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Wealth Management Firms (RIAs) in Los Angeles

141 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, EP Wealth Advisors is the largest: $45.1 billion through EP Wealth Advisors, Llc. (filed ).

Seia follows with $22.5 billion. The 137 advisers counted report $192.0 billion together; the ten largest hold 59% of it, and half report less than $370 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $192.0BN sitsThe 137 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over24%1 firm
  2. $10BN to $25BN12%1 firm
  3. $5BN to $10BN15%4 firms
  4. $1BN to $5BN32%29 firms
  5. $500MM to $1BN8%21 firms
  6. Under $500MM11%81 firms

Latest Form ADV of each, filed Oct 2025 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 136 are wealth managers and 5 are wealth managers with a broker-dealer
141
Combined assets137 counted; as filed to Oct 2026
$192.0BN
Largest: EP Wealth AdvisorsAs filed
$45.1BN
Median firmHalf of the 137 report less
$370MM
Held by the ten largestOf the $192.0BN combined
59%

EP Wealth Advisors, Seia and Composition Wealth lead the Los Angeles wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $137.6BN, 72% of the $192.0BN the 137 counted report.

  1. 1

    EP Wealth Advisors

    Wealth manager, Torrance, CA

    $45.1BNRegulatory assets, Sep 2026

    55% other individuals, 38% high net worth, 4% businesses

    Individual clients
    19,618
    Private funds
    2
  2. 2

    Seia

    Wealth manager, Los Angeles, CA

    $22.5BNRegulatory assets, Sep 2026

    75% high net worth, 21% other individuals, 3% businesses

    Individual clients
    9,520
  3. 3

    Composition Wealth

    Wealth manager, Los Angeles, CA

    $9.5BNRegulatory assets, Sep 2026

    55% high net worth, 36% other individuals, 6% insurers

    Individual clients
    3,760
  4. 4

    Wedbush Securities

    Wealth manager with a broker-dealer, Pasadena, CA

    $6.7BNRegulatory assets, Sep 2026

    52% high net worth, 44% other individuals, 3% businesses

    Individual clients
    10,653
  5. 5

    NWF Advisory Services

    Wealth manager, Los Angeles, CA

    $6.4BNRegulatory assets, Mar 2026

    89% other individuals, 11% high net worth

    Individual clients
    11,433
  6. 6

    Westmount Partners

    Wealth manager, Los Angeles, CA

    $5.9BNRegulatory assets, May 2026

    86% high net worth, 5% charities, 5% other individuals

    Individual clients
    1,418
  7. 7

    Clifford Swan Investment Counselors

    Wealth manager, Pasadena, CA

    $4.5BNRegulatory assets, Feb 2026

    82% high net worth, 12% charities, 4% businesses

    Individual clients
    884
  8. 8

    Halbert Hargrove

    Wealth manager, Long Beach, CA

    $4.2BNRegulatory assets, Mar 2026

    81% high net worth, 8% pension plans, 6% other individuals

    Individual clients
    1,457
  9. 9

    Gerber Kawasaki Wealth & Investment Management

    Wealth manager, Santa Monica, CA

    $4.1BNRegulatory assets, Jul 2026

    53% other individuals, 44% high net worth, 2% businesses

    Individual clients
    9,425
  10. 10

    Abacus Wealth Partners

    Wealth manager, Santa Monica, CA

    $3.6BNRegulatory assets, Sep 2026

    79% high net worth, 11% charities, 10% other individuals

    Individual clients
    1,547
    Private funds
    1
  11. 11

    Morton Wealth

    Wealth manager, Calabasas, CA

    $3.5BNRegulatory assets, May 2026

    79% high net worth, 13% other individuals, 4% pension plans

    Individual clients
    1,215
    Private funds
    1
  12. 12

    Monograph Wealth Advisors

    Wealth manager, Manhattan Beach, CA

    $3.2BNRegulatory assets, Sep 2026

    90% high net worth, 8% charities, 2% businesses

    Individual clients
    206
  13. 13

    Angeles Wealth Management

    Wealth manager, Santa Monica, CA

    $2.8BNRegulatory assets, Aug 2026

    88% high net worth, 10% businesses, 2% charities

    Individual clients
    203
  14. 14

    Validus Capital

    Wealth manager, El Segundo, CA

    $2.5BNRegulatory assets, Mar 2026

    89% high net worth, 11% private funds

    Individual clients
    176
    Private funds
    12
  15. 15

    Perennial Financial Services

    Wealth manager, Los Angeles, CA

    $2.5BNRegulatory assets, Aug 2026

    74% high net worth, 20% other individuals, 4% pension plans

    Individual clients
    3,069
  16. 16

    IFC Advisors

    Wealth manager, Los Angeles, CA

    $2.3BNRegulatory assets, Mar 2026

    89% high net worth, 7% charities, 3% businesses

    Individual clients
    344
    Private funds
    3
  17. 17

    Evolve Private Wealth

    Wealth manager, Los Angeles, CA

    $2.1BNRegulatory assets, Jun 2026

    82% high net worth, 18% other individuals

    Individual clients
    679
    Private funds
    1
  18. 18

    JSF Financial

    Wealth manager, Los Angeles, CA

    $2.0BNRegulatory assets, Jul 2026

    70% high net worth, 15% other individuals, 11% businesses

    Individual clients
    791
  19. 19

    HCR Wealth Advisors

    Wealth manager, Los Angeles, CA

    $2.0BNRegulatory assets, Aug 2026

    92% high net worth, 7% other individuals

    Individual clients
    937
    Private funds
    1
  20. 20

    RVW Wealth

    Wealth manager, Los Angeles, CA

    $1.9BNRegulatory assets, Aug 2026

    66% high net worth, 24% other individuals, 4% charities

    Individual clients
    1,029

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds a quarter of the assets

How the 137 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 137 firms counted, log scaleEach dot is one adviser and links to its row. EP Wealth Advisors $45.1BN; Seia $22.5BN; Composition Wealth $9.5BN; median $370MM.$100MM$1BN$10BN$100BNEP Wealth Advisors: $45.1BNSeia: $22.5BNComposition Wealth: $9.5BNWedbush Securities: $6.7BNNWF Advisory Services: $6.4BNWestmount Partners: $5.9BNClifford Swan Investment Counselors: $4.5BNHalbert Hargrove: $4.2BNGerber Kawasaki Wealth & Investment Management: $4.1BNAbacus Wealth Partners: $3.6BNMorton Wealth: $3.5BNMonograph Wealth Advisors: $3.2BNAngeles Wealth Management: $2.8BNValidus Capital: $2.5BNPerennial Financial Services: $2.5BNIFC Advisors: $2.3BNEvolve Private Wealth: $2.1BNJSF Financial: $2.0BNHCR Wealth Advisors: $2.0BNRVW Wealth: $1.9BNRegatta Capital Group: $1.6BNTamar Securities: $1.5BNRBC Securities: $1.5BNSalem Partners Wealth Management: $1.5BNQuantum Financial Advisors: $1.5BNSerenus Wealth Advisors: $1.5BNElyxium Wealth: $1.4BNCheviot Value Management: $1.2BNManhattan West Asset Management: $1.2BNL & S Advisors: $1.2BNCLG: $1.1BNWescap Group: $1.1BNSchnieders Capital Management: $1.1BNGould Asset Management: $1.0BNAire Advisors: $1.0BNStrategy Asset Managers: $930MMBeverly Hills Private Wealth: $912MMVance Wealth: $894MMWestside Investment Management: $889MMHighline Wealth Partners: $868MMMason & Associates: $829MMProsperitas Financial: $812MMBlue Zone Wealth Advisors: $770MMJeppson Wealth Management: $763MMNavalign: $732MMAtlas Legacy Advisors: $715MMHamilton Wealth: $698MMLazari Capital Management: $691MMStonemark Wealth Management: $610MMLife Line Wealth Management: $558MMCrux Wealth Advisors: $548MMTriagen Wealth Management: $535MMPrism Advisors: $515MMDew Point Capital: $513MMFinancial Designs Corporation: $508MMPrivate Wealth Solutions: $500MMWimmer Associates: $476MMThe Sterling Group: $471MMFive Oceans Advisors: $456MMConfidence Wealth Management: $454MMKinetic Investment Management: $451MMO'Boyle Wealth Management: $444MMLifesteps Financial: $443MMEagle Wealth Management Group: $418MMNavigoe: $408MMWomack Wealth Management: $407MMShrier Wealth Management: $391MMAtala Financial: $371MMWealthspring: $370MMOder Investment Management: $367MMSharper & Granite: $366MMKondo Wealth Advisors: $365MMSierra Investment Management: $361MMGoldman Lancaster: $361MMCalifornia Capital Management: $358MMGrattan Financial Strategies: $353MMSitrin Capital Management: $351MMSecond 50 Financial: $342MMEvermont Wealth: $334MMParagon Financial Partners: $330MMKensington Investment Counsel: $310MMCore Financial: $302MMSilver Oak Wealth Advisors Services: $300MMTrace Wealth Advisors: $295MMKrane Financial Solutions: $295MMHesen & Haslam: $284MMWWM Advisory: $280MMVictus Capital Wealth: $280MMCerda Munoz Advisors: $266MMPrivate Financial Counseling: $262MMDelarme Wealth Management: $257MMAcap Asset Management: $255MMAres Financial Consulting: $244MMMarest Capital: $240MMEquanimity Financial Partners: $234MMFoundry Financial: $233MMThe Wealthgarden F.S: $228MMAligne Wealth Advisors Investment Management (Awaim): $224MMMainstream Capital Management: $224MMTortuga Wealth Management: $223MMGreat Gable Wealth Management: $221MMAdvanced Portfolio Strategies: $217MMDishmi Capital: $215MMProvidence Financial and Insurances: $215MMGreenshields Capital: $192MMK2 Financial: $192MMTorrey-Payne Wealth Management: $185MMLogic Wealth Management: $185MMMadrid Retirement Advisors: $184MMHall Capital: $180MMO'Connor Wealth Management: $179MMCTA Wealth Advisors: $175MMTaylor Wealth Management: $171MMIGW Advisory Investment Management: $171MMAvise Financial: $169MMImpact Fiduciary: $155MMLake Avenue Financial: $155MMMillennium Investment Services: $154MMAlessandra Capital Management: $154MMJ K R & Company: $152MMAqua Capital Advisors: $144MMAppian Way Financial: $143MMDerive Wealth: $141MMClaremont Financial Group,inc.: $140MMGross Domestic Product: $139MMColton Wealth Management: $135MMHidden Hills Wealth: $128MMZuckerman Capital Management: $123MMNew Wave Financial Services: $122MMMatrix Planning: $121MMGoldberg Financial Advisors: $120MMSouth Bay Financial Partners: $115MMGoodstein Wealth Management: $114MMBernard & Johnson Family Wealth Management: $113MMMuse Capital Management: $107MMMana Financial Life Design: $106MMWellacre Global Wealth Advisors: $104MMEP Wealth Advisors $45.1BNSeia $22.5BNComposition Wealth $9.5BNMedian $370MMAssets of each of the 137 firms counted, log scaleEach dot is one adviser and links to its row. EP Wealth Advisors $45.1BN; Seia $22.5BN; Composition Wealth $9.5BN; median $370MM.$1BN$100BNEP Wealth Advisors $45.1BNMedian $370MM

One dot per firm counted; 4 firms with a main office outside Los Angeles, a second row for the same adviser or only fund assets left out. Read .

The 137 firms, by size
Under $500MM8111%$20.4BN
$500MM to $1BN218%$14.8BN
$1BN to $5BN2932%$60.5BN
$5BN to $10BN415%$28.6BN
$10BN to $25BN112%$22.5BN
$25BN and over124%$45.1BN

Assets each reported in its latest filing; shares are of the $192.0BN combined, one row per firm. Read .

24%

of the assets reported sits with one firm, EP Wealth Advisors. The five largest hold 47%; 102 of 137 report under $1 billion.

24%Largest24%Next 453%Other 132
Who the 141 are
  1. Wealth managers136
  2. Wealth managers with a broker-dealer5

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 137 advisers' assets by type of client
  1. High net worth64%
  2. Other individuals29%
  3. Businesses3%
  4. Pension plans2%
  5. Charities2%
  6. Private funds0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1EP Wealth Advisors19,618Sep 2026
2NWF Advisory Services11,433Mar 2026
3Wedbush Securities10,653Sep 2026
4Seia9,520Sep 2026
5Gerber Kawasaki Wealth & Investment Management9,425Jul 2026
6Tamar Securities4,198Apr 2026
7Composition Wealth3,760Sep 2026
8Perennial Financial Services3,069Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Seia4,920Sep 2026
2Wedbush Securities3,138Sep 2026
3EP Wealth Advisors1,589Sep 2026
4Perennial Financial Services913Aug 2026
5Halbert Hargrove883Mar 2026
6Westmount Partners847May 2026
7Abacus Wealth Partners747Sep 2026
8Morton Wealth724May 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Manhattan West Asset Management53Jul 2026
2Validus Capital12Mar 2026
3Blue Zone Wealth Advisors4Mar 2026
4Regatta Capital Group4Jul 2026
5Atala Financial3Mar 2026
6IFC Advisors3Mar 2026
7EP Wealth Advisors2Sep 2026
8Millennium Investment Services2Mar 2026

The list is public. The warm path is not. Schedule a conversation

All 141 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 141 firms

Kind
Size
Order
Wealth Management Firms (RIAs) in Los Angeles 141 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Abacus Wealth Partners
Wealth manager, Santa Monica, CA.
Detail and sources for Abacus Wealth Partners

Form ADV of Abacus Wealth Partners, LLC (CRD 128590), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $3.6BN; 1 private fund, $12MM gross; 65 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Abacus Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,547 individuals, 747 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.6BNSep 20261,57489%1
Acap Asset Management
Wealth manager, Studio City, CA.
Detail and sources for Acap Asset Management

Form ADV of Acap Asset Management, Inc. (CRD 149452), SEC registered adviser, filed , main office Studio City, CA: regulatory assets $255MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 150 individuals, 81 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$255MMMar 202616485%
Advanced Portfolio Strategies
Wealth manager, Torrance, CA.
Detail and sources for Advanced Portfolio Strategies

Form ADV of Aps Management Group, Inc. (CRD 284697), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $217MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 309 individuals, 49 of them high net worth; individuals hold 63% of its regulatory assets.

Files: SEC Form ADV.

$217MMMar 202647163%
Aire Advisors
Wealth manager, Beverly Hills, CA.
Detail and sources for Aire Advisors

Form ADV of Aire Advisors, LLC (CRD 307450), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $1.0BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 340 individuals, 300 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNJul 202636993%
Alessandra Capital Management
Wealth manager, Torrance, CA.
Detail and sources for Alessandra Capital Management

Form ADV of Alessandra Capital Management, LLC (CRD 123305), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $154MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 172 individuals, 87 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$154MMMar 202617495%
Aligne Wealth Advisors Investment Management (Awaim)
Wealth manager, Los Angeles, CA.
Detail and sources for Aligne Wealth Advisors Investment Management (Awaim)

Form ADV of Aligne Wealth Preservation & Insurance Services, Llc. (CRD 321735), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $224MM; 1 private fund, $1.1MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 209 individuals, 105 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$224MMJul 202622093%1
Angeles Wealth Management
Wealth manager, Santa Monica, CA.
Detail and sources for Angeles Wealth Management

Form ADV of Angeles Wealth Management, LLC (CRD 159952), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $2.8BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 203 individuals, 203 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$2.8BNAug 202621288%
Appian Way Financial
Wealth manager, Pasadena, CA.
Detail and sources for Appian Way Financial

Form ADV of Appian Way Financial LLC (CRD 168109), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $143MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 104 individuals, 23 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$143MMMar 202610486%
Aqua Capital Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for Aqua Capital Advisors

Form ADV of Aqua Capital Advisors LLC (CRD 151887), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $144MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 44 individuals, 24 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$144MMApr 202644100%
Ares Financial Consulting
Wealth manager, Calabasas, CA.
Detail and sources for Ares Financial Consulting

Form ADV of Ares Financial Consulting LLC (CRD 282852), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $244MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ares Financial Consulting LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 289 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$244MMAug 2026289100%
Atala Financial
Wealth manager, Calabasas, CA.
Detail and sources for Atala Financial

Form ADV of Atala Financial Inc. (CRD 318371), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $371MM; 3 private funds, $7.7MM gross; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 67 individuals, 46 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$371MMMar 20266898%3
Atlas Legacy Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for Atlas Legacy Advisors

Form ADV of Atlas Legacy Advisors LLC (CRD 329888), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $715MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 131 individuals, 110 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$715MMMar 202615592%
Avise Financial
Wealth manager, Los Angeles, CA.
Detail and sources for Avise Financial

Form ADV of Avise Financial Cooperative, Inc. (CRD 328790), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $169MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 170 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$169MMJun 2026170100%
Bernard & Johnson Family Wealth Management
Wealth manager, Pasadena, CA.
Detail and sources for Bernard & Johnson Family Wealth Management

Form ADV of Bernard & Johnson, LLC (CRD 283871), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $113MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 89 individuals, 30 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$113MMJul 20268997%
Beverly Hills Private Wealth
Wealth manager, Beverly Hills, CA.
Detail and sources for Beverly Hills Private Wealth

Form ADV of Beverly Hills Private Wealth, LLC (CRD 321132), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $912MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Beverly Hills Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 234 individuals, 162 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$912MMMar 202625097%
Blue Zone Wealth Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for Blue Zone Wealth Advisors

Form ADV of Blue Zone Wealth Advisors, LLC (CRD 305943), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $770MM; 4 private funds, $26MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Blue Zone Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 181 individuals, 104 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$770MMMar 2026181100%4
Bruce Colin and Company
Wealth manager, Rancho Palos Verdes, CA. Main office ; not in the totals.
Detail and sources for Bruce Colin and Company

Form ADV of an adviser filing under a person's name (CRD 118035), SEC registered adviser, filed : regulatory assets $229MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 28 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$229MMApr 202628100%
California Capital Management
Wealth manager, Burbank, CA.
Detail and sources for California Capital Management

Form ADV of Consolidated Capital Management, LLC (CRD 130734), SEC registered adviser, filed , main office Burbank, CA: regulatory assets $358MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Consolidated Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 347 individuals, 112 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$358MMJul 202635298%
Cerda Munoz Advisors
Wealth manager, Whittier, CA.
Detail and sources for Cerda Munoz Advisors

Form ADV of Cerda Munoz Advisors, Inc. (CRD 170784), SEC registered adviser, filed , main office Whittier, CA: regulatory assets $266MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 659 individuals, 122 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$266MMMar 202667598%
Cheviot Value Management
Wealth manager, Beverly Hills, CA.
Detail and sources for Cheviot Value Management

Form ADV of Cheviot Value Management, LLC (CRD 166291), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $1.2BN; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cheviot Value Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 578 individuals, 287 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNAug 202661996%
Claremont Financial Group,inc.
Wealth manager, Claremont, CA.
Detail and sources for Claremont Financial Group,inc.

Form ADV of Claremont Financial Group,inc. (CRD 107806), SEC registered adviser, filed , main office Claremont, CA: regulatory assets $140MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Claremont Financial Group,inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 275 individuals, 35 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2022).

$140MMJul 202627599%
CLG
Wealth manager, Long Beach, CA.
Detail and sources for CLG

Form ADV of CLG LLC (CRD 282605), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $1.1BN; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of CLG LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,434 individuals, 689 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNAug 20261,44898%
Clifford Swan Investment Counselors
Wealth manager, Pasadena, CA.
Detail and sources for Clifford Swan Investment Counselors

Form ADV of Clifford Swan Investment Counsel LLC (CRD 108033), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $4.5BN; 40 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Clifford Swan Investment Counsel LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 884 individuals, 588 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.5BNFeb 202697084%
Colton Wealth Management
Wealth manager, Arcadia, CA.
Detail and sources for Colton Wealth Management

Form ADV of Colton Wealth Management (CRD 150486), SEC registered adviser, filed , main office Arcadia, CA: regulatory assets $135MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 107 individuals, 37 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$135MMFeb 202610998%
Composition Wealth
Wealth manager, Los Angeles, CA.
Detail and sources for Composition Wealth

Form ADV of Composition Wealth, LLC (CRD 143483), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $9.5BN; 128 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Composition Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 3,760 individuals, 406 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$9.5BNSep 20263,98691%
Confidence Wealth Management
Wealth manager, Los Angeles, CA.
Detail and sources for Confidence Wealth Management

Form ADV of Confidence Wealth Management, Inc. (CRD 127383), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $454MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 737 individuals, 191 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$454MMMar 202674399%
Core Financial
Wealth manager, El Segundo, CA.
Detail and sources for Core Financial

Form ADV of Core Financial Partners Inc. (CRD 155205), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $302MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 115 individuals, 56 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$302MMMar 202612977%
Crux Wealth Advisors
Wealth manager, Long Beach, CA.
Detail and sources for Crux Wealth Advisors

Form ADV of Crux Wealth Advisors (CRD 330731), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $548MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 656 individuals, 118 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$548MMAug 202667689%
CTA Wealth Advisors
Wealth manager, Burbank, CA.
Detail and sources for CTA Wealth Advisors

Form ADV of CTA Wealth Advisors, Inc. (CRD 113007), SEC registered adviser, filed , main office Burbank, CA: regulatory assets $175MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 103 individuals, 42 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$175MMMar 202610499%
Delarme Wealth Management
Wealth manager, Palos Verdes Estates, CA.
Detail and sources for Delarme Wealth Management

Form ADV of Delarme Wealth Management, Inc. (CRD 328372), SEC registered adviser, filed , main office Palos Verdes Estates, CA: regulatory assets $257MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 156 individuals, 87 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$257MMJul 202616884%
Derive Wealth
Wealth manager, Pasadena, CA.
Detail and sources for Derive Wealth

Form ADV of Derive Wealth LLC (CRD 284619), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $141MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 125 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$141MMJan 2026125100%
Dew Point Capital
Wealth manager, Los Angeles, CA.
Detail and sources for Dew Point Capital

Form ADV of Dew Point Capital, Inc. (CRD 305010), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $513MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 509 individuals, 131 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$513MMMar 202661890%
Dishmi Capital
Wealth manager, Pasadena, CA.
Detail and sources for Dishmi Capital

Form ADV of Dishmi Capital, LLC (CRD 336392), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $215MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 76 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$215MMMar 202676100%
Eagle Wealth Management Group
Wealth manager, Valencia, CA.
Detail and sources for Eagle Wealth Management Group

Form ADV of Eagle Wealth Management Group Inc. (CRD 327052), SEC registered adviser, filed , main office Valencia, CA: regulatory assets $418MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 452 individuals, 129 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$418MMApr 202648084%
Eliot Finkel Investment Counsel
Wealth manager, Beverly Hills, CA. Main office Beverly Hills, CA; not in the totals.
Detail and sources for Eliot Finkel Investment Counsel

Form ADV of Eliot Finkel Investment Counsel, LLC (CRD 104695), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $187MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Beverly Hills, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 71 individuals, 38 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$187MMMar 20267397%
Elyxium Wealth
Wealth manager, Beverly Hills, CA.
Detail and sources for Elyxium Wealth

Form ADV of Elyxium Wealth LLC (CRD 328603), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $1.4BN; 1 private fund, $180MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 56 individuals, 56 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNAug 202656100%1
EP Wealth Advisors
Wealth manager, Torrance, CA.
Detail and sources for EP Wealth Advisors

Form ADV of EP Wealth Advisors, Llc. (CRD 111147), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $45.1BN; 2 private funds, $83MM gross; 618 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 19,618 individuals, 1,589 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$45.1BNSep 202620,73893%2
Equanimity Financial Partners
Wealth manager, Pasadena, CA.
Detail and sources for Equanimity Financial Partners

Form ADV of Hba Advisors, LLC (CRD 152050), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $234MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 658 individuals, 48 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$234MMJun 202666594%
Evermont Wealth
Wealth manager, Claremont, CA.
Detail and sources for Evermont Wealth

Form ADV of Evermont Wealth, Inc. (CRD 168581), SEC registered adviser, filed , main office Claremont, CA: regulatory assets $334MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 496 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$334MMMar 2026496100%
Evolve Private Wealth
Wealth manager, Los Angeles, CA.
Detail and sources for Evolve Private Wealth

Form ADV of Evolve Private Wealth, LLC (CRD 333932), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $2.1BN; 1 private fund, $0K gross; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 679 individuals, 184 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$2.1BNJun 2026679100%1
Financial Designs Corporation
Wealth manager, Claremont, CA.
Detail and sources for Financial Designs Corporation

Form ADV of Financial Designs Corporation (CRD 14829), SEC registered adviser, filed , main office Claremont, CA: regulatory assets $508MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Financial Designs Corporation, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 515 individuals, 177 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$508MMJan 2026516100%
Five Oceans Advisors
Wealth manager, Santa Monica, CA.
Detail and sources for Five Oceans Advisors

Form ADV of Five Oceans Advisors LLC (CRD 308377), SEC registered adviser, filed : regulatory assets $456MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 117 individuals, 74 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$456MMJan 202611799%
Foundry Financial
Wealth manager, Pasadena, CA.
Detail and sources for Foundry Financial

Form ADV of Foundry Financial LLC (CRD 300122), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $233MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 184 individuals, 81 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$233MMSep 2026184100%
Gerber Kawasaki Wealth & Investment Management
Wealth manager, Santa Monica, CA.
Detail and sources for Gerber Kawasaki Wealth & Investment Management

Form ADV of Gerber Kawasaki, Inc. (CRD 153649), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $4.1BN; 59 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 9,425 individuals, 706 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$4.1BNJul 20269,62498%
Goldberg Financial Advisors
Wealth manager, El Segundo, CA.
Detail and sources for Goldberg Financial Advisors

Form ADV of Goldberg Financial Advisors, LLC (CRD 158147), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $120MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 57 individuals, 39 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$120MMApr 20266099%
Goldman Lancaster
Wealth manager, Long Beach, CA.
Detail and sources for Goldman Lancaster

Form ADV of Goldman Lancaster, Inc. (CRD 136134), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $361MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 380 individuals, 84 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$361MMApr 202639293%
Goodstein Wealth Management
Wealth manager, Encino, CA.
Detail and sources for Goodstein Wealth Management

Form ADV of Goodstein Wealth Management LLC (CRD 282910), SEC registered adviser, filed , main office Encino, CA: regulatory assets $114MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 100 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$114MMMar 2026101100%
Gould Asset Management
Wealth manager, Claremont, CA.
Detail and sources for Gould Asset Management

Form ADV of Gould Asset Management LLC (CRD 113098), SEC registered adviser, filed , main office Claremont, CA: regulatory assets $1.0BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Gould Asset Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 349 individuals, 229 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.0BNApr 202636396%
Grattan Financial Strategies
Wealth manager, San Gabriel, CA.
Detail and sources for Grattan Financial Strategies

Form ADV of Grattan Financial Strategies, Inc. (CRD 108449), SEC registered adviser, filed , main office San Gabriel, CA: regulatory assets $353MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 313 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$353MMJan 2026313100%
Great Gable Wealth Management
Wealth manager, Beverly Hills, CA.
Detail and sources for Great Gable Wealth Management

Form ADV of Great Gable Advisors, LLC (CRD 297501), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $221MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 301 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$221MMMar 2026301100%
Greenshields Capital
Wealth manager, El Segundo, CA.
Detail and sources for Greenshields Capital

Form ADV of Greenshields Capital LLC (CRD 284814), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $192MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 135 individuals, 71 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$192MMMar 202614099%
Gross Domestic Product
Wealth manager, Playa Del Rey, CA.
Detail and sources for Gross Domestic Product

Form ADV of Gross Domestic Product, Inc. (CRD 147588), SEC registered adviser, filed : regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 65 individuals, 39 of them high net worth; individuals hold 94% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$139MMMar 20266994%
Halbert Hargrove
Wealth manager, Long Beach, CA.
Detail and sources for Halbert Hargrove

Form ADV of Halbert Hargrove Global Advisors, LLC (CRD 105515), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $4.2BN; 52 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Halbert Hargrove Global Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 1,457 individuals, 883 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.2BNMar 20261,51887%
Hall Capital
Wealth manager, Pasadena, CA.
Detail and sources for Hall Capital

Form ADV of Hall Capital, LLC (CRD 153961), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $180MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 37 individuals, 32 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$180MMMar 20263997%
Hamilton Wealth
Wealth manager, Los Angeles, CA.
Detail and sources for Hamilton Wealth

Form ADV of Hamilton Wealth, LLC (CRD 289462), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $698MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hamilton Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 447 individuals, 179 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$698MMMar 202648299%
Harold Davidson & Associates
Wealth manager, Los Angeles, CA. Main office Los Angeles, CA; not in the totals.
Detail and sources for Harold Davidson & Associates

Form ADV of Harold Davidson & Associates, Inc. (CRD 110994), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $391MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Los Angeles, CA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, publications and other services. Clients (Item 5.D): 237 individuals, 77 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$391MMAug 202624992%
HCR Wealth Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for HCR Wealth Advisors

Form ADV of HCR Wealth Advisors (CRD 108676), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $2.0BN; 1 private fund, $2.3MM gross; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of HCR Wealth Advisors, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 937 individuals, 420 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNAug 2026938100%1
Hesen & Haslam
Wealth manager, Woodland Hills, CA.
Detail and sources for Hesen & Haslam

Form ADV of Hesen & Haslam, LLC (CRD 286235), SEC registered adviser, filed , main office Woodland Hills, CA: regulatory assets $284MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 261 individuals, 65 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$284MMMar 202626987%
Hidden Hills Wealth
Wealth manager, Santa Monica, CA.
Detail and sources for Hidden Hills Wealth

Form ADV of Hidden Hills Wealth, LLC (CRD 312877), SEC registered adviser, filed : regulatory assets $128MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 13 individuals, 13 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$128MMMar 20261397%
Highline Wealth Partners
Wealth manager, Sherman Oaks, CA.
Detail and sources for Highline Wealth Partners

Form ADV of Highline Wealth Partners, LLC (CRD 284712), SEC registered adviser, filed , main office Sherman Oaks, CA: regulatory assets $868MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 320 individuals, 91 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$868MMJun 202636083%
IFC Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for IFC Advisors

Form ADV of IFC Advisors LLC (CRD 332157), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $2.3BN; 3 private funds, $10MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 344 individuals, 270 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$2.3BNMar 202639389%3
IGW Advisory Investment Management
Wealth manager, Los Angeles, CA.
Detail and sources for IGW Advisory Investment Management

Form ADV of IGW Advisory Investment Management LLC (CRD 333479), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $171MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 29 individuals, 29 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$171MMAug 202629100%
Impact Fiduciary
Wealth manager, Pasadena, CA.
Detail and sources for Impact Fiduciary

Form ADV of Impact Fiduciary LLC (CRD 288345), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $155MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 174 individuals, 74 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMJul 2026174100%
J K R & Company
Wealth manager with a broker-dealer, Van Nuys, CA.
Detail and sources for J K R & Company

Form ADV of J K R & Company, Inc. (CRD 8040), SEC registered adviser, filed , main office Van Nuys, CA: regulatory assets $152MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 169 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$152MMSep 2026169100%
Jeppson Wealth Management
Wealth manager, Manhattan Beach, CA.
Detail and sources for Jeppson Wealth Management

Form ADV of Jeppson Wealth Management, LLC (CRD 305552), SEC registered adviser, filed , main office Manhattan Beach, CA: regulatory assets $763MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jeppson Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 975 individuals, 548 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$763MMAug 202699496%
JSF Financial
Wealth manager, Los Angeles, CA.
Detail and sources for JSF Financial

Form ADV of JSF Financial, LLC (CRD 114025), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $2.0BN; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of JSF Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 791 individuals, 346 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNJul 202682185%
K2 Financial
Wealth manager, Glendora, CA.
Detail and sources for K2 Financial

Form ADV of K2 Financial Inc. (CRD 300913), SEC registered adviser, filed , main office Glendora, CA: regulatory assets $192MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of K2 Financial Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 393 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$192MMMar 2026393100%
Kensington Investment Counsel
Wealth manager, Long Beach, CA.
Detail and sources for Kensington Investment Counsel

Form ADV of Kensington Investment Counsel, LLC (CRD 108012), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $310MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 115 individuals, 81 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$310MMMar 202611599%
Kinetic Investment Management
Wealth manager, Los Angeles, CA.
Detail and sources for Kinetic Investment Management

Form ADV of Kinetic Investment Management, Inc. (CRD 283034), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $451MM; 41 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 1,453 individuals, 72 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$451MMSep 20261,46099%
Kondo Wealth Advisors
Wealth manager with a broker-dealer, Pasadena, CA.
Detail and sources for Kondo Wealth Advisors

Form ADV of Kondo Wealth Advisors, Inc. (CRD 175347), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $365MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 362 individuals, 119 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$365MMMar 202636298%
Krane Financial Solutions
Wealth manager, Calabasas, CA.
Detail and sources for Krane Financial Solutions

Form ADV of Krane Financial Solutions, LLC (CRD 153594), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $295MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 167 individuals, 65 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$295MMMar 202618085%
L & S Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for L & S Advisors

Form ADV of L & S Advisors, Inc. (CRD 140923), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $1.2BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of L & S Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,054 individuals, 186 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNSep 20261,09380%
Lake Avenue Financial
Wealth manager, Pasadena, CA.
Detail and sources for Lake Avenue Financial

Form ADV of Lake Avenue Financial LLC (CRD 315746), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $155MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 293 individuals, 36 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$155MMMar 202629493%
Lazari Capital Management
Wealth manager, Burbank, CA.
Detail and sources for Lazari Capital Management

Form ADV of Lazari Capital Management, Inc. (CRD 172932), SEC registered adviser, filed , main office Burbank, CA: regulatory assets $691MM; 1 private fund, $6.9MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 731 individuals, 122 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV.

$691MMMay 202696873%1
Life Line Wealth Management
Wealth manager, Beverly Hills, CA.
Detail and sources for Life Line Wealth Management

Form ADV of Life Line Wealth Management LLC (CRD 171051), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $558MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 97 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$558MMMar 202697100%
Lifesteps Financial
Wealth manager, Claremont, CA.
Detail and sources for Lifesteps Financial

Form ADV of Lifesteps Financial, Inc. (CRD 153852), SEC registered adviser, filed , main office Claremont, CA: regulatory assets $443MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 669 individuals, 97 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$443MMSep 202668096%
Logic Wealth Management
Wealth manager, Pasadena, CA.
Detail and sources for Logic Wealth Management

Form ADV of Logic Wealth Management, LLC (CRD 153453), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $185MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 220 individuals, 58 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$185MMMar 2026220100%
Madrid Retirement Advisors
Wealth manager, Manhattan Beach, CA.
Detail and sources for Madrid Retirement Advisors

Form ADV of Madrid Financial Services, Inc. (CRD 172464), SEC registered adviser, filed , main office Manhattan Beach, CA: regulatory assets $184MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 244 individuals, 244 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$184MMFeb 2026244100%
Mainstream Capital Management
Wealth manager, Los Angeles, CA.
Detail and sources for Mainstream Capital Management

Form ADV of Mainstream Capital Management LLC (CRD 297145), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $224MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mainstream Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 170 individuals, 60 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$224MMMar 202617097%
Mana Financial Life Design
Wealth manager, Glendale, CA.
Detail and sources for Mana Financial Life Design

Form ADV of Mana Financial Life Design, LLC (CRD 298277), SEC registered adviser, filed : regulatory assets $106MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 126 individuals, 38 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$106MMMar 202613397%
Manhattan West Asset Management
Wealth manager, Los Angeles, CA.
Detail and sources for Manhattan West Asset Management

Form ADV of Manhattan West Asset Management, LLC (CRD 283630), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $1.2BN; 53 private funds, $502MM gross; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 331 individuals, 150 of them high net worth; individuals hold 53% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNJul 202638353%53
Marest Capital
Wealth manager, Encino, CA.
Detail and sources for Marest Capital

Form ADV of Marest Capital, LLC (CRD 315958), SEC registered adviser, filed , main office Encino, CA: regulatory assets $240MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Marest Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 67 individuals, 15 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$240MMFeb 20267398%
Mason & Associates
Wealth manager, Los Angeles, CA.
Detail and sources for Mason & Associates

Form ADV of Mason & Associates, Inc. (CRD 141303), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $829MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Mason & Associates, LLC (CRD 307206), registered adviser, filed , Newport News, VA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 637 individuals, 214 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$829MMJan 202669884%
Matrix Planning
Wealth manager, Santa Monica, CA.
Detail and sources for Matrix Planning

Form ADV of Matrix Planning Inc. (CRD 110812), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $121MM; 1 private fund, $3.2MM gross; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 16 individuals, 15 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$121MMApr 20261799%1
May Capital Management
Wealth manager, Manhattan Beach, CA. Main office ; not in the totals.
Detail and sources for May Capital Management

Form ADV of an adviser filing under a person's name (CRD 135127), SEC registered adviser, filed : regulatory assets $167MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 143 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$167MMMar 2026144100%
Millennium Investment Services
Wealth manager, Van Nuys, CA.
Detail and sources for Millennium Investment Services

Form ADV of Millennium Investment Services (CRD 108744), SEC registered adviser, filed , main office Van Nuys, CA: regulatory assets $154MM; 2 private funds, $15MM gross; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 116 individuals, 72 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$154MMMar 202613485%2
Monograph Wealth Advisors
Wealth manager, Manhattan Beach, CA.
Detail and sources for Monograph Wealth Advisors

Form ADV of Monograph Wealth Advisors, LLC (CRD 173949), SEC registered adviser, filed , main office Manhattan Beach, CA: regulatory assets $3.2BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Monograph Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 206 individuals, 153 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.2BNSep 202621391%
Morton Wealth
Wealth manager, Calabasas, CA.
Detail and sources for Morton Wealth

Form ADV of Morton Capital Management, LLC (CRD 141250), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $3.5BN; 1 private fund, $7.0MM gross; 58 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,215 individuals, 724 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$3.5BNMay 20261,27992%1
Muse Capital Management
Wealth manager, Santa Monica, CA.
Detail and sources for Muse Capital Management

Form ADV of Muse Capital Management LLC (CRD 304463), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $107MM; 2 private funds, $4.5MM gross; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 11 individuals, 4 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$107MMJul 20261396%2
Navalign
Wealth manager, Encino, CA.
Detail and sources for Navalign

Form ADV of Navalign, LLC (CRD 119919), SEC registered adviser, filed , main office Encino, CA: regulatory assets $732MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Navalign, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 680 individuals, 241 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$732MMApr 202671691%
Navigoe
Wealth manager, Redondo Beach, CA.
Detail and sources for Navigoe

Form ADV of Navigoe, LLC (CRD 168716), SEC registered adviser, filed , main office Redondo Beach, CA: regulatory assets $408MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 155 individuals, 95 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$408MMAug 202615699%
New Wave Financial Services
Wealth manager, Hermosa Beach, CA.
Detail and sources for New Wave Financial Services

Form ADV of New Wave Financial Services, LLC (CRD 173224), SEC registered adviser, filed : regulatory assets $122MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 69 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$122MMFeb 202669100%
NWF Advisory Services
Wealth manager, Los Angeles, CA.
Detail and sources for NWF Advisory Services

Form ADV of NWF Advisory Services Inc. (CRD 110410), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $6.4BN; 111 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 11,433 individuals, 303 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$6.4BNMar 202611,433100%
O'Boyle Wealth Management
Wealth manager, Beverly Hills, CA.
Detail and sources for O'Boyle Wealth Management

Form ADV of O'Boyle Wealth Management, Inc. (CRD 292849), SEC registered adviser, filed , main office Beverly Hills, CA: regulatory assets $444MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 371 individuals, 184 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$444MMMar 202641086%
O'Connor Wealth Management
Wealth manager, Monrovia, CA.
Detail and sources for O'Connor Wealth Management

Form ADV of O'Connor Wealth Management, Inc. (CRD 152316), SEC registered adviser, filed , main office Monrovia, CA: regulatory assets $179MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 221 individuals, 71 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$179MMJun 202622199%
Oder Investment Management
Wealth manager, Woodland Hills, CA.
Detail and sources for Oder Investment Management

Form ADV of Oder Investment Management, LLC (CRD 134506), SEC registered adviser, filed , main office Woodland Hills, CA: regulatory assets $367MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 180 individuals, 72 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$367MMAug 202620189%
Paragon Financial Partners
Wealth manager, Woodland Hills, CA.
Detail and sources for Paragon Financial Partners

Form ADV of Paragon Financial Partners, Inc. (CRD 158041), SEC registered adviser, filed , main office Woodland Hills, CA: regulatory assets $330MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Paragon Financial Partners, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 127 individuals, 85 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$330MMMar 2026127100%
Perennial Financial Services
Wealth manager, Los Angeles, CA.
Detail and sources for Perennial Financial Services

Form ADV of Perennial Investment Advisors, LLC (CRD 286477), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $2.5BN; 71 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Perennial Investment Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 3,069 individuals, 913 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.5BNAug 20263,22993%
Prism Advisors
Wealth manager, Studio City, CA.
Detail and sources for Prism Advisors

Form ADV of Prism Advisors, Inc. (CRD 286474), SEC registered adviser, filed , main office Studio City, CA: regulatory assets $515MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Prism Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 242 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$515MMMar 2026242100%
Private Financial Counseling
Wealth manager, Los Angeles, CA.
Detail and sources for Private Financial Counseling

Form ADV of PFC Capital Group Inc. (CRD 110648), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $262MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 236 individuals, 55 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$262MMOct 202525498%
Private Wealth Solutions
Wealth manager with a broker-dealer, Calabasas, CA.
Detail and sources for Private Wealth Solutions

Form ADV of Private Wealth Solutions, LLC (CRD 289437), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $500MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 275 individuals, 115 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$500MMFeb 2026275100%
Prosperitas Financial
Wealth manager, Valencia, CA.
Detail and sources for Prosperitas Financial

Form ADV of Prosperitas Financial, LLC (CRD 315768), SEC registered adviser, filed , main office Valencia, CA: regulatory assets $812MM; 33 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Prosperitas Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,745 individuals, 150 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$812MMSep 20262,13886%
Providence Financial and Insurances
Wealth manager, Woodland Hills, CA.
Detail and sources for Providence Financial and Insurances

Form ADV of Providence Financial and Insurance Services, Inc. (CRD 141988), SEC registered adviser, filed , main office Woodland Hills, CA: regulatory assets $215MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 624 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$215MMMay 2026624100%
Quantum Financial Advisors
Wealth manager, Santa Monica, CA.
Detail and sources for Quantum Financial Advisors

Form ADV of Quantum Financial Advisors, LLC (CRD 317386), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $1.5BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Quantum Financial Advisors, LLC, quarter ended , filed .

Possible match by name only, not counted: Quantum Financial Advisors Inc. (CRD 113563), registered adviser, filed , Rockville, MD.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 451 individuals, 171 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNJun 202645199%
RBC Securities
Wealth manager with a broker-dealer, Los Angeles, CA.
Detail and sources for RBC Securities

Form ADV of RBC Securities, Inc. (CRD 103705), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $1.5BN; 186 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,292 individuals, 337 of them high net worth; individuals hold 78% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$1.5BNSep 20261,45178%
Regatta Capital Group
Wealth manager, El Segundo, CA.
Detail and sources for Regatta Capital Group

Form ADV of Regatta Capital Group, LLC (CRD 145363), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $1.6BN; 4 private funds, $15MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Regatta Capital Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 1,088 individuals, 471 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.6BNJul 20261,16586%4
RVW Wealth
Wealth manager, Los Angeles, CA.
Detail and sources for RVW Wealth

Form ADV of RVW Wealth LLC (CRD 140451), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $1.9BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,029 individuals, 284 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$1.9BNAug 20261,37891%
Salem Partners Wealth Management
Wealth manager, Los Angeles, CA.
Detail and sources for Salem Partners Wealth Management

Form ADV of Salem Partners Wealth Management, LLC (CRD 131359), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $1.5BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 46 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNMar 202649100%
Schnieders Capital Management
Wealth manager, Pasadena, CA.
Detail and sources for Schnieders Capital Management

Form ADV of Schnieders Capital Management, Llc. (CRD 120952), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $1.1BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Schnieders Capital Management, Llc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 459 individuals, 183 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2025).

$1.1BNAug 202648191%
Second 50 Financial
Wealth manager, Manhattan Beach, CA.
Detail and sources for Second 50 Financial

Form ADV of Second 50 Financial LLC (CRD 318626), SEC registered adviser, filed , main office Manhattan Beach, CA: regulatory assets $342MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 156 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$342MMOct 2026156100%
Seia
Wealth manager, Los Angeles, CA.
Detail and sources for Seia

Form ADV of Signature Estate & Investment Advisors LLC (CRD 108163), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $22.5BN; 241 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Signature Estate & Investment Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 9,520 individuals, 4,920 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$22.5BNSep 20269,83396%
Serenus Wealth Advisors
Wealth manager, Santa Monica, CA.
Detail and sources for Serenus Wealth Advisors

Form ADV of Serenus Wealth Advisors, LLC (CRD 332034), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $1.5BN; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 141 individuals, 123 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNJun 2026141100%
Sharper & Granite
Wealth manager, El Segundo, CA.
Detail and sources for Sharper & Granite

Form ADV of Sharper & Granite LLC (CRD 136719), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $366MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sharper & Granite LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 124 individuals, 65 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$366MMMar 202613589%
Shrier Wealth Management
Wealth manager, Los Angeles, CA.
Detail and sources for Shrier Wealth Management

Form ADV of Shrier Wealth Management, LLC (CRD 332673), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $391MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 158 individuals, 109 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$391MMFeb 2026158100%
Sierra Investment Management
Wealth manager, Santa Monica, CA.
Detail and sources for Sierra Investment Management

Form ADV of Sierra Investment Management, LLC (CRD 106615), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $361MM; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 294 individuals, 101 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$361MMJul 202631293%
Silver Oak Wealth Advisors Services
Wealth manager, Los Angeles, CA.
Detail and sources for Silver Oak Wealth Advisors Services

Form ADV of Silver Oak Wealth Advisors Services, LLC (CRD 291645), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $300MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 142 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$300MMMar 2026142100%
Sitrin Capital Management
Wealth manager, Century City, CA.
Detail and sources for Sitrin Capital Management

Form ADV of Sitrin Capital Management, LLC (CRD 282436), SEC registered adviser, filed , main office Century City, CA: regulatory assets $351MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sitrin Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 236 individuals, 99 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$351MMFeb 2026236100%
South Bay Financial Partners
Wealth manager, Torrance, CA.
Detail and sources for South Bay Financial Partners

Form ADV of South Bay Financial Partners Group, Inc. (CRD 175015), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $115MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications, educational seminars and other services. Clients (Item 5.D): 50 individuals, 27 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$115MMJul 20265099%
The Sterling Group
Wealth manager, Pasadena, CA.
Detail and sources for The Sterling Group

Form ADV of Sterling Group Wealth Management, LLC (CRD 111782), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $471MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sterling Group Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 281 individuals, 149 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$471MMMar 2026281100%
Stonemark Wealth Management
Wealth manager, Pasadena, CA.
Detail and sources for Stonemark Wealth Management

Form ADV of Wespac Advisors Socal, LLC (CRD 158413), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $610MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 398 individuals, 150 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$610MMJun 202641198%
Strategy Asset Managers
Wealth manager, Pasadena, CA.
Detail and sources for Strategy Asset Managers

Form ADV of Strategy Asset Managers L.L.C. (CRD 109939), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $930MM; 2 private funds, $11MM gross; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 598 individuals, 214 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$930MMJun 202663389%2
Tamar Securities
Wealth manager, Woodland Hills, CA.
Detail and sources for Tamar Securities

Form ADV of Tamar Securities, LLC (CRD 153991), SEC registered adviser, filed , main office Woodland Hills, CA: regulatory assets $1.5BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Tamar Securities, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 4,198 individuals, 199 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNApr 20264,21993%
Taylor Wealth Management
Wealth manager, Torrance, CA.
Detail and sources for Taylor Wealth Management

Form ADV of Taylor Wealth Management, LLC (CRD 132955), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $171MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 63 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$171MMFeb 202663100%
Torrey-Payne Wealth Management
Wealth manager, Pasadena, CA.
Detail and sources for Torrey-Payne Wealth Management

Form ADV of Torrey-payne Wealth Management, LLC (CRD 336703), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $185MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 237 individuals, 58 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$185MMMar 2026237100%
Tortuga Wealth Management
Wealth manager, Torrance, CA.
Detail and sources for Tortuga Wealth Management

Form ADV of Tortuga Wealth Management, Inc. (CRD 153737), SEC registered adviser, filed , main office Torrance, CA: regulatory assets $223MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 354 individuals, 354 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$223MMFeb 202635899%
Trace Wealth Advisors
Wealth manager, Los Angeles, CA.
Detail and sources for Trace Wealth Advisors

Form ADV of Trace Wealth Advisors, LLC (CRD 317542), SEC registered adviser, filed : regulatory assets $295MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Trace Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 62 individuals, 53 of them high net worth; individuals hold 71% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$295MMMar 20266671%
Triagen Wealth Management
Wealth manager, Calabasas, CA.
Detail and sources for Triagen Wealth Management

Form ADV of Triagen Wealth Management LLC (CRD 308457), SEC registered adviser, filed , main office Calabasas, CA: regulatory assets $535MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Triagen Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 347 individuals, 107 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$535MMMar 202635197%
Validus Capital
Wealth manager, El Segundo, CA.
Detail and sources for Validus Capital

Form ADV of Validus Capital LLC (CRD 319212), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $2.5BN; 12 private funds, $266MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and other services. Clients (Item 5.D): 176 individuals, 176 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$2.5BNMar 202619089%12
Vance Wealth
Wealth manager, Santa Clarita, CA.
Detail and sources for Vance Wealth

Form ADV of Vance Wealth, LLC (CRD 310162), SEC registered adviser, filed , main office Santa Clarita, CA: regulatory assets $894MM; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Vance Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 380 individuals, 185 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$894MMMay 202642885%
Victus Capital Wealth
Wealth manager, Santa Monica, CA.
Detail and sources for Victus Capital Wealth

Form ADV of Victus Captial Wealth, LLC (CRD 154899), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $280MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 187 individuals, 162 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$280MMMar 202618899%
The Wealthgarden F.S
Wealth manager, El Segundo, CA.
Detail and sources for The Wealthgarden F.S

Form ADV of The Wealthgarden F.S. LLC (CRD 311927), SEC registered adviser, filed , main office El Segundo, CA: regulatory assets $228MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 235 individuals, 61 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$228MMMar 202623699%
Wealthspring
Wealth manager, Long Beach, CA.
Detail and sources for Wealthspring

Form ADV of Wealthspring Partners, LLC (CRD 322756), SEC registered adviser, filed , main office Long Beach, CA: regulatory assets $370MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealthspring Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 409 individuals, 102 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$370MMSep 202640998%
Wedbush Securities
Wealth manager with a broker-dealer, Pasadena, CA.
Detail and sources for Wedbush Securities

Form ADV of Wedbush Securities Inc. (CRD 877), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $6.7BN; 288 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wedbush Securities Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 10,653 individuals, 3,138 of them high net worth; individuals hold 96% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$6.7BNSep 202610,83396%
Wellacre Global Wealth Advisors
Wealth manager, Santa Monica, CA.
Detail and sources for Wellacre Global Wealth Advisors

Form ADV of Wellacre Wealth Management, LLC (CRD 306770), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $104MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 82 individuals, 43 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$104MMFeb 20269388%
Wescap Group
Wealth manager, Glendale, CA.
Detail and sources for Wescap Group

Form ADV of Wescap Management Group, Inc. (CRD 104759), SEC registered adviser, filed , main office Glendale, CA: regulatory assets $1.1BN; 1 private fund, $39MM gross; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 321 individuals, 205 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 202633198%1
Westmount Partners
Wealth manager, Los Angeles, CA.
Detail and sources for Westmount Partners

Form ADV of Westmount Partners, LLC (CRD 158857), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $5.9BN; 39 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,418 individuals, 847 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$5.9BNMay 20261,46391%
Westside Investment Management
Wealth manager, Santa Monica, CA.
Detail and sources for Westside Investment Management

Form ADV of Westside Investment Management, LLC (CRD 154522), SEC registered adviser, filed , main office Santa Monica, CA: regulatory assets $889MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Westside Investment Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 839 individuals, 365 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$889MMFeb 202689086%
Wimmer Associates
Wealth manager, Pasadena, CA.
Detail and sources for Wimmer Associates

Form ADV of Wimmer Associates I, LLC (CRD 125243), SEC registered adviser, filed , main office Pasadena, CA: regulatory assets $476MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and publications. Clients (Item 5.D): 143 individuals, 112 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$476MMApr 202614396%
Womack Wealth Management
Wealth manager, Manhattan Beach, CA.
Detail and sources for Womack Wealth Management

Form ADV of Womack Wealth Management, Inc. (CRD 146126), SEC registered adviser, filed , main office Manhattan Beach, CA: regulatory assets $407MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 198 individuals, 104 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$407MMJul 202619898%
WWM Advisory
Wealth manager, Culver City, CA.
Detail and sources for WWM Advisory

Form ADV of WWM Advisory Inc. (CRD 133611), SEC registered adviser, filed , main office Culver City, CA: regulatory assets $280MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 54 individuals, 38 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$280MMMar 202611072%
Zuckerman Capital Management
Wealth manager, Los Angeles, CA.
Detail and sources for Zuckerman Capital Management

Form ADV of Zuckerman Capital Management, LLC (CRD 148549), SEC registered adviser, filed , main office Los Angeles, CA: regulatory assets $123MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 115 individuals, 52 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$123MMApr 202613693%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Four findings from the filings of the 137 firms counted.

  1. 24%

    of the $192.0 billion the 137 firms counted report is one firm's: EP Wealth Advisors. Without it, the other 136 report $146.9 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $370MM

    is the median: half of the 137 report less, and 102 report under $1 billion.

    Assets, latest Form ADV of each

  3. 96

    private funds are advised by the firms counted; Manhattan West Asset Management advises the most, 53.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 64%

    of their assets is high net worth money; the next largest client type is other individuals, at 29%.

    Client types each adviser reports with its assets; sums of filed figures

Questions

How many wealth management firms are there in Los Angeles?

This list holds 141 wealth management firms in the Los Angeles metro; 137 of them report regulatory assets on Form ADV, $192.0 billion together.

What are the largest wealth management firms in Los Angeles?

By the regulatory assets they report: EP Wealth Advisors $45.1 billion, Seia $22.5 billion, Composition Wealth $9.5 billion, Wedbush Securities $6.7 billion, NWF Advisory Services $6.4 billion.

How much do wealth management firms in Los Angeles typically manage?

Of the 137 that report, the median reports $370 million in regulatory assets; 102 report under $1 billion.

How do you start a relationship with wealth management firms in Los Angeles?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
141 wealth management firms, 136 are wealth managers and 5 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Los Angeles-Long Beach-Glendale, CA metropolitan division (Census division 31084: Los Angeles County; Orange County is its own page) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 137 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Los Angeles metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $192.0BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 4 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 141, 141 report on a current Form ADV and 41 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 141 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 41 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Los Angeles," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-los-angeles

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