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Wealth Management Firms (RIAs) in Cincinnati

64 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Johnson Investment Counsel is the largest: $23.0 billion through Johnson Investment Counsel, Inc. (filed ).

Fifth Third Securities follows with $10.9 billion. The 63 advisers counted report $94.1 billion together; the ten largest hold 74% of it, and half report less than $343 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $94.1BN sitsThe 63 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $10BN to $25BN47%3 firms
  2. $5BN to $10BN18%3 firms
  3. $1BN to $5BN20%11 firms
  4. $500MM to $1BN5%7 firms
  5. Under $500MM10%39 firms

Latest Form ADV of each, filed Jan 2026 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 63 are wealth managers and 1 is a wealth manager with a broker-dealer
64
Combined assets63 counted; as filed to Oct 2026
$94.1BN
Largest: Johnson Investment CounselAs filed
$23.0BN
Median firmHalf of the 63 report less
$343MM
Held by the ten largestOf the $94.1BN combined
74%

Johnson Investment Counsel, Fifth Third Securities and Bartlett & Co. Wealth Management lead the Cincinnati wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $82.3BN, 88% of the $94.1BN the 63 counted report.

  1. 1

    Johnson Investment Counsel

    Wealth manager, Cincinnati, OH

    $23.0BNRegulatory assets, May 2026

    64% high net worth, 16% funds (1940 act), 6% businesses

    Individual clients
    5,251
  2. 2

    Fifth Third Securities

    Wealth manager with a broker-dealer, Cincinnati, OH

    $10.9BNRegulatory assets, Jul 2026

    75% other individuals, 23% high net worth, 1% pension plans

    Individual clients
    46,299
  3. 3

    Bartlett & Co. Wealth Management

    Wealth manager, Cincinnati, OH

    $10.3BNRegulatory assets, Mar 2026

    82% high net worth, 8% businesses, 4% charities

    Individual clients
    2,133
  4. 4

    Truepoint

    Wealth manager, Cincinnati, OH

    $6.4BNRegulatory assets, Aug 2026

    89% high net worth, 4% charities, 3% other individuals

    Individual clients
    1,867
  5. 5

    Constellation Wealth Advisors

    Wealth manager, Cincinnati, OH

    $5.4BNRegulatory assets, Jul 2026

    77% high net worth, 22% private funds

    Individual clients
    403
    Private funds
    4
  6. 6

    Daymark Wealth Partners

    Wealth manager, Cincinnati, OH

    $5.0BNRegulatory assets, Sep 2026

    82% high net worth, 13% other individuals, 4% charities

    Individual clients
    2,060
  7. 7

    Foster & Motley

    Wealth manager, Cincinnati, OH

    $2.9BNRegulatory assets, Mar 2026

    95% high net worth, 4% other individuals, 1% charities

    Individual clients
    919
  8. 8

    Wealthquest Corporation

    Wealth manager, Cincinnati, OH

    $2.2BNRegulatory assets, Jul 2026

    82% high net worth, 17% other individuals

    Individual clients
    1,583
  9. 9

    Octavia Wealth Advisors

    Wealth manager, Cincinnati, OH

    $2.2BNRegulatory assets, Jul 2026

    50% high net worth, 33% other individuals, 15% pension plans

    Individual clients
    3,672
  10. 10

    Journey Advisory Group

    Wealth manager, Covington, KY

    $1.7BNRegulatory assets, Aug 2026

    87% high net worth, 9% other individuals, 2% charities

    Individual clients
    859
  11. 11

    Legacy Financial Advisors

    Wealth manager, Covington, KY

    $1.5BNRegulatory assets, Jul 2026

    89% high net worth, 11% other individuals

    Individual clients
    1,061
  12. 12

    Opus Capital Management

    Wealth manager, Cincinnati, OH

    $1.5BNRegulatory assets, Mar 2026

    57% high net worth, 24% pension plans, 15% charities

    Individual clients
    415
  13. 13

    Horan Wealth

    Wealth manager, Cincinnati, OH

    $1.5BNRegulatory assets, Jun 2026

    76% high net worth, 19% other individuals, 3% businesses

    Individual clients
    1,408
  14. 14

    United Advisor Group

    Wealth manager, Cincinnati, OH

    $1.4BNRegulatory assets, Apr 2026

    48% high net worth, 48% other individuals, 2% businesses

    Individual clients
    6,395
  15. 15

    Souders Financial Advisors

    Wealth manager, Cincinnati, OH

    $1.4BNRegulatory assets, Jul 2026

    49% high net worth, 31% other individuals, 18% pension plans

    Individual clients
    1,275
  16. 16

    Wealth Dimensions Group

    Wealth manager, Cincinnati, OH

    $1.2BNRegulatory assets, Jul 2026

    83% high net worth, 6% pension plans, 6% other individuals

    Individual clients
    704
  17. 17

    HCM Wealth Advisors

    Wealth manager, Cincinnati, OH

    $1.2BNRegulatory assets, Mar 2026

    75% high net worth, 15% other individuals, 8% businesses

    Individual clients
    850
  18. 18

    Altiora Financial Group

    Wealth manager, Lebanon, OH

    $982MMRegulatory assets, Sep 2026

    98% high net worth, 2% other individuals

    Individual clients
    134
  19. 19

    Formidable Asset Management

    Wealth manager, Cincinnati, OH

    $903MMRegulatory assets, Aug 2026

    69% high net worth, 26% other individuals, 4% funds (1940 act)

    Individual clients
    877
    Private funds
    1
  20. 20

    Thor Wealth Management

    Wealth manager, Cincinnati, OH

    $679MMRegulatory assets, May 2026

    74% high net worth, 21% other individuals, 4% pension plans

    Individual clients
    479

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds a quarter of the assets

How the 63 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 63 firms counted, log scaleEach dot is one adviser and links to its row. Johnson Investment Counsel $23.0BN; Fifth Third Securities $10.9BN; Bartlett & Co. Wealth Management $10.3BN; median $343MM.$100MM$1BN$10BN$100BNJohnson Investment Counsel: $23.0BNFifth Third Securities: $10.9BNBartlett & Co. Wealth Management: $10.3BNTruepoint: $6.4BNConstellation Wealth Advisors: $5.4BNDaymark Wealth Partners: $5.0BNFoster & Motley: $2.9BNWealthquest Corporation: $2.2BNOctavia Wealth Advisors: $2.2BNJourney Advisory Group: $1.7BNLegacy Financial Advisors: $1.5BNOpus Capital Management: $1.5BNHoran Wealth: $1.5BNUnited Advisor Group: $1.4BNSouders Financial Advisors: $1.4BNWealth Dimensions Group: $1.2BNHCM Wealth Advisors: $1.2BNAltiora Financial Group: $982MMFormidable Asset Management: $903MMThor Wealth Management: $679MMHarvest Financial Advisors: $671MMHeritage Wealth Advisors: $605MMBrilliant Advice: $570MMNational Wealth Management Group: $535MMFinancial Freedom: $443MMHackman Financial Group: $427MMTrinity Wealth Management: $425MMAltus Wealth Management: $405MMFamily Wealth Advisory Group: $396MMKleinfelder Capital: $377MMUnion Strategic Advisors: $372MMCoordinated Financial Planning: $343MMBrown Financial Advisors: $323MMKapstone Financial Advisors: $322MMHorter Investment Management: $314MMSims Investment Management: $305MMMbia Capital Advisors: $290MMInvest Capital Partners: $272MMKiplinger Wealth Advisors: $262MMPrincipled Wealth Advisors: $252MMCrew Capital Management: $235MMFountain Square Asset Management: $234MMSummit Financial Advisors: $233MMCenter for Wealth Management Advisory: $228MMFinancial Rounds: $211MMFuture Financial Wealth Management Group: $193MMMeyer Capital Management: $191MM365 Wealth Management Group: $187MMBenchmark Wealth Management: $179MMMcCarley & Cook Financial Planners: $169MMMeyer Gates Financial Advisors: $169MMShepherd Wealth Management: $162MMRichwood Investment Advisors: $155MMInfinity Wealth Counsel: $152MMThe Prosperity People: $147MMVanweelden Wealth Management: $136MMSchmitt Wealth Advisers: $135MMMessmer Capital Advisors: $130MMSeven Hills Capital Advisors: $130MMAxim Planning & Wealth: $127MMQueen City Capital Management: $114MMIntegrity Wealth Management: $111MMFinancial Counseling: $100MMJohnson Investment Counsel $23.0BNFifth Third Securities $10.9BNBartlett & Co. Wealth Management $10.3BNMedian $343MMAssets of each of the 63 firms counted, log scaleEach dot is one adviser and links to its row. Johnson Investment Counsel $23.0BN; Fifth Third Securities $10.9BN; Bartlett & Co. Wealth Management $10.3BN; median $343MM.$1BN$100BNJohnson Investment Counsel $23.0BNMedian $343MM

One dot per firm counted; 1 firm with a main office outside Cincinnati, a second row for the same adviser or only fund assets left out. Read .

The 63 firms, by size
Under $500MM3910%$9.4BN
$500MM to $1BN75%$4.9BN
$1BN to $5BN1120%$18.8BN
$5BN to $10BN318%$16.8BN
$10BN to $25BN347%$44.2BN
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $94.1BN combined, one row per firm. Read .

24%

of the assets reported sits with one firm, Johnson Investment Counsel. The five largest hold 59%; 46 of 63 report under $1 billion.

24%Largest35%Next 441%Other 58
Who the 64 are
  1. Wealth managers63
  2. Wealth manager with a broker-dealer1

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 63 advisers' assets by type of client
  1. High net worth68%
  2. Other individuals18%
  3. Funds (1940 Act)4%
  4. Businesses3%
  5. Charities3%
  6. Pension plans3%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Fifth Third Securities46,299Jul 2026
2United Advisor Group6,395Apr 2026
3Johnson Investment Counsel5,251May 2026
4Octavia Wealth Advisors3,672Jul 2026
5Bartlett & Co. Wealth Management2,133Mar 2026
6Daymark Wealth Partners2,060Sep 2026
7Truepoint1,867Aug 2026
8Wealthquest Corporation1,583Jul 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Johnson Investment Counsel2,995May 2026
2Fifth Third Securities1,938Jul 2026
3United Advisor Group1,382Apr 2026
4Bartlett & Co. Wealth Management1,351Mar 2026
5Truepoint1,006Aug 2026
6Daymark Wealth Partners913Sep 2026
7Foster & Motley668Mar 2026
8Wealthquest Corporation571Jul 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 64 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 64 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Cincinnati 64 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
365 Wealth Management Group
Wealth manager, Mason, OH.
Detail and sources for 365 Wealth Management Group

Form ADV of Axecap Investments, LLC (CRD 314674), SEC registered adviser, filed , main office Mason, OH: regulatory assets $187MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 558 individuals, 70 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$187MMMar 202656099%
Altiora Financial Group
Wealth manager, Lebanon, OH.
Detail and sources for Altiora Financial Group

Form ADV of Altiora Financial Group, LLC (CRD 292008), SEC registered adviser, filed : regulatory assets $982MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Altiora Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 134 individuals, 104 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$982MMSep 2026134100%
Altus Wealth Management
Wealth manager, Ft. Mitchell, KY.
Detail and sources for Altus Wealth Management

Form ADV of Altus Wealth Management, LLC (CRD 153650), SEC registered adviser, filed , main office Ft. Mitchell, KY: regulatory assets $405MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Altus Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 285 individuals, 154 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$405MMApr 202628699%
Axim Planning & Wealth
Wealth manager, Springboro, OH.
Detail and sources for Axim Planning & Wealth

Form ADV of Axim Wealth Management LLC (CRD 319618), SEC registered adviser, filed , main office Springboro, OH: regulatory assets $127MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 285 individuals, 33 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$127MMOct 202628793%
Bartlett & Co. Wealth Management
Wealth manager, Cincinnati, OH.
Detail and sources for Bartlett & Co. Wealth Management

Form ADV of Bartlett & Co. Wealth Management LLC (CRD 292246), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $10.3BN; 84 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bartlett & Co. Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 2,133 individuals, 1,351 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$10.3BNMar 20262,26385%
Benchmark Wealth Management
Wealth manager, Cincinnati, OH.
Detail and sources for Benchmark Wealth Management

Form ADV of Eltringham Wealth Partners, LLC (CRD 298885), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $179MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 76 individuals, 37 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$179MMMar 20267699%
Brilliant Advice
Wealth manager, Cincinnati, OH.
Detail and sources for Brilliant Advice

Form ADV of Aspiring Ventures, LLC (CRD 282891), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $570MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Aspiring Ventures, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 142 individuals, 113 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$570MMJun 202614498%
Brown Financial Advisors
Wealth manager, Milford, OH.
Detail and sources for Brown Financial Advisors

Form ADV of Brown Financial Advisors, LLC (CRD 147056), SEC registered adviser, filed , main office Milford, OH: regulatory assets $323MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 613 individuals, 103 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$323MMApr 2026613100%
Center for Wealth Management Advisory
Wealth manager, Milford, OH.
Detail and sources for Center for Wealth Management Advisory

Form ADV of Center for Wealth Management Llc. (CRD 171221), SEC registered adviser, filed : regulatory assets $228MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 642 individuals, 54 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$228MMMay 2026646100%
Constellation Wealth Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Constellation Wealth Advisors

Form ADV of Quadrant Capital Group LLC (CRD 147253), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $5.4BN; 4 private funds, $1.2BN gross; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 403 individuals, 356 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$5.4BNJul 202641777%4
Coordinated Financial Planning
Wealth manager, Cincinnati, OH.
Detail and sources for Coordinated Financial Planning

Form ADV of Coordinated Financial Planning Corp (CRD 105143), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $343MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 367 individuals, 113 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$343MMJun 202636799%
Crew Capital Management
Wealth manager, Cincinnati, OH.
Detail and sources for Crew Capital Management

Form ADV of Crew Capital Management, Ltd. (CRD 125402), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $235MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 203 individuals, 60 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$235MMMar 2026203100%
Daymark Wealth Partners
Wealth manager, Cincinnati, OH.
Detail and sources for Daymark Wealth Partners

Form ADV of Daymark Wealth Partners, LLC (CRD 320878), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $5.0BN; 40 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Daymark Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 2,060 individuals, 913 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.0BNSep 20262,10795%
Family Wealth Advisory Group
Wealth manager, Cincinnati, OH.
Detail and sources for Family Wealth Advisory Group

Form ADV of Family Wealth Advisory Group, LLC (CRD 130595), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $396MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 217 individuals, 102 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$396MMJun 2026219100%
Fifth Third Securities
Wealth manager with a broker-dealer, Cincinnati, OH.
Detail and sources for Fifth Third Securities

Form ADV of Fifth Third Securities, Inc. (CRD 628), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $10.9BN; 13,533 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 46,299 individuals, 1,938 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$10.9BNJul 202647,01498%
Financial Counseling
Wealth manager, Springboro, OH.
Detail and sources for Financial Counseling

Form ADV of Financial Counseling, Inc. (CRD 119969), SEC registered adviser, filed , main office Springboro, OH: regulatory assets $100MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 402 individuals, 26 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$100MMApr 202641791%
Financial Freedom
Wealth manager, Cincinnati, OH.
Detail and sources for Financial Freedom

Form ADV of Financial Freedom, LLC (CRD 118772), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $443MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 114 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$443MMMar 2026114100%
Financial Rounds
Wealth manager, Cincinnati, OH.
Detail and sources for Financial Rounds

Form ADV of Personal Choice Financial Advisors, LLC (CRD 110384), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $211MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 188 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$211MMJan 2026188100%
Formidable Asset Management
Wealth manager, Cincinnati, OH.
Detail and sources for Formidable Asset Management

Form ADV of Formidable Asset Management, LLC (CRD 167555), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $903MM; 1 private fund, $1.8MM gross; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds and pension consulting. Clients (Item 5.D): 877 individuals, 203 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$903MMAug 202690095%1
Foster & Motley
Wealth manager, Cincinnati, OH.
Detail and sources for Foster & Motley

Form ADV of Foster & Motley, Inc. (CRD 106905), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $2.9BN; 51 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Foster & Motley, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications and educational seminars. Clients (Item 5.D): 919 individuals, 668 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.9BNMar 202692698%
Fountain Square Asset Management
Wealth manager, Cincinnati, OH.
Detail and sources for Fountain Square Asset Management

Form ADV of Fountain Square Asset Management, LLC (CRD 316955), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $234MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 394 individuals, 83 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$234MMMar 202639898%
Future Financial Wealth Management Group
Wealth manager, Cincinnati, OH.
Detail and sources for Future Financial Wealth Management Group

Form ADV of Future Financial Wealth Management Group, LLC (CRD 291484), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $193MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 218 individuals, 58 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$193MMAug 2026218100%
Hackman Financial Group
Wealth manager, Cincinnati, OH.
Detail and sources for Hackman Financial Group

Form ADV of HFG Advisors, Inc. (CRD 282027), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $427MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: HFG Advisors, Inc. (CRD 316446), registered adviser, filed , Kennewick, WA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 667 individuals, 196 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$427MMAug 202667596%
Harvest Financial Advisors
Wealth manager, West Chester, OH.
Detail and sources for Harvest Financial Advisors

Form ADV of Harvest Financial Advisors, LLC (CRD 145552), SEC registered adviser, filed , main office West Chester, OH: regulatory assets $671MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications and educational seminars. Clients (Item 5.D): 442 individuals, 21 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$671MMJul 2026442100%
HCM Wealth Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for HCM Wealth Advisors

Form ADV of Hengehold Capital Management LLC (CRD 107700), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.2BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hengehold Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 850 individuals, 334 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNMar 202685091%
Heritage Wealth Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Heritage Wealth Advisors

Form ADV of Heritage Wealth Management Inc. (CRD 312545), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $605MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Heritage Wealth Management, Inc. (CRD 122394), registered adviser, filed , Houston, TX.

Possible match by name only, not counted: Heritage Wealth Management, Inc. (CRD 159158), registered adviser, filed , Woburn, MA.

Possible match by name only, not counted: Heritage Wealth Management, Inc. (CRD 316956), registered adviser, filed , San Diego, CA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 201 individuals, 122 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$605MMAug 2026201100%
Horan Wealth
Wealth manager, Cincinnati, OH.
Detail and sources for Horan Wealth

Form ADV of Horan Wealth, LLC (CRD 333974), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.5BN; 32 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Horan Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications and educational seminars. Clients (Item 5.D): 1,408 individuals, 453 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNJun 20261,43695%
Horter Investment Management
Wealth manager, Cincinnati, OH.
Detail and sources for Horter Investment Management

Form ADV of Horter Investment Management, LLC (CRD 119880), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $314MM; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,292 individuals, 74 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$314MMAug 20261,33792%
Infinity Wealth Counsel
Wealth manager, Loveland, OH.
Detail and sources for Infinity Wealth Counsel

Form ADV of Infinity Wealth Counsel, LLC (CRD 171959), SEC registered adviser, filed , main office Loveland, OH: regulatory assets $152MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 125 individuals, 46 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$152MMFeb 202612596%
Integrity Wealth Management
Wealth manager, Loveland, OH.
Detail and sources for Integrity Wealth Management

Form ADV of Integrity Wealth Management, LLC (CRD 130422), SEC registered adviser, filed : regulatory assets $111MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Integrity Wealth Management, Inc. (CRD 150103), registered adviser, filed , Spokane, WA.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 99 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$111MMJun 2026100100%
Invest Capital Partners
Wealth manager, Springboro, OH.
Detail and sources for Invest Capital Partners

Form ADV of Invest Capital Partners, Co. (CRD 287987), SEC registered adviser, filed , main office Springboro, OH: regulatory assets $272MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 647 individuals, 93 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$272MMJan 202666192%
Johnson Investment Counsel
Wealth manager, Cincinnati, OH.
Detail and sources for Johnson Investment Counsel

Form ADV of Johnson Investment Counsel, Inc. (CRD 117054), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $23.0BN; 164 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Johnson Investment Counsel, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 5,251 individuals, 2,995 of them high net worth; individuals hold 67% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$23.0BNMay 20265,47067%
Journey Advisory Group
Wealth manager, Covington, KY.
Detail and sources for Journey Advisory Group

Form ADV of Journey Advisory Group, LLC (CRD 171919), SEC registered adviser, filed , main office Covington, KY: regulatory assets $1.7BN; 31 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Journey Advisory Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 859 individuals, 337 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNAug 202688896%
Kapstone Financial Advisors
Wealth manager, Lebanon, OH.
Detail and sources for Kapstone Financial Advisors

Form ADV of Kapstone Financial Advisors LLC (CRD 318885), SEC registered adviser, filed , main office Lebanon, OH: regulatory assets $322MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 508 individuals, 76 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$322MMJun 202650897%
Kiplinger Wealth Advisors
Wealth manager, Springboro, OH.
Detail and sources for Kiplinger Wealth Advisors

Form ADV of Kiplinger Investment Advisors, Llc. (CRD 116726), SEC registered adviser, filed , main office Springboro, OH: regulatory assets $262MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 434 individuals, 61 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$262MMMar 2026434100%
Kleinfelder Capital
Wealth manager, Cincinnati, OH.
Detail and sources for Kleinfelder Capital

Form ADV of Kleinfelder Capital, Inc. (CRD 289345), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $377MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 481 individuals, 212 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$377MMSep 202649899%
Legacy Financial Advisors
Wealth manager, Covington, KY.
Detail and sources for Legacy Financial Advisors

Form ADV of Legacy Financial Advisors, Inc. (CRD 158675), SEC registered adviser, filed , main office Covington, KY: regulatory assets $1.5BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Legacy Financial Advisors, Inc., quarter ended , filed .

Possible match by name only, not counted: Legacy Financial Advisors Corporation (CRD 115384), registered adviser, filed , Bloomington, MN.

Possible match by name only, not counted: Legacy Financial Advisors II, LLC (CRD 309156), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,061 individuals, 482 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNJul 20261,06599%
Mbia Capital Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Mbia Capital Advisors

Form ADV of M&b Investment Advisors, LLC (CRD 154255), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $290MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 257 individuals, 81 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$290MMMar 2026258100%
McCarley & Cook Financial Planners
Wealth manager, Cincinnati, OH.
Detail and sources for McCarley & Cook Financial Planners

Form ADV of McCarley & Cook LLC (CRD 310087), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $169MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 168 individuals, 50 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$169MMMar 202616999%
Messmer Capital Advisors
Wealth manager, Milford, OH.
Detail and sources for Messmer Capital Advisors

Form ADV of Messmer Capital Advisors LLC (CRD 305387), SEC registered adviser, filed , main office Milford, OH: regulatory assets $130MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 215 individuals, 47 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$130MMSep 202621899%
Meyer Capital Management
Wealth manager, Cincinnati, OH.
Detail and sources for Meyer Capital Management

Form ADV of Meyer Capital Management Llc. (CRD 106904), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $191MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 115 individuals, 11 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$191MMMar 202611695%
Meyer Gates Financial Advisors
Wealth manager, West Chester, OH.
Detail and sources for Meyer Gates Financial Advisors

Form ADV of Meyer Gates Financial Advisors, Inc. (CRD 125046), SEC registered adviser, filed , main office West Chester, OH: regulatory assets $169MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 177 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$169MMApr 2026177100%
National Wealth Management Group
Wealth manager, Cincinnati, OH.
Detail and sources for National Wealth Management Group

Form ADV of National Wealth Management Group, LLC (CRD 174883), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $535MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,308 individuals, 134 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$535MMSep 20261,31499%
Octavia Wealth Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Octavia Wealth Advisors

Form ADV of Octavia Wealth Advisors LLC (CRD 306909), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $2.2BN; 45 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Octavia Wealth Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 3,672 individuals, 460 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.2BNJul 20263,80383%
Opus Capital Management
Wealth manager, Cincinnati, OH.
Detail and sources for Opus Capital Management

Form ADV of Opus Capital Group, LLC (CRD 106528), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.5BN; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Opus Capital Group, LLC, quarter ended , filed .

Possible match by name only, not counted: Opus Capital Group LLC (CRD 160159), exempt reporting adviser, filed , Burlingame, CA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 415 individuals, 259 of them high net worth; individuals hold 60% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNMar 202643060%
Principled Wealth Advisors
Wealth manager, Covington, KY.
Detail and sources for Principled Wealth Advisors

Form ADV of Principled Wealth Advisors, LLC (CRD 138143), SEC registered adviser, filed , main office Covington, KY: regulatory assets $252MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 150 individuals, 97 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$252MMJun 202615791%
The Prosperity People
Wealth manager, Bellevue, KY.
Detail and sources for The Prosperity People

Form ADV of The Wealth Advisory Team, LLC (CRD 124957), SEC registered adviser, filed , main office Bellevue, KY: regulatory assets $147MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications and educational seminars. Clients (Item 5.D): 169 individuals, 41 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$147MMFeb 202617094%
Queen City Capital Management
Wealth manager, Cincinnati, OH.
Detail and sources for Queen City Capital Management

Form ADV of Queen City Capital Management, LLC (CRD 162785), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $114MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 173 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$114MMMar 2026173100%
Richwood Investment Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Richwood Investment Advisors

Form ADV of Richwood Investment Advisors, LLC (CRD 153550), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $155MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 156 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMMar 2026156100%
Rik Saylor Financial
Wealth manager, Fairfield, OH. Main office Fairfield, OH; not in the totals.
Detail and sources for Rik Saylor Financial

Form ADV of Rik Saylor Financial, Inc. (CRD 165484), SEC registered adviser, filed , main office Fairfield, OH: regulatory assets $199MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Fairfield, OH; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 376 individuals, 96 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$199MMMar 202637798%
Schmitt Wealth Advisers
Wealth manager, Cincinnati, OH.
Detail and sources for Schmitt Wealth Advisers

Form ADV of Schmitt Wealth Advisers, Corp. (CRD 174958), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $135MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 144 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$135MMApr 2026145100%
Seven Hills Capital Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Seven Hills Capital Advisors

Form ADV of Seven Hills Capital Advisors, LLC (CRD 175280), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $130MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 123 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$130MMMar 2026124100%
Shepherd Wealth Management
Wealth manager, Cincinnati, OH.
Detail and sources for Shepherd Wealth Management

Form ADV of Shepherd Wealth Management Limited Liability Company (CRD 312695), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $162MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 430 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$162MMFeb 2026430100%
Sims Investment Management
Wealth manager, Cincinnati, OH.
Detail and sources for Sims Investment Management

Form ADV of Sims Investment Management LLC (CRD 169491), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $305MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sims Investment Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and publications. Clients (Item 5.D): 517 individuals, 67 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$305MMAug 202652298%
Souders Financial Advisors
Wealth manager, Cincinnati, OH.
Detail and sources for Souders Financial Advisors

Form ADV of Souders Financial Advisors, LLC (CRD 296780), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.4BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,275 individuals, 231 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNJul 20261,35181%
Summit Financial Advisors
Wealth manager, Middletown, OH.
Detail and sources for Summit Financial Advisors

Form ADV of Summit Financial Advisors, Inc. (CRD 145007), SEC registered adviser, filed , main office Middletown, OH: regulatory assets $233MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 138 individuals, 47 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$233MMJun 202613999%
Thor Wealth Management
Wealth manager, Cincinnati, OH.
Detail and sources for Thor Wealth Management

Form ADV of Thor Investment Management Inc. (CRD 105902), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $679MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 479 individuals, 175 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$679MMMay 202649396%
Trinity Wealth Management
Wealth manager, Cincinnati, OH.
Detail and sources for Trinity Wealth Management

Form ADV of Trinity Wealth Management LLC (CRD 152355), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $425MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Trinity Wealth Management, LLC (CRD 169216), registered adviser, filed , Berwyn, PA.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 94 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$425MMMar 202694100%
Truepoint
Wealth manager, Cincinnati, OH.
Detail and sources for Truepoint

Form ADV of Truepoint, Inc. (CRD 105664), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $6.4BN; 103 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Truepoint, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,867 individuals, 1,006 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$6.4BNAug 20261,93493%
Union Strategic Advisors
Wealth manager, Blue Ash, OH.
Detail and sources for Union Strategic Advisors

Form ADV of Union Strategic Advisors LLC (CRD 340640), SEC registered adviser, filed , main office Blue Ash, OH: regulatory assets $372MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 474 individuals, 110 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$372MMJun 2026474100%
United Advisor Group
Wealth manager, Cincinnati, OH.
Detail and sources for United Advisor Group

Form ADV of United Advisor Group, LLC (CRD 324205), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.4BN; 69 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 6,395 individuals, 1,382 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNApr 20266,60096%
Vanweelden Wealth Management
Wealth manager, West Chester Township, OH.
Detail and sources for Vanweelden Wealth Management

Form ADV of Vanweelden Wealth Management, LLC (CRD 290308), SEC registered adviser, filed , main office West Chester Township, OH: regulatory assets $136MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 203 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$136MMMar 2026203100%
Wealth Dimensions Group
Wealth manager, Cincinnati, OH.
Detail and sources for Wealth Dimensions Group

Form ADV of Wealth Dimensions Group, Ltd. (CRD 107618), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $1.2BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 704 individuals, 374 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNJul 202676989%
Wealthquest Corporation
Wealth manager, Cincinnati, OH.
Detail and sources for Wealthquest Corporation

Form ADV of Wealthquest Corporation (CRD 141473), SEC registered adviser, filed , main office Cincinnati, OH: regulatory assets $2.2BN; 42 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealthquest Corporation, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 1,583 individuals, 571 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.2BNJul 20261,59399%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 63 firms counted.

  1. 24%

    of the $94.1 billion the 63 firms counted report is one firm's: Johnson Investment Counsel. Without it, the other 62 report $71.1 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $343MM

    is the median: half of the 63 report less, and 46 report under $1 billion.

    Assets, latest Form ADV of each

  3. 5

    private funds are advised by the firms counted; Constellation Wealth Advisors advises the most, 4.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 68%

    of their assets is high net worth money; the next largest client type is other individuals, at 18%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 44

    of the 63 have their main office in Hamilton County, OH; the next place is Warren County, OH, with 7.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Cincinnati?

This list holds 64 wealth management firms in the Cincinnati metro; 63 of them report regulatory assets on Form ADV, $94.1 billion together.

What are the largest wealth management firms in Cincinnati?

By the regulatory assets they report: Johnson Investment Counsel $23.0 billion, Fifth Third Securities $10.9 billion, Bartlett & Co. Wealth Management $10.3 billion, Truepoint $6.4 billion, Constellation Wealth Advisors $5.4 billion.

How much do wealth management firms in Cincinnati typically manage?

Of the 63 that report, the median reports $343 million in regulatory assets; 46 report under $1 billion.

How do you start a relationship with wealth management firms in Cincinnati?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
64 wealth management firms, 63 are wealth managers and 1 is a wealth manager with a broker-dealer. Every SEC registered adviser with a main office in Cincinnati, OH-KY-IN MSA (Census CBSA 17140) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 63 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Cincinnati metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $94.1BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 1 firm with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 64, 64 report on a current Form ADV and 16 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 64 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 16 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Cincinnati," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-cincinnati

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