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Wealth Management Firms (RIAs) in Austin

86 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Kestra Advisory Services is the largest: $79.8 billion through Kestra Advisory Services, LLC (filed ).

Kestra Private Wealth Services follows with $13.5 billion. The 84 advisers counted report $146.5 billion together; the ten largest hold 83% of it, and half report less than $243 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $146.5BN sitsThe 84 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over54%1 firm
  2. $10BN to $25BN17%2 firms
  3. $5BN to $10BN4%1 firm
  4. $1BN to $5BN10%9 firms
  5. $500MM to $1BN5%10 firms
  6. Under $500MM9%61 firms

Latest Form ADV of each, filed Dec 2025 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 85 are wealth managers and 1 is a wealth manager with a broker-dealer
86
Combined assets84 counted; as filed to Sep 2026
$146.5BN
Largest: Kestra Advisory ServicesAs filed
$79.8BN
Median firmHalf of the 84 report less
$243MM
Held by the ten largestOf the $146.5BN combined
83%

Kestra Advisory Services, Kestra Private Wealth Services and Hub Investment Partners lead the Austin wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $131.2BN, 90% of the $146.5BN the 84 counted report.

  1. 1

    Kestra Advisory Services

    Wealth manager, Austin, TX

    $79.8BNRegulatory assets, Sep 2026

    59% high net worth, 31% other individuals, 8% pension plans

    Individual clients
    115,285
  2. 2

    Kestra Private Wealth Services

    Wealth manager, Austin, TX

    $13.5BNRegulatory assets, Sep 2026

    68% high net worth, 30% other individuals, 2% businesses

    Individual clients
    19,977
  3. 3

    Hub Investment Partners

    Wealth manager, Austin, TX

    $11.9BNRegulatory assets, Sep 2026

    46% high net worth, 27% government, 15% other individuals

    Individual clients
    5,446
  4. 4

    Bluespring Wealth Management

    Wealth manager, Austin, TX

    $5.4BNRegulatory assets, Jul 2026

    75% high net worth, 16% other individuals, 5% pension plans

    Individual clients
    3,167
  5. 5

    Oxbow Advisors

    Wealth manager, Austin, TX

    $2.5BNRegulatory assets, Jun 2026

    71% high net worth, 16% businesses, 10% other individuals

    Individual clients
    688
  6. 6

    Waterloo Capital

    Wealth manager with a broker-dealer, Austin, TX

    $2.3BNRegulatory assets, Sep 2026

    73% high net worth, 17% other individuals, 10% pension plans

    Individual clients
    2,609
  7. 7

    Root Financial Partners

    Wealth manager, Austin, TX

    $2.1BNRegulatory assets, Aug 2026

    96% high net worth, 4% other individuals

    Individual clients
    852
  8. 8

    Meridian Wealth Advisors

    Wealth manager, Austin, TX

    $1.7BNRegulatory assets, Apr 2026

    94% high net worth, 3% charities, 2% other individuals

    Individual clients
    328
  9. 9

    Per Stirling Capital Management

    Wealth manager, Austin, TX

    $1.6BNRegulatory assets, Mar 2026

    75% high net worth, 18% other individuals, 6% businesses

    Individual clients
    1,074
  10. 10

    49 Financial

    Wealth manager, Austin, TX

    $1.4BNRegulatory assets, Sep 2026

    46% other individuals, 46% high net worth, 4% businesses

    Individual clients
    3,771
  11. 11

    FMP Wealth Advisers

    Wealth manager, Austin, TX

    $1.3BNRegulatory assets, Jul 2026

    74% high net worth, 17% other individuals, 6% pension plans

    Individual clients
    721
    Private funds
    2
  12. 12

    Victory Financial

    Wealth manager, Austin, TX

    $1.3BNRegulatory assets, Jul 2026

    55% high net worth, 43% other individuals, 1% businesses

    Individual clients
    2,937
  13. 13

    Austin Wealth Management

    Wealth manager, Austin, TX

    $1.1BNRegulatory assets, Sep 2026

    46% high net worth, 39% other, 11% other individuals

    Individual clients
    580
  14. 14

    CFM Wealth Partners

    Wealth manager, Austin, TX

    $886MMRegulatory assets, Aug 2026

    86% high net worth, 5% other individuals, 4% businesses

    Individual clients
    267
  15. 15

    Optas

    Wealth manager, Dripping Springs, TX

    $882MMRegulatory assets, Mar 2026

    96% high net worth, 2% charities, 1% other individuals

    Individual clients
    131
  16. 16

    Alongside

    Wealth manager, Austin, TX

    $879MMRegulatory assets, Jun 2026

    55% other individuals, 44% high net worth

    Individual clients
    2,103
  17. 17

    Century Management Financial Advisors

    Wealth manager, Austin, TX

    $680MMRegulatory assets, Mar 2026

    57% high net worth, 25% other individuals, 12% pension plans

    Individual clients
    707
  18. 18

    Oakwell Private Wealth Management

    Wealth manager, Austin, TX

    $668MMRegulatory assets, Mar 2026

    69% high net worth, 17% other individuals, 10% businesses

    Individual clients
    412
  19. 19

    Harrell Investment Partners

    Wealth manager, Austin, TX

    $662MMRegulatory assets, Feb 2026

    94% high net worth, 6% other individuals

    Individual clients
    186
  20. 20

    Reap Financial Group

    Wealth manager, Austin, TX

    $648MMRegulatory assets, Aug 2026

    52% other individuals, 48% high net worth

    Individual clients
    1,284

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 54% of the assets

How the 84 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 84 firms counted, log scaleEach dot is one adviser and links to its row. Kestra Advisory Services $79.8BN; Kestra Private Wealth Services $13.5BN; Hub Investment Partners $11.9BN; median $243MM.$100MM$1BN$10BN$100BNKestra Advisory Services: $79.8BNKestra Private Wealth Services: $13.5BNHub Investment Partners: $11.9BNBluespring Wealth Management: $5.4BNOxbow Advisors: $2.5BNWaterloo Capital: $2.3BNRoot Financial Partners: $2.1BNMeridian Wealth Advisors: $1.7BNPer Stirling Capital Management: $1.6BN49 Financial: $1.4BNFMP Wealth Advisers: $1.3BNVictory Financial: $1.3BNAustin Wealth Management: $1.1BNCFM Wealth Partners: $886MMOptas: $882MMAlongside: $879MMCentury Management Financial Advisors: $680MMOakwell Private Wealth Management: $668MMHarrell Investment Partners: $662MMReap Financial Group: $648MMStuart Investment Advisors: $631MMBeck Capital Management: $562MMFinancial Gravity Asset Management: $523MMBeacon Advisors: $460MMEnzi Wealth: $451MMTransce3nd: $419MMTrue Financial Group: $409MMPioneer Wealth Management Group: $399MMIronbridge Private Wealth: $380MMKM Capital Management: $374MMArcher Investment Management: $371MMRedbud Advisors: $368MMJDM Financial Group: $353MMEmpower Wealth Management: $349MMEltekon Advisors: $340MMDovetail Wealth Management: $333MMAvondale Wealth Management: $327MMAustin Money Management Corporation: $296MMLive Oak Investment Partners: $266MMDean Wealth Partners: $250MM994 Group: $245MMBoyce & Associates Wealth Consulting: $245MMCarlin Wealth Management Group: $241MMForefront: $240MMGoalfusion Wealth Management: $238MMCentennial Advisors: $237MMWatercolor Financial: $235MMSVRN Asset Management: $231MMPeltoma Capital Partners: $211MMCapstar Financial Services: $208MMLake Hills Wealth Management: $207MMPlanning Works Advisory: $200MMAvant Financial Advisors: $196MMBarden Capital Management: $184MMTNT Asset Management: $175MMMaqro Advisors: $174MMATX Financial Planning: $174MMVannoy Advisory Group: $172MMArgent Wealth Management: $172MMOld Vine Capital: $167MMGreenbelt Investment Advisors: $167MMBlack Barn Financial: $165MMIronoak Wealth: $162MMHackett Financial Group: $159MMCAM Investor Solutions: $155MMIntegrated Wealth Strategies: $152MMSeaborn Financial: $151MMLucien Stirling & Gray Advisory Group: $147MMFort Advisors: $146MMBirdrock Wealth: $146MMAnkerstar Wealth: $146MMBona Fide Wealth: $144MMMarathon Wealth Partners: $141MMBenold Financial Planning: $139MMFinancial Aurora: $130MMBroadhurst Financial Advisors: $128MMSage Wealth Planning: $127MMShadowridge Asset Management: $127MMSeedsafe Financial: $125MMMasterpiece Capital: $125MMModern Financial Planning: $116MMGrace Capital Management: $109MMPoint Nemo Capital: $104MMBrazos Capital: $103MMKestra Advisory Services $79.8BNKestra Private Wealth Services $13.5BNHub Investment Partners $11.9BNMedian $243MMAssets of each of the 84 firms counted, log scaleEach dot is one adviser and links to its row. Kestra Advisory Services $79.8BN; Kestra Private Wealth Services $13.5BN; Hub Investment Partners $11.9BN; median $243MM.$1BN$100BNKestra Advisory Services $79.8BNMedian $243MM

One dot per firm counted; 2 firms with a main office outside Austin, a second row for the same adviser or only fund assets left out. Read .

The 84 firms, by size
Under $500MM619%$13.6BN
$500MM to $1BN105%$7.0BN
$1BN to $5BN910%$15.3BN
$5BN to $10BN14%$5.4BN
$10BN to $25BN217%$25.3BN
$25BN and over154%$79.8BN

Assets each reported in its latest filing; shares are of the $146.5BN combined, one row per firm. Read .

54%

of the assets reported sits with one firm, Kestra Advisory Services. The five largest hold 77%; 71 of 84 report under $1 billion.

54%Largest23%Next 423%Other 79
Who the 86 are
  1. Wealth managers85
  2. Wealth manager with a broker-dealer1

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 84 advisers' assets by type of client
  1. High net worth62%
  2. Other individuals26%
  3. Pension plans6%
  4. Government2%
  5. Businesses2%
  6. Charities1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Kestra Advisory Services115,285Sep 2026
2Kestra Private Wealth Services19,977Sep 2026
3Hub Investment Partners5,446Sep 2026
449 Financial3,771Sep 2026
5Bluespring Wealth Management3,167Jul 2026
6Victory Financial2,937Jul 2026
7Waterloo Capital2,609Sep 2026
8Alongside2,103Jun 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Kestra Advisory Services26,123Sep 2026
2Kestra Private Wealth Services5,300Sep 2026
3Bluespring Wealth Management1,253Jul 2026
4Hub Investment Partners1,002Sep 2026
5Waterloo Capital924Sep 2026
6Root Financial Partners643Aug 2026
7Per Stirling Capital Management471Mar 2026
8Victory Financial360Jul 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Maqro Advisors8Mar 2026
2FMP Wealth Advisers2Jul 2026
3Old Vine Capital2Jul 2026
4SVRN Asset Management2Mar 2026
5Centennial Advisors1Mar 2026

The list is public. The warm path is not. Schedule a conversation

All 86 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 86 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Austin 86 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
49 Financial
Wealth manager, Austin, TX.
Detail and sources for 49 Financial

Form ADV of 49 Wealth Management, LLC (CRD 319484), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.4BN; 167 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 3,771 individuals, 218 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNSep 20263,83992%
994 Group
Wealth manager, Austin, TX.
Detail and sources for 994 Group

Form ADV of MJR Financial LLC (CRD 289923), SEC registered adviser, filed , main office Austin, TX: regulatory assets $245MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 204 individuals, 83 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$245MMFeb 202621498%
Alongside
Wealth manager, Austin, TX.
Detail and sources for Alongside

Form ADV of Alongside, LLC (CRD 333587), SEC registered adviser, filed , main office Austin, TX: regulatory assets $879MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 2,103 individuals, 191 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$879MMJun 20262,12299%
Ankerstar Wealth
Wealth manager, Leander, TX.
Detail and sources for Ankerstar Wealth

Form ADV of Ankerstar Wealth, LLC (CRD 170819), SEC registered adviser, filed , main office Leander, TX: regulatory assets $146MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 309 individuals, 77 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$146MMAug 2026310100%
Archer Investment Management
Wealth manager, Austin, TX.
Detail and sources for Archer Investment Management

Form ADV of Archer Investment Management, LLC (CRD 146852), SEC registered adviser, filed : regulatory assets $371MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 254 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$371MMSep 2026254100%
Argent Wealth Management
Wealth manager, Round Rock, TX.
Detail and sources for Argent Wealth Management

Form ADV of Argent Wealth Management, Inc. (CRD 135376), SEC registered adviser, filed , main office Round Rock, TX: regulatory assets $172MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 72 individuals, 56 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMJul 202672100%
ATX Financial Planning
Wealth manager, Austin, TX.
Detail and sources for ATX Financial Planning

Form ADV of ATX Financial Planning, LLC (CRD 311589), SEC registered adviser, filed , main office Austin, TX: regulatory assets $174MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 207 individuals, 57 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$174MMSep 202621196%
Austin Money Management Corporation
Wealth manager, Austin, TX.
Detail and sources for Austin Money Management Corporation

Form ADV of Austin Money Management Corporation (CRD 302038), SEC registered adviser, filed , main office Austin, TX: regulatory assets $296MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 72 individuals, 68 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$296MMMay 20268354%
Austin Wealth Management
Wealth manager, Austin, TX.
Detail and sources for Austin Wealth Management

Form ADV of Austin Wealth Management, LLC (CRD 172793), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.1BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 580 individuals, 189 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 202662958%
Avant Financial Advisors
Wealth manager, Austin, TX.
Detail and sources for Avant Financial Advisors

Form ADV of Avant Financial Advisors LLC (CRD 297894), SEC registered adviser, filed , main office Austin, TX: regulatory assets $196MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 166 individuals, 111 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$196MMFeb 2026166100%
Avondale Wealth Management
Wealth manager, West Lake Hills, TX.
Detail and sources for Avondale Wealth Management

Form ADV of Avondale Wealth Management LLC (CRD 152590), SEC registered adviser, filed , main office West Lake Hills, TX: regulatory assets $327MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Avondale Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 200 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$327MMSep 2026201100%
Barden Capital Management
Wealth manager, Austin, TX.
Detail and sources for Barden Capital Management

Form ADV of Barden Capital Management, Inc. (CRD 141769), SEC registered adviser, filed : regulatory assets $184MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Barden Capital Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 202 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$184MMFeb 2026202100%
Beacon Advisors
Wealth manager, Austin, TX.
Detail and sources for Beacon Advisors

Form ADV of Beacon Advisors Holdings, LLC (CRD 335101), SEC registered adviser, filed , main office Austin, TX: regulatory assets $460MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 60 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$460MMJun 202662100%
Beck Capital Management
Wealth manager, Austin, TX.
Detail and sources for Beck Capital Management

Form ADV of Beck Capital Management LLC (CRD 152705), SEC registered adviser, filed , main office Austin, TX: regulatory assets $562MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 449 individuals, 193 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$562MMSep 202645199%
Benold Financial Planning
Wealth manager, Georgetown, TX.
Detail and sources for Benold Financial Planning

Form ADV of Benold Financial Planning Inc. (CRD 134258), SEC registered adviser, filed : regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 56 individuals, 37 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$139MMJan 20266089%
Birdrock Wealth
Wealth manager, Austin, TX.
Detail and sources for Birdrock Wealth

Form ADV of Bird Rock Asset Management, Lp. (CRD 138872), SEC registered adviser, filed , main office Austin, TX: regulatory assets $146MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 208 individuals, 41 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 202621198%
Black Barn Financial
Wealth manager, Austin, TX.
Detail and sources for Black Barn Financial

Form ADV of Black Barn Financial, LLC (CRD 170885), SEC registered adviser, filed , main office Austin, TX: regulatory assets $165MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminars and other services. Clients (Item 5.D): 152 individuals, 63 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$165MMJul 202615499%
Bluespring Wealth Management
Wealth manager, Austin, TX.
Detail and sources for Bluespring Wealth Management

Form ADV of Bluespring Wealth Management, LLC (CRD 152667), SEC registered adviser, filed , main office Austin, TX: regulatory assets $5.4BN; 64 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bluespring Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 3,167 individuals, 1,253 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.4BNJul 20263,25092%
Bona Fide Wealth
Wealth manager, Austin, TX.
Detail and sources for Bona Fide Wealth

Form ADV of Bona Fide Wealth, LLC (CRD 330982), SEC registered adviser, filed : regulatory assets $144MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 55 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$144MMMar 202655100%
Boyce & Associates Wealth Consulting
Wealth manager, Cedar Park, TX.
Detail and sources for Boyce & Associates Wealth Consulting

Form ADV of Boyce & Associates Wealth Consulting, Inc. (CRD 288157), SEC registered adviser, filed , main office Cedar Park, TX: regulatory assets $245MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 264 individuals, 78 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$245MMAug 202626896%
Brazos Capital
Wealth manager, Austin, TX.
Detail and sources for Brazos Capital

Form ADV of Brazos Capital, LLC (CRD 289749), SEC registered adviser, filed , main office Austin, TX: regulatory assets $103MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 32 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$103MMMar 202632100%
Broadhurst Financial Advisors
Wealth manager, Austin, TX.
Detail and sources for Broadhurst Financial Advisors

Form ADV of Broadhurst Financial Advisors, Inc. (CRD 132332), SEC registered adviser, filed , main office Austin, TX: regulatory assets $128MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 59 individuals, 29 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$128MMJun 202659100%
CAM Investor Solutions
Wealth manager, Austin, TX.
Detail and sources for CAM Investor Solutions

Form ADV of M & A Consulting Group, LLC (CRD 286078), SEC registered adviser, filed , main office Austin, TX: regulatory assets $155MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 146 individuals, 102 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$155MMMar 202615197%
Capstar Financial Services
Wealth manager, Austin, TX.
Detail and sources for Capstar Financial Services

Form ADV of Capstar Financial Services LLC (CRD 300349), SEC registered adviser, filed , main office Austin, TX: regulatory assets $208MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 376 individuals, 47 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$208MMMar 202638095%
Carlin Wealth Management Group
Wealth manager, Austin, TX.
Detail and sources for Carlin Wealth Management Group

Form ADV of Carlin Wealth Management Group, LLC (CRD 325306), SEC registered adviser, filed , main office Austin, TX: regulatory assets $241MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 189 individuals, 72 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$241MMMar 2026189100%
Centennial Advisors
Wealth manager, Austin, TX.
Detail and sources for Centennial Advisors

Form ADV of Centennial Advisors, LLC (CRD 290778), SEC registered adviser, filed , main office Austin, TX: regulatory assets $237MM; 1 private fund, $3.0MM gross; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 456 individuals, 47 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$237MMMar 202646898%1
Century Management Financial Advisors
Wealth manager, Austin, TX.
Detail and sources for Century Management Financial Advisors

Form ADV of Van Den Berg Management I, Inc. (CRD 112308), SEC registered adviser, filed , main office Austin, TX: regulatory assets $680MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Van Den Berg Management I, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 707 individuals, 131 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$680MMMar 202673782%
CFM Wealth Partners
Wealth manager, Austin, TX.
Detail and sources for CFM Wealth Partners

Form ADV of CFM Wealth Partners LLC (CRD 305135), SEC registered adviser, filed , main office Austin, TX: regulatory assets $886MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of CFM Wealth Partners LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 267 individuals, 131 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$886MMAug 202628091%
Dean Wealth Partners
Wealth manager, Austin, TX.
Detail and sources for Dean Wealth Partners

Form ADV of Dean Wealth Partners, LLC (CRD 298237), SEC registered adviser, filed , main office Austin, TX: regulatory assets $250MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 192 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$250MMFeb 2026192100%
Dovetail Wealth Management
Wealth manager, Taylor, TX.
Detail and sources for Dovetail Wealth Management

Form ADV of Dovetail Wealth Management, LLC (CRD 291068), SEC registered adviser, filed , main office Taylor, TX: regulatory assets $333MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 857 individuals, 313 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$333MMFeb 202685798%
Eltekon Advisors
Wealth manager, West Lake Hills, TX.
Detail and sources for Eltekon Advisors

Form ADV of Eltekon Advisors, Llc. (CRD 115371), SEC registered adviser, filed , main office West Lake Hills, TX: regulatory assets $340MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 479 individuals, 60 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$340MMAug 202650093%
Empower Wealth Management
Wealth manager, Cedar Park, TX.
Detail and sources for Empower Wealth Management

Form ADV of Donato Wealth Management, PLLC (CRD 305031), SEC registered adviser, filed , main office Cedar Park, TX: regulatory assets $349MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 551 individuals, 201 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$349MMAug 2026551100%
Enzi Wealth
Wealth manager, Austin, TX.
Detail and sources for Enzi Wealth

Form ADV of Enzi Wealth, LLC (CRD 315457), SEC registered adviser, filed , main office Austin, TX: regulatory assets $451MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 219 individuals, 140 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$451MMMar 202622498%
Financial Aurora
Wealth manager, Austin, TX.
Detail and sources for Financial Aurora

Form ADV of MY Financial Aurora Limited Liability Company (CRD 260786), SEC registered adviser, filed , main office Austin, TX: regulatory assets $130MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 220 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$130MMApr 2026220100%
Financial Gravity Asset Management
Wealth manager, Austin, TX.
Detail and sources for Financial Gravity Asset Management

Form ADV of Financial Gravity Asset Management, Inc. (CRD 144008), SEC registered adviser, filed , main office Austin, TX: regulatory assets $523MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,518 individuals, 144 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$523MMDec 20251,518100%
FMP Wealth Advisers
Wealth manager, Austin, TX.
Detail and sources for FMP Wealth Advisers

Form ADV of Financial Management Professionals Inc. (CRD 110270), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.3BN; 2 private funds, $45MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Financial Management Professionals Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 721 individuals, 328 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.3BNJul 202674890%2
Forefront
Wealth manager, Austin, TX.
Detail and sources for Forefront

Form ADV of Forefront Wealth Partners, LLC (CRD 308521), SEC registered adviser, filed , main office Austin, TX: regulatory assets $240MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 572 individuals, 104 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$240MMSep 2026572100%
Fort Advisors
Wealth manager, Austin, TX.
Detail and sources for Fort Advisors

Form ADV of Fort Advisors Inc. (CRD 299243), SEC registered adviser, filed , main office Austin, TX: regulatory assets $146MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 414 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 2026414100%
Goalfusion Wealth Management
Wealth manager, Austin, TX.
Detail and sources for Goalfusion Wealth Management

Form ADV of Goalfusion Wealth Management, LLC (CRD 309756), SEC registered adviser, filed : regulatory assets $238MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Goalfusion Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 302 individuals, 59 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$238MMMar 2026302100%
Grace Capital Management
Wealth manager, Austin, TX.
Detail and sources for Grace Capital Management

Form ADV of Grace Capital Management, LLC (CRD 150054), SEC registered adviser, filed , main office Austin, TX: regulatory assets $109MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 77 individuals, 23 of them high net worth; individuals hold 67% of its regulatory assets.

Files: SEC Form ADV.

$109MMMar 20267767%
Greenbelt Investment Advisors
Wealth manager, Round Rock, TX.
Detail and sources for Greenbelt Investment Advisors

Form ADV of Greenbelt Investment Advisors, LLC (CRD 155704), SEC registered adviser, filed , main office Round Rock, TX: regulatory assets $167MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 148 individuals, 39 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$167MMFeb 202615692%
Hackett Financial Group
Wealth manager, Wimberley, TX.
Detail and sources for Hackett Financial Group

Form ADV of Hackett Financial Group, LLC (CRD 141656), SEC registered adviser, filed , main office Wimberley, TX: regulatory assets $159MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 252 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$159MMSep 2026254100%
Harrell Investment Partners
Wealth manager, Austin, TX.
Detail and sources for Harrell Investment Partners

Form ADV of Harrell Investment Partners, LLC (CRD 299166), SEC registered adviser, filed , main office Austin, TX: regulatory assets $662MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Harrell Investment Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 186 individuals, 82 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$662MMFeb 2026186100%
Hub Investment Partners
Wealth manager, Austin, TX.
Detail and sources for Hub Investment Partners

Form ADV of Hub Investment Partners, LLC (CRD 307956), SEC registered adviser, filed , main office Austin, TX: regulatory assets $11.9BN; 172 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hub Investment Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 5,446 individuals, 1,002 of them high net worth; individuals hold 61% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2020).

$11.9BNSep 20266,12761%
Integrated Wealth Strategies
Wealth manager, Austin, TX.
Detail and sources for Integrated Wealth Strategies

Form ADV of Integrated Wealth Strategies, LLC (CRD 155254), SEC registered adviser, filed , main office Austin, TX: regulatory assets $152MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 248 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$152MMMar 2026252100%
Ironbridge Private Wealth
Wealth manager, Austin, TX.
Detail and sources for Ironbridge Private Wealth

Form ADV of Ironbridge Private Wealth, LLC (CRD 287714), SEC registered adviser, filed , main office Austin, TX: regulatory assets $380MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 163 individuals, 74 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$380MMMar 202616699%
Ironoak Wealth
Wealth manager, Cedar Park, TX.
Detail and sources for Ironoak Wealth

Form ADV of Ironoak Wealth LLC (CRD 306403), SEC registered adviser, filed , main office Cedar Park, TX: regulatory assets $162MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 332 individuals, 290 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$162MMJun 2026332100%
JDM Financial Group
Wealth manager, Austin, TX.
Detail and sources for JDM Financial Group

Form ADV of JDM Financial Group LLC (CRD 122057), SEC registered adviser, filed : regulatory assets $353MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of JDM Financial Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and publications. Clients (Item 5.D): 142 individuals, 99 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$353MMMar 2026142100%
Kestra Advisory Services
Wealth manager, Austin, TX.
Detail and sources for Kestra Advisory Services

Form ADV of Kestra Advisory Services, LLC (CRD 283330), SEC registered adviser, filed , main office Austin, TX: regulatory assets $79.8BN; 1,359 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 115,285 individuals, 26,123 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$79.8BNSep 2026117,40389%
Kestra Private Wealth Services
Wealth manager, Austin, TX.
Detail and sources for Kestra Private Wealth Services

Form ADV of Kestra Private Wealth Services, LLC (CRD 155193), SEC registered adviser, filed , main office Austin, TX: regulatory assets $13.5BN; 211 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Kestra Private Wealth Services, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 19,977 individuals, 5,300 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$13.5BNSep 202620,23097%
KM Capital Management
Wealth manager, Austin, TX.
Detail and sources for KM Capital Management

Form ADV of KM Capital Management, Ltd. (CRD 132887), SEC registered adviser, filed , main office Austin, TX: regulatory assets $374MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and other services. Clients (Item 5.D): 39 individuals, 23 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$374MMMar 20264280%
Lake Hills Wealth Management
Wealth manager, Austin, TX.
Detail and sources for Lake Hills Wealth Management

Form ADV of Lake Hills Wealth Management, LLC (CRD 286175), SEC registered adviser, filed , main office Austin, TX: regulatory assets $207MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 229 individuals, 29 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$207MMFeb 2026229100%
Live Oak Investment Partners
Wealth manager, Austin, TX.
Detail and sources for Live Oak Investment Partners

Form ADV of Live Oak Investment Partners, LLC (CRD 304406), SEC registered adviser, filed , main office Austin, TX: regulatory assets $266MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 320 individuals, 67 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$266MMJun 202633191%
Lucien Stirling & Gray Advisory Group
Wealth manager, Austin, TX.
Detail and sources for Lucien Stirling & Gray Advisory Group

Form ADV of Lucien Stirling & Gray Advisory Group Inc. (CRD 112641), SEC registered adviser, filed , main office Austin, TX: regulatory assets $147MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 146 individuals, 50 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$147MMMar 202614798%
Maqro Advisors
Wealth manager, Austin, TX.
Detail and sources for Maqro Advisors

Form ADV of Maqro Advisors LLC (CRD 289245), SEC registered adviser, filed , main office Austin, TX: regulatory assets $174MM; 8 private funds, $46MM gross; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 43 individuals, 43 of them high net worth; individuals hold 62% of its regulatory assets.

Files: SEC Form ADV.

$174MMMar 20265162%8
Marathon Wealth Partners
Wealth manager, Austin, TX.
Detail and sources for Marathon Wealth Partners

Form ADV of Marathon Wealth Partners, Inc. (CRD 337665), SEC registered adviser, filed : regulatory assets $141MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 35 individuals, 25 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$141MMMar 202635100%
Masterpiece Capital
Wealth manager, Austin, TX.
Detail and sources for Masterpiece Capital

Form ADV of Masterpiece Capital, LLC (CRD 290075), SEC registered adviser, filed , main office Austin, TX: regulatory assets $125MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 25 individuals, 19 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$125MMAug 20262584%
Meridian Wealth Advisors
Wealth manager, Austin, TX.
Detail and sources for Meridian Wealth Advisors

Form ADV of Meridian Wealth Advisors, LLC (CRD 282609), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.7BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Meridian Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 328 individuals, 237 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNApr 202633696%
Modern Financial Planning
Wealth manager, Georgetown, TX.
Detail and sources for Modern Financial Planning

Form ADV of Modern Financial Planning, LLC (CRD 297193), SEC registered adviser, filed , main office Georgetown, TX: regulatory assets $116MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 72 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$116MMMar 202672100%
Oakwell Private Wealth Management
Wealth manager, Austin, TX.
Detail and sources for Oakwell Private Wealth Management

Form ADV of Oakwell Private Wealth Management, LLC (CRD 162096), SEC registered adviser, filed , main office Austin, TX: regulatory assets $668MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 412 individuals, 147 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$668MMMar 202645387%
Old Vine Capital
Wealth manager, Austin, TX.
Detail and sources for Old Vine Capital

Form ADV of Old Vine Capital, LLC (CRD 305172), SEC registered adviser, filed : regulatory assets $167MM; 2 private funds, $11MM gross; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 50 individuals, 30 of them high net worth; individuals hold 91% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$167MMJul 20265291%2
Optas
Wealth manager, Dripping Springs, TX.
Detail and sources for Optas

Form ADV of Optas, LLC (CRD 299965), SEC registered adviser, filed , main office Dripping Springs, TX: regulatory assets $882MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Optas, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 131 individuals, 83 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$882MMMar 202613797%
Oxbow Advisors
Wealth manager, Austin, TX.
Detail and sources for Oxbow Advisors

Form ADV of Oxbow Advisors, LLC (CRD 156393), SEC registered adviser, filed , main office Austin, TX: regulatory assets $2.5BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Oxbow Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 688 individuals, 341 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.5BNJun 202674481%
Peltoma Capital Partners
Wealth manager, Austin, TX.
Detail and sources for Peltoma Capital Partners

Form ADV of Peltoma Capital Partners, LLC (CRD 325138), SEC registered adviser, filed : regulatory assets $211MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 79 individuals, 54 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$211MMJul 202679100%
Per Stirling Capital Management
Wealth manager, Austin, TX.
Detail and sources for Per Stirling Capital Management

Form ADV of Per Stirling Capital Management, LLC (CRD 151671), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.6BN; 30 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Per Stirling Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,074 individuals, 471 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.6BNMar 20261,10193%
Pioneer Wealth Management Group
Wealth manager, Austin, TX.
Detail and sources for Pioneer Wealth Management Group

Form ADV of Pioneer Wealth Management Group, Inc. (CRD 133429), SEC registered adviser, filed , main office Austin, TX: regulatory assets $399MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 499 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$399MMFeb 2026499100%
Planning Works Advisory
Wealth manager, Austin, TX.
Detail and sources for Planning Works Advisory

Form ADV of Planning Works Advisory, Inc. (CRD 317834), SEC registered adviser, filed , main office Austin, TX: regulatory assets $200MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 129 individuals, 84 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$200MMFeb 202612999%
Point Nemo Capital
Wealth manager, Dripping Springs, TX.
Detail and sources for Point Nemo Capital

Form ADV of Point Nemo Capital, LLC (CRD 328695), SEC registered adviser, filed : regulatory assets $104MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 95 individuals, 82 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$104MMAug 202696100%
Reap Financial Group
Wealth manager, Austin, TX.
Detail and sources for Reap Financial Group

Form ADV of Reap Financial Group, LLC (CRD 144560), SEC registered adviser, filed , main office Austin, TX: regulatory assets $648MM; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 1,284 individuals, 163 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$648MMAug 20261,284100%
Redbud Advisors
Wealth manager, Austin, TX.
Detail and sources for Redbud Advisors

Form ADV of Redbud Advisors LLC (CRD 300477), SEC registered adviser, filed , main office Austin, TX: regulatory assets $368MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 59 individuals, 57 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$368MMMar 20266095%
Richard P. Slaughter Associates
Wealth manager, Austin, TX. Main office Austin, TX; not in the totals.
Detail and sources for Richard P. Slaughter Associates

Form ADV of Richard P. Slaughter Associates, Inc. (CRD 109080), SEC registered adviser, filed , main office Austin, TX: regulatory assets $905MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Austin, TX; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 457 individuals, 250 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$905MMAug 202645799%
Root Financial Partners
Wealth manager, Austin, TX.
Detail and sources for Root Financial Partners

Form ADV of Root Financial Partners, LLC (CRD 290289), SEC registered adviser, filed , main office Austin, TX: regulatory assets $2.1BN; 65 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Root Financial Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 852 individuals, 643 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.1BNAug 2026858100%
Sage Wealth Planning
Wealth manager, Georgetown, TX.
Detail and sources for Sage Wealth Planning

Form ADV of Sage Wealth Planning, LLC (CRD 300747), SEC registered adviser, filed , main office Georgetown, TX: regulatory assets $127MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 119 individuals, 97 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$127MMJun 202611997%
Schneider Wealth Management
Wealth manager, Austin, TX. Main office ; not in the totals.
Detail and sources for Schneider Wealth Management

Form ADV of an adviser filing under a person's name (CRD 144166), SEC registered adviser, filed : regulatory assets $150MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 37 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$150MMMar 202637100%
Seaborn Financial
Wealth manager, Austin, TX.
Detail and sources for Seaborn Financial

Form ADV of Seaborn Financial, LLC (CRD 159073), SEC registered adviser, filed : regulatory assets $151MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 76 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$151MMSep 202676100%
Seedsafe Financial
Wealth manager, Austin, TX.
Detail and sources for Seedsafe Financial

Form ADV of Seedsafe Financial LLC (CRD 283887), SEC registered adviser, filed : regulatory assets $125MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 86 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$125MMAug 202686100%
Shadowridge Asset Management
Wealth manager, Austin, TX.
Detail and sources for Shadowridge Asset Management

Form ADV of Shadowridge Asset Management, LLC (CRD 162066), SEC registered adviser, filed , main office Austin, TX: regulatory assets $127MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 614 individuals, 53 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMMar 2026614100%
Stuart Investment Advisors
Wealth manager, Austin, TX.
Detail and sources for Stuart Investment Advisors

Form ADV of Stuart Investment Advisors, Inc. (CRD 109995), SEC registered adviser, filed , main office Austin, TX: regulatory assets $631MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stuart Investment Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 386 individuals, 169 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$631MMMar 202640196%
SVRN Asset Management
Wealth manager, Austin, TX.
Detail and sources for SVRN Asset Management

Form ADV of SVRN Asset Management, LLC (CRD 222518), SEC registered adviser, filed , main office Austin, TX: regulatory assets $231MM; 2 private funds, $22MM gross; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 22 individuals, 17 of them high net worth; individuals hold 74% of its regulatory assets.

Files: SEC Form ADV.

$231MMMar 20262474%2
TNT Asset Management
Wealth manager, Round Rock, TX.
Detail and sources for TNT Asset Management

Form ADV of TNT Asset Management, LLC (CRD 153309), SEC registered adviser, filed , main office Round Rock, TX: regulatory assets $175MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 188 individuals, 66 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$175MMSep 202620387%
Transce3nd
Wealth manager, Buda, TX.
Detail and sources for Transce3nd

Form ADV of Transce3nd LLC (CRD 317745), SEC registered adviser, filed , main office Buda, TX: regulatory assets $419MM; 60 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,581 individuals, 201 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$419MMMay 20261,62097%
True Financial Group
Wealth manager, Cedar Park, TX.
Detail and sources for True Financial Group

Form ADV of Truefg, LLC (CRD 285850), SEC registered adviser, filed , main office Cedar Park, TX: regulatory assets $409MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Truefg, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 667 individuals, 149 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$409MMMar 2026667100%
Vannoy Advisory Group
Wealth manager, Austin, TX.
Detail and sources for Vannoy Advisory Group

Form ADV of Vannoy Advisory Group, Inc. (CRD 145806), SEC registered adviser, filed , main office Austin, TX: regulatory assets $172MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 54 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMMay 202654100%
Victory Financial
Wealth manager, Austin, TX.
Detail and sources for Victory Financial

Form ADV of Victory Financial Group LLC (CRD 324943), SEC registered adviser, filed , main office Austin, TX: regulatory assets $1.3BN; 47 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 2,937 individuals, 360 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNJul 20263,00399%
Watercolor Financial
Wealth manager, Austin, TX.
Detail and sources for Watercolor Financial

Form ADV of CBM Financial, LLC (CRD 327254), SEC registered adviser, filed , main office Austin, TX: regulatory assets $235MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 152 individuals, 82 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$235MMMar 2026152100%
Waterloo Capital
Wealth manager with a broker-dealer, Austin, TX.
Detail and sources for Waterloo Capital

Form ADV of Waterloo Capital, L.P. (CRD 133705), SEC registered adviser, filed , main office Austin, TX: regulatory assets $2.3BN; 64 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 2,609 individuals, 924 of them high net worth; individuals hold 90% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$2.3BNSep 20262,79790%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 54% of the money

Five findings from the filings of the 84 firms counted.

  1. 54%

    of the $146.5 billion the 84 firms counted report is one firm's: Kestra Advisory Services. Without it, the other 83 report $66.7 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $243MM

    is the median: half of the 84 report less, and 71 report under $1 billion.

    Assets, latest Form ADV of each

  3. 15

    private funds are advised by the firms counted; Maqro Advisors advises the most, 8.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 62%

    of their assets is high net worth money; the next largest client type is other individuals, at 26%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 65

    of the 84 have their main office in Travis County, TX; the next place is Williamson County, TX, with 14.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Austin?

This list holds 86 wealth management firms in the Austin metro; 84 of them report regulatory assets on Form ADV, $146.5 billion together.

What are the largest wealth management firms in Austin?

By the regulatory assets they report: Kestra Advisory Services $79.8 billion, Kestra Private Wealth Services $13.5 billion, Hub Investment Partners $11.9 billion, Bluespring Wealth Management $5.4 billion, Oxbow Advisors $2.5 billion.

How much do wealth management firms in Austin typically manage?

Of the 84 that report, the median reports $243 million in regulatory assets; 71 report under $1 billion.

How do you start a relationship with wealth management firms in Austin?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
86 wealth management firms, 85 are wealth managers and 1 is a wealth manager with a broker-dealer. Every SEC registered adviser with a main office in Austin-Round Rock-San Marcos, TX MSA (Census CBSA 12420) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 84 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Austin metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $146.5BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 2 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 86, 86 report on a current Form ADV and 18 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 86 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 18 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Austin," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-austin

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