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Wealth Management Firms (RIAs) in Houston

115 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Americana Partners is the largest: $9.1 billion through Americana Partners, LLC (filed ).

Linscomb Wealth follows with $5.2 billion. The 111 advisers counted report $82.6 billion together; the ten largest hold 41% of it, and half report less than $439 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $82.6BN sitsThe 111 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $5BN to $10BN17%2 firms
  2. $1BN to $5BN40%18 firms
  3. $500MM to $1BN24%29 firms
  4. Under $500MM19%62 firms

Latest Form ADV of each, filed Jan 2026 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 112 are wealth managers and 3 are wealth managers with a broker-dealer
115
Combined assets111 counted; as filed to Sep 2026
$82.6BN
Largest: Americana PartnersAs filed
$9.1BN
Median firmHalf of the 111 report less
$439MM
Held by the ten largestOf the $82.6BN combined
41%

Americana Partners, Linscomb Wealth and Avidian Wealth Solutions lead the Houston wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $47.6BN, 58% of the $82.6BN the 111 counted report.

  1. 1

    Americana Partners

    Wealth manager, Houston, TX

    $9.1BNRegulatory assets, Sep 2026

    74% high net worth, 17% charities, 4% businesses

    Individual clients
    1,627
    Private funds
    9
  2. 2

    Linscomb Wealth

    Wealth manager, Houston, TX

    $5.2BNRegulatory assets, Feb 2026

    92% high net worth, 5% other individuals, 3% pension plans

    Individual clients
    1,640
  3. 3

    Avidian Wealth Solutions

    Wealth manager, Houston, TX

    $4.8BNRegulatory assets, Jun 2026

    91% high net worth, 6% other individuals, 2% pension plans

    Individual clients
    1,866
    Private funds
    7
  4. 4

    Sunbelt Securities

    Wealth manager with a broker-dealer, Houston, TX

    $2.6BNRegulatory assets, Jun 2026

    80% other individuals, 18% high net worth, 2% businesses

    Individual clients
    6,198
  5. 5

    Icon Wealth Partners

    Wealth manager, Houston, TX

    $2.6BNRegulatory assets, Apr 2026

    93% high net worth, 4% other individuals, 2% charities

    Individual clients
    617
  6. 6

    Adell Harriman & Carpenter

    Wealth manager, Houston, TX

    $2.1BNRegulatory assets, Aug 2026

    86% high net worth, 7% businesses, 4% other individuals

    Individual clients
    764
  7. 7

    Inscription Capital

    Wealth manager, Houston, TX

    $2.0BNRegulatory assets, Mar 2026

    78% high net worth, 13% other individuals, 9% businesses

    Individual clients
    414
  8. 8

    Corda Investment Management

    Wealth manager, Houston, TX

    $2.0BNRegulatory assets, Aug 2026

    80% high net worth, 19% other individuals

    Individual clients
    1,359
  9. 9

    Willis Johnson Wealth

    Wealth manager, Houston, TX

    $1.9BNRegulatory assets, Aug 2026

    61% other individuals, 39% high net worth

    Individual clients
    578
  10. 10

    RIA Advisors

    Wealth manager, Houston, TX

    $1.8BNRegulatory assets, Jul 2026

    77% high net worth, 20% other individuals, 2% other advisers

    Individual clients
    1,235
  11. 11

    Financial Synergies

    Wealth manager, Houston, TX

    $1.8BNRegulatory assets, Jun 2026

    91% high net worth, 8% other individuals

    Individual clients
    927
  12. 12

    Intrua Financial

    Wealth manager, Houston, TX

    $1.7BNRegulatory assets, Sep 2026

    54% high net worth, 43% other individuals, 1% businesses

    Individual clients
    3,347
  13. 13

    Tanglewood Total Wealth Management

    Wealth manager, Houston, TX

    $1.6BNRegulatory assets, Mar 2026

    97% high net worth, 2% other individuals

    Individual clients
    417
  14. 14

    Symphony Financial

    Wealth manager, Houston, TX

    $1.4BNRegulatory assets, Aug 2026

    75% high net worth, 21% other individuals, 3% businesses

    Individual clients
    2,823
  15. 15

    Rhame & Gorrell Wealth Management

    Wealth manager, The Woodlands, TX

    $1.3BNRegulatory assets, Jul 2026

    86% high net worth, 14% other individuals

    Individual clients
    837
  16. 16

    Childress Capital Advisors

    Wealth manager, Houston, TX

    $1.2BNRegulatory assets, Apr 2026

    78% high net worth, 22% businesses

    Individual clients
    128
  17. 17

    Arkos Global Advisors

    Wealth manager, Houston, TX

    $1.2BNRegulatory assets, May 2026

    81% high net worth, 11% charities, 8% other individuals

    Individual clients
    432
  18. 18

    Oak Harvest Investment Services

    Wealth manager, Houston, TX

    $1.1BNRegulatory assets, Apr 2026

    63% high net worth, 27% other individuals, 8% funds (1940 act)

    Individual clients
    968
  19. 19

    The Clarus Group

    Wealth manager, Houston, TX

    $1.1BNRegulatory assets, Jul 2026

    88% high net worth, 12% other individuals

    Individual clients
    613
  20. 20

    Sequent Asset Management

    Wealth manager, Houston, TX

    $1.1BNRegulatory assets, Apr 2026

    88% high net worth, 12% businesses

    Individual clients
    314

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

The ten largest hold 41% of the assets

How the 111 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 111 firms counted, log scaleEach dot is one adviser and links to its row. Americana Partners $9.1BN; Linscomb Wealth $5.2BN; Avidian Wealth Solutions $4.8BN; median $439MM.$100MM$1BN$10BNAmericana Partners: $9.1BNLinscomb Wealth: $5.2BNAvidian Wealth Solutions: $4.8BNSunbelt Securities: $2.6BNIcon Wealth Partners: $2.6BNAdell Harriman & Carpenter: $2.1BNInscription Capital: $2.0BNCorda Investment Management: $2.0BNWillis Johnson Wealth: $1.9BNRIA Advisors: $1.8BNFinancial Synergies: $1.8BNIntrua Financial: $1.7BNTanglewood Total Wealth Management: $1.6BNSymphony Financial: $1.4BNRhame & Gorrell Wealth Management: $1.3BNChildress Capital Advisors: $1.2BNArkos Global Advisors: $1.2BNOak Harvest Investment Services: $1.1BNThe Clarus Group: $1.1BNSequent Asset Management: $1.1BNAvion Wealth: $985MMMBR Financial: $956MMAscension Capital Advisors: $939MMGoodman Financial Corporation: $916MMFranklin, Parlapiano, Turner & Welch: $811MMTanglewood Legacy Advisors: $809MMClear Trail Advisors: $803MMPin Oak Investment Advisors: $785MMManske Wealth Management: $707MMPrecedent Wealth Partners: $685MMSaxon Financial Group: $679MMWaterway Wealth Management: $676MMEarly McClintic & McMillan: $652MMGranite Harbor Advisors: $642MMWJ Interests: $634MMSovereign Wealth Advisors: $625MMFCA: $623MMFreedom Day Solutions: $615MMOutlook Wealth Advisors: $594MMIAS Wealth Management: $589MMMosaic Advisors: $581MMSanders Morris: $576MMLifestyle Asset Management: $571MMEndeavor Advisors: $560MMThe SUM: $551MMNew Capital Management: $534MMTrinity Legacy Partners: $521MMHaven Wealth Group: $515MMHFG Wealth Management: $506MMPortfolio Advisory Council: $495MMJoyce Wealth Management: $483MMBrownlee Wealth Management: $465MMRoth Financial Partners: $460MMHorizon Wealth Advisors: $451MMAdvocates Wealth Planning: $448MMBranson Fowlkes & Co: $439MMFruth Investment Management: $418MMPost Oak Private Wealth Advisors: $391MMFortiter Wealth Management: $380MMTSA Wealth Management: $359MMHeritage Wealth Management: $358MMRHP Wealth Management: $345MMThe Menard Financial Group: $335MMTrisperity Advisors: $335MMPatron Partners: $326MMAWM Financial Services: $321MMHeritage Asset Advisors: $307MMCeera Investments: $304MMPenney Financial: $304MMBeacon Financial Advisors: $297MMMDT Financial Advisors: $294MMFounders Capital Management: $282MMLegacy Capital: $273MMTexas Family Wealth: $257MMWestpark Wealth Advisors: $254MMGuided Capital Wealth Management: $249MMFocus Wealth Advisors: $248MMStegent Equity Advisors: $244MMAwaken Wealth Partners: $237MMRWM Capital: $222MMParker Financial Advisors: $218MMCentric Advisors: $211MMCooksen Wealth: $206MMForthright Family Wealth Advisory: $191MMCove Wealth Management: $190MMDiamond Client Group: $186MMStrategic Advisory Services: $185MMWhite Wing Wealth Management: $183MMViaquest Advisors: $174MMJaykay Wealth Advisors: $174MMRidgeback Capital Management: $171MMSkybound Wealth USA: $166MMMurray Investment Management: $159MMVerus Financial Group: $159MMLive Oak Wealth Advisory Group: $155MMRexford Capital: $151MMStavis Wealth Transfer Solutions: $148MMShelter Wealth Strategies: $144MMPivot Point Advisors: $142MMStability Partners Advisory Group: $141MMAlteris Capital Partners: $140MMFogarty Wealth Management: $135MMKingwood Investment Group: $127MMIntegrity Road Wealth Partners: $126MMEncompass Advisory Services: $121MMTrinity Neches: $120MMMTR Financial Services: $120MMRedfish Capital: $119MMIntegra Wealth Advisors: $117MMFinamex Asset Management: $114MMLegacy Chief Financial Office: $105MMAmericana Partners $9.1BNLinscomb Wealth $5.2BNAvidian Wealth Solutions $4.8BNMedian $439MMAssets of each of the 111 firms counted, log scaleEach dot is one adviser and links to its row. Americana Partners $9.1BN; Linscomb Wealth $5.2BN; Avidian Wealth Solutions $4.8BN; median $439MM.$1BNAmericana Partners $9.1BNMedian $439MM

One dot per firm counted; 4 firms with a main office outside Houston, a second row for the same adviser or only fund assets left out. Read .

The 111 firms, by size
Under $500MM6219%$15.4BN
$500MM to $1BN2924%$19.6BN
$1BN to $5BN1840%$33.3BN
$5BN to $10BN217%$14.3BN
$10BN to $25BN00%$0
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $82.6BN combined, one row per firm. Read .

11%

of the assets reported sits with one firm, Americana Partners. The five largest hold 29%; 91 of 111 report under $1 billion.

11%Largest18%Next 471%Other 106
Who the 115 are
  1. Wealth managers112
  2. Wealth managers with a broker-dealer3

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 111 advisers' assets by type of client
  1. High net worth77%
  2. Other individuals16%
  3. Charities3%
  4. Businesses2%
  5. Pension plans1%
  6. Private funds1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Sunbelt Securities6,198Jun 2026
2Intrua Financial3,347Sep 2026
3Symphony Financial2,823Aug 2026
4Avidian Wealth Solutions1,866Jun 2026
5Linscomb Wealth1,640Feb 2026
6Americana Partners1,627Sep 2026
7RWM Capital1,437Aug 2026
8Corda Investment Management1,359Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Avidian Wealth Solutions1,080Jun 2026
2Linscomb Wealth1,058Feb 2026
3Sunbelt Securities919Jun 2026
4Symphony Financial836Aug 2026
5Americana Partners827Sep 2026
6Corda Investment Management565Aug 2026
7Financial Synergies558Jun 2026
8Adell Harriman & Carpenter524Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Pin Oak Investment Advisors12Apr 2026
2Americana Partners9Sep 2026
3Avidian Wealth Solutions7Jun 2026
4Granite Harbor Advisors3Aug 2026
5FCA1Feb 2026
6Trinity Legacy Partners1Mar 2026

The list is public. The warm path is not. Schedule a conversation

All 115 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 115 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Houston 115 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Adell Harriman & Carpenter
Wealth manager, Houston, TX.
Detail and sources for Adell Harriman & Carpenter

Form ADV of Adell Harriman & Carpenter Inc. (CRD 107488), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.1BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Adell Harriman & Carpenter Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 764 individuals, 524 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.1BNAug 202681990%
Advocates Wealth Planning
Wealth manager, Houston, TX.
Detail and sources for Advocates Wealth Planning

Form ADV of Your Advocates, Ltd., LLP (CRD 138612), SEC registered adviser, filed , main office Houston, TX: regulatory assets $448MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Your Advocates, Ltd., LLP, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 193 individuals, 134 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$448MMMar 2026193100%
Alpha Wealth Strategies
Wealth manager, Cypress, TX. Main office ; not in the totals.
Detail and sources for Alpha Wealth Strategies

Form ADV of Clark Monroe Blackman L.L.C. (CRD 139757), SEC registered adviser, filed : regulatory assets $220MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 36 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$220MMApr 202636100%
Alteris Capital Partners
Wealth manager, Houston, TX.
Detail and sources for Alteris Capital Partners

Form ADV of Alteris Capital Partners, LLC (CRD 335079), SEC registered adviser, filed , main office Houston, TX: regulatory assets $140MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 88 individuals, 15 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$140MMMar 20268884%
Americana Partners
Wealth manager, Houston, TX.
Detail and sources for Americana Partners

Form ADV of Americana Partners, LLC (CRD 301354), SEC registered adviser, filed , main office Houston, TX: regulatory assets $9.1BN; 9 private funds, $73MM gross; 86 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,627 individuals, 827 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$9.1BNSep 20261,81877%9
Arkos Global Advisors
Wealth manager, Houston, TX.
Detail and sources for Arkos Global Advisors

Form ADV of Arkos Global Advisors, LLC (CRD 287466), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.2BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Arkos Global Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 432 individuals, 161 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNMay 202644489%
Ascension Capital Advisors
Wealth manager, Houston, TX.
Detail and sources for Ascension Capital Advisors

Form ADV of Ascension Capital Advisors, Inc. (CRD 109518), SEC registered adviser, filed , main office Houston, TX: regulatory assets $939MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ascension Capital Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 207 individuals, 115 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$939MMJun 202624071%
Avidian Wealth Solutions
Wealth manager, Houston, TX.
Detail and sources for Avidian Wealth Solutions

Form ADV of Avidian Wealth Enterprises, LLC (CRD 127186), SEC registered adviser, filed , main office Houston, TX: regulatory assets $4.8BN; 7 private funds, $28MM gross; 59 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,866 individuals, 1,080 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$4.8BNJun 20261,89597%7
Avion Wealth
Wealth manager, The Woodlands, TX.
Detail and sources for Avion Wealth

Form ADV of Avion Wealth, LLC (CRD 134242), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $985MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 300 individuals, 269 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$985MMAug 2026300100%
Awaken Wealth Partners
Wealth manager, Houston, TX.
Detail and sources for Awaken Wealth Partners

Form ADV of Awaken Wealth Partners LLC (CRD 341005), SEC registered adviser, filed , main office Houston, TX: regulatory assets $237MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 416 individuals, 55 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$237MMAug 202641799%
AWM Financial Services
Wealth manager, The Woodlands, TX.
Detail and sources for AWM Financial Services

Form ADV of AWM Financial Services Inc. (CRD 144351), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $321MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 200 individuals, 42 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$321MMMar 202620998%
Beacon Financial Advisors
Wealth manager, Houston, TX.
Detail and sources for Beacon Financial Advisors

Form ADV of Beacon Financial Advisors Ltd (CRD 106164), SEC registered adviser, filed , main office Houston, TX: regulatory assets $297MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Beacon Financial Advisors, Inc. (CRD 119672), registered adviser, filed , Rye Brook, NY.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 86 individuals, 53 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$297MMJun 202686100%
Branson Fowlkes & Co
Wealth manager, Houston, TX.
Detail and sources for Branson Fowlkes & Co

Form ADV of Branson Fowlkes & Co Inc. (CRD 107657), SEC registered adviser, filed , main office Houston, TX: regulatory assets $439MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 188 individuals, 126 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$439MMMar 202619395%
Brownlee Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Brownlee Wealth Management

Form ADV of BWM Planning LLC (CRD 304855), SEC registered adviser, filed , main office Houston, TX: regulatory assets $465MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 86 individuals, 69 of them high net worth; individuals hold 68% of its regulatory assets.

Files: SEC Form ADV.

$465MMMar 20268668%
Ceera Investments
Wealth manager, Bellaire, TX.
Detail and sources for Ceera Investments

Form ADV of Ceera Investments, LLC (CRD 135179), SEC registered adviser, filed : regulatory assets $304MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ceera Investments, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 157 individuals, 100 of them high net worth; individuals hold 86% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$304MMMar 202618786%
Centric Advisors
Wealth manager, Cypress, TX.
Detail and sources for Centric Advisors

Form ADV of Centric Advisors, LLC (CRD 282477), SEC registered adviser, filed , main office Cypress, TX: regulatory assets $211MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 913 individuals, 21 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$211MMApr 202694382%
Childress Capital Advisors
Wealth manager, Houston, TX.
Detail and sources for Childress Capital Advisors

Form ADV of Childress Capital Advisors, LLC (CRD 310277), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.2BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Childress Capital Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 128 individuals, 122 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNApr 202614678%
The Clarus Group
Wealth manager, Houston, TX.
Detail and sources for The Clarus Group

Form ADV of The Clarus Group, Inc. (CRD 310163), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.1BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of The Clarus Group, Inc., quarter ended , filed .

Possible match by name only, not counted: Clarus Group LLC (CRD 310156), registered adviser, filed , New York, NY.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 613 individuals, 220 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNJul 2026613100%
Clear Trail Advisors
Wealth manager, Houston, TX.
Detail and sources for Clear Trail Advisors

Form ADV of Clear Trail Advisors, LLC (CRD 337595), SEC registered adviser, filed , main office Houston, TX: regulatory assets $803MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 376 individuals, 227 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$803MMFeb 2026376100%
Cooksen Wealth
Wealth manager, The Woodlands, TX.
Detail and sources for Cooksen Wealth

Form ADV of Cooksen Wealth, LLC (CRD 300451), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $206MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 46 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$206MMJun 202646100%
Corda Investment Management
Wealth manager, Houston, TX.
Detail and sources for Corda Investment Management

Form ADV of Corda Investment Management, LLC (CRD 108046), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.0BN; 32 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Corda Investment Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,359 individuals, 565 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNAug 20261,36399%
Cove Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Cove Wealth Management

Form ADV of Valued Retirements, Inc. (CRD 114236), SEC registered adviser, filed , main office Houston, TX: regulatory assets $190MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 89 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$190MMApr 202691100%
Diamond Client Group
Wealth manager, The Woodlands, TX.
Detail and sources for Diamond Client Group

Form ADV of Diamond Client Group, LLC (CRD 310570), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $186MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 367 individuals, 180 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV.

$186MMMar 202643673%
Early McClintic & McMillan
Wealth manager, Stafford, TX.
Detail and sources for Early McClintic & McMillan

Form ADV of Early McClintic & McMillan, LLC (CRD 288427), SEC registered adviser, filed , main office Stafford, TX: regulatory assets $652MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and pension consulting. Clients (Item 5.D): 647 individuals, 68 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$652MMJun 202665598%
Encompass Advisory Services
Wealth manager, Katy, TX.
Detail and sources for Encompass Advisory Services

Form ADV of Encompass Advisory Services, LLC (CRD 283574), SEC registered adviser, filed , main office Katy, TX: regulatory assets $121MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 425 individuals, 33 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$121MMSep 202643399%
Endeavor Advisors
Wealth manager, The Woodlands, TX.
Detail and sources for Endeavor Advisors

Form ADV of Endeavor Advisors, LLC (CRD 324925), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $560MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Endeavor Advisors LLC (CRD 309563), registered adviser, filed , Phoenix, AZ.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 175 individuals, 85 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$560MMApr 2026175100%
FCA
Wealth manager, Houston, TX.
Detail and sources for FCA

Form ADV of FCA Corp (CRD 110658), SEC registered adviser, filed , main office Houston, TX: regulatory assets $623MM; 1 private fund, $106MM gross; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of FCA Corp, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 175 individuals, 84 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$623MMFeb 202618373%1
Finamex Asset Management
Wealth manager, Houston, TX.
Detail and sources for Finamex Asset Management

Form ADV of Finamex Asset Management, LLC (CRD 304260), SEC registered adviser, filed , main office Houston, TX: regulatory assets $114MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 174 individuals, 34 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$114MMSep 202619094%
Financial Synergies
Wealth manager, Houston, TX.
Detail and sources for Financial Synergies

Form ADV of Financial Synergies Wealth Advisors, Inc. (CRD 105643), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.8BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Financial Synergies Wealth Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 927 individuals, 558 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.8BNJun 202692899%
Focus Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Focus Wealth Advisors

Form ADV of Focus Wealth Advisors, LLC (CRD 165425), SEC registered adviser, filed , main office Houston, TX: regulatory assets $248MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 115 individuals, 43 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$248MMMar 202611595%
Fogarty Wealth Management
Wealth manager, Missouri City, TX.
Detail and sources for Fogarty Wealth Management

Form ADV of Fogarty Wealth Management, Inc. (CRD 283998), SEC registered adviser, filed , main office Missouri City, TX: regulatory assets $135MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 146 individuals, 60 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$135MMMar 202615094%
Forthright Family Wealth Advisory
Wealth manager, Houston, TX.
Detail and sources for Forthright Family Wealth Advisory

Form ADV of Forthright Family Wealth Advisory LLC (CRD 304547), SEC registered adviser, filed , main office Houston, TX: regulatory assets $191MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 64 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$191MMMar 202664100%
Fortiter Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Fortiter Wealth Management

Form ADV of Fortiter Wealth Management, LLC (CRD 169577), SEC registered adviser, filed , main office Houston, TX: regulatory assets $380MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 51 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$380MMJul 202651100%
Founders Capital Management
Wealth manager, Houston, TX.
Detail and sources for Founders Capital Management

Form ADV of Founders Capital Management Inc. (CRD 111164), SEC registered adviser, filed , main office Houston, TX: regulatory assets $282MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Founders Capital Management Inc., quarter ended , filed .

Possible match by name only, not counted: Founders Capital Management, LLC (CRD 118853), registered adviser, filed , Hartford, CT.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 130 individuals, 68 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$282MMFeb 202613093%
Franklin, Parlapiano, Turner & Welch
Wealth manager, Houston, TX.
Detail and sources for Franklin, Parlapiano, Turner & Welch

Form ADV of Franklin, Parlapiano, Turner & Welch LLC (CRD 114465), SEC registered adviser, filed , main office Houston, TX: regulatory assets $811MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Franklin, Parlapiano, Turner & Welch LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 104 individuals, 104 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$811MMJul 2026104100%
Freedom Day Solutions
Wealth manager, Houston, TX.
Detail and sources for Freedom Day Solutions

Form ADV of Freedom Day Solutions, LLC (CRD 138962), SEC registered adviser, filed , main office Houston, TX: regulatory assets $615MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Freedom Day Solutions, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 421 individuals, 170 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$615MMJun 2026421100%
Fruth Investment Management
Wealth manager, Houston, TX.
Detail and sources for Fruth Investment Management

Form ADV of Fruth Investment Management (CRD 107273), SEC registered adviser, filed , main office Houston, TX: regulatory assets $418MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 172 individuals, 102 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$418MMMar 202617398%
The Goff Financial Group
Wealth manager, Houston, TX. Main office Houston, TX; not in the totals.
Detail and sources for The Goff Financial Group

Form ADV of Matthew Goff Investment Advisor, LLC (CRD 114796), SEC registered adviser, filed , main office Houston, TX: regulatory assets $674MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Houston, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 223 individuals, 142 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$674MMMar 202622699%
Goodman Financial Corporation
Wealth manager, Houston, TX.
Detail and sources for Goodman Financial Corporation

Form ADV of Goodman Financial Corporation (CRD 114637), SEC registered adviser, filed , main office Houston, TX: regulatory assets $916MM; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Goodman Financial Corporation, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 274 individuals, 207 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$916MMApr 202628894%
Granite Harbor Advisors
Wealth manager, Houston, TX.
Detail and sources for Granite Harbor Advisors

Form ADV of Granite Harbor Advisors, Inc. (CRD 179523), SEC registered adviser, filed , main office Houston, TX: regulatory assets $642MM; 3 private funds, $26MM gross; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 416 individuals, 154 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$642MMAug 202643191%3
Guided Capital Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Guided Capital Wealth Management

Form ADV of Guided Capital Wealth Management, LLC (CRD 310056), SEC registered adviser, filed , main office Houston, TX: regulatory assets $249MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 153 individuals, 66 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$249MMSep 202616284%
Haven Wealth Group
Wealth manager, Houston, TX.
Detail and sources for Haven Wealth Group

Form ADV of Haven Wealth Group LLC (CRD 148099), SEC registered adviser, filed , main office Houston, TX: regulatory assets $515MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Haven Wealth Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 332 individuals, 139 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$515MMFeb 202634894%
Heritage Asset Advisors
Wealth manager, Houston, TX.
Detail and sources for Heritage Asset Advisors

Form ADV of Heritage Asset Advisors Ltd., LLP (CRD 144125), SEC registered adviser, filed : regulatory assets $307MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 391 individuals, 93 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$307MMMar 2026391100%
Heritage Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Heritage Wealth Management

Form ADV of Heritage Wealth Management, Inc. (CRD 122394), SEC registered adviser, filed , main office Houston, TX: regulatory assets $358MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Heritage Wealth Management, Inc. (CRD 159158), registered adviser, filed , Woburn, MA.

Possible match by name only, not counted: Heritage Wealth Management Inc. (CRD 312545), registered adviser, filed , Cincinnati, OH.

Possible match by name only, not counted: Heritage Wealth Management, Inc. (CRD 316956), registered adviser, filed , San Diego, CA.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 218 individuals, 111 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$358MMFeb 2026218100%
HFG Wealth Management
Wealth manager, The Woodlands, TX.
Detail and sources for HFG Wealth Management

Form ADV of HFG Wealth Management, LLC (CRD 148406), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $506MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 429 individuals, 174 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$506MMSep 202644289%
Horizon Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Horizon Wealth Advisors

Form ADV of Horizon Advisors, LLC (CRD 114102), SEC registered adviser, filed , main office Houston, TX: regulatory assets $451MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Horizon Wealth Advisors, LLC (CRD 148338), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 190 individuals, 94 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$451MMSep 202619999%
IAS Wealth Management
Wealth manager, The Woodlands, TX.
Detail and sources for IAS Wealth Management

Form ADV of IAS Wealth Management, Inc. (CRD 112486), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $589MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 232 individuals, 134 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$589MMJul 2026235100%
Icon Wealth Partners
Wealth manager, Houston, TX.
Detail and sources for Icon Wealth Partners

Form ADV of Icon Wealth Advisors, LLC (CRD 319609), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.6BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Icon Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 617 individuals, 341 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.6BNApr 202662997%
Inscription Capital
Wealth manager, Houston, TX.
Detail and sources for Inscription Capital

Form ADV of Inscription Capital, LLC (CRD 291780), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.0BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Inscription Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 414 individuals, 141 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNMar 202645691%
Integra Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Integra Wealth Advisors

Form ADV of Integra Wealth Advisors, LLC (CRD 156216), SEC registered adviser, filed , main office Houston, TX: regulatory assets $117MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 58 individuals, 37 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$117MMAug 20265897%
Integrity Road Wealth Partners
Wealth manager, Houston, TX.
Detail and sources for Integrity Road Wealth Partners

Form ADV of Integrity Road Wealth Partners LLC (CRD 333154), SEC registered adviser, filed , main office Houston, TX: regulatory assets $126MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 66 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$126MMJul 202666100%
Intrua Financial
Wealth manager, Houston, TX.
Detail and sources for Intrua Financial

Form ADV of Intrua Financial LLC (CRD 281554), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.7BN; 53 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Intrua Financial LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 3,347 individuals, 410 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNSep 20263,38097%
Jaykay Wealth Advisors
Wealth manager with a broker-dealer, Houston, TX.
Detail and sources for Jaykay Wealth Advisors

Form ADV of Jaykay Wealth Advisors, Inc. (CRD 170192), SEC registered adviser, filed , main office Houston, TX: regulatory assets $174MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 139 individuals, 88 of them high net worth; individuals hold 95% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$174MMApr 202613995%
Joyce Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Joyce Wealth Management

Form ADV of Joyce Wealth Management, LLC (CRD 325221), SEC registered adviser, filed , main office Houston, TX: regulatory assets $483MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 185 individuals, 134 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$483MMApr 202619395%
Kingwood Investment Group
Wealth manager, Kingwood, TX.
Detail and sources for Kingwood Investment Group

Form ADV of Kingwood Investment Group, LLC (CRD 330330), SEC registered adviser, filed , main office Kingwood, TX: regulatory assets $127MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 244 individuals, 16 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMMar 2026244100%
Legacy Capital
Wealth manager, The Woodlands, TX.
Detail and sources for Legacy Capital

Form ADV of Legacy Capital Wealth Management, LLC (CRD 332184), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $273MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 279 individuals, 143 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$273MMAug 202628099%
Legacy Chief Financial Office
Wealth manager, Shenandoah, TX.
Detail and sources for Legacy Chief Financial Office

Form ADV of Legacy Chief Financial Office, LLC (CRD 300873), SEC registered adviser, filed , main office Shenandoah, TX: regulatory assets $105MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 72 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$105MMApr 202672100%
Lifestyle Asset Management
Wealth manager, Friendswood, TX.
Detail and sources for Lifestyle Asset Management

Form ADV of Lifestyle Asset Management, Inc. (CRD 157450), SEC registered adviser, filed , main office Friendswood, TX: regulatory assets $571MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and other services. Clients (Item 5.D): 922 individuals, 163 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$571MMJul 202692897%
Linscomb Wealth
Wealth manager, Houston, TX.
Detail and sources for Linscomb Wealth

Form ADV of Linscomb Wealth, Inc. (CRD 106779), SEC registered adviser, filed , main office Houston, TX: regulatory assets $5.2BN; 46 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Linscomb Wealth, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 1,640 individuals, 1,058 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.2BNFeb 20261,66597%
Live Oak Wealth Advisory Group
Wealth manager, Houston, TX.
Detail and sources for Live Oak Wealth Advisory Group

Form ADV of Live Oak Wealth Advisory Group, LLC (CRD 154962), SEC registered adviser, filed , main office Houston, TX: regulatory assets $155MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 98 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMSep 202698100%
M.C. Byrd Wealth Management
Wealth manager, Bellville, TX. Main office Bellville, TX; not in the totals.
Detail and sources for M.C. Byrd Wealth Management

Form ADV of M.C. Byrd Wealth Management, LLC (CRD 151070), SEC registered adviser, filed , main office Bellville, TX: regulatory assets $294MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Bellville, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 534 individuals, 53 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$294MMMar 202655778%
Manske Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Manske Wealth Management

Form ADV of Manske Wealth Management, LLC (CRD 164401), SEC registered adviser, filed , main office Houston, TX: regulatory assets $707MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 480 individuals, 0 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$707MMMar 202650295%
MBR Financial
Wealth manager, Houston, TX.
Detail and sources for MBR Financial

Form ADV of Margolis Brady Raghavan Financial, Inc. (CRD 168333), SEC registered adviser, filed , main office Houston, TX: regulatory assets $956MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 480 individuals, 232 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$956MMMar 2026480100%
MDT Financial Advisors
Wealth manager, Webster, TX.
Detail and sources for MDT Financial Advisors

Form ADV of MDT Financial Advisors, LLC (CRD 340925), SEC registered adviser, filed , main office Webster, TX: regulatory assets $294MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 331 individuals, 86 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$294MMJun 202633197%
The Menard Financial Group
Wealth manager, Houston, TX.
Detail and sources for The Menard Financial Group

Form ADV of The Menard Financial Group, LLC (CRD 299404), SEC registered adviser, filed , main office Houston, TX: regulatory assets $335MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of The Menard Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 127 individuals, 43 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$335MMSep 202612898%
Mosaic Advisors
Wealth manager, Houston, TX.
Detail and sources for Mosaic Advisors

Form ADV of Mosaic Advisors LLC (CRD 164913), SEC registered adviser, filed , main office Houston, TX: regulatory assets $581MM; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mosaic Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 72 individuals, 65 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$581MMJul 20267297%
MTR Financial Services
Wealth manager, Kingwood, TX.
Detail and sources for MTR Financial Services

Form ADV of MTR Financial Services, LLC (CRD 149078), SEC registered adviser, filed , main office Kingwood, TX: regulatory assets $120MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 86 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMMay 202686100%
Murray Investment Management
Wealth manager, Houston, TX.
Detail and sources for Murray Investment Management

Form ADV of Murray Investment Management, LLC (CRD 146921), SEC registered adviser, filed , main office Houston, TX: regulatory assets $159MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 43 individuals, 28 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$159MMMar 20264397%
New Capital Management
Wealth manager, Houston, TX.
Detail and sources for New Capital Management

Form ADV of New Capital Management, LP (CRD 131658), SEC registered adviser, filed , main office Houston, TX: regulatory assets $534MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of New Capital Management, LP, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 126 individuals, 90 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$534MMMar 202613099%
Oak Harvest Investment Services
Wealth manager, Houston, TX.
Detail and sources for Oak Harvest Investment Services

Form ADV of Oak Harvest Investment Services, LLC (CRD 173293), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.1BN; 44 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, pension consulting and educational seminars. Clients (Item 5.D): 968 individuals, 404 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNApr 202697890%
Outlook Wealth Advisors
Wealth manager, The Woodlands, TX.
Detail and sources for Outlook Wealth Advisors

Form ADV of Outlook Wealth Advisors, LLC (CRD 291465), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $594MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Outlook Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 569 individuals, 188 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$594MMMar 2026569100%
Parker Financial Advisors
Wealth manager, Houston, TX.
Detail and sources for Parker Financial Advisors

Form ADV of Parker Financial Advisors LLC (CRD 305188), SEC registered adviser, filed , main office Houston, TX: regulatory assets $218MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 81 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$218MMMar 202681100%
Patron Partners
Wealth manager, Houston, TX.
Detail and sources for Patron Partners

Form ADV of Patron Partners, LLC (CRD 310629), SEC registered adviser, filed , main office Houston, TX: regulatory assets $326MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Patron Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 159 individuals, 86 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$326MMApr 202616494%
Paul Comstock Partners
Wealth manager, Houston, TX. Main office Houston, TX; not in the totals.
Detail and sources for Paul Comstock Partners

Form ADV of First Endowment Development Corp (CRD 105335), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.8BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Houston, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 109 individuals, 109 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$2.8BNMay 202612081%
Penney Financial
Wealth manager, Houston, TX.
Detail and sources for Penney Financial

Form ADV of Penney Financial, LLC (CRD 282084), SEC registered adviser, filed , main office Houston, TX: regulatory assets $304MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Penney Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 109 individuals, 96 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$304MMSep 202611099%
Pin Oak Investment Advisors
Wealth manager, Houston, TX.
Detail and sources for Pin Oak Investment Advisors

Form ADV of Pin Oak Investment Advisors Inc. (CRD 105550), SEC registered adviser, filed , main office Houston, TX: regulatory assets $785MM; 12 private funds, $403MM gross; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 298 individuals, 175 of them high net worth; individuals hold 52% of its regulatory assets.

Files: SEC Form ADV.

$785MMApr 202632252%12
Pivot Point Advisors
Wealth manager, Bellaire, TX.
Detail and sources for Pivot Point Advisors

Form ADV of Pivot Point Advisors, LLC (CRD 130562), SEC registered adviser, filed , main office Bellaire, TX: regulatory assets $142MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 90 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$142MMFeb 202690100%
Portfolio Advisory Council
Wealth manager, Houston, TX.
Detail and sources for Portfolio Advisory Council

Form ADV of Portfolio Advisory Council, L.L.C. (CRD 107465), SEC registered adviser, filed , main office Houston, TX: regulatory assets $495MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 550 individuals, 130 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$495MMMar 202656780%
Post Oak Private Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Post Oak Private Wealth Advisors

Form ADV of RMW Advisors, LLC (CRD 159293), SEC registered adviser, filed , main office Houston, TX: regulatory assets $391MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 376 individuals, 89 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$391MMJan 202637798%
Precedent Wealth Partners
Wealth manager, Houston, TX.
Detail and sources for Precedent Wealth Partners

Form ADV of Precedent Wealth Partners, LLC (CRD 325203), SEC registered adviser, filed , main office Houston, TX: regulatory assets $685MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 200 individuals, 77 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$685MMSep 2026201100%
Redfish Capital
Wealth manager, Cypress, TX.
Detail and sources for Redfish Capital

Form ADV of Redfish Capital Management LLC (CRD 323348), SEC registered adviser, filed , main office Cypress, TX: regulatory assets $119MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 168 individuals, 48 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$119MMAug 202617079%
Rexford Capital
Wealth manager, Bellaire, TX.
Detail and sources for Rexford Capital

Form ADV of Rexford Capital Inc. (CRD 128227), SEC registered adviser, filed : regulatory assets $151MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 62 individuals, 42 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$151MMJun 20266399%
Rhame & Gorrell Wealth Management
Wealth manager, The Woodlands, TX.
Detail and sources for Rhame & Gorrell Wealth Management

Form ADV of Rhame & Gorrell Wealth Management, LLC (CRD 283027), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $1.3BN; 31 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 837 individuals, 340 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNJul 2026837100%
RHP Wealth Management
Wealth manager, Houston, TX.
Detail and sources for RHP Wealth Management

Form ADV of Royal Harbor Partners, LLC (CRD 304735), SEC registered adviser, filed , main office Houston, TX: regulatory assets $345MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Royal Harbor Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 205 individuals, 117 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$345MMJun 202621196%
RIA Advisors
Wealth manager, Houston, TX.
Detail and sources for RIA Advisors

Form ADV of Clarity Financial, LLC (CRD 150661), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.8BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 1,235 individuals, 434 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.8BNJul 20261,36797%
Ridgeback Capital Management
Wealth manager, Bellaire, TX.
Detail and sources for Ridgeback Capital Management

Form ADV of Mandalay Financial, L.L.C. (CRD 113848), SEC registered adviser, filed , main office Bellaire, TX: regulatory assets $171MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 113 individuals, 72 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$171MMMar 2026113100%
Roth Financial Partners
Wealth manager, Kingwood, TX.
Detail and sources for Roth Financial Partners

Form ADV of Roth Financial Partners LLC (CRD 309814), SEC registered adviser, filed , main office Kingwood, TX: regulatory assets $460MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Roth Financial Partners LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 267 individuals, 156 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$460MMFeb 2026267100%
RWM Capital
Wealth manager, Sugar Land, TX.
Detail and sources for RWM Capital

Form ADV of RWM Capital, LLC (CRD 310635), SEC registered adviser, filed , main office Sugar Land, TX: regulatory assets $222MM; 63 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,437 individuals, 192 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$222MMAug 20261,43998%
Sanders Morris
Wealth manager with a broker-dealer, Houston, TX.
Detail and sources for Sanders Morris

Form ADV of Sanders Morris LLC (CRD 20580), SEC registered adviser, filed , main office Houston, TX: regulatory assets $576MM; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 127 individuals, 21 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$576MMMar 2026127100%
Saxon Financial Group
Wealth manager, Houston, TX.
Detail and sources for Saxon Financial Group

Form ADV of Saxon Interests, Inc. (CRD 311687), SEC registered adviser, filed , main office Houston, TX: regulatory assets $679MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Saxon Interests, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 509 individuals, 195 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$679MMMar 2026509100%
Sequent Asset Management
Wealth manager, Houston, TX.
Detail and sources for Sequent Asset Management

Form ADV of Sequent Asset Management, LLC (CRD 148194), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.1BN; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sequent Asset Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 314 individuals, 292 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2020).

$1.1BNApr 202633588%
Shelter Wealth Strategies
Wealth manager, Houston, TX.
Detail and sources for Shelter Wealth Strategies

Form ADV of Shelter Wealth Strategies, LLC (CRD 170655), SEC registered adviser, filed , main office Houston, TX: regulatory assets $144MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 36 individuals, 27 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$144MMJun 20263898%
Skybound Wealth USA
Wealth manager, Houston, TX.
Detail and sources for Skybound Wealth USA

Form ADV of Skybound Wealth Management USA, LLC (CRD 313358), SEC registered adviser, filed , main office Houston, TX: regulatory assets $166MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 339 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$166MMSep 2026339100%
Sovereign Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Sovereign Wealth Advisors

Form ADV of Sovereign Wealth Advisors LLC (CRD 188524), SEC registered adviser, filed , main office Houston, TX: regulatory assets $625MM; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 1,252 individuals, 408 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$625MMJul 20261,27583%
Stability Partners Advisory Group
Wealth manager, Spring, TX.
Detail and sources for Stability Partners Advisory Group

Form ADV of Stability Partners Advisory Group, LLC (CRD 165880), SEC registered adviser, filed , main office Spring, TX: regulatory assets $141MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 193 individuals, 41 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$141MMJul 202619594%
Stavis Wealth Transfer Solutions
Wealth manager, Houston, TX.
Detail and sources for Stavis Wealth Transfer Solutions

Form ADV of Stavis Wealth Transfer Solutions, LLC (CRD 328185), SEC registered adviser, filed , main office Houston, TX: regulatory assets $148MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 21 individuals, 21 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$148MMMar 20262198%
Stegent Equity Advisors
Wealth manager, Houston, TX.
Detail and sources for Stegent Equity Advisors

Form ADV of Stegent Equity Advisors Inc. (CRD 114518), SEC registered adviser, filed , main office Houston, TX: regulatory assets $244MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 91 individuals, 63 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$244MMFeb 20269198%
Strategic Advisory Services
Wealth manager, Houston, TX.
Detail and sources for Strategic Advisory Services

Form ADV of Strategic Advisory Services, L.L.C. (CRD 108706), SEC registered adviser, filed , main office Houston, TX: regulatory assets $185MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Strategic Advisory Services, LLC (CRD 287984), registered adviser, filed , Memphis, TN.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 207 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$185MMMar 2026208100%
The SUM
Wealth manager, The Woodlands, TX.
Detail and sources for The SUM

Form ADV of The Planning Project LLC (CRD 297658), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $551MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 209 individuals, 159 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$551MMJul 2026209100%
Sunbelt Securities
Wealth manager with a broker-dealer, Houston, TX.
Detail and sources for Sunbelt Securities

Form ADV of Sunbelt Securities, Inc. (CRD 42180), SEC registered adviser, filed , main office Houston, TX: regulatory assets $2.6BN; 68 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 6,198 individuals, 919 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$2.6BNJun 20266,24198%
Symphony Financial
Wealth manager, Houston, TX.
Detail and sources for Symphony Financial

Form ADV of Symphony Financial, Ltd. Co. (CRD 171816), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.4BN; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Symphony Financial, Ltd. Co., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,823 individuals, 836 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNAug 20262,85097%
Tanglewood Legacy Advisors
Wealth manager, Houston, TX.
Detail and sources for Tanglewood Legacy Advisors

Form ADV of Tanglewood Legacy Advisors, LLC (CRD 127289), SEC registered adviser, filed , main office Houston, TX: regulatory assets $809MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 162 individuals, 121 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$809MMMar 202617292%
Tanglewood Total Wealth Management
Wealth manager, Houston, TX.
Detail and sources for Tanglewood Total Wealth Management

Form ADV of Tanglewood Wealth Management, Inc. (CRD 107639), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.6BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Tanglewood Wealth Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 417 individuals, 363 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.6BNMar 202641799%
Texas Family Wealth
Wealth manager, Friendswood, TX.
Detail and sources for Texas Family Wealth

Form ADV of Texas Family Wealth, LLC (CRD 327332), SEC registered adviser, filed , main office Friendswood, TX: regulatory assets $257MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 1,072 individuals, 12 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$257MMMar 20261,072100%
Trinity Legacy Partners
Wealth manager, Houston, TX.
Detail and sources for Trinity Legacy Partners

Form ADV of Trinity Legacy Partners, LLC (CRD 159179), SEC registered adviser, filed , main office Houston, TX: regulatory assets $521MM; 1 private fund, $14MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 356 individuals, 134 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$521MMMar 202636096%1
Trinity Neches
Wealth manager, Sugar Land, TX.
Detail and sources for Trinity Neches

Form ADV of Thiel Investment Management Company, LLC (CRD 282631), SEC registered adviser, filed : regulatory assets $120MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 70 individuals, 34 of them high net worth; individuals hold 87% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$120MMApr 20267287%
Trisperity Advisors
Wealth manager, Katy, TX.
Detail and sources for Trisperity Advisors

Form ADV of Trisperity Advisors, LLC (CRD 142438), SEC registered adviser, filed , main office Katy, TX: regulatory assets $335MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 264 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$335MMMar 2026264100%
TSA Wealth Management
Wealth manager, Houston, TX.
Detail and sources for TSA Wealth Management

Form ADV of TSA Wealth Management LLC (CRD 323123), SEC registered adviser, filed , main office Houston, TX: regulatory assets $359MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 262 individuals, 126 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$359MMAug 202626298%
Verus Financial Group
Wealth manager, Sugar Land, TX.
Detail and sources for Verus Financial Group

Form ADV of Verus Capital Ventures, Inc. (CRD 315153), SEC registered adviser, filed , main office Sugar Land, TX: regulatory assets $159MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 387 individuals, 38 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$159MMSep 202638899%
Viaquest Advisors
Wealth manager, Houston, TX.
Detail and sources for Viaquest Advisors

Form ADV of Viaquest Advisors LLC (CRD 333842), SEC registered adviser, filed , main office Houston, TX: regulatory assets $174MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 292 individuals, 58 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$174MMMar 2026292100%
Waterway Wealth Management
Wealth manager, The Woodlands, TX.
Detail and sources for Waterway Wealth Management

Form ADV of Waterway Wealth Management, L.L.C. (CRD 164975), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $676MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 139 individuals, 124 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$676MMApr 2026142100%
Westpark Wealth Advisors
Wealth manager, Houston, TX.
Detail and sources for Westpark Wealth Advisors

Form ADV of Westpark Wealth Advisors, Inc. (CRD 130914), SEC registered adviser, filed , main office Houston, TX: regulatory assets $254MM; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 737 individuals, 84 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$254MMMar 202677696%
White Wing Wealth Management
Wealth manager, The Woodlands, TX.
Detail and sources for White Wing Wealth Management

Form ADV of White Wing Wealth Management, LLC (CRD 226524), SEC registered adviser, filed , main office The Woodlands, TX: regulatory assets $183MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 150 individuals, 81 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$183MMSep 2026151100%
Willis Johnson Wealth
Wealth manager, Houston, TX.
Detail and sources for Willis Johnson Wealth

Form ADV of Willis Johnson Wealth, Inc. (CRD 119759), SEC registered adviser, filed , main office Houston, TX: regulatory assets $1.9BN; 41 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 578 individuals, 92 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.9BNAug 2026578100%
WJ Interests
Wealth manager, Sugar Land, TX.
Detail and sources for WJ Interests

Form ADV of WJ Interests, LLC (CRD 114381), SEC registered adviser, filed , main office Sugar Land, TX: regulatory assets $634MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 233 individuals, 172 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$634MMMar 202625483%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 111 firms counted.

  1. 11%

    of the $82.6 billion the 111 firms counted report is one firm's: Americana Partners. Without it, the other 110 report $73.5 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $439MM

    is the median: half of the 111 report less, and 91 report under $1 billion.

    Assets, latest Form ADV of each

  3. 33

    private funds are advised by the firms counted; Pin Oak Investment Advisors advises the most, 12.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 77%

    of their assets is high net worth money; the next largest client type is other individuals, at 16%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 88

    of the 111 have their main office in Harris County, TX; the next place is Montgomery County, TX, with 14.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Houston?

This list holds 115 wealth management firms in the Houston metro; 111 of them report regulatory assets on Form ADV, $82.6 billion together.

What are the largest wealth management firms in Houston?

By the regulatory assets they report: Americana Partners $9.1 billion, Linscomb Wealth $5.2 billion, Avidian Wealth Solutions $4.8 billion, Sunbelt Securities $2.6 billion, Icon Wealth Partners $2.6 billion.

How much do wealth management firms in Houston typically manage?

Of the 111 that report, the median reports $439 million in regulatory assets; 91 report under $1 billion.

How do you start a relationship with wealth management firms in Houston?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
115 wealth management firms, 112 are wealth managers and 3 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Houston-Pasadena-The Woodlands, TX MSA (Census CBSA 26420) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 111 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Houston metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $82.6BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 4 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 115, 115 report on a current Form ADV and 31 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 115 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 31 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Houston," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-houston

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