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Wealth Management Firms (RIAs) in Cleveland

57 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Stratos Wealth Partners is the largest: $18.6 billion through Stratos Wealth Partners, Ltd (filed ).

Oneseven follows with $7.7 billion. The 54 advisers counted report $71.1 billion together; the ten largest hold 74% of it, and half report less than $483 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $71.1BN sitsThe 54 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $10BN to $25BN26%1 firm
  2. $5BN to $10BN29%3 firms
  3. $1BN to $5BN20%7 firms
  4. $500MM to $1BN14%15 firms
  5. Under $500MM10%28 firms

Latest Form ADV of each, filed Jan 2026 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 55 are wealth managers and 2 are wealth managers with a broker-dealer
57
Combined assets54 counted; as filed to Oct 2026
$71.1BN
Largest: Stratos Wealth PartnersAs filed
$18.6BN
Median firmHalf of the 54 report less
$483MM
Held by the ten largestOf the $71.1BN combined
74%

Stratos Wealth Partners, Oneseven and Carnegie Investment Counsel lead the Cleveland wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $60.9BN, 86% of the $71.1BN the 54 counted report.

  1. 1

    Stratos Wealth Partners

    Wealth manager, Beachwood, OH

    $18.6BNRegulatory assets, Oct 2026

    64% high net worth, 30% other individuals, 4% businesses

    Individual clients
    24,844
  2. 2

    Oneseven

    Wealth manager, Beachwood, OH

    $7.7BNRegulatory assets, Apr 2026

    56% high net worth, 38% other individuals, 3% businesses

    Individual clients
    15,787
  3. 3

    Carnegie Investment Counsel

    Wealth manager, Pepper Pike, OH

    $7.5BNRegulatory assets, Jul 2026

    70% high net worth, 12% other individuals, 9% businesses

    Individual clients
    3,056
  4. 4

    Stratos Wealth Advisors

    Wealth manager, Beachwood, OH

    $5.6BNRegulatory assets, Oct 2026

    76% high net worth, 21% other individuals, 2% businesses

    Individual clients
    4,928
  5. 5

    Prosperity Capital Advisors

    Wealth manager, Westlake, OH

    $4.4BNRegulatory assets, Mar 2026

    48% high net worth, 38% other individuals, 12% insurers

    Individual clients
    7,469
  6. 6

    Ancora Private Wealth Advisors

    Wealth manager, Cleveland, OH

    $3.9BNRegulatory assets, Apr 2026

    95% high net worth, 3% businesses, 1% pension plans

    Individual clients
    4,414
  7. 7

    Journey Wealth Management

    Wealth manager, Cleveland, OH

    $1.4BNRegulatory assets, Mar 2026

    76% high net worth, 20% other individuals, 2% charities

    Individual clients
    862
  8. 8

    Capital Advisors

    Wealth manager, Shaker Heights, OH

    $1.4BNRegulatory assets, Aug 2026

    89% high net worth, 6% other individuals, 2% pension plans

    Individual clients
    1,058
  9. 9

    McDonald Partners

    Wealth manager with a broker-dealer, Cleveland, OH

    $1.3BNRegulatory assets, Sep 2026

    38% high net worth, 38% other individuals, 16% businesses

    Individual clients
    1,131
    Private funds
    4
  10. 10

    Lineweaver Wealth Advisors

    Wealth manager, Valley View, OH

    $1.1BNRegulatory assets, Jul 2026

    52% other individuals, 35% high net worth, 12% pension plans

    Individual clients
    2,096
  11. 11

    ST. Clair Advisors

    Wealth manager, Mayfield Heights, OH

    $1.1BNRegulatory assets, Mar 2026

    97% high net worth, 2% charities, 1% other individuals

    Individual clients
    130
  12. 12

    Peak Wealth Solutions

    Wealth manager, Pepper Pike, OH

    $912MMRegulatory assets, Mar 2026

    75% high net worth, 13% other individuals, 11% pension plans

    Individual clients
    676
  13. 13

    Beacon Financial Advisory

    Wealth manager, Cleveland, OH

    $901MMRegulatory assets, Mar 2026

    68% high net worth, 29% other individuals, 3% pension plans

    Individual clients
    1,549
  14. 14

    Vantage Financial Group

    Wealth manager, Cleveland, OH

    $867MMRegulatory assets, Mar 2026

    59% high net worth, 36% other individuals, 3% businesses

    Individual clients
    2,482
  15. 15

    Lakeridge Wealth Management

    Wealth manager, Mentor, OH

    $805MMRegulatory assets, Jun 2026

    62% high net worth, 28% other individuals, 7% pension plans

    Individual clients
    1,076
  16. 16

    Tempo Wealth

    Wealth manager, Independence, OH

    $804MMRegulatory assets, Mar 2026

    84% high net worth, 16% other individuals

    Individual clients
    853
  17. 17

    Financial Management Strategies

    Wealth manager, Broadview Hts., OH

    $714MMRegulatory assets, Mar 2026

    52% high net worth, 34% other individuals, 9% pension plans

    Individual clients
    1,852
  18. 18

    Woodland Wealth Partners

    Wealth manager, Pepper Pike, OH

    $712MMRegulatory assets, Jul 2026

    91% high net worth, 6% other individuals, 3% charities

    Individual clients
    218
  19. 19

    Rockport Wealth Advisors

    Wealth manager, Fairview Park, OH

    $676MMRegulatory assets, May 2026

    57% high net worth, 42% other individuals

    Individual clients
    1,612
  20. 20

    Cornerstone Wealth Management

    Wealth manager, Westlake, OH

    $629MMRegulatory assets, Sep 2026

    55% high net worth, 28% businesses, 13% other individuals

    Individual clients
    376

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds a quarter of the assets

How the 54 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 54 firms counted, log scaleEach dot is one adviser and links to its row. Stratos Wealth Partners $18.6BN; Oneseven $7.7BN; Carnegie Investment Counsel $7.5BN; median $483MM.$100MM$1BN$10BN$100BNStratos Wealth Partners: $18.6BNOneseven: $7.7BNCarnegie Investment Counsel: $7.5BNStratos Wealth Advisors: $5.6BNProsperity Capital Advisors: $4.4BNAncora Private Wealth Advisors: $3.9BNJourney Wealth Management: $1.4BNCapital Advisors: $1.4BNMcDonald Partners: $1.3BNLineweaver Wealth Advisors: $1.1BNST. Clair Advisors: $1.1BNPeak Wealth Solutions: $912MMBeacon Financial Advisory: $901MMVantage Financial Group: $867MMLakeridge Wealth Management: $805MMTempo Wealth: $804MMFinancial Management Strategies: $714MMWoodland Wealth Partners: $712MMRockport Wealth Advisors: $676MMCornerstone Wealth Management: $629MMFirst Fiduciary Investment Counsel: $566MMParadigm Wealth Management: $563MMAdaptive Financial Consulting: $547MMPark Edge Advisors: $523MMFidato Wealth: $511MMCleveland Wealth: $507MMBalanced Wealth Group: $494MMReturn On Life Wealth Partners: $473MMKeystone Financial Planning: $407MMLesjak Planning: $396MMLanding Point Financial Group: $381MMJPS Financial: $377MMFourth Dimension Wealth: $356MMElios Financial Group: $332MMGatepass Capital: $299MMNorth Star Advisory Group: $289MMRedwood Financial Network: $263MMEndeavor Wealth Advisors: $253MMEdgewater Pro Sports Financial: $225MMKinetic Wealth Investment Advisors: $215MMIndependence Wealth Advisors: $210MMPurtill Financial: $207MMEnza Financial: $191MMBluestone Private Wealth: $190MMFirst Mason Financial: $186MMSKA Financial Services,inc.: $159MMChapman & Chapman Advisors: $146MMJaras Financial Services: $137MMBison Wealth Management: $131MMOda and Company: $126MMIndependence Capital Co.: $119MMTidmore Retirement Planning Specialists: $113MMAlpha Planning and Financial Services: $113MMWestpoint Wealth Management: $106MMStratos Wealth Partners $18.6BNOneseven $7.7BNCarnegie Investment Counsel $7.5BNMedian $483MMAssets of each of the 54 firms counted, log scaleEach dot is one adviser and links to its row. Stratos Wealth Partners $18.6BN; Oneseven $7.7BN; Carnegie Investment Counsel $7.5BN; median $483MM.$1BN$100BNStratos Wealth Partners $18.6BNMedian $483MM

One dot per firm counted; 3 firms with a main office outside Cleveland, a second row for the same adviser or only fund assets left out. Read .

The 54 firms, by size
Under $500MM2810%$6.9BN
$500MM to $1BN1514%$10.2BN
$1BN to $5BN720%$14.5BN
$5BN to $10BN329%$20.8BN
$10BN to $25BN126%$18.6BN
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $71.1BN combined, one row per firm. Read .

26%

of the assets reported sits with one firm, Stratos Wealth Partners. The five largest hold 62%; 43 of 54 report under $1 billion.

26%Largest35%Next 438%Other 49
Who the 57 are
  1. Wealth managers55
  2. Wealth managers with a broker-dealer2

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 54 advisers' assets by type of client
  1. High net worth67%
  2. Other individuals25%
  3. Businesses4%
  4. Pension plans2%
  5. Charities2%
  6. Insurers1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Stratos Wealth Partners24,844Oct 2026
2Oneseven15,787Apr 2026
3Prosperity Capital Advisors7,469Mar 2026
4Stratos Wealth Advisors4,928Oct 2026
5Ancora Private Wealth Advisors4,414Apr 2026
6Carnegie Investment Counsel3,056Jul 2026
7Vantage Financial Group2,482Mar 2026
8Lineweaver Wealth Advisors2,096Jul 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Ancora Private Wealth Advisors4,414Apr 2026
2Stratos Wealth Partners4,159Oct 2026
3Oneseven1,908Apr 2026
4Stratos Wealth Advisors1,355Oct 2026
5Carnegie Investment Counsel1,186Jul 2026
6Prosperity Capital Advisors990Mar 2026
7Vantage Financial Group818Mar 2026
8Capital Advisors597Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 57 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 57 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Cleveland 57 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
Adaptive Financial Consulting
Wealth manager, Beachwood, OH.
Detail and sources for Adaptive Financial Consulting

Form ADV of Adaptive Financial Consulting, LLC (CRD 288185), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $547MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 176 individuals, 83 of them high net worth; individuals hold 51% of its regulatory assets.

Files: SEC Form ADV.

$547MMMar 202626151%
Alpha Planning and Financial Services
Wealth manager, Solon, OH.
Detail and sources for Alpha Planning and Financial Services

Form ADV of Alpha Planning and Financial Services, Inc. (CRD 130842), SEC registered adviser, filed , main office Solon, OH: regulatory assets $113MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 218 individuals, 26 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$113MMSep 202622299%
Ancora Private Wealth Advisors
Wealth manager, Cleveland, OH.
Detail and sources for Ancora Private Wealth Advisors

Form ADV of Ancora Private Wealth Advisors, LLC (CRD 124845), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $3.9BN; 53 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 4,414 individuals, 4,414 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.9BNApr 20264,50995%
B.A. Schrock Wealth Management
Wealth manager, Wadsworth, OH. Main office Wadsworth, OH; not in the totals.
Detail and sources for B.A. Schrock Wealth Management

Form ADV of B.A. Schrock Wealth Management, Inc. (CRD 304694), SEC registered adviser, filed , main office Wadsworth, OH: regulatory assets $282MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Wadsworth, OH; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 706 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$282MMMar 2026706100%
Balanced Wealth Group
Wealth manager, Westlake, OH.
Detail and sources for Balanced Wealth Group

Form ADV of Balanced Wealth Group LLC (CRD 328007), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $494MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 455 individuals, 127 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$494MMSep 202649890%
Beacon Financial Advisory
Wealth manager, Cleveland, OH.
Detail and sources for Beacon Financial Advisory

Form ADV of Beacon Financial Advisory LLC (CRD 174334), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $901MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,549 individuals, 286 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$901MMMar 20261,55697%
Bison Wealth Management
Wealth manager, Lyndhurst, OH.
Detail and sources for Bison Wealth Management

Form ADV of Bison Wealth Management, LLC (CRD 340724), SEC registered adviser, filed , main office Lyndhurst, OH: regulatory assets $131MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 160 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$131MMSep 2026160100%
Bluestone Private Wealth
Wealth manager, Cleveland, OH.
Detail and sources for Bluestone Private Wealth

Form ADV of Bluestone Private Wealth, LLC (CRD 326055), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $190MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 17 individuals, 10 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$190MMMar 20261898%
Capital Advisors
Wealth manager, Shaker Heights, OH.
Detail and sources for Capital Advisors

Form ADV of Capital Advisors, Ltd., LLC (CRD 153600), SEC registered adviser, filed , main office Shaker Heights, OH: regulatory assets $1.4BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Capital Advisors, Ltd., LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,058 individuals, 597 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNAug 20261,10695%
Carnegie Investment Counsel
Wealth manager, Pepper Pike, OH.
Detail and sources for Carnegie Investment Counsel

Form ADV of Carnegie Capital Asset Management, LLC (CRD 150488), SEC registered adviser, filed , main office Pepper Pike, OH: regulatory assets $7.5BN; 69 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Carnegie Capital Asset Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 3,056 individuals, 1,186 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.5BNJul 20263,28182%
Chapman & Chapman Advisors
Wealth manager, Chagrin Falls, OH.
Detail and sources for Chapman & Chapman Advisors

Form ADV of Chapman & Chapman Advisors LLC (CRD 122655), SEC registered adviser, filed , main office Chagrin Falls, OH: regulatory assets $146MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 268 individuals, 2 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 202627099%
Cleveland Wealth
Wealth manager, Cleveland, OH.
Detail and sources for Cleveland Wealth

Form ADV of Cleveland Wealth, LLC (CRD 282196), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $507MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 396 individuals, 131 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$507MMJul 2026396100%
Cornerstone Wealth Management
Wealth manager, Westlake, OH.
Detail and sources for Cornerstone Wealth Management

Form ADV of Dagco, Inc. (CRD 106950), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $629MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Dagco, Inc., quarter ended , filed .

Possible match by name only, not counted: Cornerstone Wealth Management, LLC (CRD 164666), registered adviser, filed , Des Peres, MO.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 376 individuals, 104 of them high net worth; individuals hold 68% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$629MMSep 202646368%
Edgewater Pro Sports Financial
Wealth manager, Avon, OH.
Detail and sources for Edgewater Pro Sports Financial

Form ADV of Henson-edgewater Management, LLC (CRD 135316), SEC registered adviser, filed , main office Avon, OH: regulatory assets $225MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Henson-edgewater Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 741 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$225MMMar 2026741100%
Elios Financial Group
Wealth manager, Westlake, OH.
Detail and sources for Elios Financial Group

Form ADV of Elios Financial Group, Inc. (CRD 119873), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $332MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 290 individuals, 122 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$332MMMar 2026290100%
Endeavor Wealth Advisors
Wealth manager, Pepper Pike, OH.
Detail and sources for Endeavor Wealth Advisors

Form ADV of Endeavor Wealth Advisors, LLC (CRD 305348), SEC registered adviser, filed , main office Pepper Pike, OH: regulatory assets $253MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 171 individuals, 75 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$253MMMar 202617799%
Enza Financial
Wealth manager, Independence, OH.
Detail and sources for Enza Financial

Form ADV of Enza Financial, LLC (CRD 315827), SEC registered adviser, filed , main office Independence, OH: regulatory assets $191MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars and other services. Clients (Item 5.D): 198 individuals, 45 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$191MMMar 202619886%
Fidato Wealth
Wealth manager, Middleburg Heights, OH.
Detail and sources for Fidato Wealth

Form ADV of Fidato Wealth LLC (CRD 158173), SEC registered adviser, filed , main office Middleburg Heights, OH: regulatory assets $511MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Fidato Wealth LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 297 individuals, 214 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$511MMSep 202630398%
Financial Management Strategies
Wealth manager, Broadview Hts., OH.
Detail and sources for Financial Management Strategies

Form ADV of Financial Management Strategies, Inc. (CRD 120818), SEC registered adviser, filed , main office Broadview Hts., OH: regulatory assets $714MM; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 1,852 individuals, 588 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$714MMMar 20261,89587%
First Fiduciary Investment Counsel
Wealth manager, Cleveland, OH.
Detail and sources for First Fiduciary Investment Counsel

Form ADV of First Fiduciary Investment Counsel Inc. (CRD 111144), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $566MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 264 individuals, 173 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$566MMMar 202627672%
First Mason Financial
Wealth manager, Medina, OH.
Detail and sources for First Mason Financial

Form ADV of First Mason Financial, LLC (CRD 145025), SEC registered adviser, filed , main office Medina, OH: regulatory assets $186MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 382 individuals, 65 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$186MMMar 202638398%
Fourth Dimension Wealth
Wealth manager, Middleburg Heights, OH.
Detail and sources for Fourth Dimension Wealth

Form ADV of Fourth Dimension Wealth, LLC (CRD 306703), SEC registered adviser, filed , main office Middleburg Heights, OH: regulatory assets $356MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 624 individuals, 214 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$356MMOct 202663196%
Gatepass Capital
Wealth manager, Independence, OH.
Detail and sources for Gatepass Capital

Form ADV of Gatepass Capital, LLC (CRD 329404), SEC registered adviser, filed , main office Independence, OH: regulatory assets $299MM; 3 private funds, $3.2MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 152 individuals, 90 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$299MMJun 202616793%3
Independence Capital Co.
Wealth manager with a broker-dealer, Parma, OH.
Detail and sources for Independence Capital Co.

Form ADV of Independence Capital Co., Inc. (CRD 24723), SEC registered adviser, filed , main office Parma, OH: regulatory assets $119MM; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 300 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$119MMSep 2026300100%
Independence Wealth Advisors
Wealth manager, Independence, OH.
Detail and sources for Independence Wealth Advisors

Form ADV of Independence Wealth Advisors, LLC (CRD 306236), SEC registered adviser, filed , main office Independence, OH: regulatory assets $210MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 379 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$210MMJun 2026379100%
Jaras Financial Services
Wealth manager, Brecksville, OH.
Detail and sources for Jaras Financial Services

Form ADV of Jaras Financial Services, Inc. (CRD 282126), SEC registered adviser, filed : regulatory assets $137MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 166 individuals, 41 of them high net worth; individuals hold 83% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$137MMFeb 202619083%
Journey Wealth Management
Wealth manager, Cleveland, OH.
Detail and sources for Journey Wealth Management

Form ADV of FSM Wealth Advisors, LLC (CRD 298904), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $1.4BN; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 862 individuals, 290 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNMar 202687996%
JPS Financial
Wealth manager, Westlake, OH.
Detail and sources for JPS Financial

Form ADV of JPS Financial, LLC (CRD 169208), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $377MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 274 individuals, 116 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$377MMMar 202627999%
Keystone Financial Planning
Wealth manager, Westlake, OH.
Detail and sources for Keystone Financial Planning

Form ADV of Keystone Financial Planning, Inc. (CRD 104640), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $407MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Keystone Financial Planning, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 117 individuals, 74 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$407MMFeb 2026117100%
Kinetic Wealth Investment Advisors
Wealth manager, Westlake, OH.
Detail and sources for Kinetic Wealth Investment Advisors

Form ADV of Kinetic Wealth Investment Advisors, LLC (CRD 311536), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $215MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 173 individuals, 95 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$215MMMay 202617999%
Lakeridge Wealth Management
Wealth manager, Mentor, OH.
Detail and sources for Lakeridge Wealth Management

Form ADV of Lakeridge Wealth Management LLC (CRD 314071), SEC registered adviser, filed , main office Mentor, OH: regulatory assets $805MM; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,076 individuals, 236 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$805MMJun 20261,13990%
Landing Point Financial Group
Wealth manager, Avon, OH.
Detail and sources for Landing Point Financial Group

Form ADV of LPFG, LLC (CRD 312978), SEC registered adviser, filed , main office Avon, OH: regulatory assets $381MM; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of LPFG, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 742 individuals, 100 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$381MMMar 2026743100%
Lesjak Planning
Wealth manager, Westlake, OH.
Detail and sources for Lesjak Planning

Form ADV of Lesjak Planning, LLC (CRD 110090), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $396MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 376 individuals, 109 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$396MMJul 202637697%
Lineweaver Wealth Advisors
Wealth manager, Valley View, OH.
Detail and sources for Lineweaver Wealth Advisors

Form ADV of Lineweaver Wealth Advisors, LLC (CRD 173310), SEC registered adviser, filed , main office Valley View, OH: regulatory assets $1.1BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 2,096 individuals, 176 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNJul 20262,13487%
McDonald Partners
Wealth manager with a broker-dealer, Cleveland, OH.
Detail and sources for McDonald Partners

Form ADV of McDonald Partners LLC (CRD 135414), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $1.3BN; 4 private funds, $20MM gross; 29 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,131 individuals, 293 of them high net worth; individuals hold 76% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$1.3BNSep 20261,17076%4
Michael Brady & Co.
Wealth manager, Westlake, OH. Main office Westlake, OH; not in the totals.
Detail and sources for Michael Brady & Co.

Form ADV of Michael Brady & Co., LLC (CRD 130093), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $249MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Westlake, OH; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 218 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$249MMFeb 2026218100%
North Star Advisory Group
Wealth manager, Beachwood, OH.
Detail and sources for North Star Advisory Group

Form ADV of North Star Advisory Group, LLC (CRD 171694), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $289MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 439 individuals, 67 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$289MMMar 202648488%
Oda and Company
Wealth manager, Medina, OH.
Detail and sources for Oda and Company

Form ADV of Oda and Company, Inc. (CRD 119952), SEC registered adviser, filed , main office Medina, OH: regulatory assets $126MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 197 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$126MMJul 2026197100%
Oneseven
Wealth manager, Beachwood, OH.
Detail and sources for Oneseven

Form ADV of Mgo One Seven LLC (CRD 283087), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $7.7BN; 264 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mgo One Seven LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 15,787 individuals, 1,908 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.7BNApr 202616,33594%
Paradigm Wealth Management
Wealth manager, Westlake, OH.
Detail and sources for Paradigm Wealth Management

Form ADV of Paradigm Wealth Management, LLC (CRD 148662), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $563MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Paradigm Wealth Management, LLC (CRD 282055), registered adviser, filed , Lincoln, NE.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 416 individuals, 171 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$563MMMar 202641697%
Park Edge Advisors
Wealth manager, Cleveland, OH.
Detail and sources for Park Edge Advisors

Form ADV of Park Edge Advisors, LLC (CRD 317521), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $523MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 312 individuals, 100 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$523MMMay 202633092%
Peak Wealth Solutions
Wealth manager, Pepper Pike, OH.
Detail and sources for Peak Wealth Solutions

Form ADV of Peak Wealth Solutions, Inc. (CRD 127391), SEC registered adviser, filed , main office Pepper Pike, OH: regulatory assets $912MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 676 individuals, 312 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$912MMMar 202671887%
Prosperity Capital Advisors
Wealth manager, Westlake, OH.
Detail and sources for Prosperity Capital Advisors

Form ADV of C2p Capital Advisory Group, LLC (CRD 156480), SEC registered adviser, filed , main office Westlake, OH: regulatory assets $4.4BN; 244 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 7,469 individuals, 990 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$4.4BNMar 20267,54886%
Purtill Financial
Wealth manager, Highland Heights, OH.
Detail and sources for Purtill Financial

Form ADV of Purtill Financial LLC (CRD 133764), SEC registered adviser, filed , main office Highland Heights, OH: regulatory assets $207MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 162 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$207MMMar 2026163100%
Redwood Financial Network
Wealth manager, Solon, OH.
Detail and sources for Redwood Financial Network

Form ADV of Redwood Financial Network Corp. (CRD 157834), SEC registered adviser, filed , main office Solon, OH: regulatory assets $263MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,012 individuals, 387 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$263MMMar 20261,01998%
Reed Financial Services
Wealth manager, Cleveland, OH. Main office Cleveland, OH; not in the totals.
Detail and sources for Reed Financial Services

Form ADV of James Reed Financial Services, Inc. (CRD 112179), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $389MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Cleveland, OH; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 343 individuals, 129 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$389MMMar 202635196%
Return On Life Wealth Partners
Wealth manager, Cleveland, OH.
Detail and sources for Return On Life Wealth Partners

Form ADV of Planned Financial Services, LLC (CRD 112879), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $473MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 255 individuals, 88 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$473MMFeb 202628487%
Rockport Wealth Advisors
Wealth manager, Fairview Park, OH.
Detail and sources for Rockport Wealth Advisors

Form ADV of Rockport Wealth, LLC (CRD 297122), SEC registered adviser, filed , main office Fairview Park, OH: regulatory assets $676MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,612 individuals, 248 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$676MMMay 20261,62399%
SKA Financial Services,inc.
Wealth manager, Fairview Park, OH.
Detail and sources for SKA Financial Services,inc.

Form ADV of SKA Financial Services,inc. (CRD 107348), SEC registered adviser, filed , main office Fairview Park, OH: regulatory assets $159MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 217 individuals, 42 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$159MMJan 202622992%
ST. Clair Advisors
Wealth manager, Mayfield Heights, OH.
Detail and sources for ST. Clair Advisors

Form ADV of ST. Clair Advisors, LLC (CRD 155064), SEC registered adviser, filed , main office Mayfield Heights, OH: regulatory assets $1.1BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 130 individuals, 88 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 202613398%
Stratos Wealth Advisors
Wealth manager, Beachwood, OH.
Detail and sources for Stratos Wealth Advisors

Form ADV of Stratos Wealth Advisors LLC (CRD 283816), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $5.6BN; 170 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 4,928 individuals, 1,355 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$5.6BNOct 20265,02397%
Stratos Wealth Partners
Wealth manager, Beachwood, OH.
Detail and sources for Stratos Wealth Partners

Form ADV of Stratos Wealth Partners, Ltd (CRD 153184), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $18.6BN; 618 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 24,844 individuals, 4,159 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$18.6BNOct 202625,39194%
Tempo Wealth
Wealth manager, Independence, OH.
Detail and sources for Tempo Wealth

Form ADV of Tempo Wealth, LLC (CRD 336316), SEC registered adviser, filed , main office Independence, OH: regulatory assets $804MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 853 individuals, 519 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$804MMMar 2026853100%
Tidmore Retirement Planning Specialists
Wealth manager, Beachwood, OH.
Detail and sources for Tidmore Retirement Planning Specialists

Form ADV of Premier Investment Advisors, Inc. (CRD 121028), SEC registered adviser, filed , main office Beachwood, OH: regulatory assets $113MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 214 individuals, 23 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$113MMSep 202621495%
Vantage Financial Group
Wealth manager, Cleveland, OH.
Detail and sources for Vantage Financial Group

Form ADV of Vantage Financial Group, Inc. (CRD 105950), SEC registered adviser, filed , main office Cleveland, OH: regulatory assets $867MM; 60 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Hudson Financial Services, Inc. (CRD 309675), registered adviser, filed , Auburn, CA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 2,482 individuals, 818 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$867MMMar 20262,52194%
Westpoint Wealth Management
Wealth manager, Berea, OH.
Detail and sources for Westpoint Wealth Management

Form ADV of Westpoint Wealth Management, LLC (CRD 310883), SEC registered adviser, filed , main office Berea, OH: regulatory assets $106MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 582 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$106MMJul 2026582100%
Woodland Wealth Partners
Wealth manager, Pepper Pike, OH.
Detail and sources for Woodland Wealth Partners

Form ADV of Cvna, LLC (CRD 340877), SEC registered adviser, filed , main office Pepper Pike, OH: regulatory assets $712MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 218 individuals, 124 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$712MMJul 202621897%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 54 firms counted.

  1. 26%

    of the $71.1 billion the 54 firms counted report is one firm's: Stratos Wealth Partners. Without it, the other 53 report $52.4 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $483MM

    is the median: half of the 54 report less, and 43 report under $1 billion.

    Assets, latest Form ADV of each

  3. 7

    private funds are advised by the firms counted; McDonald Partners advises the most, 4.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 67%

    of their assets is high net worth money; the next largest client type is other individuals, at 25%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 49

    of the 54 have their main office in Cuyahoga County, OH; the next place is Lorain County, OH, with 2.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Cleveland?

This list holds 57 wealth management firms in the Cleveland metro; 54 of them report regulatory assets on Form ADV, $71.1 billion together.

What are the largest wealth management firms in Cleveland?

By the regulatory assets they report: Stratos Wealth Partners $18.6 billion, Oneseven $7.7 billion, Carnegie Investment Counsel $7.5 billion, Stratos Wealth Advisors $5.6 billion, Prosperity Capital Advisors $4.4 billion.

How much do wealth management firms in Cleveland typically manage?

Of the 54 that report, the median reports $483 million in regulatory assets; 43 report under $1 billion.

How do you start a relationship with wealth management firms in Cleveland?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
57 wealth management firms, 55 are wealth managers and 2 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Cleveland, OH MSA (Census CBSA 17410) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 54 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Cleveland metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $71.1BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 3 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 57, 57 report on a current Form ADV and 9 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 57 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 9 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Cleveland," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-cleveland

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