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Wealth Management Firms (RIAs) in Chicago

220 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Hightower Advisors is the largest: $198.6 billion through Hightower Advisors, LLC (filed ).

Cibc Private Wealth Advisors follows with $67.8 billion. The 213 advisers counted report $533.4 billion together; the ten largest hold 75% of it, and half report less than $316 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $533.4BN sitsThe 213 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over62%3 firms
  2. $10BN to $25BN5%2 firms
  3. $5BN to $10BN11%8 firms
  4. $1BN to $5BN11%29 firms
  5. $500MM to $1BN5%37 firms
  6. Under $500MM6%134 firms

Latest Form ADV of each, filed Dec 2025 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 211 are wealth managers and 9 are wealth managers with a broker-dealer
220
Combined assets213 counted; as filed to Oct 2026
$533.4BN
Largest: Hightower AdvisorsAs filed
$198.6BN
Median firmHalf of the 213 report less
$316MM
Held by the ten largestOf the $533.4BN combined
75%

Hightower Advisors, Cibc Private Wealth Advisors and William Blair & Company lead the Chicago wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $443.8BN, 83% of the $533.4BN the 213 counted report.

  1. 1

    Hightower Advisors

    Wealth manager, Chicago, IL

    $198.6BNRegulatory assets, Sep 2026

    79% high net worth, 11% other individuals, 8% businesses

    Individual clients
    62,807
    Private funds
    1
  2. 2

    Cibc Private Wealth Advisors

    Wealth manager, Chicago, IL

    $67.8BNRegulatory assets, Jun 2026

    51% high net worth, 26% businesses, 14% other individuals

    Individual clients
    8,083
  3. 3

    William Blair & Company

    Wealth manager with a broker-dealer, Chicago, IL

    $64.3BNRegulatory assets, Mar 2026

    71% high net worth, 13% businesses, 11% other individuals

    Individual clients
    35,296
    Private funds
    21
  4. 4

    The Mather Group

    Wealth manager, Chicago, IL

    $13.4BNRegulatory assets, Sep 2026

    91% high net worth, 9% other individuals

    Individual clients
    4,773
  5. 5

    Curi Capital

    Wealth manager, Chicago, IL

    $11.6BNRegulatory assets, Jul 2026

    68% high net worth, 10% funds (1940 act), 8% insurers

    Individual clients
    2,865
    Private funds
    17
  6. 6

    IHT Wealth Management

    Wealth manager with a broker-dealer, Chicago, IL

    $9.8BNRegulatory assets, Mar 2026

    59% high net worth, 26% other, 14% other individuals

    Individual clients
    25,096
  7. 7

    Altair Advisers

    Wealth manager, Chicago, IL

    $9.8BNRegulatory assets, Mar 2026

    65% high net worth, 15% funds (1940 act), 12% charities

    Individual clients
    895
    Private funds
    1
  8. 8

    Forum Financial Management

    Wealth manager, Lombard, IL

    $8.7BNRegulatory assets, Sep 2026

    65% high net worth, 17% other individuals, 14% other advisers

    Individual clients
    5,622
  9. 9

    JMG Financial Group

    Wealth manager, Downers Grove, IL

    $7.5BNRegulatory assets, Mar 2026

    97% high net worth, 3% other individuals

    Individual clients
    1,776
  10. 10

    Chicago Partners Investment Group

    Wealth manager, Chicago, IL

    $7.5BNRegulatory assets, Mar 2026

    78% high net worth, 16% other individuals, 3% charities

    Individual clients
    2,741
    Private funds
    3
  11. 11

    Vestgen Advisors

    Wealth manager, Chicago, IL

    $6.7BNRegulatory assets, Sep 2026

    51% high net worth, 49% other individuals

    Individual clients
    22,790
  12. 12

    Crescent Grove Advisors

    Wealth manager, Lake Forest, IL

    $5.5BNRegulatory assets, Mar 2026

    93% high net worth, 3% charities, 2% other

    Individual clients
    325
  13. 13

    Calamos Wealth Management

    Wealth manager, Naperville, IL

    $5.5BNRegulatory assets, Jul 2026

    82% high net worth, 6% other individuals, 6% businesses

    Individual clients
    4,072
  14. 14

    Chicago Capital

    Wealth manager, Chicago, IL

    $4.8BNRegulatory assets, Sep 2026

    94% high net worth, 3% businesses, 2% other individuals

    Individual clients
    818
  15. 15

    Brownson, Rehmus & Foxworth

    Wealth manager, Chicago, IL

    $4.8BNRegulatory assets, Mar 2026

    94% high net worth, 5% charities, 2% businesses

    Individual clients
    263
  16. 16

    Highpoint Planning Partners

    Wealth manager, Downers Grove, IL

    $4.8BNRegulatory assets, Jul 2026

    72% high net worth, 26% other individuals

    Individual clients
    9,160
  17. 17

    Performance Wealth

    Wealth manager, Hinsdale, IL

    $4.1BNRegulatory assets, Jun 2026

    75% high net worth, 18% businesses, 4% charities

    Individual clients
    925
  18. 18

    Chesley, Taft & Associates

    Wealth manager, Chicago, IL

    $3.0BNRegulatory assets, Mar 2026

    96% high net worth, 3% businesses

    Individual clients
    617
  19. 19

    Capstone Financial Advisors

    Wealth manager, Downers Grove, IL

    $2.9BNRegulatory assets, Mar 2026

    90% high net worth, 9% other individuals

    Individual clients
    1,068
  20. 20

    Rothschild Investment

    Wealth manager with a broker-dealer, Chicago, IL

    $2.8BNRegulatory assets, Mar 2026

    84% high net worth, 10% other individuals, 3% businesses

    Individual clients
    1,191
    Private funds
    1

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 37% of the assets

How the 213 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 213 firms counted, log scaleEach dot is one adviser and links to its row. Hightower Advisors $198.6BN; Cibc Private Wealth Advisors $67.8BN; William Blair & Company $64.3BN; median $316MM.$100MM$1BN$10BN$100BN$1TNHightower Advisors: $198.6BNCibc Private Wealth Advisors: $67.8BNWilliam Blair & Company: $64.3BNThe Mather Group: $13.4BNCuri Capital: $11.6BNIHT Wealth Management: $9.8BNAltair Advisers: $9.8BNForum Financial Management: $8.7BNJMG Financial Group: $7.5BNChicago Partners Investment Group: $7.5BNVestgen Advisors: $6.7BNCrescent Grove Advisors: $5.5BNCalamos Wealth Management: $5.5BNChicago Capital: $4.8BNBrownson, Rehmus & Foxworth: $4.8BNHighpoint Planning Partners: $4.8BNPerformance Wealth: $4.1BNChesley, Taft & Associates: $3.0BNCapstone Financial Advisors: $2.9BNRothschild Investment: $2.8BNBankers Life Advisory Services: $2.5BNVestor Capital: $2.3BNNadler Financial Group: $2.2BNZuckerman Investment Group: $2.2BNRothschild Wealth: $1.7BNClearwater Capital Partners: $1.7BNNorthern Trust Securities: $1.7BNPekin Hardy Strauss: $1.6BNRomano Wealth Management: $1.5BNUrban Financial Advisory Corporation: $1.5BNMediqus Asset Advisors: $1.5BNFourstar Wealth Advisors: $1.4BNInspirion Wealth Advisors: $1.4BNChicago Oakbrook Financial Group: $1.2BNLake Street: $1.2BNCohen Capital: $1.1BNHorizon Wealth Management: $1.1BNGoldstone Financial Group: $1.1BNCoyle: $1.0BNVertex Partners: $1.0BNBurling Wealth Partners: $1.0BNWorld Equity Group: $1.0BNLantz Financial: $994MMThe Mosaic Financial Group: $949MMRoberts, Glore & Co.: $938MMFinancial Solutions Advisory Group: $935MMTrifecta Capital Advisors: $927MMRiverpoint Wealth Management: $906MMStudio Investment Management: $903MMLeelyn Smith: $852MMMps-Loria Financial Planners: $827MMCentric Wealth Management: $793MMFactor Wealth Management: $781MMHarvest Investment Services: $758MMIntentgen Financial Partners: $757MMMoller Wealth Partners: $756MMTotal Clarity Wealth Management: $755MMCL Wealth Management: $734MMWalled Lake Planning & Wealth Management: $732MMAberdeen Wealth Management: $699MMProvidence Wealth Advisors: $684MMPinnacle Financial Group: $673MMBCU Wealth Advisors: $654MMEssex: $649MMShankervalleau Wealth Advisors: $645MMTSFG: $643MMHemsley Advisors: $638MMDHJJ Financial Advisors: $623MMOak Family Advisors: $621MMSequoia Wealth Management: $600MMNorth Shore Private Asset Management: $573MMFountainhead Financial: $543MMRiver Street Advisors: $539MMHendricks Wealth and Estate Management: $536MMRAI Wealth: $531MMCura Wealth Advisors: $528MMGraybill Wealth Management: $526MMMowery & Schoenfeld Wealth Management: $524MMTaiko Private Wealth: $515MMVantage Point Financial: $485MMAltman Advisors: $483MM15 Wealth Advisors: $481MMZimmerman Wealth Management: $472MMLeslie Global Wealth: $447MMBard Associates: $416MMSGL Financial: $416MMWatershed Private Wealth: $414MMArena Private Wealth: $405MMBentley Financial Group: $393MMRCM Wealth Advisors: $389MMVermillion Financial Advisors: $387MMCarter Financial Group: $382MMUnique Wealth Strategies: $382MMOak Wealth Advisors: $374MMChicago Wealth Management: $366MMSebold Capital Management: $364MMErgawealth Advisors: $342MMLeft Brain Wealth Management: $340MMWavvest Wealth: $340MMAZA Capital Management: $340MMJourney Financial Group: $336MMCogent Strategic Wealth: $336MMBenchmark Investment Advisors: $329MMLatko Wealth Management: $327MMModel Wealth: $318MMMendel Money Management: $317MMKenora Financial: $316MMCTS Financial Planning: $314MMWellment Financial: $313MMMonere Wealth Management: $312MMKotys Wealth Professionals: $308MMMack Investment Securities: $303MMVital Wealth Management: $301MMFiduciary Financial Partners: $293MMThe Planning Group: $291MMMillington Financial Advisors: $291MMStonebridge Wealth Management: $283MMPendulum Wealth Partners: $283MMDetterbeck Wealth Management: $279MMHorizon Family Wealth: $279MM4wealth Advisors: $275MMKAI Wealth: $275MMSignature Financial Services: $274MMThe Dala Group: $265MMGreenstone Belt Wealth Advisors: $260MM103 Advisory Group: $257MMEstate & Trust Advisors: $256MMMain Street Investment Advisors: $250MMLakewood Asset Management: $249MMPrism Planning Partners: $242MMInteractive Financial Advisors: $240MMArlington Wealth Management: $236MMForest Asset Management: $231MMWoodfield Financial Advisors: $230MMChicago Investment Advisory Council: $230MMMentor Capital Management: $226MMEvansbrook Capital Management: $226MMMindful Wealth: $225MMMadden Funds Management: $218MMCostello Financial Planning: $217MMKRM Financial Planning & Wealth Management: $211MMVirtue Asset Management: $211MMPhase III Advisory Services: $211MMTreetop Wealth Management: $210MMPrairieview Wealth & Tax Advisors: $207MMParkview Asset Management: $206MMPMG Wealth Management: $198MMHummer Financial Advisory Services: $196MMTrueman Brown: $196MMAmerican Community Wealth Management: $195MMTetley Investments: $194MMMWS Capital Consultants: $194MMFinancial Elements: $193MMMasus Financial Group: $191MMHarbour Financial Resources: $190MMSignet Private Wealth: $190MMMcCulley Financial Group: $189MMBoon Capital Advisors: $185MMKuhn & Company Investment Counsel: $183MMLakeshore Capital Group: $181MMT2 Asset Management: $180MMMirretti Perryman Wealth Strategies: $179MMNorth Shore Investment Consulting: $171MMKuhn Capital Partners: $170MMNorth Star Wealth Management: $169MMF5 Financial Planning: $169MMLifepoint Planning: $168MMIlluminate Wealth Management: $168MMMcDonnell Capital Management: $167MMExpressive Wealth: $165MMSavant Investment Advisers: $163MMKingsbury Capital Investment Advisors: $162MMLauer Wealth Management: $161MMSteward Advisors: $161MMIntegral Financial Planning: $158MMQuantum Capital Investments: $153MMOpus Financial Solutions: $151MMBarrett Wealth Connection: $148MMKruse Asset Management: $146MMMidwest Financial Network: $142MMClement Street Capital: $141MMVertis Wealth: $141MMDirectional Asset Management: $137MMPVA Financial: $137MMHorizon Capital Management: $136MMChicago Capital Management Advisors: $135MMStone Island Financial Planning: $134MMBlue Line Capital: $132MMVersatile Capital Management: $130MMPebble Valley Wealth Management: $129MMMarcus Capital: $129MMSignificant Wealth Partners: $126MMCantlon Financial Planning: $125MMDaly Investment Management: $124MMArbor Financial Services: $122MMLaureate Wealth Management: $122MMRegal Advisory Services: $121MMForesight Wealth Advisors: $121MMALO Financial Planning: $121MMAdvanced Planning Advisors Group: $120MMHinsdale Associates: $120MMK2 Wealth Management: $120MMCopperwood Financial: $120MMEngage Wealth Group: $120MMBlue Sky Investment Partners: $118MMKinnamon & Associates Ltd II: $118MMMosaic FI: $113MMKDM Wealth Management: $112MMBondurant Investment Advisory: $111MMMidway Capital Research & Management: $110MMWolfstone Wealth: $110MMDillow Wealth Management: $106MMFinancial Design Studio: $106MMHightower Advisors $198.6BNCibc Private Wealth Advisors $67.8BNWilliam Blair & Company $64.3BNMedian $316MMAssets of each of the 213 firms counted, log scaleEach dot is one adviser and links to its row. Hightower Advisors $198.6BN; Cibc Private Wealth Advisors $67.8BN; William Blair & Company $64.3BN; median $316MM.$1BN$100BNHightower Advisors $198.6BNMedian $316MM

One dot per firm counted; 7 firms with a main office outside Chicago, a second row for the same adviser or only fund assets left out. Read .

The 213 firms, by size
Under $500MM1346%$30.7BN
$500MM to $1BN375%$26.2BN
$1BN to $5BN2911%$59.8BN
$5BN to $10BN811%$60.9BN
$10BN to $25BN25%$25.0BN
$25BN and over362%$330.7BN

Assets each reported in its latest filing; shares are of the $533.4BN combined, one row per firm. Read .

37%

of the assets reported sits with one firm, Hightower Advisors. The five largest hold 67%; 171 of 213 report under $1 billion.

37%Largest29%Next 433%Other 208
Who the 220 are
  1. Wealth managers211
  2. Wealth managers with a broker-dealer9

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 213 advisers' assets by type of client
  1. High net worth73%
  2. Other individuals13%
  3. Businesses9%
  4. Charities2%
  5. Funds (1940 Act)1%
  6. Pension plans1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Hightower Advisors62,807Sep 2026
2William Blair & Company35,296Mar 2026
3IHT Wealth Management25,096Mar 2026
4Vestgen Advisors22,790Sep 2026
5Bankers Life Advisory Services14,275Mar 2026
6Highpoint Planning Partners9,160Jul 2026
7Cibc Private Wealth Advisors8,083Jun 2026
8Forum Financial Management5,622Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Hightower Advisors29,177Sep 2026
2William Blair & Company9,054Mar 2026
3IHT Wealth Management6,952Mar 2026
4Highpoint Planning Partners3,304Jul 2026
5Calamos Wealth Management3,141Jul 2026
6The Mather Group2,876Sep 2026
7Cibc Private Wealth Advisors2,020Jun 2026
8Chicago Partners Investment Group1,749Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1William Blair & Company21Mar 2026
2Curi Capital17Jul 2026
3Arena Private Wealth7Sep 2026
4Laureate Wealth Management5May 2026
5Kuhn Capital Partners4Mar 2026
6Boon Capital Advisors3Mar 2026
7Chicago Partners Investment Group3Mar 2026
8Left Brain Wealth Management3Mar 2026

The list is public. The warm path is not. Schedule a conversation

All 220 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 220 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Chicago 220 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
103 Advisory Group
Wealth manager, Chicago, IL.
Detail and sources for 103 Advisory Group

Form ADV of 103 Advisory Group LLC (CRD 314694), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $257MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 89 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$257MMSep 202689100%
15 Wealth Advisors
Wealth manager, Mundelein, IL.
Detail and sources for 15 Wealth Advisors

Form ADV of 15 Wealth Advisors LLC (CRD 337459), SEC registered adviser, filed , main office Mundelein, IL: regulatory assets $481MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 687 individuals, 150 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$481MMSep 2026687100%
4wealth Advisors
Wealth manager, Burr Ridge, IL.
Detail and sources for 4wealth Advisors

Form ADV of 4wealth Advisors, Inc. (CRD 129727), SEC registered adviser, filed , main office Burr Ridge, IL: regulatory assets $275MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of 4wealth Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 508 individuals, 60 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$275MMApr 202656776%
A J Feldman Financial
Wealth manager, Deerfield, IL. Main office ; not in the totals.
Detail and sources for A J Feldman Financial

Form ADV of A J Feldman Financial, LLC (CRD 154773), SEC registered adviser, filed : regulatory assets $136MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 140 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$136MMFeb 2026140100%
Aberdeen Wealth Management
Wealth manager, Lake Bluff, IL.
Detail and sources for Aberdeen Wealth Management

Form ADV of Aberdeen Wealth Management LLC (CRD 108525), SEC registered adviser, filed , main office Lake Bluff, IL: regulatory assets $699MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 136 individuals, 126 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$699MMMar 2026136100%
Advanced Planning Advisors Group
Wealth manager, Naperville, IL.
Detail and sources for Advanced Planning Advisors Group

Form ADV of Advanced Planning Advisors Group Inc. (CRD 313101), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $120MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 227 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMAug 2026227100%
ALO Financial Planning
Wealth manager, Mount Prospect, IL.
Detail and sources for ALO Financial Planning

Form ADV of Symmetry Wealth Management, LLC (CRD 297002), SEC registered adviser, filed , main office Mount Prospect, IL: regulatory assets $121MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 67 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$121MMMay 202667100%
Altair Advisers
Wealth manager, Chicago, IL.
Detail and sources for Altair Advisers

Form ADV of Altair Advisers, LLC (CRD 120642), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $9.8BN; 1 private fund, $56MM gross; 75 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, management of registered funds, management of private funds, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 895 individuals, 416 of them high net worth; individuals hold 69% of its regulatory assets.

Files: SEC Form ADV.

$9.8BNMar 20261,01669%1
Altman Advisors
Wealth manager, Chicago, IL.
Detail and sources for Altman Advisors

Form ADV of Altman Advisors, Inc. (CRD 281778), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $483MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Altman Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 184 individuals, 105 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$483MMJul 2026184100%
American Community Wealth Management
Wealth manager, Crystal Lake, IL.
Detail and sources for American Community Wealth Management

Form ADV of American Community Wealth Management, LLC (CRD 147376), SEC registered adviser, filed , main office Crystal Lake, IL: regulatory assets $195MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 449 individuals, 244 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$195MMMar 202646991%
Arbor Financial Services
Wealth manager, Downers Grove, IL.
Detail and sources for Arbor Financial Services

Form ADV of Arbor Financial Services, LLC (CRD 150713), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $122MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 240 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$122MMFeb 2026240100%
Arena Private Wealth
Wealth manager, Chicago, IL.
Detail and sources for Arena Private Wealth

Form ADV of Ocm Private Wealth, LLC (CRD 332302), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $405MM; 7 private funds, $75MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 223 individuals, 158 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$405MMSep 202623781%7
Arlington Wealth Management
Wealth manager, Arlington Heights, IL.
Detail and sources for Arlington Wealth Management

Form ADV of Arlington Capital Management, Inc. (CRD 114801), SEC registered adviser, filed , main office Arlington Heights, IL: regulatory assets $236MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 224 individuals, 59 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$236MMMar 202622689%
Arthur M. Cohen & Associates
Wealth manager, Northbrook, IL. Main office Northbrook, IL; not in the totals.
Detail and sources for Arthur M. Cohen & Associates

Form ADV of Arthur M. Cohen & Associates LLC (CRD 105894), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $1.1BN; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Northbrook, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 189 individuals, 163 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNApr 2026191100%
AZA Capital Management
Wealth manager, Chicago, IL.
Detail and sources for AZA Capital Management

Form ADV of Insight 2811 Inc. (CRD 109784), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $340MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Insight 2811 Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 331 individuals, 105 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$340MMMar 202634591%
Bankers Life Advisory Services
Wealth manager, Chicago, IL.
Detail and sources for Bankers Life Advisory Services

Form ADV of Bankers Life Advisory Services, Inc. (CRD 281285), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $2.5BN; 433 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 14,275 individuals, 5 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$2.5BNMar 202614,31499%
Bard Associates
Wealth manager, Chicago, IL.
Detail and sources for Bard Associates

Form ADV of Bard Associates Inc. (CRD 104984), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $416MM; 1 private fund, $19MM gross; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bard Associates Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 180 individuals, 93 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$416MMMay 202618195%1
Barrett Wealth Connection
Wealth manager, Spring Grove, IL.
Detail and sources for Barrett Wealth Connection

Form ADV of Barrett Wealth Connection LLC (CRD 161020), SEC registered adviser, filed , main office Spring Grove, IL: regulatory assets $148MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 163 individuals, 59 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$148MMFeb 202617796%
BCU Wealth Advisors
Wealth manager, Vernon Hills, IL.
Detail and sources for BCU Wealth Advisors

Form ADV of BCU Wealth Advisors, LLC (CRD 164173), SEC registered adviser, filed , main office Vernon Hills, IL: regulatory assets $654MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of BCU Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 870 individuals, 131 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$654MMSep 2026870100%
Benchmark Investment Advisors
Wealth manager, Chicago, IL.
Detail and sources for Benchmark Investment Advisors

Form ADV of Benchmark Investment Advisors LLC (CRD 159705), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $329MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 122 individuals, 93 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$329MMMar 202612679%
Bentley Financial Group
Wealth manager, Downers Grove, IL.
Detail and sources for Bentley Financial Group

Form ADV of Bentley Financial Group, Inc. (CRD 172474), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $393MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 470 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$393MMFeb 2026470100%
Blue Line Capital
Wealth manager, Chicago, IL.
Detail and sources for Blue Line Capital

Form ADV of Blue Line Capital, LLC (CRD 304024), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $132MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 121 individuals, 24 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$132MMSep 202614079%
Blue Sky Investment Partners
Wealth manager, Evanston, IL.
Detail and sources for Blue Sky Investment Partners

Form ADV of Blue Sky Investment Partners, Inc. (CRD 145318), SEC registered adviser, filed , main office Evanston, IL: regulatory assets $118MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 61 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$118MMSep 202662100%
Bondurant Investment Advisory
Wealth manager, Evanston, IL.
Detail and sources for Bondurant Investment Advisory

Form ADV of Bondurant Investment Advisory, LLC (CRD 297290), SEC registered adviser, filed , main office Evanston, IL: regulatory assets $111MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 51 individuals, 38 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$111MMJan 20265499%
Boon Capital Advisors
Wealth manager, Northbrook, IL.
Detail and sources for Boon Capital Advisors

Form ADV of Boon Capital Advisors LLC (CRD 174016), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $185MM; 3 private funds, $870K gross; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 60 individuals, 29 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$185MMMar 202660100%3
Brownson, Rehmus & Foxworth
Wealth manager, Chicago, IL.
Detail and sources for Brownson, Rehmus & Foxworth

Form ADV of Brownson, Rehmus & Foxworth, Inc. (CRD 110608), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $4.8BN; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 263 individuals, 263 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$4.8BNMar 202626394%
Burling Wealth Partners
Wealth manager, Chicago, IL.
Detail and sources for Burling Wealth Partners

Form ADV of Burling Wealth Partners, LLC (CRD 332198), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.0BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 250 individuals, 183 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 202625399%
Calamos Wealth Management
Wealth manager, Naperville, IL.
Detail and sources for Calamos Wealth Management

Form ADV of Calamos Wealth Management LLC (CRD 143490), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $5.5BN; 51 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Calamos Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 4,072 individuals, 3,141 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.5BNJul 20264,30888%
Cantlon Financial Planning
Wealth manager, St Charles, IL.
Detail and sources for Cantlon Financial Planning

Form ADV of Cantlon Financial Planning LLC (CRD 106622), SEC registered adviser, filed : regulatory assets $125MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 99 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$125MMJan 202699100%
Capstone Financial Advisors
Wealth manager, Downers Grove, IL.
Detail and sources for Capstone Financial Advisors

Form ADV of Capstone Financial Advisors Inc. (CRD 109341), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $2.9BN; 30 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Capstone Financial Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,068 individuals, 376 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.9BNMar 20261,072100%
Carter Financial Group
Wealth manager, Barrington, IL.
Detail and sources for Carter Financial Group

Form ADV of Carter Financial Group, Inc. (CRD 301025), SEC registered adviser, filed , main office Barrington, IL: regulatory assets $382MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 826 individuals, 49 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$382MMMar 202682698%
Centric Wealth Management
Wealth manager, Chicago, IL.
Detail and sources for Centric Wealth Management

Form ADV of Centric Wealth Management, LLC (CRD 133877), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $793MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Centric Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 568 individuals, 126 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$793MMJul 202658395%
Chesley, Taft & Associates
Wealth manager, Chicago, IL.
Detail and sources for Chesley, Taft & Associates

Form ADV of Chesley, Taft & Associates, LLC (CRD 111578), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $3.0BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 617 individuals, 585 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$3.0BNMar 202663597%
Chicago Capital
Wealth manager, Chicago, IL.
Detail and sources for Chicago Capital

Form ADV of Chicago Capital, LLC (CRD 291624), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $4.8BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 818 individuals, 445 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$4.8BNSep 202683897%
Chicago Capital Management Advisors
Wealth manager, Lisle, IL.
Detail and sources for Chicago Capital Management Advisors

Form ADV of Chicago Capital Management Advisors, LLC (CRD 123483), SEC registered adviser, filed , main office Lisle, IL: regulatory assets $135MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 616 individuals, 54 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$135MMMar 202662098%
Chicago Investment Advisory Council
Wealth manager, St. Charles, IL.
Detail and sources for Chicago Investment Advisory Council

Form ADV of Chicago Investment Advisory Council, Inc. (CRD 123243), SEC registered adviser, filed , main office St. Charles, IL: regulatory assets $230MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 1,100 individuals, 100 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$230MMMar 20261,10596%
Chicago Oakbrook Financial Group
Wealth manager, Oak Brook, IL.
Detail and sources for Chicago Oakbrook Financial Group

Form ADV of Cofg Advisors, LLC (CRD 333344), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $1.2BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,336 individuals, 189 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNFeb 20261,38092%
Chicago Partners Investment Group
Wealth manager, Chicago, IL.
Detail and sources for Chicago Partners Investment Group

Form ADV of Chicago Partners Investment Group LLC (CRD 147662), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $7.5BN; 3 private funds, $113MM gross; 73 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Chicago Partners Investment Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 2,741 individuals, 1,749 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.5BNMar 20262,76494%3
Chicago Wealth Management
Wealth manager, Chicago, IL.
Detail and sources for Chicago Wealth Management

Form ADV of Chicago Wealth Management, Inc. (CRD 112271), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $366MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Chicago Wealth Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 288 individuals, 116 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$366MMMar 202630496%
Cibc Private Wealth Advisors
Wealth manager, Chicago, IL.
Detail and sources for Cibc Private Wealth Advisors

Form ADV of Cibc Private Wealth Advisors, Inc. (CRD 109644), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $67.8BN; 610 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 8,083 individuals, 2,020 of them high net worth; individuals hold 66% of its regulatory assets.

Files: SEC Form ADV.

$67.8BNJun 20269,23666%
CL Wealth Management
Wealth manager, Schaumburg, IL.
Detail and sources for CL Wealth Management

Form ADV of CL Wealth Management LLC (CRD 134922), SEC registered adviser, filed , main office Schaumburg, IL: regulatory assets $734MM; 42 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 2,165 individuals, 637 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$734MMOct 20262,168100%
Clearwater Capital Partners
Wealth manager, Hoffman Estates, IL.
Detail and sources for Clearwater Capital Partners

Form ADV of Clearwater Capital Advisors, LLC (CRD 139886), SEC registered adviser, filed , main office Hoffman Estates, IL: regulatory assets $1.7BN; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Clearwater Capital Advisors, LLC, quarter ended , filed .

Possible match by name only, not counted: Fiera Capital (asia), L.P. (CRD 296307), exempt reporting adviser, filed , Grand Cayman.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 889 individuals, 310 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNMay 20261,04177%
Clement Street Capital
Wealth manager, Downers Grove, IL.
Detail and sources for Clement Street Capital

Form ADV of Clement Street Capital LLC (CRD 159684), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $141MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 52 individuals, 52 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$141MMFeb 20265298%
Cogent Strategic Wealth
Wealth manager, Chicago, IL.
Detail and sources for Cogent Strategic Wealth

Form ADV of Cogent Strategic Wealth LLC (CRD 152715), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $336MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 102 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$336MMMar 2026102100%
Cohen Capital
Wealth manager, Chicago, IL.
Detail and sources for Cohen Capital

Form ADV of Cohen Capital Advisors, LLC (CRD 339112), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.1BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,457 individuals, 980 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMay 20261,47899%
Copperwood Financial
Wealth manager, Burr Ridge, IL.
Detail and sources for Copperwood Financial

Form ADV of Copperwood Financial, Inc. (CRD 310859), SEC registered adviser, filed , main office Burr Ridge, IL: regulatory assets $120MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 262 individuals, 46 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$120MMMar 202626298%
Costello Financial Planning
Wealth manager, Arlington Heights, IL.
Detail and sources for Costello Financial Planning

Form ADV of Costello Financial Planning, Inc. (CRD 175295), SEC registered adviser, filed : regulatory assets $217MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 109 individuals, 40 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$217MMJul 202611789%
Coyle
Wealth manager, Glenview, IL.
Detail and sources for Coyle

Form ADV of Coyle Financial Counsel, LLC (CRD 110593), SEC registered adviser, filed , main office Glenview, IL: regulatory assets $1.0BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Coyle Financial Counsel, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 438 individuals, 234 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.0BNMar 2026439100%
Crescent Grove Advisors
Wealth manager, Lake Forest, IL.
Detail and sources for Crescent Grove Advisors

Form ADV of Crescent Grove Advisors, LLC (CRD 170912), SEC registered adviser, filed , main office Lake Forest, IL: regulatory assets $5.5BN; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Crescent Grove Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 325 individuals, 290 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.5BNMar 202638293%
CTS Financial Planning
Wealth manager, Chicago, IL.
Detail and sources for CTS Financial Planning

Form ADV of Certified Tax Service, Inc. (CRD 110960), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $314MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 249 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$314MMDec 2025249100%
Cura Wealth Advisors
Wealth manager, Chicago, IL.
Detail and sources for Cura Wealth Advisors

Form ADV of Cura Wealth Advisors, LLC (CRD 332511), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $528MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 172 individuals, 117 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$528MMMar 2026172100%
Curi Capital
Wealth manager, Chicago, IL.
Detail and sources for Curi Capital

Form ADV of Curi Capital, LLC (CRD 134249), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $11.6BN; 17 private funds, $459MM gross; 180 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,865 individuals, 1,547 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$11.6BNJul 20262,96072%17
The Dala Group
Wealth manager, Hoffman Estates, IL.
Detail and sources for The Dala Group

Form ADV of The Dala Group, LLC (CRD 291828), SEC registered adviser, filed , main office Hoffman Estates, IL: regulatory assets $265MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 262 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$265MMJul 2026262100%
Daly Investment Management
Wealth manager, Mount Prospect, IL.
Detail and sources for Daly Investment Management

Form ADV of Daly Investment Management, LLC (CRD 149980), SEC registered adviser, filed , main office Mount Prospect, IL: regulatory assets $124MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 125 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$124MMJun 2026125100%
Detterbeck Wealth Management
Wealth manager, Palatine, IL.
Detail and sources for Detterbeck Wealth Management

Form ADV of DWM Financial Group, Inc. (CRD 111594), SEC registered adviser, filed , main office Palatine, IL: regulatory assets $279MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 165 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$279MMJun 2026165100%
DHJJ Financial Advisors
Wealth manager, Naperville, IL.
Detail and sources for DHJJ Financial Advisors

Form ADV of DHJJ Financial Advisors, Ltd. (CRD 107034), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $623MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of DHJJ Financial Advisors, Ltd., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 399 individuals, 216 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$623MMJul 202643194%
Dillow Wealth Management
Wealth manager, Oak Brook, IL.
Detail and sources for Dillow Wealth Management

Form ADV of Dillow Wealth Management LLC (CRD 313192), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $106MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 18 individuals, 14 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$106MMFeb 202618100%
Directional Asset Management
Wealth manager, Arlington Heights, IL.
Detail and sources for Directional Asset Management

Form ADV of Directional Asset Management, LLC (CRD 152859), SEC registered adviser, filed , main office Arlington Heights, IL: regulatory assets $137MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 44 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$137MMMar 202648100%
E. A. Horwitz LLC
Wealth manager, Deerfield, IL. Main office Deerfield, IL; not in the totals.
Detail and sources for E. A. Horwitz LLC

Form ADV of E. A. Horwitz LLC (CRD 165561), SEC registered adviser, filed , main office Deerfield, IL: regulatory assets $273MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Deerfield, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 347 individuals, 0 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$273MMMar 202636997%
Engage Wealth Group
Wealth manager, Northfield, IL.
Detail and sources for Engage Wealth Group

Form ADV of Engage Wealth Group, LLC (CRD 307915), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $120MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 94 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMJul 202694100%
Ergawealth Advisors
Wealth manager, Oak Brook, IL.
Detail and sources for Ergawealth Advisors

Form ADV of Ergawealth Advisors, Inc. (CRD 290030), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $342MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ergawealth Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 406 individuals, 89 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$342MMMar 202641593%
Essex
Wealth manager, Deer Park, IL.
Detail and sources for Essex

Form ADV of Essex LLC (CRD 108352), SEC registered adviser, filed , main office Deer Park, IL: regulatory assets $649MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 576 individuals, 162 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$649MMJan 202660893%
Estate & Trust Advisors
Wealth manager, Riverwoods, IL.
Detail and sources for Estate & Trust Advisors

Form ADV of Estate & Trust Advisors, Inc. (CRD 123802), SEC registered adviser, filed , main office Riverwoods, IL: regulatory assets $256MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 175 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$256MMMar 2026175100%
Evansbrook Capital Management
Wealth manager, Bolingbrook, IL.
Detail and sources for Evansbrook Capital Management

Form ADV of Evansbrook LLC (CRD 327916), SEC registered adviser, filed : regulatory assets $226MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 110 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$226MMMar 2026110100%
Expressive Wealth
Wealth manager, Chicago, IL.
Detail and sources for Expressive Wealth

Form ADV of Expressive Wealth LLC (CRD 329974), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $165MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 165 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$165MMSep 2026165100%
F5 Financial Planning
Wealth manager, Naperville, IL.
Detail and sources for F5 Financial Planning

Form ADV of F5 Financial Planning, L.L.C. (CRD 170674), SEC registered adviser, filed : regulatory assets $169MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 123 individuals, 66 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$169MMMar 2026128100%
Factor Wealth Management
Wealth manager, Chicago, IL.
Detail and sources for Factor Wealth Management

Form ADV of Factor Wealth Management Ltd. (CRD 104708), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $781MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 239 individuals, 175 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$781MMJun 2026239100%
Fiduciary Financial Partners
Wealth manager, Naperville, IL.
Detail and sources for Fiduciary Financial Partners

Form ADV of Fiduciary Financial Partners, LLC (CRD 156389), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $293MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 213 individuals, 99 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$293MMSep 202622097%
Financial Design Studio
Wealth manager, Deer Park, IL.
Detail and sources for Financial Design Studio

Form ADV of Financial Design Studio, Inc. (CRD 286686), SEC registered adviser, filed , main office Deer Park, IL: regulatory assets $106MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 134 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$106MMJul 2026134100%
Financial Elements
Wealth manager, Rolling Meadows, IL.
Detail and sources for Financial Elements

Form ADV of Financial Elements, Inc. (CRD 148557), SEC registered adviser, filed , main office Rolling Meadows, IL: regulatory assets $193MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 122 individuals, 58 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$193MMFeb 202612499%
Financial Solutions Advisory Group
Wealth manager, Chicago, IL.
Detail and sources for Financial Solutions Advisory Group

Form ADV of Financial Solutions Advisory Group, Inc. (CRD 125218), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $935MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 350 individuals, 350 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$935MMMar 202636096%
Foresight Wealth Advisors
Wealth manager, Skokie, IL.
Detail and sources for Foresight Wealth Advisors

Form ADV of 4sight Wealth Advisors LLC (CRD 286127), SEC registered adviser, filed , main office Skokie, IL: regulatory assets $121MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 7 individuals, 7 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$121MMMay 20267100%
Forest Asset Management
Wealth manager, Riverside, IL.
Detail and sources for Forest Asset Management

Form ADV of Forest Asset Management LLC (CRD 139795), SEC registered adviser, filed , main office Riverside, IL: regulatory assets $231MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 106 individuals, 55 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$231MMSep 202611495%
Forum Financial Management
Wealth manager, Lombard, IL.
Detail and sources for Forum Financial Management

Form ADV of Forum Financial Management, LP (CRD 145706), SEC registered adviser, filed , main office Lombard, IL: regulatory assets $8.7BN; 143 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 5,622 individuals, 1,719 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$8.7BNSep 20265,84182%
Fountainhead Financial
Wealth manager, Chicago, IL.
Detail and sources for Fountainhead Financial

Form ADV of Fountainhead Financial, LLC (CRD 150813), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $543MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 96 individuals, 82 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$543MMMar 202610099%
Fourstar Wealth Advisors
Wealth manager, Chicago, IL.
Detail and sources for Fourstar Wealth Advisors

Form ADV of Fourstar Wealth Advisors, LLC (CRD 169613), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.4BN; 2 private funds, $8.0MM gross; 48 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting and selection of other advisers. Clients (Item 5.D): 1,753 individuals, 287 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNSep 20261,79896%2
Goldstone Financial Group
Wealth manager, Oakbrook Terrace, IL.
Detail and sources for Goldstone Financial Group

Form ADV of Goldstone Financial Group, LLC (CRD 222520), SEC registered adviser, filed , main office Oakbrook Terrace, IL: regulatory assets $1.1BN; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Goldstone Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,675 individuals, 208 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNMar 20261,675100%
Graybill Wealth Management
Wealth manager, Elmhurst, IL.
Detail and sources for Graybill Wealth Management

Form ADV of Graybill Wealth Management, Ltd. (CRD 112046), SEC registered adviser, filed , main office Elmhurst, IL: regulatory assets $526MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 269 individuals, 101 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$526MMMar 202626997%
Greenstone Belt Wealth Advisors
Wealth manager, Chicago, IL.
Detail and sources for Greenstone Belt Wealth Advisors

Form ADV of Greenstone Belt Wealth Advisors, LLC (CRD 335862), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $260MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 83 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$260MMMar 202684100%
Harbour Financial Resources
Wealth manager, Skokie, IL.
Detail and sources for Harbour Financial Resources

Form ADV of Harbour Financial Resources, Ltd (CRD 110261), SEC registered adviser, filed , main office Skokie, IL: regulatory assets $190MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 112 individuals, 54 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$190MMMar 202612494%
Harvest Investment Services
Wealth manager, Oakbrook Terrace, IL.
Detail and sources for Harvest Investment Services

Form ADV of Harvest Investment Services, LLC (CRD 159390), SEC registered adviser, filed , main office Oakbrook Terrace, IL: regulatory assets $758MM; 38 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Harvest Investment Services, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,500 individuals, 184 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$758MMMay 20261,50881%
Hemsley Advisors
Wealth manager, Chicago, IL.
Detail and sources for Hemsley Advisors

Form ADV of Hemsley Advisors, Ltd. (CRD 106414), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $638MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 324 individuals, 127 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$638MMApr 202632499%
Hendricks Wealth and Estate Management
Wealth manager, Algonquin, IL.
Detail and sources for Hendricks Wealth and Estate Management

Form ADV of J.G.Hendricks Financial Services, LLC (CRD 289593), SEC registered adviser, filed , main office Algonquin, IL: regulatory assets $536MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 913 individuals, 161 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$536MMJun 202691999%
Highpoint Planning Partners
Wealth manager, Downers Grove, IL.
Detail and sources for Highpoint Planning Partners

Form ADV of Highpoint Advisor Group, LLC (CRD 316636), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $4.8BN; 106 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Highpoint Advisor Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 9,160 individuals, 3,304 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.8BNJul 20269,25898%
Hightower Advisors
Wealth manager, Chicago, IL.
Detail and sources for Hightower Advisors

Form ADV of Hightower Advisors, LLC (CRD 145323), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $198.6BN; 1 private fund, $182MM gross; 1,983 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Hightower Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 62,807 individuals, 29,177 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$198.6BNSep 202664,03590%1
Hinsdale Associates
Wealth manager, Hinsdale, IL.
Detail and sources for Hinsdale Associates

Form ADV of Hinsdale Associates, Inc. (CRD 108293), SEC registered adviser, filed , main office Hinsdale, IL: regulatory assets $120MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 153 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMFeb 2026155100%
Horizon Capital Management
Wealth manager, Lake Forest, IL.
Detail and sources for Horizon Capital Management

Form ADV of Horizon Capital Management, LLC (CRD 132113), SEC registered adviser, filed , main office Lake Forest, IL: regulatory assets $136MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 38 individuals, 36 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$136MMMar 20264096%
Horizon Family Wealth
Wealth manager, Chicago, IL.
Detail and sources for Horizon Family Wealth

Form ADV of Horizon Family Wealth, Inc. (CRD 315484), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $279MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Horizon Family Wealth, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 93 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$279MMJul 202694100%
Horizon Wealth Management
Wealth manager, La Grange, IL.
Detail and sources for Horizon Wealth Management

Form ADV of Horizon Wealth Management, LLC (CRD 170255), SEC registered adviser, filed , main office La Grange, IL: regulatory assets $1.1BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Horizon Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,280 individuals, 412 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNFeb 20261,30696%
Hummer Financial Advisory Services
Wealth manager, Chicago, IL.
Detail and sources for Hummer Financial Advisory Services

Form ADV of Hummer Financial Advisory Services Inc. (CRD 108550), SEC registered adviser, filed : regulatory assets $196MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hummer Financial Advisory Services Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 42 individuals, 6 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$196MMFeb 202644100%
IHT Wealth Management
Wealth manager with a broker-dealer, Chicago, IL.
Detail and sources for IHT Wealth Management

Form ADV of IHT Wealth Management LLC (CRD 171481), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $9.8BN; 179 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 25,096 individuals, 6,952 of them high net worth; individuals hold 72% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$9.8BNMar 202625,53672%
Illuminate Wealth Management
Wealth manager, Barrington, IL.
Detail and sources for Illuminate Wealth Management

Form ADV of Illuminate Wealth Management LLC (CRD 306411), SEC registered adviser, filed , main office Barrington, IL: regulatory assets $168MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 73 individuals, 36 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$168MMMay 20267799%
Inspirion Wealth Advisors
Wealth manager, Libertyville, IL.
Detail and sources for Inspirion Wealth Advisors

Form ADV of Inspirion Wealth Advisors, LLC (CRD 165174), SEC registered adviser, filed , main office Libertyville, IL: regulatory assets $1.4BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Inspirion Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 920 individuals, 428 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNMar 202695598%
Integral Financial Planning
Wealth manager, Naperville, IL.
Detail and sources for Integral Financial Planning

Form ADV of Integral Financial Planning LLC (CRD 148097), SEC registered adviser, filed : regulatory assets $158MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 70 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$158MMFeb 202670100%
Intentgen Financial Partners
Wealth manager, Naperville, IL.
Detail and sources for Intentgen Financial Partners

Form ADV of LNS Operations, LLC (CRD 341913), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $757MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 607 individuals, 240 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$757MMSep 202661299%
Interactive Financial Advisors
Wealth manager, New Lenox, IL.
Detail and sources for Interactive Financial Advisors

Form ADV of Interactive Financial Advisors, Inc. (CRD 125117), SEC registered adviser, filed , main office New Lenox, IL: regulatory assets $240MM; 33 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Interactive Financial Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,307 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$240MMAug 20261,307100%
James T. Borello & Co.
Wealth manager with a broker-dealer, East Dundee, IL. Main office East Dundee, IL; not in the totals.
Detail and sources for James T. Borello & Co.

Form ADV of James T. Borello & Co. (CRD 16860), SEC registered adviser, filed , main office East Dundee, IL: regulatory assets $514MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Main office East Dundee, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 700 individuals, 166 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$514MMOct 2025700100%
JMG Financial Group
Wealth manager, Downers Grove, IL.
Detail and sources for JMG Financial Group

Form ADV of JMG Financial Group Ltd (CRD 110302), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $7.5BN; 103 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of JMG Financial Group Ltd, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,776 individuals, 1,403 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.5BNMar 20261,789100%
Journey Financial Group
Wealth manager, Buffalo Grove, IL.
Detail and sources for Journey Financial Group

Form ADV of Journey Financial Group, Inc. (CRD 123565), SEC registered adviser, filed , main office Buffalo Grove, IL: regulatory assets $336MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 323 individuals, 109 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$336MMMar 202633099%
K2 Wealth Management
Wealth manager, Chicago, IL.
Detail and sources for K2 Wealth Management

Form ADV of K2 Wealth Management LLC (CRD 332264), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $120MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 70 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMApr 202670100%
KAI Wealth
Wealth manager, Chicago, IL.
Detail and sources for KAI Wealth

Form ADV of KAI Wealth LLC (CRD 332136), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $275MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 23 individuals, 17 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$275MMApr 202623100%
KDM Wealth Management
Wealth manager, Geneva, IL.
Detail and sources for KDM Wealth Management

Form ADV of KDM Wealth Management Inc. (CRD 152002), SEC registered adviser, filed , main office Geneva, IL: regulatory assets $112MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 149 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$112MMAug 2026149100%
Kenora Financial
Wealth manager, Des Plaines, IL.
Detail and sources for Kenora Financial

Form ADV of Kenora Financial, LLC (CRD 123524), SEC registered adviser, filed , main office Des Plaines, IL: regulatory assets $316MM; 1 private fund, $82MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, publications and educational seminars. Clients (Item 5.D): 190 individuals, 70 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$316MMJul 202619172%1
Kingsbury Capital Investment Advisors
Wealth manager, Wilmette, IL.
Detail and sources for Kingsbury Capital Investment Advisors

Form ADV of Kingsbury Capital Investment Advisors LLC (CRD 145658), SEC registered adviser, filed : regulatory assets $162MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 245 individuals, 60 of them high net worth; individuals hold 96% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$162MMApr 202625096%
Kinnamon & Associates Ltd II
Wealth manager, Barrington, IL.
Detail and sources for Kinnamon & Associates Ltd II

Form ADV of Kinnamon & Associates Ltd II (CRD 106701), SEC registered adviser, filed , main office Barrington, IL: regulatory assets $118MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 118 individuals, 5 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$118MMApr 202613194%
Kotys Wealth Professionals
Wealth manager, Valparaiso, IN.
Detail and sources for Kotys Wealth Professionals

Form ADV of TKG Advisors, LLC (CRD 168156), SEC registered adviser, filed , main office Valparaiso, IN: regulatory assets $308MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 321 individuals, 116 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$308MMJul 202632190%
KRM Financial Planning & Wealth Management
Wealth manager, St. Charles, IL.
Detail and sources for KRM Financial Planning & Wealth Management

Form ADV of KRM Financial Planning & Wealth Management, LLC (CRD 338738), SEC registered adviser, filed , main office St. Charles, IL: regulatory assets $211MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 177 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$211MMMay 2026177100%
Kruse Asset Management
Wealth manager, Chicago, IL.
Detail and sources for Kruse Asset Management

Form ADV of Kruse Asset Management, LLC (CRD 143204), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $146MM; 2 private funds, $2.9MM gross; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers, publications, market timing and educational seminars. Clients (Item 5.D): 187 individuals, 35 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 202618998%2
Kuhn & Company Investment Counsel
Wealth manager, Chicago, IL.
Detail and sources for Kuhn & Company Investment Counsel

Form ADV of Kuhn & Company Investment Counsel, LLC (CRD 306434), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $183MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 50 individuals, 32 of them high net worth; individuals hold 67% of its regulatory assets.

Files: SEC Form ADV.

$183MMApr 20265267%
Kuhn Capital Partners
Wealth manager, Oak Brook, IL.
Detail and sources for Kuhn Capital Partners

Form ADV of Kuhn Capital Partners, LLC (CRD 283028), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $170MM; 4 private funds, $26MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and educational seminars. Clients (Item 5.D): 267 individuals, 134 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$170MMMar 202627185%4
Lake Street
Wealth manager, Chicago, IL.
Detail and sources for Lake Street

Form ADV of Lake Street Private Wealth, LLC (CRD 296761), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.2BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 598 individuals, 294 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNJul 202661387%
Lakeshore Capital Group
Wealth manager, Rolling Meadows, IL.
Detail and sources for Lakeshore Capital Group

Form ADV of Lakeshore Capital Group, Inc. (CRD 325609), SEC registered adviser, filed , main office Rolling Meadows, IL: regulatory assets $181MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 230 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$181MMJan 2026230100%
Lakewood Asset Management
Wealth manager, Naperville, IL.
Detail and sources for Lakewood Asset Management

Form ADV of Lakewood Asset Management, LLC (CRD 174887), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $249MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 155 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$249MMAug 2026156100%
Lantz Financial
Wealth manager, Naperville, IL.
Detail and sources for Lantz Financial

Form ADV of Lantz Financial LLC (CRD 297573), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $994MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 669 individuals, 255 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$994MMSep 2026669100%
Latko Wealth Management
Wealth manager, Frankfort, IL.
Detail and sources for Latko Wealth Management

Form ADV of Latko Wealth Management, Ltd. (CRD 282423), SEC registered adviser, filed , main office Frankfort, IL: regulatory assets $327MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 499 individuals, 143 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$327MMSep 2026499100%
Lauer Wealth Management
Wealth manager, Valparaiso, IN.
Detail and sources for Lauer Wealth Management

Form ADV of Lauer Wealth, LLC (CRD 289763), SEC registered adviser, filed , main office Valparaiso, IN: regulatory assets $161MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 399 individuals, 47 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$161MMFeb 202640498%
Laureate Wealth Management
Wealth manager, Glen Ellyn, IL.
Detail and sources for Laureate Wealth Management

Form ADV of Laureate Wealth Management, LLC (CRD 172519), SEC registered adviser, filed , main office Glen Ellyn, IL: regulatory assets $122MM; 5 private funds, $14MM gross; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 34 individuals, 34 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$122MMMay 20263988%5
Leelyn Smith
Wealth manager, Geneva, IL.
Detail and sources for Leelyn Smith

Form ADV of Leelyn Smith, LLC (CRD 110517), SEC registered adviser, filed , main office Geneva, IL: regulatory assets $852MM; 38 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 799 individuals, 216 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$852MMApr 202679999%
Left Brain Wealth Management
Wealth manager, Naperville, IL.
Detail and sources for Left Brain Wealth Management

Form ADV of Left Brain Wealth Management, LLC (CRD 170348), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $340MM; 3 private funds, $39MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, publications and educational seminars. Clients (Item 5.D): 206 individuals, 94 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$340MMMar 202620794%3
Leslie Global Wealth
Wealth manager, Itasca, IL.
Detail and sources for Leslie Global Wealth

Form ADV of Leslie Global Wealth, LLC (CRD 128202), SEC registered adviser, filed , main office Itasca, IL: regulatory assets $447MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 380 individuals, 159 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$447MMMar 202638599%
Lifepoint Planning
Wealth manager, Schaumburg, IL.
Detail and sources for Lifepoint Planning

Form ADV of Lifepoint Planning, PLLC (CRD 296911), SEC registered adviser, filed , main office Schaumburg, IL: regulatory assets $168MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 110 individuals, 53 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$168MMFeb 202611097%
Mack Investment Securities
Wealth manager with a broker-dealer, Northfield, IL.
Detail and sources for Mack Investment Securities

Form ADV of Mack Investment Securities, Inc. (CRD 17643), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $303MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and market timing. Clients (Item 5.D): 661 individuals, 282 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$303MMMar 202667398%
Madden Funds Management
Wealth manager, Oak Park, IL.
Detail and sources for Madden Funds Management

Form ADV of Madden Funds Management Ltd. (CRD 110309), SEC registered adviser, filed , main office Oak Park, IL: regulatory assets $218MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and publications. Clients (Item 5.D): 167 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$218MMFeb 2026167100%
Main Street Investment Advisors
Wealth manager, Northbrook, IL.
Detail and sources for Main Street Investment Advisors

Form ADV of Main Street Investment Advisors, LLC (CRD 146036), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $250MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 142 individuals, 128 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$250MMJan 202614499%
Marcus Capital
Wealth manager, Northfield, IL.
Detail and sources for Marcus Capital

Form ADV of Marcus Capital, LLC (CRD 130516), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $129MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Marcus Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 98 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2018).

$129MMMar 202698100%
Mark Bell Advisory Services
Wealth manager, Chicago, IL. Main office Chicago, IL; not in the totals.
Detail and sources for Mark Bell Advisory Services

Form ADV of Mark Bell Advisory Services, Inc. (CRD 107114), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $138MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Chicago, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 27 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$138MMMar 202627100%
Masus Financial Group
Wealth manager, Batavia, IL.
Detail and sources for Masus Financial Group

Form ADV of Masus Financial Group, Ltd. (CRD 174339), SEC registered adviser, filed , main office Batavia, IL: regulatory assets $191MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 296 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$191MMMay 2026296100%
The Mather Group
Wealth manager, Chicago, IL.
Detail and sources for The Mather Group

Form ADV of The Mather Group, LLC (CRD 156005), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $13.4BN; 186 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of The Mather Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 4,773 individuals, 2,876 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$13.4BNSep 20264,773100%
McCulley Financial Group
Wealth manager, Westchester, IL.
Detail and sources for McCulley Financial Group

Form ADV of McCulley Financial Group, LLC (CRD 154891), SEC registered adviser, filed , main office Westchester, IL: regulatory assets $189MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 141 individuals, 22 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$189MMApr 202616954%
McDonnell Capital Management
Wealth manager, Frankfort, IL.
Detail and sources for McDonnell Capital Management

Form ADV of McDonnell Wealth Management, LLC (CRD 164252), SEC registered adviser, filed , main office Frankfort, IL: regulatory assets $167MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 143 individuals, 35 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$167MMFeb 202615986%
Mediqus Asset Advisors
Wealth manager, Chicago, IL.
Detail and sources for Mediqus Asset Advisors

Form ADV of Mediqus Asset Advisors Inc. (CRD 107694), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.5BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 711 individuals, 302 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNMar 202683170%
Mendel Money Management
Wealth manager, Northbrook, IL.
Detail and sources for Mendel Money Management

Form ADV of Mendel Money Management Inc. (CRD 105974), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $317MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mendel Money Management Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 211 individuals, 76 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$317MMSep 202621198%
Mentor Capital Management
Wealth manager, Chicago, IL.
Detail and sources for Mentor Capital Management

Form ADV of Mentor Capital Management Inc. (CRD 123176), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $226MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 227 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$226MMMar 2026227100%
Midway Capital Research & Management
Wealth manager, Chicago, IL.
Detail and sources for Midway Capital Research & Management

Form ADV of Midway Capital Research & Management LLC (CRD 147139), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $110MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 51 individuals, 29 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV.

$110MMJun 20265176%
Midwest Financial Network
Wealth manager, Tinley Park, IL.
Detail and sources for Midwest Financial Network

Form ADV of Midwest Financial Network, LLC (CRD 302095), SEC registered adviser, filed , main office Tinley Park, IL: regulatory assets $142MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 218 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$142MMFeb 2026218100%
Millington Financial Advisors
Wealth manager, Naperville, IL.
Detail and sources for Millington Financial Advisors

Form ADV of Millington Financial Advisors, LLC (CRD 156315), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $291MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars and other services. Clients (Item 5.D): 187 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$291MMAug 2026187100%
Mindful Wealth
Wealth manager, Glencoe, IL.
Detail and sources for Mindful Wealth

Form ADV of Mindful Wealth LLC (CRD 297493), SEC registered adviser, filed , main office Glencoe, IL: regulatory assets $225MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 57 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$225MMMay 202657100%
Mirretti Perryman Wealth Strategies
Wealth manager, Skokie, IL.
Detail and sources for Mirretti Perryman Wealth Strategies

Form ADV of Mirretti Perryman Wealth Strategies, LLC (CRD 319408), SEC registered adviser, filed , main office Skokie, IL: regulatory assets $179MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 176 individuals, 52 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$179MMMar 202617898%
Model Wealth
Wealth manager, Wheaton, IL.
Detail and sources for Model Wealth

Form ADV of Model Wealth , Inc. (CRD 299798), SEC registered adviser, filed : regulatory assets $318MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 157 individuals, 94 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$318MMMay 2026159100%
Moller Wealth Partners
Wealth manager, Northfield, IL.
Detail and sources for Moller Wealth Partners

Form ADV of Moller Wealth Partners, Inc. (CRD 110493), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $756MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Moller Wealth Partners, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 296 individuals, 137 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$756MMFeb 2026296100%
Monere Wealth Management
Wealth manager with a broker-dealer, Schaumburg, IL.
Detail and sources for Monere Wealth Management

Form ADV of Monere Wealth Management, Inc. (CRD 173076), SEC registered adviser, filed , main office Schaumburg, IL: regulatory assets $312MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 485 individuals, 235 of them high net worth; individuals hold 92% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$312MMFeb 202650092%
Mosaic FI
Wealth manager, Lincolnshire, IL.
Detail and sources for Mosaic FI

Form ADV of Mosaic FI LLC (CRD 169670), SEC registered adviser, filed , main office Lincolnshire, IL: regulatory assets $113MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 253 individuals, 158 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$113MMSep 2026253100%
The Mosaic Financial Group
Wealth manager, Chicago, IL.
Detail and sources for The Mosaic Financial Group

Form ADV of The Mosaic Financial Group, LLC (CRD 109816), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $949MM; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 130 individuals, 130 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$949MMSep 202613398%
Mowery & Schoenfeld Wealth Management
Wealth manager, Lincolnshire, IL.
Detail and sources for Mowery & Schoenfeld Wealth Management

Form ADV of Mowery & Schoenfeld Wealth Management, LLC (CRD 118366), SEC registered adviser, filed , main office Lincolnshire, IL: regulatory assets $524MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mowery & Schoenfeld Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 180 individuals, 138 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$524MMJan 2026180100%
Mps-Loria Financial Planners
Wealth manager, Burr Ridge, IL.
Detail and sources for Mps-Loria Financial Planners

Form ADV of Mps-loria Financial Planners,llc (CRD 122866), SEC registered adviser, filed , main office Burr Ridge, IL: regulatory assets $827MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mps-loria Financial Planners,llc, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 679 individuals, 190 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$827MMFeb 2026679100%
MWS Capital Consultants
Wealth manager, Chicago, IL.
Detail and sources for MWS Capital Consultants

Form ADV of MWS Capital Consultants LLC (CRD 125061), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $194MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 124 individuals, 59 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$194MMFeb 202614287%
Nadler Financial Group
Wealth manager, Deerfield, IL.
Detail and sources for Nadler Financial Group

Form ADV of Nadler Financial Group, Inc. (CRD 122617), SEC registered adviser, filed , main office Deerfield, IL: regulatory assets $2.2BN; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Nadler Financial Group, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,026 individuals, 437 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.2BNAug 20261,07292%
North Shore Investment Consulting
Wealth manager, Wilmette, IL.
Detail and sources for North Shore Investment Consulting

Form ADV of North Shore Investment Consulting LLC (CRD 131763), SEC registered adviser, filed , main office Wilmette, IL: regulatory assets $171MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 102 individuals, 0 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$171MMFeb 202610399%
North Shore Private Asset Management
Wealth manager, Lake Forest, IL.
Detail and sources for North Shore Private Asset Management

Form ADV of North Shore Private Asset Management, LLC (CRD 130132), SEC registered adviser, filed , main office Lake Forest, IL: regulatory assets $573MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 208 individuals, 128 of them high net worth; individuals hold 60% of its regulatory assets.

Files: SEC Form ADV.

$573MMMar 202621860%
North Star Wealth Management
Wealth manager, Deerfield, IL.
Detail and sources for North Star Wealth Management

Form ADV of Comima LLC (CRD 326664), SEC registered adviser, filed : regulatory assets $169MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 75 individuals, 40 of them high net worth; individuals hold 93% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$169MMJan 20267693%
Northern Trust Securities
Wealth manager with a broker-dealer, Chicago, IL.
Detail and sources for Northern Trust Securities

Form ADV of Northern Trust Securities, Inc. (CRD 7927), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.7BN; 385 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 2,024 individuals, 1,406 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$1.7BNJul 20262,05398%
Oak Family Advisors
Wealth manager, Chicago, IL.
Detail and sources for Oak Family Advisors

Form ADV of Oak Family Advisors, LLC (CRD 141332), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $621MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Oak Family Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 200 individuals, 128 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$621MMJun 202620392%
Oak Wealth Advisors
Wealth manager, Northbrook, IL.
Detail and sources for Oak Wealth Advisors

Form ADV of Oak Wealth Advisors LLC (CRD 148832), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $374MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 182 individuals, 115 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$374MMMar 2026186100%
Opus Financial Solutions
Wealth manager, Downers Grove, IL.
Detail and sources for Opus Financial Solutions

Form ADV of Opus Financial Solutions LLC (CRD 282311), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $151MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Opus Financial Solutions LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 136 individuals, 61 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$151MMSep 202613799%
Parkview Asset Management
Wealth manager, Oakbrook Terrace, IL.
Detail and sources for Parkview Asset Management

Form ADV of Parkview Asset Management, Inc. (CRD 307977), SEC registered adviser, filed , main office Oakbrook Terrace, IL: regulatory assets $206MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 140 individuals, 91 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$206MMMar 202617980%
Patrick M. Sweeney & Associates
Wealth manager, Libertyville, IL. Main office Libertyville, IL; not in the totals.
Detail and sources for Patrick M. Sweeney & Associates

Form ADV of Patrick M. Sweeney & Associates, Inc. (CRD 112802), SEC registered adviser, filed , main office Libertyville, IL: regulatory assets $253MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Libertyville, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 86 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$253MMMar 202686100%
Pebble Valley Wealth Management
Wealth manager, Western Springs, IL.
Detail and sources for Pebble Valley Wealth Management

Form ADV of Pebble Valley Holdings, Inc. (CRD 145664), SEC registered adviser, filed , main office Western Springs, IL: regulatory assets $129MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 97 individuals, 41 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$129MMApr 20269798%
Pekin Hardy Strauss
Wealth manager, Chicago, IL.
Detail and sources for Pekin Hardy Strauss

Form ADV of Pekin Hardy Strauss, Inc. (CRD 107310), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.6BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Pekin Hardy Strauss, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 725 individuals, 345 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.6BNMar 202674396%
Pendulum Wealth Partners
Wealth manager, Itasca, IL.
Detail and sources for Pendulum Wealth Partners

Form ADV of Ejmk Ventures LLC (CRD 335762), SEC registered adviser, filed , main office Itasca, IL: regulatory assets $283MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 267 individuals, 102 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$283MMMar 202627499%
Performance Wealth
Wealth manager, Hinsdale, IL.
Detail and sources for Performance Wealth

Form ADV of Performance Wealth Partners, LLC (CRD 311735), SEC registered adviser, filed , main office Hinsdale, IL: regulatory assets $4.1BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Performance Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 925 individuals, 485 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.1BNJun 202695378%
Phase III Advisory Services
Wealth manager, Buffalo Grove, IL.
Detail and sources for Phase III Advisory Services

Form ADV of Phase III Advisory Services, Ltd (CRD 122959), SEC registered adviser, filed , main office Buffalo Grove, IL: regulatory assets $211MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 483 individuals, 69 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$211MMApr 2026483100%
Pinnacle Financial Group
Wealth manager, Western Springs, IL.
Detail and sources for Pinnacle Financial Group

Form ADV of Pinnacle Financial Group LLC (CRD 116600), SEC registered adviser, filed , main office Western Springs, IL: regulatory assets $673MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: The Pinnacle Financial Group (CRD 164395), registered adviser, filed , Rockville Centre, NY.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 390 individuals, 196 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$673MMMar 202639499%
The Planning Group
Wealth manager, Northfield, IL.
Detail and sources for The Planning Group

Form ADV of TPG Advisors LLC (CRD 298496), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $291MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 252 individuals, 60 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$291MMMar 202626795%
PMG Wealth Management
Wealth manager, Hawthorn Woods, IL.
Detail and sources for PMG Wealth Management

Form ADV of PMG Wealth Management, Inc. (CRD 285899), SEC registered adviser, filed , main office Hawthorn Woods, IL: regulatory assets $198MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 443 individuals, 144 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$198MMMay 2026443100%
Prairieview Wealth & Tax Advisors
Wealth manager, Frankfort, IL.
Detail and sources for Prairieview Wealth & Tax Advisors

Form ADV of Prairieview Wealth Partners, LLC (CRD 327974), SEC registered adviser, filed , main office Frankfort, IL: regulatory assets $207MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Prairieview Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 288 individuals, 75 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$207MMOct 2026288100%
Prism Planning Partners
Wealth manager, Libertyville, IL.
Detail and sources for Prism Planning Partners

Form ADV of Prism Planning Partners, LLC (CRD 290485), SEC registered adviser, filed , main office Libertyville, IL: regulatory assets $242MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 151 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$242MMMar 2026151100%
Providence Wealth Advisors
Wealth manager, Frankfort, IL.
Detail and sources for Providence Wealth Advisors

Form ADV of Providence Wealth Advisors, LLC (CRD 153646), SEC registered adviser, filed , main office Frankfort, IL: regulatory assets $684MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 617 individuals, 0 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$684MMMar 202665394%
PVA Financial
Wealth manager, Oak Brook, IL.
Detail and sources for PVA Financial

Form ADV of PVA Financial LLC (CRD 312523), SEC registered adviser, filed : regulatory assets $137MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 49 individuals, 34 of them high net worth; individuals hold 81% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$137MMJul 20264981%
Quantum Capital Investments
Wealth manager, River Forest, IL.
Detail and sources for Quantum Capital Investments

Form ADV of Quantum Capital Investments, Inc. (CRD 156037), SEC registered adviser, filed : regulatory assets $153MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 189 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$153MMJun 2026189100%
RAI Wealth
Wealth manager, Naperville, IL.
Detail and sources for RAI Wealth

Form ADV of Brown Wealth Management, LLC (CRD 324695), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $531MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 418 individuals, 137 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$531MMMar 202645084%
RCM Wealth Advisors
Wealth manager, Chicago, IL.
Detail and sources for RCM Wealth Advisors

Form ADV of Know Your Options LLC (CRD 153641), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $389MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 797 individuals, 151 of them high net worth; individuals hold 53% of its regulatory assets.

Files: SEC Form ADV.

$389MMAug 202683053%
Regal Advisory Services
Wealth manager, Glenview, IL.
Detail and sources for Regal Advisory Services

Form ADV of Regal Advisory Services, Inc. (CRD 123842), SEC registered adviser, filed , main office Glenview, IL: regulatory assets $121MM; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 269 individuals, 45 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$121MMJul 202627478%
River Street Advisors
Wealth manager, Aurora, IL.
Detail and sources for River Street Advisors

Form ADV of River Street Advisors, LLC (CRD 153537), SEC registered adviser, filed , main office Aurora, IL: regulatory assets $539MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 477 individuals, 139 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$539MMJun 202649295%
Riverpoint Wealth Management
Wealth manager, Chicago, IL.
Detail and sources for Riverpoint Wealth Management

Form ADV of Riverpoint Wealth Management Holdings, LLC (CRD 168346), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $906MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Riverpoint Wealth Management Holdings, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 216 individuals, 150 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$906MMMar 2026216100%
Roberts, Glore & Co.
Wealth manager, Deerfield, IL.
Detail and sources for Roberts, Glore & Co.

Form ADV of Roberts, Glore & Co. (CRD 109792), SEC registered adviser, filed , main office Deerfield, IL: regulatory assets $938MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Roberts, Glore & Co., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 383 individuals, 186 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$938MMMar 202639777%
Romano Wealth Management
Wealth manager with a broker-dealer, Evanston, IL.
Detail and sources for Romano Wealth Management

Form ADV of Romano Brothers and Company (CRD 3215), SEC registered adviser, filed , main office Evanston, IL: regulatory assets $1.5BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 934 individuals, 478 of them high net worth; individuals hold 94% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$1.5BNFeb 202696994%
Rothschild Investment
Wealth manager with a broker-dealer, Chicago, IL.
Detail and sources for Rothschild Investment

Form ADV of Rothschild Investment LLC (CRD 728), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $2.8BN; 1 private fund, $1.5MM gross; 39 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,191 individuals, 525 of them high net worth; individuals hold 94% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$2.8BNMar 20261,24694%1
Rothschild Wealth
Wealth manager, Oakbrook, IL.
Detail and sources for Rothschild Wealth

Form ADV of Rothschild Wealth LLC (CRD 162442), SEC registered adviser, filed , main office Oakbrook, IL: regulatory assets $1.7BN; 2 private funds, $15MM gross; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 3,569 individuals, 1,614 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$1.7BNJun 20263,65693%2
Savant Investment Advisers
Wealth manager, Homewood, IL.
Detail and sources for Savant Investment Advisers

Form ADV of Savant Investment Advisers, Inc. (CRD 121794), SEC registered adviser, filed , main office Homewood, IL: regulatory assets $163MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 277 individuals, 67 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$163MMFeb 202629593%
Sebold Capital Management
Wealth manager, Lisle, IL.
Detail and sources for Sebold Capital Management

Form ADV of Sebold Capital Management, Inc. (CRD 122941), SEC registered adviser, filed , main office Lisle, IL: regulatory assets $364MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 194 individuals, 119 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$364MMMar 202620488%
Sequoia Wealth Management
Wealth manager, Barrington, IL.
Detail and sources for Sequoia Wealth Management

Form ADV of Sequoia Wealth Management, LLC (CRD 170543), SEC registered adviser, filed , main office Barrington, IL: regulatory assets $600MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sequoia Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,640 individuals, 92 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2019).

$600MMMar 20261,640100%
SGL Financial
Wealth manager, Buffalo Grove, IL.
Detail and sources for SGL Financial

Form ADV of SGL Financial, LLC (CRD 158023), SEC registered adviser, filed , main office Buffalo Grove, IL: regulatory assets $416MM; 33 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 883 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$416MMSep 2026884100%
Shankervalleau Wealth Advisors
Wealth manager, Skokie, IL.
Detail and sources for Shankervalleau Wealth Advisors

Form ADV of Shankervalleau Wealth Advisors, Inc. (CRD 117527), SEC registered adviser, filed , main office Skokie, IL: regulatory assets $645MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Shankervalleau Wealth Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 203 individuals, 130 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$645MMMar 202620898%
Signature Financial Services
Wealth manager, Arlington Heights, IL.
Detail and sources for Signature Financial Services

Form ADV of Signature Financial Services, Ltd (CRD 123729), SEC registered adviser, filed , main office Arlington Heights, IL: regulatory assets $274MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 336 individuals, 76 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$274MMJul 202635387%
Signet Private Wealth
Wealth manager, Chicago, IL.
Detail and sources for Signet Private Wealth

Form ADV of Signet Private Wealth, LLC (CRD 290029), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $190MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 78 individuals, 37 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$190MMJun 20268094%
Significant Wealth Partners
Wealth manager, Cary, IL.
Detail and sources for Significant Wealth Partners

Form ADV of Significant Wealth Partners LLC (CRD 293060), SEC registered adviser, filed , main office Cary, IL: regulatory assets $126MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 845 individuals, 14 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$126MMMar 2026851100%
Stephen Smith Financial
Wealth manager, Schaumburg, IL. Main office Schaumburg, IL; not in the totals.
Detail and sources for Stephen Smith Financial

Form ADV of Stephen Smith Financial Inc. (CRD 339402), SEC registered adviser, filed , main office Schaumburg, IL: regulatory assets $129MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Schaumburg, IL; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 160 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$129MMJul 2026160100%
Steward Advisors
Wealth manager, Chicago, IL.
Detail and sources for Steward Advisors

Form ADV of Steward Advisors, LLC (CRD 156331), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $161MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 104 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$161MMMar 2026109100%
Stone Island Financial Planning
Wealth manager, Naperville, IL.
Detail and sources for Stone Island Financial Planning

Form ADV of South Georgia Capital, LLC (CRD 146765), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $134MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of South Georgia Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 147 individuals, 119 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2015).

$134MMMar 2026148100%
Stonebridge Wealth Management
Wealth manager, Oak Brook, IL.
Detail and sources for Stonebridge Wealth Management

Form ADV of Stonebridge Wealth Management LLC (CRD 285693), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $283MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Stonebridge Wealth Management, LLC (CRD 146775), registered adviser, filed , Frisco, TX.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 288 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$283MMMay 2026288100%
Studio Investment Management
Wealth manager, Chicago, IL.
Detail and sources for Studio Investment Management

Form ADV of Studio Investment Management, LLC (CRD 158489), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $903MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Studio Investment Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 329 individuals, 180 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$903MMOct 202635578%
T2 Asset Management
Wealth manager, Naperville, IL.
Detail and sources for T2 Asset Management

Form ADV of T2 Asset Management, LLC (CRD 167714), SEC registered adviser, filed , main office Naperville, IL: regulatory assets $180MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 560 individuals, 10 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$180MMMar 2026560100%
Taiko Private Wealth
Wealth manager, Chicago, IL.
Detail and sources for Taiko Private Wealth

Form ADV of Taiko Private Wealth (CRD 329909), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $515MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 55 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$515MMMay 202655100%
Tetley Investments
Wealth manager, Park Ridge, IL.
Detail and sources for Tetley Investments

Form ADV of Tetley Investments, LLC (CRD 164130), SEC registered adviser, filed , main office Park Ridge, IL: regulatory assets $194MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 172 individuals, 118 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$194MMMar 2026172100%
Total Clarity Wealth Management
Wealth manager, St. Charles, IL.
Detail and sources for Total Clarity Wealth Management

Form ADV of Total Clarity Wealth Management, Inc. (CRD 142728), SEC registered adviser, filed , main office St. Charles, IL: regulatory assets $755MM; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 1,032 individuals, 254 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$755MMJul 20261,038100%
Treetop Wealth Management
Wealth manager, Northfield, IL.
Detail and sources for Treetop Wealth Management

Form ADV of Treetop Wealth Management, LLC (CRD 155013), SEC registered adviser, filed , main office Northfield, IL: regulatory assets $210MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 100 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$210MMJan 2026100100%
Trifecta Capital Advisors
Wealth manager, Northbrook, IL.
Detail and sources for Trifecta Capital Advisors

Form ADV of Trifecta Capital Advisors, LLC (CRD 317391), SEC registered adviser, filed , main office Northbrook, IL: regulatory assets $927MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 151 individuals, 114 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$927MMMar 2026159100%
Trueman Brown
Wealth manager, Lake Zurich, IL.
Detail and sources for Trueman Brown

Form ADV of Trueman Brown, LLC (CRD 141602), SEC registered adviser, filed , main office Lake Zurich, IL: regulatory assets $196MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 128 individuals, 45 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$196MMMar 202612997%
TSFG
Wealth manager, Lake Forest, IL.
Detail and sources for TSFG

Form ADV of TSFG, LLC (CRD 172555), SEC registered adviser, filed , main office Lake Forest, IL: regulatory assets $643MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 861 individuals, 207 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$643MMAug 2026864100%
Unique Wealth Strategies
Wealth manager, Burr Ridge, IL.
Detail and sources for Unique Wealth Strategies

Form ADV of Unique Wealth Strategies (CRD 323994), SEC registered adviser, filed , main office Burr Ridge, IL: regulatory assets $382MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 285 individuals, 98 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$382MMAug 202639789%
Urban Financial Advisory Corporation
Wealth manager, Chicago, IL.
Detail and sources for Urban Financial Advisory Corporation

Form ADV of Urban Financial Advisory Corp (CRD 110057), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $1.5BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Urban Financial Advisory Corp, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 254 individuals, 182 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNSep 202626096%
Vantage Point Financial
Wealth manager, Lisle, IL.
Detail and sources for Vantage Point Financial

Form ADV of Vantage Point Financial LLC (CRD 305016), SEC registered adviser, filed , main office Lisle, IL: regulatory assets $485MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 566 individuals, 153 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$485MMSep 2026566100%
Vermillion Financial Advisors
Wealth manager, South Barrington, IL.
Detail and sources for Vermillion Financial Advisors

Form ADV of Vermillion Financial Advisors, Inc. (CRD 119239), SEC registered adviser, filed , main office South Barrington, IL: regulatory assets $387MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 265 individuals, 103 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$387MMMar 202627993%
Versatile Capital Management
Wealth manager, Chicago, IL.
Detail and sources for Versatile Capital Management

Form ADV of Versatile Capital Management L.L.C. (CRD 173611), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $130MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 40 individuals, 30 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$130MMMar 20264597%
Vertex Partners
Wealth manager, Downers Grove, IL.
Detail and sources for Vertex Partners

Form ADV of Vertex Planning Partners, LLC (CRD 316839), SEC registered adviser, filed , main office Downers Grove, IL: regulatory assets $1.0BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 836 individuals, 284 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 2026843100%
Vertis Wealth
Wealth manager, Chicago, IL.
Detail and sources for Vertis Wealth

Form ADV of Vertis Wealth, LLC (CRD 307270), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $141MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 833 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$141MMMar 2026835100%
Vestgen Advisors
Wealth manager, Chicago, IL.
Detail and sources for Vestgen Advisors

Form ADV of Vestgen Advisors, LLC (CRD 318657), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $6.7BN; 165 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 22,790 individuals, 1,313 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$6.7BNSep 202622,790100%
Vestor Capital
Wealth manager, Chicago, IL.
Detail and sources for Vestor Capital

Form ADV of Vestor Capital, LLC (CRD 165855), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $2.3BN; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 1,197 individuals, 592 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$2.3BNMar 20261,28892%
Virtue Asset Management
Wealth manager, Barrington, IL.
Detail and sources for Virtue Asset Management

Form ADV of Virtue Asset Management LLC (CRD 283438), SEC registered adviser, filed , main office Barrington, IL: regulatory assets $211MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 97 individuals, 77 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$211MMJul 20269796%
Vital Wealth Management
Wealth manager, Rosemont, IL.
Detail and sources for Vital Wealth Management

Form ADV of Vital Wealth Management, LLC (CRD 156455), SEC registered adviser, filed , main office Rosemont, IL: regulatory assets $301MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 296 individuals, 82 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$301MMJun 202630085%
Walled Lake Planning & Wealth Management
Wealth manager, Highland Park, IL.
Detail and sources for Walled Lake Planning & Wealth Management

Form ADV of Walled Lake Planning & Wealth Management, LLC (CRD 299595), SEC registered adviser, filed , main office Highland Park, IL: regulatory assets $732MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 364 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$732MMMar 2026369100%
Watershed Private Wealth
Wealth manager, Oak Brook, IL.
Detail and sources for Watershed Private Wealth

Form ADV of Watershed Private Wealth LLC (CRD 316408), SEC registered adviser, filed , main office Oak Brook, IL: regulatory assets $414MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Watershed Private Wealth LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 143 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$414MMAug 2026144100%
Wavvest Wealth
Wealth manager, Chicago, IL.
Detail and sources for Wavvest Wealth

Form ADV of Wavvest Wealth LLC (CRD 332096), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $340MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 143 individuals, 110 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$340MMOct 2026144100%
Wellment Financial
Wealth manager, Elmhurst, IL.
Detail and sources for Wellment Financial

Form ADV of FSR Wealth Management, Ltd. (CRD 166746), SEC registered adviser, filed , main office Elmhurst, IL: regulatory assets $313MM; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 405 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$313MMMay 2026405100%
William Blair & Company
Wealth manager with a broker-dealer, Chicago, IL.
Detail and sources for William Blair & Company

Form ADV of William Blair & Company L.L.C. (CRD 1252), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $64.3BN; 21 private funds, $115MM gross; 492 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 35,296 individuals, 9,054 of them high net worth; individuals hold 82% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$64.3BNMar 202638,17182%21
Wolfstone Wealth
Wealth manager, Wheaton, IL.
Detail and sources for Wolfstone Wealth

Form ADV of Wolfstone Wealth, LLC (CRD 319230), SEC registered adviser, filed : regulatory assets $110MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 153 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$110MMMay 2026153100%
Woodfield Financial Advisors
Wealth manager, Deer Park, IL.
Detail and sources for Woodfield Financial Advisors

Form ADV of Woodfield Financial Advisors, Inc. (CRD 123279), SEC registered adviser, filed , main office Deer Park, IL: regulatory assets $230MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 383 individuals, 138 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$230MMFeb 202639588%
World Equity Group
Wealth manager with a broker-dealer, Schaumburg, IL.
Detail and sources for World Equity Group

Form ADV of World Equity Group, Inc. (CRD 29087), SEC registered adviser, filed , main office Schaumburg, IL: regulatory assets $1.0BN; 165 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of World Equity Group, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 3,151 individuals, 122 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$1.0BNJun 20263,151100%
Zimmerman Wealth Management
Wealth manager, Evanston, IL.
Detail and sources for Zimmerman Wealth Management

Form ADV of Zimmerman Wealth Management, LLC (CRD 127526), SEC registered adviser, filed , main office Evanston, IL: regulatory assets $472MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 225 individuals, 216 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$472MMAug 2026225100%
Zuckerman Investment Group
Wealth manager, Chicago, IL.
Detail and sources for Zuckerman Investment Group

Form ADV of Zuckerman Investment Group, LLC (CRD 137785), SEC registered adviser, filed , main office Chicago, IL: regulatory assets $2.2BN; 1 private fund, $39MM gross; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Zuckerman Investment Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and publications. Clients (Item 5.D): 425 individuals, 266 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.2BNSep 202643995%1

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 37% of the money

Five findings from the filings of the 213 firms counted.

  1. 37%

    of the $533.4 billion the 213 firms counted report is one firm's: Hightower Advisors. Without it, the other 212 report $334.8 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $316MM

    is the median: half of the 213 report less, and 171 report under $1 billion.

    Assets, latest Form ADV of each

  3. 75

    private funds are advised by the firms counted; William Blair & Company advises the most, 21.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 73%

    of their assets is high net worth money; the next largest client type is other individuals, at 13%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 113

    of the 213 have their main office in Cook County, IL; the next place is DuPage County, IL, with 50.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Chicago?

This list holds 220 wealth management firms in the Chicago metro; 213 of them report regulatory assets on Form ADV, $533.4 billion together.

What are the largest wealth management firms in Chicago?

By the regulatory assets they report: Hightower Advisors $198.6 billion, Cibc Private Wealth Advisors $67.8 billion, William Blair & Company $64.3 billion, The Mather Group $13.4 billion, Curi Capital $11.6 billion.

How much do wealth management firms in Chicago typically manage?

Of the 213 that report, the median reports $316 million in regulatory assets; 171 report under $1 billion.

How do you start a relationship with wealth management firms in Chicago?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
220 wealth management firms, 211 are wealth managers and 9 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Chicago-Naperville-Elgin, IL-IN MSA (Census CBSA 16980) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 213 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Chicago metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $533.4BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 7 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 220, 220 report on a current Form ADV and 47 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 220 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 47 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Chicago," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-chicago

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