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Wealth Management Firms (RIAs) in Oklahoma City

21 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, TOM Johnson Investment Management is the largest: $1.6 billion through TOM Johnson Investment Management, LLC (filed ).

Retirement Investment Advisors follows with $1.5 billion. The 21 advisers counted report $9.2 billion together; the ten largest hold 79% of it, and half report less than $250 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $9.2BN sitsThe 21 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $1BN to $5BN45%3 firms
  2. $500MM to $1BN15%2 firms
  3. Under $500MM40%16 firms

Latest Form ADV of each, filed Feb 2026 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of November 2026; 21 are wealth managers
21
Combined assets21 counted; as filed to Sep 2026
$9.2BN
Largest: TOM Johnson Investment ManagementAs filed
$1.6BN
Median firmHalf of the 21 report less
$250MM
Held by the ten largestOf the $9.2BN combined
79%

TOM Johnson Investment Management, Retirement Investment Advisors and Fourpath Capital Management lead the Oklahoma City wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $9.1BN, 99% of the $9.2BN the 21 counted report.

  1. 1

    TOM Johnson Investment Management

    Wealth manager, Oklahoma City, OK

    $1.6BNRegulatory assets, Apr 2026

    52% high net worth, 38% other individuals, 5% charities

    Individual clients
    5,437
  2. 2

    Retirement Investment Advisors

    Wealth manager, Oklahoma City, OK

    $1.5BNRegulatory assets, Mar 2026

    69% high net worth, 28% other individuals, 2% charities

    Individual clients
    1,399
  3. 3

    Fourpath Capital Management

    Wealth manager, Oklahoma City, OK

    $1.1BNRegulatory assets, Feb 2026

    64% high net worth, 18% other individuals, 14% businesses

    Individual clients
    769
  4. 4

    Castlepoint Wealth Advisors

    Wealth manager, Oklahoma City, OK

    $751MMRegulatory assets, Sep 2026

    86% high net worth, 8% other individuals, 6% businesses

    Individual clients
    277
  5. 5

    Vista Investment Partners

    Wealth manager, Oklahoma City, OK

    $611MMRegulatory assets, May 2026

    74% high net worth, 18% other individuals, 6% businesses

    Individual clients
    452
  6. 6

    Mitchell & Pahl Private Wealth

    Wealth manager, Oklahoma City, OK

    $450MMRegulatory assets, Feb 2026

    88% high net worth, 11% other individuals, 2% charities

    Individual clients
    225
  7. 7

    Access Financial Resources

    Wealth manager, Oklahoma City, OK

    $411MMRegulatory assets, Apr 2026

    46% pension plans, 30% high net worth, 23% other individuals

    Individual clients
    472
  8. 8

    Transcendent Capital Group

    Wealth manager, Edmond, OK

    $361MMRegulatory assets, Feb 2026

    68% high net worth, 31% other individuals

    Individual clients
    506
  9. 9

    Triton Financial Group

    Wealth manager, Oklahoma City, OK

    $259MMRegulatory assets, Mar 2026

    56% high net worth, 25% pension plans, 14% other individuals

    Individual clients
    246
  10. 10

    Windle Wealth

    Wealth manager, Oklahoma City, OK

    $251MMRegulatory assets, Mar 2026

    57% high net worth, 28% other individuals, 14% businesses

    Individual clients
    388
  11. 11

    LIG Capital Management

    Wealth manager, Oklahoma City, OK

    $250MMRegulatory assets, Jul 2026

    50% high net worth, 34% other individuals, 15% pension plans

    Individual clients
    406
  12. 12

    Adaptation Financial Advisors

    Wealth manager, Oklahoma City, OK

    $234MMRegulatory assets, May 2026

    56% other individuals, 44% high net worth

    Individual clients
    690
  13. 13

    Hughes Warren

    Wealth manager, Edmond, OK

    $221MMRegulatory assets, Feb 2026

    64% other individuals, 36% high net worth

    Individual clients
    808
  14. 14

    Redstone Wealth Management

    Wealth manager, Oklahoma City, OK

    $188MMRegulatory assets, Sep 2026

    64% other individuals, 36% high net worth

    Individual clients
    590
  15. 15

    Comprehensive Financial Planning

    Wealth manager, Oklahoma City, OK

    $176MMRegulatory assets, Mar 2026

    66% other individuals, 34% high net worth

    Individual clients
    100
  16. 16

    Servo Wealth Management

    Wealth manager, Oklahoma City, OK

    $174MMRegulatory assets, Mar 2026

    80% high net worth, 12% pension plans, 9% other individuals

    Individual clients
    87
  17. 17

    G. Dewayne McAnally, LLC

    Wealth manager, Oklahoma City, OK

    $170MMRegulatory assets, Mar 2026

    50% high net worth, 45% other individuals, 5% businesses

    Individual clients
    399
  18. 18

    Perissos Private Wealth Management

    Wealth manager, Bethany, OK

    $167MMRegulatory assets, Jun 2026

    50% high net worth, 36% other individuals, 13% other advisers

    Individual clients
    190
  19. 19

    F.I.G. Financial Advisory Services

    Wealth manager, Oklahoma City, OK

    $162MMRegulatory assets, Apr 2026

    69% high net worth, 31% other individuals

    Individual clients
    242
  20. 20

    Chappelwood Financial Services

    Wealth manager, Edmond, OK

    $113MMRegulatory assets, Apr 2026

    62% other individuals, 38% high net worth

    Individual clients
    166

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

The ten largest hold 79% of the assets

How the 21 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 21 firms counted, log scaleEach dot is one adviser and links to its row. TOM Johnson Investment Management $1.6BN; Retirement Investment Advisors $1.5BN; Fourpath Capital Management $1.1BN; median $250MM.$100MM$1BN$10BNTOM Johnson Investment Management: $1.6BNRetirement Investment Advisors: $1.5BNFourpath Capital Management: $1.1BNCastlepoint Wealth Advisors: $751MMVista Investment Partners: $611MMMitchell & Pahl Private Wealth: $450MMAccess Financial Resources: $411MMTranscendent Capital Group: $361MMTriton Financial Group: $259MMWindle Wealth: $251MMLIG Capital Management: $250MMAdaptation Financial Advisors: $234MMHughes Warren: $221MMRedstone Wealth Management: $188MMComprehensive Financial Planning: $176MMServo Wealth Management: $174MMG. Dewayne McAnally, LLC: $170MMPerissos Private Wealth Management: $167MMF.I.G. Financial Advisory Services: $162MMChappelwood Financial Services: $113MML&S Private Wealth: $109MMTOM Johnson Investment Management $1.6BNRetirement Investment Advisors $1.5BNFourpath Capital Management $1.1BNMedian $250MMAssets of each of the 21 firms counted, log scaleEach dot is one adviser and links to its row. TOM Johnson Investment Management $1.6BN; Retirement Investment Advisors $1.5BN; Fourpath Capital Management $1.1BN; median $250MM.$1BNTOM Johnson Investment Management $1.6BNMedian $250MM

One dot per firm counted. Read .

The 21 firms, by size
Under $500MM1640%$3.7BN
$500MM to $1BN215%$1.4BN
$1BN to $5BN345%$4.2BN
$5BN to $10BN00%$0
$10BN to $25BN00%$0
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $9.2BN combined, one row per firm. Read .

18%

of the assets reported sits with one firm, TOM Johnson Investment Management. The five largest hold 60%; 18 of 21 report under $1 billion.

18%Largest42%Next 440%Other 16
Who the 21 are
  1. Wealth managers21

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 21 advisers' assets by type of client
  1. High net worth61%
  2. Other individuals29%
  3. Businesses4%
  4. Pension plans4%
  5. Charities2%
  6. Other advisers0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1TOM Johnson Investment Management5,437Apr 2026
2Retirement Investment Advisors1,399Mar 2026
3Hughes Warren808Feb 2026
4Fourpath Capital Management769Feb 2026
5Adaptation Financial Advisors690May 2026
6Redstone Wealth Management590Sep 2026
7Transcendent Capital Group506Feb 2026
8Access Financial Resources472Apr 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1TOM Johnson Investment Management1,333Apr 2026
2Retirement Investment Advisors403Mar 2026
3Fourpath Capital Management212Feb 2026
4Castlepoint Wealth Advisors152Sep 2026
5Vista Investment Partners118May 2026
6Access Financial Resources89Apr 2026
7Mitchell & Pahl Private Wealth89Feb 2026
8Transcendent Capital Group71Feb 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 21 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 21 firms

Kind
Size
Order
Wealth Management Firms (RIAs) in Oklahoma City 21 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Access Financial Resources
Wealth manager, Oklahoma City, OK.
Detail and sources for Access Financial Resources

Form ADV of Access Financial Resources Inc. (CRD 109495), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $411MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 472 individuals, 89 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$411MMApr 202664454%
Adaptation Financial Advisors
Wealth manager, Oklahoma City, OK.
Detail and sources for Adaptation Financial Advisors

Form ADV of Adaptation Financial Advisors Inc. (CRD 309192), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $234MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 690 individuals, 53 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$234MMMay 2026690100%
Castlepoint Wealth Advisors
Wealth manager, Oklahoma City, OK.
Detail and sources for Castlepoint Wealth Advisors

Form ADV of Ark & TLK Investments, LLC (CRD 205512), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $751MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 277 individuals, 152 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$751MMSep 202628394%
Chappelwood Financial Services
Wealth manager, Edmond, OK.
Detail and sources for Chappelwood Financial Services

Form ADV of Chappelwood Financial Services Corp. (CRD 134318), SEC registered adviser, filed , main office Edmond, OK: regulatory assets $113MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, selection of other advisers and educational seminars. Clients (Item 5.D): 166 individuals, 18 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$113MMApr 2026166100%
Comprehensive Financial Planning
Wealth manager, Oklahoma City, OK.
Detail and sources for Comprehensive Financial Planning

Form ADV of Comprehensive Financial Planning Inc. (CRD 109822), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $176MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Comprehensive Financial Planning Corporation (CRD 107549), registered adviser, filed , Richmond, VA.

Possible match by name only, not counted: Comprehensive Financial Planning, Inc. (CRD 110937), registered adviser, filed , East Petersburg, PA.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 100 individuals, 7 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$176MMMar 2026100100%
F.I.G. Financial Advisory Services
Wealth manager, Oklahoma City, OK.
Detail and sources for F.I.G. Financial Advisory Services

Form ADV of F.I.G. Financial Advisory Services, Inc. (CRD 105506), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $162MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 242 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$162MMApr 2026242100%
Fourpath Capital Management
Wealth manager, Oklahoma City, OK.
Detail and sources for Fourpath Capital Management

Form ADV of Fourpath Capital Management, LLC (CRD 313573), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $1.1BN; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 769 individuals, 212 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNFeb 202682182%
G. Dewayne McAnally, LLC
Wealth manager, Oklahoma City, OK.
Detail and sources for G. Dewayne McAnally, LLC

Form ADV of G. Dewayne McAnally, LLC (CRD 118511), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $170MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 399 individuals, 58 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$170MMMar 202639995%
Hughes Warren
Wealth manager, Edmond, OK.
Detail and sources for Hughes Warren

Form ADV of Hughes Warren, Inc. (CRD 145570), SEC registered adviser, filed , main office Edmond, OK: regulatory assets $221MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 808 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$221MMFeb 2026808100%
L&S Private Wealth
Wealth manager, Oklahoma City, OK.
Detail and sources for L&S Private Wealth

Form ADV of L&S Private Wealth, LLC (CRD 339946), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $109MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 101 individuals, 27 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$109MMApr 202610270%
LIG Capital Management
Wealth manager, Oklahoma City, OK.
Detail and sources for LIG Capital Management

Form ADV of LIG Capital Management, LLC (CRD 130489), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $250MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 406 individuals, 65 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$250MMJul 202641684%
Mitchell & Pahl Private Wealth
Wealth manager, Oklahoma City, OK.
Detail and sources for Mitchell & Pahl Private Wealth

Form ADV of Mitchell & Pahl Private Wealth, LLC (CRD 307625), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $450MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mitchell & Pahl Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 225 individuals, 89 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$450MMFeb 202622598%
Perissos Private Wealth Management
Wealth manager, Bethany, OK.
Detail and sources for Perissos Private Wealth Management

Form ADV of Perissos Private Wealth Management, LLC (CRD 217514), SEC registered adviser, filed , main office Bethany, OK: regulatory assets $167MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 190 individuals, 38 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$167MMJun 202626486%
Redstone Wealth Management
Wealth manager, Oklahoma City, OK.
Detail and sources for Redstone Wealth Management

Form ADV of Redstone Wealth Management, LLC (CRD 311525), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $188MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Redstone Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 590 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$188MMSep 2026602100%
Retirement Investment Advisors
Wealth manager, Oklahoma City, OK.
Detail and sources for Retirement Investment Advisors

Form ADV of Retirement Investment Advisors Inc. (CRD 106316), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $1.5BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Retirement Investment Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,399 individuals, 403 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNMar 20261,43197%
Servo Wealth Management
Wealth manager, Oklahoma City, OK.
Detail and sources for Servo Wealth Management

Form ADV of Servo Wealth Management LLC (CRD 159367), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $174MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 87 individuals, 43 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$174MMMar 20268988%
TOM Johnson Investment Management
Wealth manager, Oklahoma City, OK.
Detail and sources for TOM Johnson Investment Management

Form ADV of TOM Johnson Investment Management, LLC (CRD 104511), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $1.6BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 5,437 individuals, 1,333 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$1.6BNApr 20265,63190%
Transcendent Capital Group
Wealth manager, Edmond, OK.
Detail and sources for Transcendent Capital Group

Form ADV of Transcendent Capital Group LLC (CRD 316872), SEC registered adviser, filed , main office Edmond, OK: regulatory assets $361MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 506 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$361MMFeb 2026510100%
Triton Financial Group
Wealth manager, Oklahoma City, OK.
Detail and sources for Triton Financial Group

Form ADV of Triton Financial Group, Inc. (CRD 309294), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $259MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 246 individuals, 48 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$259MMMar 202631370%
Vista Investment Partners
Wealth manager, Oklahoma City, OK.
Detail and sources for Vista Investment Partners

Form ADV of Vista Investment Partners LLC (CRD 286014), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $611MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Vista Investment Partners II, LLC (CRD 327983), registered adviser, filed , Richmond, IN.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 452 individuals, 118 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$611MMMay 202647991%
Windle Wealth
Wealth manager, Oklahoma City, OK.
Detail and sources for Windle Wealth

Form ADV of Windle Wealth, LLC (CRD 285653), SEC registered adviser, filed , main office Oklahoma City, OK: regulatory assets $251MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 388 individuals, 69 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$251MMMar 202639986%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Three findings from the filings of the 21 firms counted.

  1. 18%

    of the $9.2 billion the 21 firms counted report is one firm's: TOM Johnson Investment Management. Without it, the other 20 report $7.6 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $250MM

    is the median: half of the 21 report less, and 18 report under $1 billion.

    Assets, latest Form ADV of each

  3. 61%

    of their assets is high net worth money; the next largest client type is other individuals, at 29%.

    Client types each adviser reports with its assets; sums of filed figures

Questions

How many wealth management firms are there in Oklahoma City?

This list holds 21 wealth management firms in the Oklahoma City metro; 21 of them report regulatory assets on Form ADV, $9.2 billion together.

What are the largest wealth management firms in Oklahoma City?

By the regulatory assets they report: TOM Johnson Investment Management $1.6 billion, Retirement Investment Advisors $1.5 billion, Fourpath Capital Management $1.1 billion, Castlepoint Wealth Advisors $751 million, Vista Investment Partners $611 million.

How much do wealth management firms in Oklahoma City typically manage?

Of the 21 that report, the median reports $250 million in regulatory assets; 18 report under $1 billion.

How do you start a relationship with wealth management firms in Oklahoma City?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
21 wealth management firms, 21 are wealth managers. Every SEC registered adviser with a main office in Oklahoma City, OK MSA (Census CBSA 36420) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 21 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Oklahoma City metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $9.2BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 0 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 21, 21 report on a current Form ADV and 3 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 21 advisersFilings to 2026-10-01; read 2026-11-06
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 3 filers, by the CIK on each Form ADVLatest filing; read 2026-11-06
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-11-06
LogosNone shown: each firm has a monogramRead 2026-11-06

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Oklahoma City," updated November 6, 2026, praxisrock.com/resources/investors/wealth-management-firms-oklahoma-city

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