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Wealth Management Firms (RIAs) in Dallas

163 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Fisher Investments is the largest: $386.7 billion through Fisher Asset Management, LLC (filed ).

United Capital Financial Advisors follows with $24.6 billion. The 160 advisers counted report $552.6 billion together; the ten largest hold 85% of it, and half report less than $377 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $552.6BN sitsThe 160 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over70%1 firm
  2. $10BN to $25BN9%2 firms
  3. $5BN to $10BN3%3 firms
  4. $1BN to $5BN10%27 firms
  5. $500MM to $1BN4%30 firms
  6. Under $500MM4%97 firms

Latest Form ADV of each, filed Jan 2026 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 161 are wealth managers and 2 are wealth managers with a broker-dealer
163
Combined assets160 counted; as filed to Sep 2026
$552.6BN
Largest: Fisher InvestmentsAs filed
$386.7BN
Median firmHalf of the 160 report less
$377MM
Held by the ten largestOf the $552.6BN combined
85%

Fisher Investments, United Capital Financial Advisors and First Command Advisory Services lead the Dallas wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $490.7BN, 89% of the $552.6BN the 160 counted report.

  1. 1

    Fisher Investments

    Wealth manager, Plano, TX

    $386.7BNRegulatory assets, Apr 2026

    73% high net worth, 12% other individuals, 6% government

    Individual clients
    199,061
    Private funds
    4
  2. 2

    United Capital Financial Advisors

    Wealth manager, Irving, TX

    $24.6BNRegulatory assets, Jun 2026

    45% high net worth, 39% other individuals, 7% businesses

    Individual clients
    24,837
  3. 3

    First Command Advisory Services

    Wealth manager, Fort Worth, TX

    $24.4BNRegulatory assets, Jul 2026

    82% other individuals, 17% high net worth

    Individual clients
    113,511
  4. 4

    Level Four Advisory Services

    Wealth manager, Dallas, TX

    $6.5BNRegulatory assets, Sep 2026

    49% high net worth, 24% other individuals, 22% pension plans

    Individual clients
    14,964
  5. 5

    True North Advisors

    Wealth manager, Dallas, TX

    $5.4BNRegulatory assets, Jul 2026

    70% high net worth, 20% private funds, 7% businesses

    Individual clients
    1,022
    Private funds
    34
  6. 6

    Cain, Watters & Associates

    Wealth manager, Frisco, TX

    $5.0BNRegulatory assets, Jun 2026

    50% high net worth, 42% other, 8% other individuals

    Individual clients
    2,274
  7. 7

    Quotient Wealth Partners

    Wealth manager, Dallas, TX

    $4.9BNRegulatory assets, Sep 2026

    82% high net worth, 18% other individuals

    Individual clients
    2,354
  8. 8

    Texas Capital Bank Private Wealth Advisors

    Wealth manager, Dallas, TX

    $4.2BNRegulatory assets, Jun 2026

    52% high net worth, 27% businesses, 10% banks

    Individual clients
    501
  9. 9

    Retirement Planners of America

    Wealth manager, Plano, TX

    $3.6BNRegulatory assets, Sep 2026

    55% high net worth, 43% other individuals, 1% businesses

    Individual clients
    5,625
  10. 10

    Advisor Resource Council

    Wealth manager, Dallas, TX

    $3.5BNRegulatory assets, Mar 2026

    54% high net worth, 42% other individuals, 3% pension plans

    Individual clients
    11,699
  11. 11

    SFMG Wealth Advisors

    Wealth manager, Plano, TX

    $3.0BNRegulatory assets, Jul 2026

    87% high net worth, 13% other individuals

    Individual clients
    968
    Private funds
    1
  12. 12

    Hilltop Securities

    Wealth manager with a broker-dealer, Dallas, TX

    $2.5BNRegulatory assets, Aug 2026

    57% high net worth, 33% other individuals, 5% businesses

    Individual clients
    3,335
  13. 13

    Requisite Capital Management

    Wealth manager, Dallas, TX

    $2.4BNRegulatory assets, Mar 2026

    75% high net worth, 10% charities, 8% businesses

    Individual clients
    218
    Private funds
    2
  14. 14

    Beaird Harris

    Wealth manager, Dallas, TX

    $2.3BNRegulatory assets, Jul 2026

    89% high net worth, 7% other individuals, 2% pension plans

    Individual clients
    793
  15. 15

    Ascentis Independent Advisors

    Wealth manager, Dallas, TX

    $2.1BNRegulatory assets, Jul 2026

    70% high net worth, 24% other individuals, 4% businesses

    Individual clients
    2,690
  16. 16

    Balefire

    Wealth manager, Dallas, TX

    $2.0BNRegulatory assets, Mar 2026

    44% pension plans, 35% high net worth, 18% other individuals

    Individual clients
    1,757
  17. 17

    Guidestone Advisors

    Wealth manager, Dallas, TX

    $2.0BNRegulatory assets, Aug 2026

    58% high net worth, 41% other individuals

    Individual clients
    2,087
  18. 18

    Cfo4life

    Wealth manager, Coppell, TX

    $1.9BNRegulatory assets, Jun 2026

    72% high net worth, 13% pension plans, 7% businesses

    Individual clients
    877
  19. 19

    View Capital RIA

    Wealth manager, Dallas, TX

    $1.8BNRegulatory assets, Mar 2026

    95% high net worth, 3% private funds, 1% charities

    Individual clients
    135
    Private funds
    4
  20. 20

    GDS Wealth Management

    Wealth manager, Flower Mound, TX

    $1.8BNRegulatory assets, Mar 2026

    63% high net worth, 37% other individuals

    Individual clients
    1,078

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 70% of the assets

How the 160 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 160 firms counted, log scaleEach dot is one adviser and links to its row. Fisher Investments $386.7BN; United Capital Financial Advisors $24.6BN; First Command Advisory Services $24.4BN; median $377MM.$100MM$1BN$10BN$100BN$1TNFisher Investments: $386.7BNUnited Capital Financial Advisors: $24.6BNFirst Command Advisory Services: $24.4BNLevel Four Advisory Services: $6.5BNTrue North Advisors: $5.4BNCain, Watters & Associates: $5.0BNQuotient Wealth Partners: $4.9BNTexas Capital Bank Private Wealth Advisors: $4.2BNRetirement Planners of America: $3.6BNAdvisor Resource Council: $3.5BNSFMG Wealth Advisors: $3.0BNHilltop Securities: $2.5BNRequisite Capital Management: $2.4BNBeaird Harris: $2.3BNAscentis Independent Advisors: $2.1BNBalefire: $2.0BNGuidestone Advisors: $2.0BNCfo4life: $1.9BNView Capital RIA: $1.8BNGDS Wealth Management: $1.8BNLee Financial Company: $1.7BNAstra Wealth Management Group: $1.6BNCypress Point Wealth Management: $1.5BNHoward Financial Services: $1.4BNPenn Davis McFarland: $1.4BNQuadcap Wealth Management: $1.3BNBeacon Financial Group: $1.3BNMeristead Wealth: $1.3BNParkway Wealth Management Group: $1.2BNWpwealth: $1.2BNInsight Wealth Partners: $1.1BNIntegrity Advisory Solutions: $1.1BNPerryman Financial Advisory: $1.0BNBentoak Capital: $970MMVaquero Private Wealth: $929MMStrata Wealth Advisors: $886MMProbity Advisors: $859MMApeiron: $852MMAssetbuilder: $813MMMoss, Luse & Womble: $803MMParatus Financial: $757MMWealthstar Advisors: $724MMDiesslin Group: $696MMDash Investments: $682MMSignal Securities: $679MMMcElhenny Sheffield Capital Management: $663MMAspen Wealth Management: $658MMOptima Asset Management: $657MMThe Watchman Group: $640MMClare Market Investments: $635MMSteadtrust: $618MMEQ Wealth Advisors: $617MMAckerman Capital Management: $604MMAscentis Wealth Management: $596MMRTW Financial Advisors: $581MMCapital Markets IQ: $571MMGenerational Wealth Advisors: $569MMNexus One Financial Advisors: $552MMMills Wealth Advisors: $549MMBlack Knight Wealth Management: $539MMTrinity Portfolio Advisors: $531MMDean, Jacobson Financial Services: $519MMLeo Wealth Americas: $512MMRelevance Capital Management: $496MMAllred Harris Wealth Management.: $493MMKeener Financial Planning: $479MMRFG Wealth Advisory: $477MMConsilium Wealth Advisory: $466MMLGT Financial Advisors: $456MMUnited Advisors America: $447MMSchulz Wealth: $438MMSWMG: $430MMMurphy & Sylvest: $426MMRhodes Investment Advisors: $419MMCastleview Partners: $417MMGarner Asset Management Corporation: $414MMTFR Capital: $403MMFortune Wealth Management: $396MMPromus Advisors: $385MMLegacy Consulting Group: $379MMConcorde Investment Management: $376MMCultivar Capital: $375MMTL Private Wealth: $364MMShelton Wealth Management: $364MMLifeway Financial Corporation: $359MMHeritage Retirement Advisors: $351MMMichels Family Financial: $348MMCottonwood Capital Advisors: $347MMCrescent Advisor Group: $344MMAspenridge Wealth Advisors: $335MMFluent Financial: $330MMAsset Preservation Group: $321MMOpenair Financial: $318MMNFWM: $312MMLeap Wealth Management: $306MMRockwall Wealth Management: $305MMSchlegel Dunn: $279MMRoserock Wealth Management: $275MMWisniewski Wealth Management: $266MMOptimus Capital Advisors: $264MMRedwood Family Wealth: $259MMHartmann Taylor Wealth Management: $255MMRiverchase Wealth Management: $251MMStyre Wealth: $251MMStorehouse Financial: $240MMFireside Capital Advisors: $237MMBirch Capital Management: $235MMTevis Investment Management: $235MMVann Equity Management: $231MMPrincipia Wealth Advisory: $225MMCapital Advisory Group: $225MMWisdom Index Advisors: $221MMStrategic Financial Planning: $221MMLifetime Wealth Management: $217MMDaniels & Erickson Financial Advisors: $214MMSilver Lake Capital Partners: $212MMParkstone Wealth Management: $211MMSuccession Financial: $210MMStrategic Wealth Planning: $209MMMiller Global Investments: $199MMSolutions 4 Wealth: $189MMDelos Private Client Group: $186MMBrindle & Bay Financial Advisors: $185MMBrazos Wealth Advisors: $184MMKingstone Capital Partners Texas: $182MMNew Dimensions Wealth Management: $182MMFarris Capital Management: $178MMBannerman Wealth: $177MMProvident Financial Planning: $174MMSchlindwein Associates: $167MMThirteen Twenty-Two Advisors: $163MMPeak American Investment Advisors: $162MMSpectrum Advisors: $160MMScherer Financial Advisory Services: $158MMStrategic Wealth Management: $158MMCollective Wealth Advisors: $157MMDFS Advisory: $156MMCapital Achievements: $155MMAtlas: $154MMUptown Capital Advisors: $154MMS&S Wealth Management: $154MMApplewhite & Buys Financial Advisors: $153MMProvision Asset: $151MMPurewater Capital: $149MMPrestige Wealth Management: $148MMCertified Financial Strategies Corporation: $144MMClear Sky Financial: $141MMCravens Brothers Private Wealth Management: $139MMEubank, Hutson & Associates: $138MMStrategic Portfolio Solutions: $136MMParadigm Advisors: $136MMWave Wealth Management: $134MMFrisco Financial Planning: $131MMNavigo Wealth Management: $130MMThe Gardner Group: $125MMFair Asset Management: $120MMMoffatt Financial Strategies: $117MMExpand Financial Group: $113MMDouble Eagle Wealth Management: $109MMWestmont Advisory: $100MMFisher Investments $386.7BNUnited Capital Financial Advisors $24.6BNFirst Command Advisory Services $24.4BNMedian $377MMAssets of each of the 160 firms counted, log scaleEach dot is one adviser and links to its row. Fisher Investments $386.7BN; United Capital Financial Advisors $24.6BN; First Command Advisory Services $24.4BN; median $377MM.$1BN$100BNFisher Investments $386.7BNMedian $377MM

One dot per firm counted; 3 firms with a main office outside Dallas, a second row for the same adviser or only fund assets left out. Read .

The 160 firms, by size
Under $500MM974%$24.6BN
$500MM to $1BN304%$20.3BN
$1BN to $5BN2710%$55.0BN
$5BN to $10BN33%$17.0BN
$10BN to $25BN29%$49.1BN
$25BN and over170%$386.7BN

Assets each reported in its latest filing; shares are of the $552.6BN combined, one row per firm. Read .

70%

of the assets reported sits with one firm, Fisher Investments. The five largest hold 81%; 127 of 160 report under $1 billion.

70%Largest11%Next 419%Other 155
Who the 163 are
  1. Wealth managers161
  2. Wealth managers with a broker-dealer2

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 160 advisers' assets by type of client
  1. High net worth69%
  2. Other individuals18%
  3. Government4%
  4. Pension plans2%
  5. Private funds2%
  6. Businesses1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Fisher Investments199,061Apr 2026
2First Command Advisory Services113,511Jul 2026
3United Capital Financial Advisors24,837Jun 2026
4Level Four Advisory Services14,964Sep 2026
5Advisor Resource Council11,699Mar 2026
6Retirement Planners of America5,625Sep 2026
7Hilltop Securities3,335Aug 2026
8United Advisors America2,809Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Fisher Investments125,844Apr 2026
2Level Four Advisory Services5,075Sep 2026
3First Command Advisory Services3,852Jul 2026
4Advisor Resource Council2,134Mar 2026
5United Capital Financial Advisors1,937Jun 2026
6Quotient Wealth Partners1,168Sep 2026
7Retirement Planners of America1,116Sep 2026
8Cain, Watters & Associates800Jun 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1True North Advisors34Jul 2026
2Howard Financial Services31Aug 2026
3Cottonwood Capital Advisors4Mar 2026
4Fisher Investments4Apr 2026
5Lee Financial Company4Jul 2026
6View Capital RIA4Mar 2026
7Cypress Point Wealth Management3Mar 2026
8Meristead Wealth3Sep 2026

The list is public. The warm path is not. Schedule a conversation

All 163 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 163 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Dallas 163 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Ackerman Capital Management
Wealth manager, Dallas, TX.
Detail and sources for Ackerman Capital Management

Form ADV of Ackerman Capital Advisors, LLC (CRD 123824), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $604MM; 2 private funds, $27MM gross; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 174 individuals, 141 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$604MMMar 202619294%2
Advisor Resource Council
Wealth manager, Dallas, TX.
Detail and sources for Advisor Resource Council

Form ADV of Advisor Resource Council (CRD 164109), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $3.5BN; 119 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Advisor Resource Council, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 11,699 individuals, 2,134 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.5BNMar 202611,83696%
Allred Harris Wealth Management.
Wealth manager, Dallas, TX.
Detail and sources for Allred Harris Wealth Management.

Form ADV of Allred Capital Management, LLC (CRD 297533), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $493MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 312 individuals, 88 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV.

$493MMMar 202635376%
Apeiron
Wealth manager, Dallas, TX.
Detail and sources for Apeiron

Form ADV of Apeiron RIA LLC (CRD 289273), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $852MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,178 individuals, 526 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$852MMMay 20261,18495%
Applewhite & Buys Financial Advisors
Wealth manager, Dallas, TX.
Detail and sources for Applewhite & Buys Financial Advisors

Form ADV of Applewhite Financial Planning, PLLC (CRD 169799), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $153MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 185 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMMar 2026185100%
Ascentis Independent Advisors
Wealth manager, Dallas, TX.
Detail and sources for Ascentis Independent Advisors

Form ADV of Ascentis Independent Advisors, LLC (CRD 322879), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.1BN; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 2,690 individuals, 610 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$2.1BNJul 20262,81595%
Ascentis Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Ascentis Wealth Management

Form ADV of Ascentis Wealth Management, LLC (CRD 330923), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $596MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning. Clients (Item 5.D): 215 individuals, 120 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$596MMMay 202625982%
Aspen Wealth Management
Wealth manager, Fort Worth, TX.
Detail and sources for Aspen Wealth Management

Form ADV of Aspen Wealth Management, LLC (CRD 159594), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $658MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 346 individuals, 188 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$658MMApr 202635399%
Aspenridge Wealth Advisors
Wealth manager, Fort Worth, TX.
Detail and sources for Aspenridge Wealth Advisors

Form ADV of Arwa LLC (CRD 337220), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $335MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 383 individuals, 109 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$335MMMay 2026383100%
Asset Preservation Group
Wealth manager, Grapevine, TX.
Detail and sources for Asset Preservation Group

Form ADV of Asset Preservation Group Inc. (CRD 108150), SEC registered adviser, filed , main office Grapevine, TX: regulatory assets $321MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 330 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$321MMMar 2026330100%
Assetbuilder
Wealth manager, Allen, TX.
Detail and sources for Assetbuilder

Form ADV of Assetbuilder, Inc. (CRD 142665), SEC registered adviser, filed , main office Allen, TX: regulatory assets $813MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 714 individuals, 247 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$813MMApr 202672094%
Astra Wealth Management Group
Wealth manager, Plano, TX.
Detail and sources for Astra Wealth Management Group

Form ADV of Tyche Wealth Partners LLC (CRD 326006), SEC registered adviser, filed , main office Plano, TX: regulatory assets $1.6BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 964 individuals, 344 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.6BNJun 2026964100%
Atlas
Wealth manager, Frisco, TX.
Detail and sources for Atlas

Form ADV of Atfs Advisers LLC (CRD 324191), SEC registered adviser, filed : regulatory assets $154MM; 1 private fund, $1.7MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 47 individuals, 7 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$154MMJul 20264899%1
Baker Financial Services
Wealth manager, Arlington, TX. Main office Arlington, TX; not in the totals.
Detail and sources for Baker Financial Services

Form ADV of Gerald Baker Financial Group, L.L.c.dba Baker Financial Services (CRD 112248), SEC registered adviser, filed , main office Arlington, TX: regulatory assets $909MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Arlington, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 475 individuals, 86 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$909MMFeb 202648295%
Balefire
Wealth manager, Dallas, TX.
Detail and sources for Balefire

Form ADV of Balefire, LLC (CRD 168733), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.0BN; 38 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Balefire, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,757 individuals, 235 of them high net worth; individuals hold 53% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNMar 20261,86453%
Bannerman Wealth
Wealth manager, Lewisville, TX.
Detail and sources for Bannerman Wealth

Form ADV of Bannerman Wealth Management Group, LLC (CRD 284677), SEC registered adviser, filed , main office Lewisville, TX: regulatory assets $177MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 163 individuals, 63 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$177MMJun 202616399%
Beacon Financial Group
Wealth manager, Dallas, TX.
Detail and sources for Beacon Financial Group

Form ADV of Beacon Retirement Planning Services Inc. (CRD 110038), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.3BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 1,052 individuals, 510 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNMar 20261,052100%
Beaird Harris
Wealth manager, Dallas, TX.
Detail and sources for Beaird Harris

Form ADV of Beaird Harris Wealth Management, LLC (CRD 107238), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.3BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 793 individuals, 497 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$2.3BNJul 202680096%
Bentoak Capital
Wealth manager, Weatherford, TX.
Detail and sources for Bentoak Capital

Form ADV of Garrett Wealth Advisory Group, LLC (CRD 173563), SEC registered adviser, filed , main office Weatherford, TX: regulatory assets $970MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Garrett Wealth Advisory Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 774 individuals, 286 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$970MMSep 202679873%
Birch Capital Management
Wealth manager, Dallas, TX.
Detail and sources for Birch Capital Management

Form ADV of Birch Capital Management, LLC (CRD 152302), SEC registered adviser, filed : regulatory assets $235MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Birch Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 35 individuals, 27 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$235MMSep 20263599%
Black Knight Wealth Management
Wealth manager, Frisco, TX.
Detail and sources for Black Knight Wealth Management

Form ADV of Black Knight Wealth Management, LLC (CRD 305515), SEC registered adviser, filed : regulatory assets $539MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 444 individuals, 84 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$539MMAug 2026444100%
Brazos Wealth Advisors
Wealth manager, Fort Worth, TX.
Detail and sources for Brazos Wealth Advisors

Form ADV of Brazos Wealth Advisors LLC (CRD 323508), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $184MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 145 individuals, 49 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$184MMMar 202615592%
Brindle & Bay Financial Advisors
Wealth manager, Frisco, TX.
Detail and sources for Brindle & Bay Financial Advisors

Form ADV of Brindle & Bay Financial Advisors, LLC (CRD 291747), SEC registered adviser, filed , main office Frisco, TX: regulatory assets $185MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 184 individuals, 69 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$185MMJul 2026184100%
Cain, Watters & Associates
Wealth manager, Frisco, TX.
Detail and sources for Cain, Watters & Associates

Form ADV of Cain, Watters & Associates, LLC (CRD 111521), SEC registered adviser, filed , main office Frisco, TX: regulatory assets $5.0BN; 341 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 2,274 individuals, 800 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.0BNJun 20263,39758%
Capital Achievements
Wealth manager, Dallas, TX.
Detail and sources for Capital Achievements

Form ADV of Capital Achievements, LLC (CRD 291108), SEC registered adviser, filed : regulatory assets $155MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 39 individuals, 32 of them high net worth; individuals hold 96% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$155MMJan 20264196%
Capital Advisory Group
Wealth manager, Dallas, TX.
Detail and sources for Capital Advisory Group

Form ADV of Capital Advisory Group, Inc. (CRD 114539), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $225MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 77 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$225MMMar 202677100%
Capital Markets IQ
Wealth manager, Arlington, TX.
Detail and sources for Capital Markets IQ

Form ADV of Capital Markets IQ, LLC (CRD 134921), SEC registered adviser, filed : regulatory assets $571MM; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 698 individuals, 91 of them high net worth; individuals hold 64% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$571MMJul 202688464%
Castleview Partners
Wealth manager, Dallas, TX.
Detail and sources for Castleview Partners

Form ADV of Castleview Partners, LLC (CRD 281410), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $417MM; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Castleview Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 592 individuals, 80 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$417MMMay 202659481%
Certified Financial Strategies Corporation
Wealth manager, Dallas, TX.
Detail and sources for Certified Financial Strategies Corporation

Form ADV of Certified Financial Strategies Corporation (CRD 114361), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $144MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 147 individuals, 53 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$144MMSep 202615595%
Cfo4life
Wealth manager, Coppell, TX.
Detail and sources for Cfo4life

Form ADV of Cfo4life Group, LLC (CRD 287600), SEC registered adviser, filed , main office Coppell, TX: regulatory assets $1.9BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 877 individuals, 348 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$1.9BNJun 20261,01578%
Clare Market Investments
Wealth manager, Dallas, TX.
Detail and sources for Clare Market Investments

Form ADV of Clare Market Investments, LLC (CRD 217515), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $635MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 225 individuals, 110 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$635MMMar 202623797%
Clear Sky Financial
Wealth manager, Prosper, TX.
Detail and sources for Clear Sky Financial

Form ADV of Clear Sky Financial, LP (CRD 298551), SEC registered adviser, filed , main office Prosper, TX: regulatory assets $141MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 125 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$141MMMar 2026126100%
Collective Wealth Advisors
Wealth manager, Coppell, TX.
Detail and sources for Collective Wealth Advisors

Form ADV of Collective Wealth Advisors LLC (CRD 289157), SEC registered adviser, filed , main office Coppell, TX: regulatory assets $157MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 222 individuals, 39 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$157MMJul 202622499%
Concorde Investment Management
Wealth manager, Dallas, TX.
Detail and sources for Concorde Investment Management

Form ADV of Concorde Financial Corporation (CRD 105237), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $376MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 125 individuals, 75 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$376MMApr 202613282%
Consilium Wealth Advisory
Wealth manager, Frisco, TX.
Detail and sources for Consilium Wealth Advisory

Form ADV of Consilium Wealth Advisory, LLC (CRD 164993), SEC registered adviser, filed : regulatory assets $466MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 104 individuals, 54 of them high net worth; individuals hold 87% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$466MMMay 202612087%
Cottonwood Capital Advisors
Wealth manager, Irving, TX.
Detail and sources for Cottonwood Capital Advisors

Form ADV of Cottonwood Ventures, LLC (CRD 322366), SEC registered adviser, filed , main office Irving, TX: regulatory assets $347MM; 4 private funds, $20MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Cottonwood Capital Advisors, LLC (CRD 311272), registered adviser, filed , Salt Lake City, UT.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 191 individuals, 81 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$347MMMar 202621085%4
Cravens Brothers Private Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Cravens Brothers Private Wealth Management

Form ADV of Cravens Brothers Private Wealth Management LLC (CRD 162673), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 43 individuals, 19 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$139MMMay 20264499%
Crescent Advisor Group
Wealth manager, Plano, TX.
Detail and sources for Crescent Advisor Group

Form ADV of Crescent Advisor Group, Inc. (CRD 115974), SEC registered adviser, filed , main office Plano, TX: regulatory assets $344MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 228 individuals, 36 of them high net worth; individuals hold 62% of its regulatory assets.

Files: SEC Form ADV.

$344MMJan 202622862%
Cultivar Capital
Wealth manager, Denton, TX.
Detail and sources for Cultivar Capital

Form ADV of Cultivar Capital, Inc. (CRD 160145), SEC registered adviser, filed , main office Denton, TX: regulatory assets $375MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cultivar Capital, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds and portfolio management for businesses and institutions. Clients (Item 5.D): 345 individuals, 142 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$375MMMar 202637282%
Cypress Point Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Cypress Point Wealth Management

Form ADV of Cypress Point Wealth Management, LLC (CRD 143771), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.5BN; 3 private funds, $21MM gross; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cypress Point Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 177 individuals, 132 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNMar 202617797%3
Daniels & Erickson Financial Advisors
Wealth manager, Dallas, TX.
Detail and sources for Daniels & Erickson Financial Advisors

Form ADV of Daniels & Erickson Financial Advisors, LLC (CRD 119687), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $214MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 60 individuals, 45 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$214MMMar 20266593%
Dash Investments
Wealth manager, Plano, TX.
Detail and sources for Dash Investments

Form ADV of Dash Acquisitions Inc. (CRD 135281), SEC registered adviser, filed , main office Plano, TX: regulatory assets $682MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 432 individuals, 340 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$682MMSep 2026433100%
Dean, Jacobson Financial Services
Wealth manager, Fort Worth, TX.
Detail and sources for Dean, Jacobson Financial Services

Form ADV of Dean, Jacobson Financial Services, LLC (CRD 115879), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $519MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 532 individuals, 170 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$519MMMar 202656482%
Delos Private Client Group
Wealth manager, Dallas, TX.
Detail and sources for Delos Private Client Group

Form ADV of Delos Private Client Group, LLC (CRD 300734), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $186MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Delos Private Client Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 92 individuals, 59 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$186MMSep 20269592%
DFS Advisory
Wealth manager, Denton, TX.
Detail and sources for DFS Advisory

Form ADV of Team Hays Inc. (CRD 324992), SEC registered adviser, filed , main office Denton, TX: regulatory assets $156MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 112 individuals, 31 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$156MMApr 202613779%
Diesslin Group
Wealth manager, Fort Worth, TX.
Detail and sources for Diesslin Group

Form ADV of Diesslin Group, Inc. (CRD 110557), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $696MM; 2 private funds, $1.0MM gross; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and other services. Clients (Item 5.D): 280 individuals, 147 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$696MMAug 202628694%2
Double Eagle Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Double Eagle Wealth Management

Form ADV of Double Eagle Wealth Management LLC (CRD 330398), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $109MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 82 individuals, 62 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$109MMJul 20268979%
EQ Wealth Advisors
Wealth manager, Dallas, TX.
Detail and sources for EQ Wealth Advisors

Form ADV of EQ Wealth Advisors, LLC (CRD 322294), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $617MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 298 individuals, 100 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$617MMMar 202630994%
Eubank, Hutson & Associates
Wealth manager, Plano, TX.
Detail and sources for Eubank, Hutson & Associates

Form ADV of Eubank, Hutson & Associates, LLC (CRD 226519), SEC registered adviser, filed , main office Plano, TX: regulatory assets $138MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 241 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$138MMFeb 2026241100%
Expand Financial Group
Wealth manager, Celina, TX.
Detail and sources for Expand Financial Group

Form ADV of Expand Financial Group, LLC (CRD 293160), SEC registered adviser, filed : regulatory assets $113MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 297 individuals, 65 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$113MMMay 202632089%
Fair Asset Management
Wealth manager, Dallas, TX.
Detail and sources for Fair Asset Management

Form ADV of Fair Asset Management, LLC (CRD 334853), SEC registered adviser, filed : regulatory assets $120MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 47 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$120MMMar 202647100%
Farris Capital Management
Wealth manager, Carrollton, TX.
Detail and sources for Farris Capital Management

Form ADV of Farris Capital Management Inc. (CRD 169051), SEC registered adviser, filed , main office Carrollton, TX: regulatory assets $178MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 395 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$178MMFeb 2026395100%
Fireside Capital Advisors
Wealth manager, Dallas, TX.
Detail and sources for Fireside Capital Advisors

Form ADV of Springvest Wealth Management, LLC (CRD 329297), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $237MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 140 individuals, 43 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$237MMMar 202614096%
First Command Advisory Services
Wealth manager, Fort Worth, TX.
Detail and sources for First Command Advisory Services

Form ADV of First Command Advisory Services (CRD 281958), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $24.4BN; 1,787 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 113,511 individuals, 3,852 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$24.4BNJul 2026113,591100%
Fisher Investments
Wealth manager, Plano, TX.
Detail and sources for Fisher Investments

Form ADV of Fisher Asset Management, LLC (CRD 107342), SEC registered adviser, filed , main office Plano, TX: regulatory assets $386.7BN; 4 private funds, $301MM gross; 4,369 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 199,061 individuals, 125,844 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$386.7BNApr 2026199,92286%4
Fluent Financial
Wealth manager, Dallas, TX.
Detail and sources for Fluent Financial

Form ADV of Fluent Financial, LLC (CRD 170041), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $330MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Fluent Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 251 individuals, 87 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$330MMApr 202626098%
Fortune Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Fortune Wealth Management

Form ADV of Fortune Wealth Management, LLC (CRD 157832), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $396MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 199 individuals, 101 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$396MMFeb 202620198%
Frisco Financial Planning
Wealth manager, Frisco, TX.
Detail and sources for Frisco Financial Planning

Form ADV of Frisco Financial Planning LLC (CRD 132585), SEC registered adviser, filed : regulatory assets $131MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 50 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$131MMJul 202650100%
The Gardner Group
Wealth manager, Dallas, TX.
Detail and sources for The Gardner Group

Form ADV of Gardner Asset Management LLC (CRD 114263), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $125MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 133 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$125MMMay 2026134100%
Garner Asset Management Corporation
Wealth manager, Plano, TX.
Detail and sources for Garner Asset Management Corporation

Form ADV of Garner Asset Management Corporation (CRD 115350), SEC registered adviser, filed : regulatory assets $414MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 112 individuals, 96 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$414MMMar 202611289%
GDS Wealth Management
Wealth manager, Flower Mound, TX.
Detail and sources for GDS Wealth Management

Form ADV of One Way Holdings LLC (CRD 315934), SEC registered adviser, filed , main office Flower Mound, TX: regulatory assets $1.8BN; 38 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of One Way Holdings LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,078 individuals, 310 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.8BNMar 20261,082100%
Generational Wealth Advisors
Wealth manager, Richardson, TX.
Detail and sources for Generational Wealth Advisors

Form ADV of Talis Advisory Services, LLC (CRD 135145), SEC registered adviser, filed , main office Richardson, TX: regulatory assets $569MM; 60 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 159 individuals, 98 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$569MMApr 202618478%
Guidestone Advisors
Wealth manager, Dallas, TX.
Detail and sources for Guidestone Advisors

Form ADV of Guidestone Advisors, LLC (CRD 149624), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.0BN; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 2,087 individuals, 717 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$2.0BNAug 20262,089100%
Hartmann Taylor Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Hartmann Taylor Wealth Management

Form ADV of Hartmann Taylor Wealth Management, LLC (CRD 310334), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $255MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 91 individuals, 54 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$255MMFeb 20269698%
Heritage Retirement Advisors
Wealth manager, Colleyville, TX.
Detail and sources for Heritage Retirement Advisors

Form ADV of Hutto Retirement Advisors, LLC (CRD 165191), SEC registered adviser, filed , main office Colleyville, TX: regulatory assets $351MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 345 individuals, 98 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$351MMMar 202634590%
Hilltop Securities
Wealth manager with a broker-dealer, Dallas, TX.
Detail and sources for Hilltop Securities

Form ADV of Hilltop Securities Inc. (CRD 6220), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.5BN; 92 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 3,335 individuals, 599 of them high net worth; individuals hold 90% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$2.5BNAug 20263,40790%
Howard Financial Services
Wealth manager, Dallas, TX.
Detail and sources for Howard Financial Services

Form ADV of Howard Financial Services, Ltd. (CRD 107978), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.4BN; 31 private funds, $224MM gross; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Howard Financial Services, Ltd., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 410 individuals, 259 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNAug 202644683%31
Insight Wealth Partners
Wealth manager, Plano, TX.
Detail and sources for Insight Wealth Partners

Form ADV of Insight Wealth Partners, LLC (CRD 153635), SEC registered adviser, filed , main office Plano, TX: regulatory assets $1.1BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Insight Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 959 individuals, 320 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNMar 2026959100%
Integrity Advisory Solutions
Wealth manager, Dallas, TX.
Detail and sources for Integrity Advisory Solutions

Form ADV of Integrity Advisory Solutions, LLC (CRD 288817), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.1BN; 113 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Integrity Advisory Solutions, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,387 individuals, 250 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNJun 20262,42897%
J.K. Financial
Wealth manager, Dallas, TX. Main office Dallas, TX; not in the totals.
Detail and sources for J.K. Financial

Form ADV of J.K. Financial, Inc. (CRD 114929), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $196MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Dallas, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 133 individuals, 128 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$196MMFeb 2026133100%
Keener Financial Planning
Wealth manager, Keller, TX.
Detail and sources for Keener Financial Planning

Form ADV of Keener Financial Planning, LLC (CRD 147615), SEC registered adviser, filed , main office Keller, TX: regulatory assets $479MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 193 individuals, 144 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$479MMJul 202619797%
Kingstone Capital Partners Texas
Wealth manager, Frisco, TX.
Detail and sources for Kingstone Capital Partners Texas

Form ADV of Kingstone Capital Partners Texas, LLC (CRD 281593), SEC registered adviser, filed , main office Frisco, TX: regulatory assets $182MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 187 individuals, 37 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$182MMApr 202619299%
Leap Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Leap Wealth Management

Form ADV of Lwealth, LLC (CRD 152253), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $306MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 363 individuals, 128 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$306MMApr 2026363100%
Lee Financial Company
Wealth manager, Dallas, TX.
Detail and sources for Lee Financial Company

Form ADV of Lee Financial Company, LLC (CRD 105910), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.7BN; 4 private funds, $14MM gross; 39 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Lee Financial Company, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 428 individuals, 220 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNJul 202644397%4
Legacy Consulting Group
Wealth manager, Plano, TX.
Detail and sources for Legacy Consulting Group

Form ADV of Legacy CG LLC (CRD 108541), SEC registered adviser, filed , main office Plano, TX: regulatory assets $379MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Legacy CG LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 198 individuals, 141 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$379MMMar 202620994%
Leo Wealth Americas
Wealth manager, Hurst, TX.
Detail and sources for Leo Wealth Americas

Form ADV of Leo Wealth Americas, LLC (CRD 338799), SEC registered adviser, filed , main office Hurst, TX: regulatory assets $512MM; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 984 individuals, 341 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$512MMJun 2026984100%
Level Four Advisory Services
Wealth manager, Dallas, TX.
Detail and sources for Level Four Advisory Services

Form ADV of Level Four Advisory Services, LLC (CRD 134086), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $6.5BN; 136 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 14,964 individuals, 5,075 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV.

$6.5BNSep 202615,72073%
LGT Financial Advisors
Wealth manager, Dallas, TX.
Detail and sources for LGT Financial Advisors

Form ADV of LGT Financial Advisors LLC (CRD 111575), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $456MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 134 individuals, 63 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$456MMMar 202614791%
Lifetime Wealth Management
Wealth manager, Rockwall, TX.
Detail and sources for Lifetime Wealth Management

Form ADV of Lifetime Wealth Management P.C. (CRD 145492), SEC registered adviser, filed , main office Rockwall, TX: regulatory assets $217MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Lifetime Wealth Management, LLC (CRD 147482), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 119 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$217MMMar 2026119100%
Lifeway Financial Corporation
Wealth manager, Plano, TX.
Detail and sources for Lifeway Financial Corporation

Form ADV of Lifeway Financial Corporation (CRD 114276), SEC registered adviser, filed , main office Plano, TX: regulatory assets $359MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 168 individuals, 82 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$359MMMar 202616898%
McElhenny Sheffield Capital Management
Wealth manager, Dallas, TX.
Detail and sources for McElhenny Sheffield Capital Management

Form ADV of McElhenny Sheffield Capital Management, LLC (CRD 115120), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $663MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds and portfolio management for businesses and institutions. Clients (Item 5.D): 757 individuals, 99 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV.

$663MMJul 202675876%
Meristead Wealth
Wealth manager, Westlake, TX.
Detail and sources for Meristead Wealth

Form ADV of Meristead Wealth, LLC (CRD 282103), SEC registered adviser, filed , main office Westlake, TX: regulatory assets $1.3BN; 3 private funds, $66MM gross; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Meristead Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 975 individuals, 579 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.3BNSep 202699699%3
Michels Family Financial
Wealth manager, Fort Worth, TX.
Detail and sources for Michels Family Financial

Form ADV of Michels Family Financial, LLC (CRD 319311), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $348MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, pension consulting and other services. Clients (Item 5.D): 410 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$348MMMar 2026410100%
Miller Global Investments
Wealth manager, Dallas, TX.
Detail and sources for Miller Global Investments

Form ADV of Miller Global Investments, L.L.C. (CRD 114683), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $199MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 90 individuals, 48 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$199MMMar 20269784%
Mills Wealth Advisors
Wealth manager, Southlake, TX.
Detail and sources for Mills Wealth Advisors

Form ADV of Mills Wealth Advisors, LLC (CRD 159251), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $549MM; 2 private funds, $76K gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and other services. Clients (Item 5.D): 446 individuals, 171 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$549MMMar 202647290%2
Moffatt Financial Strategies
Wealth manager, Fort Worth, TX.
Detail and sources for Moffatt Financial Strategies

Form ADV of 818 Wealth, LLC (CRD 335975), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $117MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 178 individuals, 38 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$117MMMar 202618199%
Moss, Luse & Womble
Wealth manager, Plano, TX.
Detail and sources for Moss, Luse & Womble

Form ADV of Moss, Luse & Womble, LLC (CRD 152841), SEC registered adviser, filed , main office Plano, TX: regulatory assets $803MM; 42 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 475 individuals, 110 of them high net worth; individuals hold 56% of its regulatory assets.

Files: SEC Form ADV.

$803MMSep 202687456%
Murphy & Sylvest
Wealth manager, Dallas, TX.
Detail and sources for Murphy & Sylvest

Form ADV of Sylvest Advisors, LLC (CRD 165130), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $426MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 427 individuals, 154 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$426MMMar 2026428100%
Navigo Wealth Management
Wealth manager, North Richland Hills, TX.
Detail and sources for Navigo Wealth Management

Form ADV of Navigo Wealth Management, LLC (CRD 146265), SEC registered adviser, filed : regulatory assets $130MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 155 individuals, 82 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$130MMApr 202615599%
New Dimensions Wealth Management
Wealth manager, Allen, TX.
Detail and sources for New Dimensions Wealth Management

Form ADV of New Dimensions Wealth Management, L.L.C. (CRD 152136), SEC registered adviser, filed , main office Allen, TX: regulatory assets $182MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 111 individuals, 72 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$182MMMar 2026111100%
Nexus One Financial Advisors
Wealth manager, Plano, TX.
Detail and sources for Nexus One Financial Advisors

Form ADV of Nexus One Financial Advisors LLC (CRD 336809), SEC registered adviser, filed , main office Plano, TX: regulatory assets $552MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 685 individuals, 185 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$552MMSep 2026685100%
NFWM
Wealth manager, Plano, TX.
Detail and sources for NFWM

Form ADV of No Fate BWWM, LLC (CRD 317406), SEC registered adviser, filed , main office Plano, TX: regulatory assets $312MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 75 individuals, 50 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV.

$312MMMar 20267958%
Openair Financial
Wealth manager, Southlake, TX.
Detail and sources for Openair Financial

Form ADV of Openair Financial, LLC (CRD 300362), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $318MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 860 individuals, 160 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$318MMAug 2026860100%
Optima Asset Management
Wealth manager, Dallas, TX.
Detail and sources for Optima Asset Management

Form ADV of Optima Asset Management Inc. (CRD 106095), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $657MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Optima Asset Management LP (CRD 299826), registered adviser, filed , New York, NY.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 111 individuals, 97 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$657MMFeb 2026111100%
Optimus Capital Advisors
Wealth manager, Coppell, TX.
Detail and sources for Optimus Capital Advisors

Form ADV of Optimus Capital Advisors, LLC (CRD 147500), SEC registered adviser, filed , main office Coppell, TX: regulatory assets $264MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 191 individuals, 44 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

$264MMMar 202619475%
Overridge Wealth Advisors
Wealth manager, Fort Worth, TX. Main office Fort Worth, TX; not in the totals.
Detail and sources for Overridge Wealth Advisors

Form ADV of Lee Johnson Capital Management, LLC (CRD 115009), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $368MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Fort Worth, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 464 individuals, 121 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$368MMMar 202646498%
Paradigm Advisors
Wealth manager, Dallas, TX.
Detail and sources for Paradigm Advisors

Form ADV of Paradigm Advisors, L.L.C. (CRD 114515), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $136MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 82 individuals, 41 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$136MMAug 20268396%
Paratus Financial
Wealth manager, Dallas, TX.
Detail and sources for Paratus Financial

Form ADV of Paratus Financial, Inc. (CRD 133361), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $757MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 87 individuals, 68 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$757MMMar 202688100%
Parkstone Wealth Management
Wealth manager, Arlington, TX.
Detail and sources for Parkstone Wealth Management

Form ADV of Parkstone Wealth Management, LLC (CRD 168253), SEC registered adviser, filed , main office Arlington, TX: regulatory assets $211MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 21 individuals, 15 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$211MMMar 20262290%
Parkway Wealth Management Group
Wealth manager, Plano, TX.
Detail and sources for Parkway Wealth Management Group

Form ADV of Parkway Wealth Management Group, LLC (CRD 333971), SEC registered adviser, filed , main office Plano, TX: regulatory assets $1.2BN; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,310 individuals, 283 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNSep 20261,34297%
Peak American Investment Advisors
Wealth manager, Plano, TX.
Detail and sources for Peak American Investment Advisors

Form ADV of Peak American Investment Advisors, Inc. (CRD 145056), SEC registered adviser, filed , main office Plano, TX: regulatory assets $162MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 329 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$162MMSep 2026329100%
Penn Davis McFarland
Wealth manager, Dallas, TX.
Detail and sources for Penn Davis McFarland

Form ADV of Penn Davis McFarland Inc. (CRD 110417), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.4BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Penn Davis McFarland Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 211 individuals, 193 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNMar 202621196%
Perryman Financial Advisory
Wealth manager, Dallas, TX.
Detail and sources for Perryman Financial Advisory

Form ADV of Perryman Financial Advisory, Inc. (CRD 107653), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.0BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 510 individuals, 230 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 202652697%
Prestige Wealth Management
Wealth manager, Southlake, TX.
Detail and sources for Prestige Wealth Management

Form ADV of Prestige Wealth Management, Inc. (CRD 336264), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $148MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Prestige Wealth Management, LLC (CRD 150079), registered adviser, filed , Pueblo, CO.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 297 individuals, 22 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$148MMJun 2026297100%
Principia Wealth Advisory
Wealth manager, Dallas, TX.
Detail and sources for Principia Wealth Advisory

Form ADV of Principia Wealth Advisory, LLC (CRD 152678), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $225MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 152 individuals, 81 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$225MMMar 202615689%
Probity Advisors
Wealth manager, Dallas, TX.
Detail and sources for Probity Advisors

Form ADV of Probity Advisors, Inc. (CRD 121849), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $859MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications and educational seminars. Clients (Item 5.D): 543 individuals, 152 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$859MMMar 202656777%
Promus Advisors
Wealth manager, Dallas, TX.
Detail and sources for Promus Advisors

Form ADV of Promus Asset Management, LLC (CRD 157484), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $385MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Promus Asset Management, LLC (CRD 165478), registered adviser, filed , Chicago, IL.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 50 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$385MMMar 202650100%
Provident Financial Planning
Wealth manager, Addison, TX.
Detail and sources for Provident Financial Planning

Form ADV of Provident Financial Planning, LLC (CRD 291830), SEC registered adviser, filed , main office Addison, TX: regulatory assets $174MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 70 individuals, 57 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$174MMMar 20267297%
Provision Asset
Wealth manager, Little Elm, TX.
Detail and sources for Provision Asset

Form ADV of Provision Asset, LLC (CRD 282183), SEC registered adviser, filed : regulatory assets $151MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 459 individuals, 42 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$151MMMay 202646399%
Purewater Capital
Wealth manager, Fort Worth, TX.
Detail and sources for Purewater Capital

Form ADV of Purewater Capital, LLC (CRD 166154), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $149MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 232 individuals, 63 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$149MMApr 2026237100%
Quadcap Wealth Management
Wealth manager, Frisco, TX.
Detail and sources for Quadcap Wealth Management

Form ADV of Quadcap Wealth Management, LLC (CRD 151490), SEC registered adviser, filed , main office Frisco, TX: regulatory assets $1.3BN; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 582 individuals, 294 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNSep 202658299%
Quotient Wealth Partners
Wealth manager, Dallas, TX.
Detail and sources for Quotient Wealth Partners

Form ADV of Quotient Wealth Partners, LLC (CRD 326819), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $4.9BN; 60 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 2,354 individuals, 1,168 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$4.9BNSep 20262,355100%
Redwood Family Wealth
Wealth manager, Plano, TX.
Detail and sources for Redwood Family Wealth

Form ADV of Redwood Family Wealth LLC (CRD 334013), SEC registered adviser, filed , main office Plano, TX: regulatory assets $259MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 226 individuals, 62 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$259MMAug 202623598%
Relevance Capital Management
Wealth manager, Denton, TX.
Detail and sources for Relevance Capital Management

Form ADV of Rench Wealth Management, Inc. (CRD 159983), SEC registered adviser, filed , main office Denton, TX: regulatory assets $496MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Relevance Capital Management, LLC (CRD 327080), exempt reporting adviser, filed , Brentwood, TN.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 279 individuals, 143 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$496MMMar 2026279100%
Requisite Capital Management
Wealth manager, Dallas, TX.
Detail and sources for Requisite Capital Management

Form ADV of Requisite Capital Management LLC (CRD 283107), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $2.4BN; 2 private funds, $160MM gross; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Requisite Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 218 individuals, 191 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.4BNMar 202623175%2
Retirement Planners of America
Wealth manager, Plano, TX.
Detail and sources for Retirement Planners of America

Form ADV of Rpoa Advisors, Inc. (CRD 157222), SEC registered adviser, filed , main office Plano, TX: regulatory assets $3.6BN; 126 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Rpoa Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 5,625 individuals, 1,116 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.6BNSep 20265,65799%
RFG Wealth Advisory
Wealth manager, Argyle, TX.
Detail and sources for RFG Wealth Advisory

Form ADV of RFG Holdings Inc. (CRD 173862), SEC registered adviser, filed , main office Argyle, TX: regulatory assets $477MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 413 individuals, 147 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$477MMMay 202644696%
Rhodes Investment Advisors
Wealth manager, Fort Worth, TX.
Detail and sources for Rhodes Investment Advisors

Form ADV of Rhodes Investment Advisors, Inc. (CRD 114245), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $419MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 789 individuals, 0 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$419MMAug 202680580%
Riverchase Wealth Management
Wealth manager, Flower Mound, TX.
Detail and sources for Riverchase Wealth Management

Form ADV of Riverchase Wealth Management, LLC (CRD 156950), SEC registered adviser, filed , main office Flower Mound, TX: regulatory assets $251MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 169 individuals, 91 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$251MMApr 2026170100%
Rockwall Wealth Management
Wealth manager, Rockwall, TX.
Detail and sources for Rockwall Wealth Management

Form ADV of Rockwall Wealth Management Inc. (CRD 339856), SEC registered adviser, filed , main office Rockwall, TX: regulatory assets $305MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 612 individuals, 125 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$305MMJun 2026612100%
Roserock Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Roserock Wealth Management

Form ADV of Roserock Wealth Management, LLC (CRD 288088), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $275MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 74 individuals, 52 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$275MMApr 20267495%
RTW Financial Advisors
Wealth manager, Dallas, TX.
Detail and sources for RTW Financial Advisors

Form ADV of RTW Financial Advisors Inc. (CRD 109934), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $581MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 178 individuals, 85 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$581MMJun 202618286%
S&S Wealth Management
Wealth manager, Grand Prairie, TX.
Detail and sources for S&S Wealth Management

Form ADV of S & S Wealth Management, L.P. (CRD 130652), SEC registered adviser, filed , main office Grand Prairie, TX: regulatory assets $154MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 315 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$154MMApr 2026315100%
Scherer Financial Advisory Services
Wealth manager, Dallas, TX.
Detail and sources for Scherer Financial Advisory Services

Form ADV of Scherer Financial Advisory Services, LLC (CRD 317435), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $158MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 178 individuals, 59 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$158MMMay 2026178100%
Schlegel Dunn
Wealth manager, Plano, TX.
Detail and sources for Schlegel Dunn

Form ADV of Schlegel Dunn LLC (CRD 337990), SEC registered adviser, filed , main office Plano, TX: regulatory assets $279MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 154 individuals, 75 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$279MMJan 202615499%
Schlindwein Associates
Wealth manager, Dallas, TX.
Detail and sources for Schlindwein Associates

Form ADV of Schlindwein Associates LLC (CRD 109132), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $167MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 118 individuals, 44 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$167MMJun 202612298%
Schulz Wealth
Wealth manager, Mansfield, TX.
Detail and sources for Schulz Wealth

Form ADV of Schulz Wealth, Ltd. (CRD 172194), SEC registered adviser, filed , main office Mansfield, TX: regulatory assets $438MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 170 individuals, 104 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV.

$438MMSep 202617671%
SFMG Wealth Advisors
Wealth manager, Plano, TX.
Detail and sources for SFMG Wealth Advisors

Form ADV of SFMG, Llc. (CRD 107548), SEC registered adviser, filed , main office Plano, TX: regulatory assets $3.0BN; 1 private fund, $377K gross; 39 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 968 individuals, 496 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$3.0BNJul 2026982100%1
Shelton Wealth Management
Wealth manager, Fort Worth, TX.
Detail and sources for Shelton Wealth Management

Form ADV of Shelton Wealth Management, LLC (CRD 312686), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $364MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 155 individuals, 91 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$364MMMar 2026155100%
Signal Securities
Wealth manager with a broker-dealer, Fort Worth, TX.
Detail and sources for Signal Securities

Form ADV of Signal Securities, Inc. (CRD 15916), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $679MM; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,137 individuals, 326 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$679MMMar 20261,137100%
Silver Lake Capital Partners
Wealth manager, Dallas, TX.
Detail and sources for Silver Lake Capital Partners

Form ADV of Silver Lake Capital Partners LLC (CRD 329997), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $212MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 115 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$212MMMar 2026115100%
Solutions 4 Wealth
Wealth manager, Southlake, TX.
Detail and sources for Solutions 4 Wealth

Form ADV of Solutions 4 Wealth, Ltd (CRD 143248), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $189MM; 1 private fund, $1.6MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 201 individuals, 77 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$189MMSep 202620998%1
Spectrum Advisors
Wealth manager, Plano, TX.
Detail and sources for Spectrum Advisors

Form ADV of Spectrum Advisors, Inc. (CRD 114805), SEC registered adviser, filed , main office Plano, TX: regulatory assets $160MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 308 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$160MMSep 2026308100%
Steadtrust
Wealth manager, Allen, TX.
Detail and sources for Steadtrust

Form ADV of Steadtrust LLC (CRD 334416), SEC registered adviser, filed : regulatory assets $618MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 651 individuals, 156 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$618MMMar 202665497%
Storehouse Financial
Wealth manager, Fort Worth, TX.
Detail and sources for Storehouse Financial

Form ADV of Storehouse Financial LLC (CRD 140738), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $240MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,330 individuals, 40 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$240MMMar 20261,34699%
Strata Wealth Advisors
Wealth manager, Dallas, TX.
Detail and sources for Strata Wealth Advisors

Form ADV of Strata Wealth Advisors, LLC (CRD 285973), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $886MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 227 individuals, 151 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$886MMAug 2026227100%
Strategic Financial Planning
Wealth manager, Plano, TX.
Detail and sources for Strategic Financial Planning

Form ADV of Strategic Financial Planning, Inc. (CRD 118450), SEC registered adviser, filed , main office Plano, TX: regulatory assets $221MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 61 individuals, 45 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$221MMMar 20266299%
Strategic Portfolio Solutions
Wealth manager, Dallas, TX.
Detail and sources for Strategic Portfolio Solutions

Form ADV of Strategic Portfolio Solutions, LLC (CRD 156374), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $136MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 188 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$136MMMar 2026188100%
Strategic Wealth Management
Wealth manager, Bedford, TX.
Detail and sources for Strategic Wealth Management

Form ADV of Strategic Wealth Management, LLC (CRD 171908), SEC registered adviser, filed , main office Bedford, TX: regulatory assets $158MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 174 individuals, 64 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$158MMMar 202617699%
Strategic Wealth Planning
Wealth manager, Richardson, TX.
Detail and sources for Strategic Wealth Planning

Form ADV of Blum Financial, LP (CRD 149134), SEC registered adviser, filed , main office Richardson, TX: regulatory assets $209MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 196 individuals, 100 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$209MMMar 202619699%
Styre Wealth
Wealth manager, Fort Worth, TX.
Detail and sources for Styre Wealth

Form ADV of The Rudd Company, LLC (CRD 289276), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $251MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 194 individuals, 67 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$251MMMar 202620482%
Succession Financial
Wealth manager, Mckinney, TX.
Detail and sources for Succession Financial

Form ADV of Succession Financial, Inc. (CRD 336434), SEC registered adviser, filed , main office Mckinney, TX: regulatory assets $210MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 173 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$210MMSep 2026173100%
SWMG
Wealth manager, Fort Worth, TX.
Detail and sources for SWMG

Form ADV of SWMG, LLC (CRD 166688), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $430MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 429 individuals, 161 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$430MMAug 2026429100%
Tevis Investment Management
Wealth manager, Plano, TX.
Detail and sources for Tevis Investment Management

Form ADV of Tevis Investment Management, LLC (CRD 167750), SEC registered adviser, filed , main office Plano, TX: regulatory assets $235MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 151 individuals, 54 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$235MMMar 202643196%
Texas Capital Bank Private Wealth Advisors
Wealth manager, Dallas, TX.
Detail and sources for Texas Capital Bank Private Wealth Advisors

Form ADV of Texas Capital Bank Wealth Management Services, Inc. (CRD 298422), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $4.2BN; 64 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Texas Capital Bank Wealth Management Services, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 501 individuals, 501 of them high net worth; individuals hold 52% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.2BNJun 202673552%
TFR Capital
Wealth manager, Plano, TX.
Detail and sources for TFR Capital

Form ADV of TFR Capital, LLC (CRD 333108), SEC registered adviser, filed , main office Plano, TX: regulatory assets $403MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of TFR Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 260 individuals, 80 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$403MMJul 202626797%
Thirteen Twenty-Two Advisors
Wealth manager, Fort Worth, TX.
Detail and sources for Thirteen Twenty-Two Advisors

Form ADV of Thirteen Twenty-two Advisors, LLC (CRD 339326), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $163MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 382 individuals, 27 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$163MMSep 202639887%
TL Private Wealth
Wealth manager, Southlake, TX.
Detail and sources for TL Private Wealth

Form ADV of TL Private Wealth LLC (CRD 167818), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $364MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 269 individuals, 125 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$364MMMar 2026269100%
Trinity Portfolio Advisors
Wealth manager, Southlake, TX.
Detail and sources for Trinity Portfolio Advisors

Form ADV of Trinity Portfolio Advisors, LLC (CRD 151721), SEC registered adviser, filed , main office Southlake, TX: regulatory assets $531MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 539 individuals, 98 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$531MMJul 202662287%
True North Advisors
Wealth manager, Dallas, TX.
Detail and sources for True North Advisors

Form ADV of True North Advisors, LLC (CRD 116048), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $5.4BN; 34 private funds, $1.1BN gross; 89 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,022 individuals, 594 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$5.4BNJul 20261,06872%34
United Advisors America
Wealth manager, Prosper, TX.
Detail and sources for United Advisors America

Form ADV of United Advisors America Corporation (CRD 147350), SEC registered adviser, filed , main office Prosper, TX: regulatory assets $447MM; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 2,809 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$447MMAug 20262,809100%
United Capital Financial Advisors
Wealth manager, Irving, TX.
Detail and sources for United Capital Financial Advisors

Form ADV of United Capital Financial Advisors, LLC (CRD 134600), SEC registered adviser, filed , main office Irving, TX: regulatory assets $24.6BN; 289 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of United Capital Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 24,837 individuals, 1,937 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$24.6BNJun 202625,51084%
Uptown Capital Advisors
Wealth manager, Dallas, TX.
Detail and sources for Uptown Capital Advisors

Form ADV of Uptown Financial Advisors LLC (CRD 171401), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $154MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 136 individuals, 92 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$154MMMar 202614097%
Vann Equity Management
Wealth manager, Plano, TX.
Detail and sources for Vann Equity Management

Form ADV of Vann Equity Management LLC (CRD 174239), SEC registered adviser, filed , main office Plano, TX: regulatory assets $231MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 180 individuals, 94 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$231MMMar 202618889%
Vaquero Private Wealth
Wealth manager, Dallas, TX.
Detail and sources for Vaquero Private Wealth

Form ADV of Vaquero Private Wealth, Ltd. (CRD 305266), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $929MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 258 individuals, 179 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$929MMFeb 202628596%
View Capital RIA
Wealth manager, Dallas, TX.
Detail and sources for View Capital RIA

Form ADV of View Capital RIA, LP (CRD 130678), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $1.8BN; 4 private funds, $57MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 135 individuals, 126 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$1.8BNMar 202614196%4
The Watchman Group
Wealth manager, Plano, TX.
Detail and sources for The Watchman Group

Form ADV of The Watchman Group, Inc. (CRD 133690), SEC registered adviser, filed , main office Plano, TX: regulatory assets $640MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 261 individuals, 144 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$640MMMar 202626699%
Wave Wealth Management
Wealth manager, Frisco, TX.
Detail and sources for Wave Wealth Management

Form ADV of Wave Wealth Management, LLC (CRD 285079), SEC registered adviser, filed , main office Frisco, TX: regulatory assets $134MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 62 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$134MMFeb 202662100%
Wealthstar Advisors
Wealth manager, Plano, TX.
Detail and sources for Wealthstar Advisors

Form ADV of Wealthstar Advisors, LLC (CRD 164957), SEC registered adviser, filed , main office Plano, TX: regulatory assets $724MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealthstar Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 453 individuals, 231 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$724MMMar 2026453100%
Westmont Advisory
Wealth manager, Flower Mound, TX.
Detail and sources for Westmont Advisory

Form ADV of Westmont Advisory, LLC (CRD 343407), SEC registered adviser, filed , main office Flower Mound, TX: regulatory assets $100MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 7 individuals, 7 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$100MMSep 20267100%
Wisdom Index Advisors
Wealth manager, Prosper, TX.
Detail and sources for Wisdom Index Advisors

Form ADV of Wisdom Index Advisors, LLC (CRD 132567), SEC registered adviser, filed , main office Prosper, TX: regulatory assets $221MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 184 individuals, 75 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$221MMJul 202619791%
Wisniewski Wealth Management
Wealth manager, Dallas, TX.
Detail and sources for Wisniewski Wealth Management

Form ADV of Wisniewski Wealth Management LLC (CRD 150264), SEC registered adviser, filed , main office Dallas, TX: regulatory assets $266MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 273 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$266MMJul 2026273100%
Wpwealth
Wealth manager, Fort Worth, TX.
Detail and sources for Wpwealth

Form ADV of Wpwealth LLP (CRD 145467), SEC registered adviser, filed , main office Fort Worth, TX: regulatory assets $1.2BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 452 individuals, 248 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNSep 202651289%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 70% of the money

Five findings from the filings of the 160 firms counted.

  1. 70%

    of the $552.6 billion the 160 firms counted report is one firm's: Fisher Investments. Without it, the other 159 report $165.9 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $377MM

    is the median: half of the 160 report less, and 127 report under $1 billion.

    Assets, latest Form ADV of each

  3. 98

    private funds are advised by the firms counted; True North Advisors advises the most, 34.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 69%

    of their assets is high net worth money; the next largest client type is other individuals, at 18%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 70

    of the 160 have their main office in Dallas County, TX; the next place is Collin County, TX, with 44.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Dallas?

This list holds 163 wealth management firms in the Dallas metro; 160 of them report regulatory assets on Form ADV, $552.6 billion together.

What are the largest wealth management firms in Dallas?

By the regulatory assets they report: Fisher Investments $386.7 billion, United Capital Financial Advisors $24.6 billion, First Command Advisory Services $24.4 billion, Level Four Advisory Services $6.5 billion, True North Advisors $5.4 billion.

How much do wealth management firms in Dallas typically manage?

Of the 160 that report, the median reports $377 million in regulatory assets; 127 report under $1 billion.

How do you start a relationship with wealth management firms in Dallas?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
163 wealth management firms, 161 are wealth managers and 2 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Dallas-Fort Worth-Arlington, TX MSA (Census CBSA 19100) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 160 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Dallas metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $552.6BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 3 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 163, 163 report on a current Form ADV and 25 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 163 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 25 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Dallas," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-dallas

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