor with 50 years of service that helps clients simplify, protect, and grow their wealth through objective advice and personalized service. The firm serves individuals, families, and business clients through multiple specialized divisions including sports and entertainment advisory and institutional platforms.

Interests: Full-service wealth management including family office services, retirement planning, and specialized advisory for athletes and entertainers.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Mariner, LLC (CRD 140195), SEC registered adviser, filed August 2026, main office Overland Park, KS: regulatory assets $125.4BN; 2 private funds, $11MM gross; 1,889 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mariner, LLC, quarter ended June 30, 2026, filed August 2026: 4694 holdings, $95.2BN.

Mariner Wealth Advisors is a nationally recognized registered investment adviser providing full-service wealth management services to individuals and businesses through a team-based approach. The firm is ranked #6 Mega RIA by Barron's in 2025 and consistently ranked among top advisors since 2016.

Interests: Full-service wealth management including investment management, tax planning, estate planning, and trust services.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Maven Capital Partners, LLC (CRD 300626), SEC registered adviser, filed July 2026, main office Atlanta, GA: regulatory assets $153MM; 3 private funds, $17MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Maven Capital Partners is an Atlanta-based SEC-registered investment adviser headquartered at 3060 Peachtree Road NW, providing full-spectrum investment management through an affiliated broker-dealer, MCA Securities. The firm serves multiple clients seeking integrated investment advisory and securities brokerage services.

Interests, from its website: Full-spectrum investment management and securities advisory.

Files: SEC Form ADV.

Form ADV of Mercer Advisors Private Asset Management, Inc. (CRD 327830), SEC registered adviser, filed September 2026, main office Denver, CO: regulatory assets $206MM; 7 private funds, $206MM gross; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Mercer Advisors runs roughly $98 billion across more than 110 offices from its Denver headquarters. Founded in 1985, the firm offers a family-office approach: financial planning, investment management, tax preparation, estate planning, insurance, and trustee services, all delivered in-house by over 1,560 professionals.

Sectors: Wealth Management, Tax, Estate Planning, Insurance.

Interests, from its website: Integrated family office financial services for high-net-worth families.

Files: SEC Form ADV.

Form ADV of Moneta Group Investment Advisors, LLC (CRD 104727), SEC registered adviser, filed March 2026, main office St. Louis, MO: regulatory assets $50.5BN; 585 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Moneta Group Investment Advisors LLC, quarter ended June 30, 2026, filed August 2026: 886 holdings, $13.5BN.

Moneta Group is an independent, fee-only registered investment adviser based in St. Louis, Missouri, managing $42.8 billion across 44,500 accounts. The firm nearly tripled AUM from $14.5 billion in 2015, driven by organic growth and strategic acquisitions. Partner-owned structure delivers integrated wealth management, financial planning, investment management, tax, and estate planning.

Interests: Full-service wealth management and financial planning for high-net-worth families and business owners.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Mountain Hill Investment Partners (CRD 175187), SEC registered adviser, filed May 2026, main office Atlantic Highlands, NJ: regulatory assets $539MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mountain Hill Investment Partners Corp., quarter ended June 30, 2026, filed July 2026: 195 holdings, $177MM.

Mountain Hill Investment Partners is a boutique family office founded in 2006 focused on providing unbiased investment advisory and money management services to individuals, families, charitable organizations, corporations, and 401k plans. The firm is a Registered Investment Advisor with the Securities and Exchange Commission. MHI Partners operates as a transparent, accessible fiduciary advisor.

Interests, from its website: Wealth management, investment advisory, financial planning.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Neuberger Berman BD LLC (CRD 2908), SEC registered adviser, filed March 2026, main office New York, NY: 1,087 employees.

Tied to this row by the CRD the list cites from the filing.

A second adviser lists the same website on its Form ADV: Neuberger Berman Investment Advisers LLC (CRD 124687), filed September 2026, main office New York, NY: regulatory assets $398.6BN. Shown here only, never ranked or summed.

59 private offering notices since October 2024 by 40 funds and vehicles named for the firm, latest October 2026 by Neuberger Berman Japan Equity Fund L.P., as the notice names it.

Neuberger Berman was founded in 1939 to deliver compelling investment results for clients over the long term. The firm operates with a culture rooted in deep fundamental research, investment insight and continuous innovation, driven by the free exchange of ideas across the organization. Neuberger Berman provides capabilities across equities, fixed income, and alternative investments including private markets.

Interests: Delivering compelling investment results for clients over the long term through capabilities in equities, fixed income, and alternative investments. Emphasis on fundamental research, investment insight, innovation and sustainable investing.

Sectors: Equities, Fixed Income, Alternative Investments.

Files: SEC Form ADV, Form D notices of funds named for it.

Form ADV of Nevastar Finance Ltd (CRD 172523), SEC registered adviser, filed May 2026, main office London, United Kingdom: regulatory assets $1.7BN; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Main office London, United Kingdom; shown but not counted in the totals, charts or boards.

Nevastar Finance is an independent wealth and asset management company founded in 2003 serving high-net-worth individuals, family offices, and institutions globally. The firm offers fully integrated investment solutions across all asset classes with a focus on capital preservation, innovation, and alignment with client interests through offices in London, Zurich, Geneva, and Luxembourg.

Interests: Global wealth and asset management across all asset classes including public and private markets, with specialized services in private equity, real estate, private debt, and family office advisory.

Files: SEC Form ADV.

Form ADV of North Star Asset Management Inc. (CRD 106489), SEC registered adviser, filed August 2026, main office Neenah, WI: regulatory assets $3.4BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of North Star Asset Management Inc., quarter ended June 30, 2026, filed August 2026: 468 holdings, $2.5BN.

North Star Asset Management runs over $3 billion for families, corporations, and endowments out of Neenah, Wisconsin. Founded in 1996, the firm builds custom equity and fixed income portfolios through proprietary fundamental analysis, including company visits and Wall Street analyst relationships.

Interests: Customized investment management and retirement planning for families, corporations, and endowments.

States Over $3BN (as first listed, April 2026); not filed with the SEC, so not ranked.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Northeast Investment Management Inc. (CRD 105051), SEC registered adviser, filed February 2026, main office Boston, MA: regulatory assets $3.3BN; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Northeast Investment Management, quarter ended June 30, 2026, filed July 2026: 200 holdings, $2.7BN.

Northeast Private Wealth Management strives to deliver optimal financial advice, strategies and solutions. Integrity, experience and extensive resources are the foundation of our practice. We are dedicated to helping our clients define and achieve their objectives.

Interests: Full-service wealth management, financial planning, investment management, and tax strategies.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Overbrook Management Corporation (CRD 117884), SEC registered adviser, filed April 2026, main office New York, NY: regulatory assets $1.1BN; 3 private funds, $195MM gross; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Overbrook Management Corporation is an independent SEC-registered investment advisory firm providing asset management and related services to institutional investors and high net worth individuals. The firm's mission for more than 75 years has been to manage the investments and financial-related needs of clients. An experienced, in-house investment research team organizes and executes actionable investment ideas to construct customized portfolios.

Interests: Asset management and wealth advisory services combining public equities with private investments and alternative strategies.

Files: SEC Form ADV.

Form ADV of Oxford Financial Group, Ltd. LLC (CRD 105303), SEC registered adviser, filed July 2026, main office Carmel, IN: regulatory assets $23.3BN; 48 private funds, $3.4BN gross; 156 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Oxford Financial Group, Ltd. LLC, quarter ended June 30, 2026, filed August 2026: 296 holdings, $2.0BN.

Provides multigenerational estate planning advice and investment solutions to families and institutions for more than 45 years. One of the largest independent RIA firms in the country with expertise in Bespoke Generational Solutions, Aspirational Solutions, and Diversifier Strategies across 36 states.

Interests: Multigenerational estate planning, investment advisory services, family office services, institutional investment services.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Penn Davis McFarland Inc. (CRD 110417), SEC registered adviser, filed March 2026, main office Dallas, TX: regulatory assets $1.4BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Penn Davis McFarland Inc., quarter ended June 30, 2026, filed July 2026: 79 holdings, $1.1BN.

We are a research-driven, growth oriented investment manager with a passion for client service. Penn Davis McFarland is a registered investment advisor that was founded in Dallas, Texas in 1977. For over forty years, we have taken a disciplined, consistent investment process to help individuals, families and institutions protect and grow their financial assets.

Interests: Long-term oriented equity and fixed income investments focused on companies with market leadership, strong cash flow generation, and high returns on capital.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Perigon Wealth Management, LLC (CRD 131037), SEC registered adviser, filed June 2026, main office San Francisco, CA: regulatory assets $11.3BN; 159 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Perigon Wealth Management, LLC, quarter ended June 30, 2026, filed August 2026: 1435 holdings, $6.4BN.

Perigon Wealth Management is an independent registered investment advisor providing personalized financial planning and investment management for individuals, business owners, families, and organizations including executives, athletes, and entertainers. The firm offers full-service wealth management including financial planning, investment management, tax planning, and guidance through life transitions. Perigon is SEC-registered and affiliated with multiple broker-dealer partners.

Interests: Personalized financial planning aligned with client values with tax-efficient strategies for high-net-worth clients.

Sectors: Financial Planning, Investment Management, Wealth Management.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Rockefeller & Co. LLC (CRD 294197), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $36.8BN; 39 private funds, $4.1BN gross; 602 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Rockefeller Capital Management L.P., quarter ended June 30, 2026, filed August 2026: 11392 holdings, $65.2BN.

Possible match by name only, not counted: Rockefeller Financial LLC (CRD 291361), registered adviser, filed March 2026, New York, NY.

Rockefeller Capital Management is a New York-based independent financial advisory firm responsible for $187 billion in client assets as of September 2025, across three divisions: Rockefeller Global Family Office, Rockefeller Asset Management, and Rockefeller Global Investment Banking. Tracing its heritage to the Rockefeller family office established in 1882, the firm doubled its valuation to $6.6 billion in 2025 with new investor backing.

Interests: Strategic wealth advisory, family office, and asset management services for ultra-high-net-worth clients.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Sanctuary Advisors, LLC (CRD 226606), SEC registered adviser, filed September 2026, main office Miami, FL: regulatory assets $34.9BN; 770 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sanctuary Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 2869 holdings, $215.9BN.

Sanctuary Wealth is an Indianapolis-based registered investment adviser with over $55 billion in assets on platform as of August 2025, up from $26 billion in 2024. The network includes more than 125 partner firms in 32 states. The firm provides a partnered independence model offering advisors technology, compliance, operations, and marketing support while allowing them to retain their own brand and client relationships.

Interests: Partnered independence platform for elite financial advisors and wealth management teams.

States $55BN+ (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of SCS Capital Management LLC (CRD 122258), SEC registered adviser, filed July 2026, main office Boston, MA: regulatory assets $48.7BN; 62 private funds, $16.8BN gross; 213 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of SCS Capital Management LLC, quarter ended June 30, 2026, filed August 2026: 485 holdings, $10.6BN.

SCS Capital Management is a Boston-based independent registered investment adviser founded in 2002, managing approximately $43 billion as of mid-2025 following mergers with Lake Street Advisors Group and Edge Capital Group in early 2025. The firm serves ultra-high-net-worth families and institutional investors with investment management, financial planning, and family office services across offices in Boston, New York, Providence, Los Angeles, and West Palm Beach.

Interests: Multi-generational wealth management and investment advisory for ultra-high-net-worth families.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of SEI Investments Management Corp (CRD 105146), SEC registered adviser, filed September 2026, main office Oaks, PA: regulatory assets $216.4BN; 17 private funds, $13.2BN gross; 434 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended June 30, 2026, filed August 2026): its holdings are reported on another manager's 13F.

SEI Private Wealth Management is the UHNW advisory division of SEI Investments Company, a publicly traded asset management and technology firm headquartered in Oaks, Pennsylvania. SEI manages $517.5 billion firm-wide as of mid-2025, with the private wealth segment serving ultra-high-net-worth families through customized investment strategies, tax optimization, estate and legacy planning, and family governance advisory.

Interests: Goals-based wealth management, investment management, and family office services for ultra-high-net-worth individuals.

States $517.5BN (firm-wide) (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Shepherd Kaplan Krochuk, LLC (CRD 127304), SEC registered adviser, filed March 2026, main office Boston, MA: regulatory assets $10.9BN; 58 private funds, $1.1BN gross; 34 employees.

Tied to this row by its own website, which the adviser lists in Item 1.I of its Form ADV.

Listed stocks, Form 13F-HR of Shepherd Kaplan Krochuk, LLC, quarter ended June 30, 2026, filed August 2026: 62 holdings, $126MM.

Possible match by name only, not counted: Shepherd Kaplan LLC (CRD 128244), registered adviser, filed March 2026, Boston, MA.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Silvercrest Asset Management Group LLC (CRD 118333), SEC registered adviser, filed March 2026, main office New York, NY: regulatory assets $28.3BN; 12 private funds, $523MM gross; 175 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Silvercrest Asset Management Group LLC, quarter ended June 30, 2026, filed August 2026: 845 holdings, $15.3BN.

Silvercrest Asset Management manages $37 billion for individuals, families, institutional investors, and endowments out of New York. Over twenty years in business, the firm has built a reputation for quality advice and a modern approach to portfolio construction across equity, fixed income, and OCIO mandates.

Interests: Equity investment management including value and growth strategies, wealth management, and outsourced chief investment officer services.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Hightower Advisors, LLC (CRD 145323), SEC registered adviser, filed September 2026, main office Chicago, IL: regulatory assets $198.6BN; 1 private fund, $182MM gross; 1,983 employees.

Tied to this row by the CRD the list cites from the filing.

Same adviser as Hightower Advisors; shown but not counted in the totals, charts or boards.

Listed stocks, Form 13F-HR/A of HighTower Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 1 holding, $943MM.

Smith Anglin manages over $1.9 billion from Dallas, founded in 1967. The firm serves pilots, families, individuals, and business owners with deep roots in tax planning, accounting, and aviation retirement readiness. Now advises through Hightower Advisors.

Interests: Personalized wealth management with deep knowledge in investing, tax planning, and aviation retirement readiness.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Tiedemann Advisors, LLC (CRD 147189), SEC registered adviser, filed July 2026, main office New York, NY: regulatory assets $31.0BN; 23 private funds, $4.5BN gross; 182 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Tiedemann Advisors, LLC, quarter ended September 30, 2023, filed November 2023: 272 holdings, $2.3BN; no 13F filed for a 2026 quarter.

Tiedemann Advisors is a New York-based registered investment adviser managing approximately $29 billion in regulatory AUM as of mid-2025. Now part of Nasdaq-listed AlTi Tiedemann Global following the 2023 merger of Tiedemann Advisors, TIG, and Alvarium Investments (parent entity reports $93 billion AUM/AUA). Provides outsourced CIO services, investment management, and a dedicated impact and sustainable investing practice for UHNW families, foundations, and endowments.

Interests: Independent wealth advisory and outsourced CIO services with a focus on impact and sustainable investing.

Kind as first listed: its own website did not confirm it when read October 30, 2026.

Files: SEC Form ADV, SEC Form 13F (last for 2023).

Form ADV of Arax Advisory Partners, LLC (CRD 133535), SEC registered adviser, filed August 2026, main office New York, NY: regulatory assets $26.5BN; 17 private funds, $571MM gross; 361 employees.

Tied to this row by its own website, which the adviser lists in Item 1.I of its Form ADV.

Listed stocks, Form 13F-HR of Arax Advisory Partners, quarter ended June 30, 2026, filed August 2026: 5207 holdings, $15.1BN.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Waverly Advisors, LLC (CRD 115332), SEC registered adviser, filed August 2026, main office Birmingham, AL: regulatory assets $29.9BN; 19 private funds, $1.8BN gross; 414 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Waverly Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 1864 holdings, $17.2BN.

Waverly Advisors manages $30.4 billion across forty-seven locations in nineteen states. Founded in 1999 in Birmingham, Alabama, the fee-only fiduciary serves private clients, business owners, institutional investors, and corporate retirement plan sponsors through wealth management, tax strategy, estate planning, and financial planning.

Interests: Fee-only fiduciary wealth management for individuals, families, and institutions.

Sectors: Wealth Management, Tax, Estate Planning.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Wealth Enhancement Advisory Services, LLC (CRD 116407), SEC registered adviser, filed August 2026, main office Plymouth, MN: regulatory assets $122.2BN; 1,700 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealth Enhancement Advisory Services, LLC, quarter ended June 30, 2026, filed July 2026: 4384 holdings, $59.8BN.

Wealth Enhancement Group is an independent wealth management firm headquartered in Plymouth, Minnesota, that surpassed $100 billion in AUM in 2024 and expanded to 165 offices nationwide by 2025. The firm delivers integrated financial planning, investment management, tax strategy, and retirement planning through aggressive acquisition-driven growth, completing over twenty acquisitions annually.

Interests: Full-service financial planning and investment management for high-net-worth individuals and families.

States $100BN+ (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Wealthspire Advisors LLC (CRD 106181), SEC registered adviser, filed April 2026, main office New York, NY: regulatory assets $34.3BN; 397 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealthspire Advisors, LLC, quarter ended June 30, 2026, filed August 2026: 1298 holdings, $18.2BN.

Wealthspire Advisors is a New York-headquartered independent registered investment adviser managing $31 billion in AUM as of mid-2025, growing through acquisitions including Marin Financial Advisors. Part of the NFP family of companies. The firm provides holistic financial planning, investment management, retirement planning, estate planning, and recently launched trust company services and philanthropy initiatives.

Interests: Holistic financial planning and investment management for individuals, families, and institutions.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Wellington Management Company LLP (CRD 106595), SEC registered adviser, filed July 2026, main office Boston, MA: regulatory assets $1,428.0BN; 77 private funds, $44.4BN gross; 1,868 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended June 30, 2026, filed August 2026): its holdings are reported on another manager's 13F.

5 private offering notices since October 2024 by 2 funds and vehicles named for the firm, latest September 2026 by Wellington Management Agency MBS IDF Series of the SALI Multi-Series Fund XV, L.P., as the notice names it.

Wellington Management is one of the world's largest privately held asset managers, founded in 1928 and now operating from Boston across major international financial centers. The firm manages $1.3 trillion+ across fixed income, alternatives, and private investing. Wellington's private ownership means accountability runs to clients, not shareholders.

Interests: Multi-asset investment management across fixed income, alternatives, and private investing.

States $1.3TN+ (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV, SEC Form 13F, Form D notices of funds named for it.

Form ADV of William Blair & Company L.L.C. (CRD 1252), SEC registered adviser, filed March 2026, main office Chicago, IL: regulatory assets $64.3BN; 21 private funds, $115MM gross; 492 employees.

Tied to this row by the CRD the list cites from the filing.

William Blair Wealth Management is the private wealth advisory division of William Blair, a Chicago-based independent financial services firm founded in 1935. The firm manages approximately $82 billion in client assets as of September 2025, of which roughly $60 billion is regulatory AUM. William Blair provides customized investment management, financial planning, trust and estate services, and philanthropic advisory through integrated investment banking, asset management, and equity research capabilities.

Interests: Personalized wealth management, investment advisory, and trust services for high-net-worth clients.

States $82BN in client assets (as first listed, April 2026); not filed with the SEC, so not ranked.

Files: SEC Form ADV.