Wealth Management Firms (RIAs) in Indianapolis

62 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Oxford Financial Group is the largest: $23.3 billion through Oxford Financial Group, Ltd. LLC (filed July 2026).

Sapient Capital follows with $13.8 billion. The 62 advisers counted report $84.1 billion together; the ten largest hold 79% of it, and half report less than $296 million.

Updated October 2026. Rechecked quarterly; next check January 2027. Figures read October 31, 2026, as filed January 2026 to October 2026.

Where the $84.1BN sitsThe 62 firms counted, by size. The bar is each size band's share of the combined dollars.

$10BN to $25BN59%3 firms
$5BN to $10BN7%1 firm
$1BN to $5BN14%7 firms
$500MM to $1BN9%11 firms
Under $500MM11%40 firms

Latest Form ADV of each, filed Jan 2026 to Oct 2026. Read October 31, 2026; sources at the end of the page.

Wealth management firms listedList of October 2026; 62 are wealth managers: 62
Combined assets62 counted; as filed to Oct 2026: $84.1BN
Largest: Oxford Financial GroupAs filed July 2026: $23.3BN
Median firmHalf of the 62 report less: $296MM
Held by the ten largestOf the $84.1BN combined: 79%

Oxford Financial Group, Sapient Capital and Valeo Financial Advisors lead the Indianapolis wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $74.0BN, 88% of the $84.1BN the 62 counted report.

1
Oxford Financial Group
Wealth manager, Carmel, IN
$23.3BNRegulatory assets, Jul 2026
59% high net worth, 19% private funds, 14% pension plans
Individual clients
589
Private funds
48
2
Sapient Capital
Wealth manager, Indianapolis, IN
$13.8BNRegulatory assets, Aug 2026
86% high net worth, 9% charities, 5% businesses
Individual clients
980
3
Valeo Financial Advisors
Wealth manager, Carmel, IN
$13.0BNRegulatory assets, Apr 2026
95% high net worth, 3% other individuals, 2% charities
Individual clients
3,021
4
Thurston Springer Advisors
Wealth manager, Indianapolis, IN
$6.0BNRegulatory assets, Sep 2026
71% high net worth, 19% other individuals, 5% businesses
Individual clients
4,429
5
Bedel Financial Consulting
Wealth manager, Indianapolis, IN
$2.9BNRegulatory assets, Aug 2026
93% high net worth, 5% other individuals, 2% businesses
Individual clients
1,162
6
Elser Financial Planning
Wealth manager, Indianapolis, IN
$2.1BNRegulatory assets, Sep 2026
92% high net worth, 3% other individuals, 3% charities
Individual clients
578
7
Invst
Wealth manager, Indianapolis, IN
$1.6BNRegulatory assets, Apr 2026
54% high net worth, 26% other individuals, 20% pension plans
Individual clients
2,193
8
LJI Wealth Management
Wealth manager, Indianapolis, IN
$1.4BNRegulatory assets, Aug 2026
50% high net worth, 26% other individuals, 13% government
Individual clients
1,490
9
Wallington Asset Management
Wealth manager, Indianapolis, IN
$1.3BNRegulatory assets, Sep 2026
82% high net worth, 12% pension plans, 4% other individuals
Individual clients
306
10
Deerfield
Wealth manager, Indianapolis, IN
$1.2BNRegulatory assets, Mar 2026
86% high net worth, 10% other individuals, 2% charities
Individual clients
310
11
Corevision Financial Group
Wealth manager, Shelbyville, IN
$1.2BNRegulatory assets, Jul 2026
56% other individuals, 32% high net worth, 8% charities
Individual clients
1,290
12
Financial Enhancement Group
Wealth manager, Anderson, IN
$987MMRegulatory assets, Sep 2026
65% high net worth, 32% other individuals, 3% businesses
Individual clients
1,257
13
Market Street Wealth Management Advisors
Wealth manager, Indianapolis, IN
$776MMRegulatory assets, May 2026
86% high net worth, 12% other individuals, 1% businesses
Individual clients
422
14
Quantum Financial Services
Wealth manager, Indianapolis, IN
$731MMRegulatory assets, Mar 2026
100% high net worth
Individual clients
78
15
Halter Ferguson Financial
Wealth manager, Carmel, IN
$705MMRegulatory assets, Oct 2026
92% high net worth, 7% other individuals
Individual clients
291
Private funds
1
16
Indie Asset Partners
Wealth manager, Carmel, IN
$685MMRegulatory assets, Mar 2026
73% high net worth, 17% private funds, 8% other individuals
Individual clients
302
Private funds
3
17
Northwest Financial Services
Wealth manager, Indianapolis, IN
$635MMRegulatory assets, Mar 2026
84% high net worth, 16% other individuals
Individual clients
377
18
Meridian Investment Advisors
Wealth manager, Indianapolis, IN
$628MMRegulatory assets, Mar 2026
49% high net worth, 25% pension plans, 25% other individuals
Individual clients
612
19
Financial Plans & Strategies
Wealth manager, Greenwood, IN
$611MMRegulatory assets, Jul 2026
66% high net worth, 34% other individuals
Individual clients
1,081
20
Monon Wealth Management
Wealth manager, Indianapolis, IN
$547MMRegulatory assets, Sep 2026
72% high net worth, 20% other individuals, 5% businesses
Individual clients
505

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read October 31, 2026.

One firm holds 28% of the assets

How the 62 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.

One dot per firm counted. Read October 31, 2026.

The 62 firms, by size

Under $500MM4011%$9.1BN

$500MM to $1BN119%$7.4BN

$1BN to $5BN714%$11.6BN

$5BN to $10BN17%$6.0BN

$10BN to $25BN359%$50.0BN

$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $84.1BN combined, one row per firm. Read October 31, 2026.

28%

of the assets reported sits with one firm, Oxford Financial Group. The five largest hold 70%; 51 of 62 report under $1 billion.

28%Largest42%Next 430%Other 57

Who the 62 are

Wealth managers62

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 62 advisers' assets by type of client

High net worth74%
Other individuals9%
Pension plans6%
Private funds6%
Businesses3%
Charities3%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Thurston Springer Advisors	4,429Sep 2026
2	Valeo Financial Advisors	3,021Apr 2026
3	Invst	2,193Apr 2026
4	Asset Management Strategies	2,110Mar 2026
5	The Wellington GRP	1,516Mar 2026
6	LJI Wealth Management	1,490Aug 2026
7	Corevision Financial Group	1,290Jul 2026
8	Financial Enhancement Group	1,257Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Valeo Financial Advisors	2,257Apr 2026
2	Thurston Springer Advisors	1,157Sep 2026
3	Bedel Financial Consulting	741Aug 2026
4	Sapient Capital	691Aug 2026
5	Oxford Financial Group	551Jul 2026
6	Elser Financial Planning	420Sep 2026
7	Invst	320Apr 2026
8	Financial Enhancement Group	261Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
Rank	Name	Figure
1	Oxford Financial Group	48Jul 2026
2	Indie Asset Partners	3Mar 2026
3	Halter Ferguson Financial	1Oct 2026
4	Peloton Capital Management	1Mar 2026
5	The Wellington GRP	1Mar 2026

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All 62 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Find in this list

Showing all 62 firms

Wealth Management Firms (RIAs) in Indianapolis 62 firms, A to Z
Office	Assets	Clients	Individuals	Private funds
An Exceptional Life Financial Wealth manager, Indianapolis, IN. Detail and sources for An Exceptional Life Financial Form ADV of An Exceptional Life Financial, LLC (CRD 288742), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $259MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, educational seminars and other services. Clients (Item 5.D): 370 individuals, 53 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$259MMMar 2026	378	99%
Asset Management Strategies Wealth manager, Indianapolis, IN. Detail and sources for Asset Management Strategies Form ADV of Asset Management Strategies, Inc. (CRD 135173), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $220MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 2,110 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$220MMMar 2026	2,110	100%
Bedel Financial Consulting Wealth manager, Indianapolis, IN. Detail and sources for Bedel Financial Consulting Form ADV of Bedel Financial Consulting Inc. (CRD 105653), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $2.9BN; 28 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Bedel Financial Consulting Inc., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,162 individuals, 741 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$2.9BNAug 2026	1,162	98%
Bischoff Wealth Management Group Wealth manager, Greenwood, IN. Detail and sources for Bischoff Wealth Management Group Form ADV of Bischoff Wealth Management Group, LLC (CRD 171652), SEC registered adviser, filed February 2026, main office Greenwood, IN: regulatory assets $222MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 357 individuals, 114 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV.	$222MMFeb 2026	378	97%
Bookends Financial Planning Wealth manager, Indianapolis, IN. Detail and sources for Bookends Financial Planning Form ADV of Wetzel Investment Advisors, Inc. (CRD 305301), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $338MM; 10 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications and educational seminars. Clients (Item 5.D): 520 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$338MMMar 2026	521	100%
Brucke Financial Wealth manager, Indianapolis, IN. Detail and sources for Brucke Financial Form ADV of Brucke Financial, Inc. (CRD 291307), SEC registered adviser, filed March 2026: regulatory assets $262MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 738 individuals, 175 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$262MMMar 2026	754	97%
Capital Cities Investments Wealth manager, Indianapolis, IN. Detail and sources for Capital Cities Investments Form ADV of Capital Cities Investments (CRD 116185), SEC registered adviser, filed April 2026, main office Indianapolis, IN: regulatory assets $288MM; 16 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 476 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$288MMApr 2026	476	100%
CBG & Company Wealth manager, Fishers, IN. Detail and sources for CBG & Company Form ADV of CBG & Company, Inc. (CRD 149225), SEC registered adviser, filed March 2026, main office Fishers, IN: regulatory assets $271MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 161 individuals, 114 of them high net worth; individuals hold 77% of its regulatory assets. Files: SEC Form ADV.	$271MMMar 2026	211	77%
CFG Wealth Management Services Wealth manager, Indianapolis, IN. Detail and sources for CFG Wealth Management Services Form ADV of CFG Wealth Management Services Inc. (CRD 108351), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $110MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 64 individuals, 41 of them high net worth; individuals hold 73% of its regulatory assets. Files: SEC Form ADV.	$110MMMar 2026	68	73%
Charter Advisory Corporation Wealth manager, Indianapolis, IN. Detail and sources for Charter Advisory Corporation Form ADV of Financial Consultants & Advisory Corporation (CRD 113390), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $333MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 575 individuals, 203 of them high net worth; individuals hold 81% of its regulatory assets. Files: SEC Form ADV.	$333MMMar 2026	593	81%
Comprehensive Financial Consultants Wealth manager, Cicero, IN. Detail and sources for Comprehensive Financial Consultants Form ADV of CFC Planning Company, LLC (CRD 310603), SEC registered adviser, filed March 2026, main office Cicero, IN: regulatory assets $187MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 376 individuals, 61 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$187MMMar 2026	392	96%
Core Wealth Advisors Wealth manager, Indianapolis, IN. Detail and sources for Core Wealth Advisors Form ADV of Core Wealth Advisors, LLC (CRD 157436), SEC registered adviser, filed April 2026, main office Indianapolis, IN: regulatory assets $144MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Core Wealth Advisors, Inc. (CRD 174386), registered adviser, filed July 2026, Lakeland, FL. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 149 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$144MMApr 2026	149	100%
Corevision Financial Group Wealth manager, Shelbyville, IN. Detail and sources for Corevision Financial Group Form ADV of CVFG LLC (CRD 325310), SEC registered adviser, filed July 2026, main office Shelbyville, IN: regulatory assets $1.2BN; 11 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of CVFG LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,290 individuals, 162 of them high net worth; individuals hold 88% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.2BNJul 2026	1,310	88%
Curry Webb Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for Curry Webb Wealth Management Form ADV of Curry Webb Wealth Management LLC (CRD 168692), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $332MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 397 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$332MMAug 2026	397	100%
Daviman Financial Wealth manager, Noblesville, IN. Detail and sources for Daviman Financial Form ADV of Daviman Financial, LLC (CRD 285030), SEC registered adviser, filed July 2026: regulatory assets $234MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Daviman Financial, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 190 individuals, 39 of them high net worth; individuals hold 69% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV, SEC Form 13F.	$234MMJul 2026	256	69%
Deerfield Wealth manager, Indianapolis, IN. Detail and sources for Deerfield Form ADV of Deerfield Financial Advisors, Inc. (CRD 104964), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $1.2BN; 14 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 310 individuals, 163 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$1.2BNMar 2026	331	96%
Delta Wealth Advisors Wealth manager, Indianapolis, IN. Detail and sources for Delta Wealth Advisors Form ADV of Delta Wealth Advisors LLC (CRD 310504), SEC registered adviser, filed June 2026: regulatory assets $152MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 176 individuals, 65 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$152MMJun 2026	181	97%
Elevated Financial Group Wealth manager, Indianapolis, IN. Detail and sources for Elevated Financial Group Form ADV of Elevated Financial Group, LLC (CRD 334353), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $532MM; 13 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 690 individuals, 133 of them high net worth; individuals hold 66% of its regulatory assets. Files: SEC Form ADV.	$532MMSep 2026	716	66%
Elser Financial Planning Wealth manager, Indianapolis, IN. Detail and sources for Elser Financial Planning Form ADV of Elser Financial Planning, Inc. (CRD 143311), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $2.1BN; 15 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Elser Financial Planning, Inc., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 578 individuals, 420 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$2.1BNSep 2026	584	95%
Encircle Financial Strategies Wealth manager, Indianapolis, IN. Detail and sources for Encircle Financial Strategies Form ADV of Marvel Financial Planning, Inc. (CRD 327420), SEC registered adviser, filed August 2026: regulatory assets $139MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 240 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$139MMAug 2026	242	100%
Financial Enhancement Group Wealth manager, Anderson, IN. Detail and sources for Financial Enhancement Group Form ADV of Financial Enhancement Group LLC (CRD 159017), SEC registered adviser, filed September 2026, main office Anderson, IN: regulatory assets $987MM; 25 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Financial Enhancement Group LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,257 individuals, 261 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$987MMSep 2026	1,281	97%
Financial Plans & Strategies Wealth manager, Greenwood, IN. Detail and sources for Financial Plans & Strategies Form ADV of Financial Plans & Strategies, Inc. (CRD 123793), SEC registered adviser, filed July 2026, main office Greenwood, IN: regulatory assets $611MM; 12 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,081 individuals, 185 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$611MMJul 2026	1,081	100%
Fortitude Private Wealth Wealth manager, Carmel, IN. Detail and sources for Fortitude Private Wealth Form ADV of Fortitude Private Wealth Inc. (CRD 290074), SEC registered adviser, filed August 2026, main office Carmel, IN: regulatory assets $126MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 67 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$126MMAug 2026	67	100%
Forum Private Client Group Wealth manager, Fishers, IN. Detail and sources for Forum Private Client Group Form ADV of Forum Solutions Group, LLC (CRD 143075), SEC registered adviser, filed February 2026, main office Fishers, IN: regulatory assets $403MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 635 individuals, 115 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$403MMFeb 2026	635	100%
Four Quadrant Wealth Advisors Wealth manager, Carmel, IN. Detail and sources for Four Quadrant Wealth Advisors Form ADV of Four Quadrant Wealth Advisors, Inc. (CRD 130753), SEC registered adviser, filed February 2026, main office Carmel, IN: regulatory assets $219MM; 34 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 100 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$219MMFeb 2026	100	100%
Genesis Advisors Wealth manager, Fishers, IN. Detail and sources for Genesis Advisors Form ADV of Genesis Advisors, LLC (CRD 151976), SEC registered adviser, filed February 2026, main office Fishers, IN: regulatory assets $121MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 124 individuals, 14 of them high net worth; individuals hold 82% of its regulatory assets. Files: SEC Form ADV.	$121MMFeb 2026	132	82%
Halter Ferguson Financial Wealth manager, Carmel, IN. Detail and sources for Halter Ferguson Financial Form ADV of Halter Ferguson Financial Inc. (CRD 109563), SEC registered adviser, filed October 2026, main office Carmel, IN: regulatory assets $705MM; 1 private fund, $3.8MM gross; 15 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 291 individuals, 194 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$705MMOct 2026	292	99%	1
Hendershott Wealth Management Wealth manager, Fishers, IN. Detail and sources for Hendershott Wealth Management Form ADV of Hendershott Wealth Management, LLC (CRD 170839), SEC registered adviser, filed February 2026, main office Fishers, IN: regulatory assets $306MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 157 individuals, 72 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$306MMFeb 2026	158	99%
Hobbs Wealth Management Wealth manager, Zionsville, IN. Detail and sources for Hobbs Wealth Management Form ADV of Hobbs Wealth Management, LLC (CRD 325374), SEC registered adviser, filed March 2026, main office Zionsville, IN: regulatory assets $147MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 194 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$147MMMar 2026	194	100%
Indie Asset Partners Wealth manager, Carmel, IN. Detail and sources for Indie Asset Partners Form ADV of Indie Asset Partners, LLC (CRD 154503), SEC registered adviser, filed March 2026, main office Carmel, IN: regulatory assets $685MM; 3 private funds, $52MM gross; 9 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Indie Asset Partners, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 302 individuals, 147 of them high net worth; individuals hold 81% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$685MMMar 2026	313	81%	3
Integrated Investment Strategies,inc. Wealth manager, Carmel, IN. Detail and sources for Integrated Investment Strategies,inc. Form ADV of Integrated Investment Strategies,inc. (CRD 122706), SEC registered adviser, filed June 2026, main office Carmel, IN: regulatory assets $105MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 156 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$105MMJun 2026	156	100%
Integrated Planning & Wealth Management Wealth manager, Westfield, IN. Detail and sources for Integrated Planning & Wealth Management Form ADV of Integrated Planning & Wealth Management, LLC (CRD 286151), SEC registered adviser, filed March 2026: regulatory assets $119MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 136 individuals, 32 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$119MMMar 2026	169	89%
Invst Wealth manager, Indianapolis, IN. Detail and sources for Invst Form ADV of Invst, LLC (CRD 282863), SEC registered adviser, filed April 2026, main office Indianapolis, IN: regulatory assets $1.6BN; 65 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Invst, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 2,193 individuals, 320 of them high net worth; individuals hold 80% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.6BNApr 2026	2,301	80%
Koon Financial Planning & CONSULTING/KFP&C Wealth manager, Greenwood, IN. Detail and sources for Koon Financial Planning & CONSULTING/KFP&C Form ADV of Koon Financial Planning & Consulting, LLC (CRD 126051), SEC registered adviser, filed March 2026, main office Greenwood, IN: regulatory assets $147MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 153 individuals, 55 of them high net worth; individuals hold 94% of its regulatory assets. Files: SEC Form ADV.	$147MMMar 2026	163	94%
LJI Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for LJI Wealth Management Form ADV of LJI Wealth Management, LLC (CRD 145399), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $1.4BN; 13 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,490 individuals, 231 of them high net worth; individuals hold 76% of its regulatory assets. Files: SEC Form ADV.	$1.4BNAug 2026	1,573	76%
Market Street Wealth Management Advisors Wealth manager, Indianapolis, IN. Detail and sources for Market Street Wealth Management Advisors Form ADV of Market Street Wealth Management Advisors, LLC (CRD 122212), SEC registered adviser, filed May 2026, main office Indianapolis, IN: regulatory assets $776MM; 12 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Market Street Wealth Management Advisors, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 422 individuals, 200 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$776MMMay 2026	427	98%
Meridian Investment Advisors Wealth manager, Indianapolis, IN. Detail and sources for Meridian Investment Advisors Form ADV of Meridian Investment Advisors, Inc. (CRD 107593), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $628MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Meridian Management Co (CRD 110216), registered adviser, filed March 2026, Little Rock, AR. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 612 individuals, 240 of them high net worth; individuals hold 75% of its regulatory assets. Files: SEC Form ADV.	$628MMMar 2026	627	75%
MFG Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for MFG Wealth Management Form ADV of MFG Wealth Management, Inc. (CRD 125963), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $146MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 327 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$146MMAug 2026	327	100%
Mindset Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for Mindset Wealth Management Form ADV of Mindset Wealth Management, LLC (CRD 330384), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $445MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Mindset Wealth Management, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 274 individuals, 189 of them high net worth; individuals hold 65% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$445MMSep 2026	277	65%
Monon Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for Monon Wealth Management Form ADV of Hutchens & Kramer Investment Management Group, LLC (CRD 289413), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $547MM; 10 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 505 individuals, 130 of them high net worth; individuals hold 91% of its regulatory assets. Files: SEC Form ADV.	$547MMSep 2026	518	91%
Nearside Advisors Wealth manager, Indianapolis, IN. Detail and sources for Nearside Advisors Form ADV of Nearside Advisors, LLC (CRD 341851), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $189MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 113 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$189MMAug 2026	113	100%
Northwest Financial Services Wealth manager, Indianapolis, IN. Detail and sources for Northwest Financial Services Form ADV of Northwest Financial Services Inc. (CRD 106805), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $635MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 377 individuals, 169 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$635MMMar 2026	377	100%
Oxford Financial Group Wealth manager, Carmel, IN. Detail and sources for Oxford Financial Group Form ADV of Oxford Financial Group, Ltd. LLC (CRD 105303), SEC registered adviser, filed July 2026, main office Carmel, IN: regulatory assets $23.3BN; 48 private funds, $3.4BN gross; 156 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Oxford Financial Group, Ltd. LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 589 individuals, 551 of them high net worth; individuals hold 59% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$23.3BNJul 2026	697	59%	48
Peloton Capital Management Wealth manager, Indianapolis, IN. Detail and sources for Peloton Capital Management Form ADV of Peloton Capital Management (CRD 109775), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $282MM; 1 private fund, $4.6MM gross; 4 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Peloton Capital Management, quarter ended June 30, 2026, filed August 2026. Possible match by name only, not counted: Peloton Capital Management Inc. (CRD 323826), exempt reporting adviser, filed March 2026, Toronto, Ontario. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications and other services. Clients (Item 5.D): 138 individuals, 138 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$282MMMar 2026	138	99%	1
Pile Wealth Management Wealth manager, Indianapolis, IN. Detail and sources for Pile Wealth Management Form ADV of RJP Investment Advisors, LLP (CRD 111536), SEC registered adviser, filed February 2026, main office Indianapolis, IN: regulatory assets $189MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 86 individuals, 19 of them high net worth; individuals hold 88% of its regulatory assets. Files: SEC Form ADV.	$189MMFeb 2026	86	88%
Precedent Financial Strategies Wealth manager, Indianapolis, IN. Detail and sources for Precedent Financial Strategies Form ADV of Precedent Asset Management, LLC (CRD 169100), SEC registered adviser, filed April 2026, main office Indianapolis, IN: regulatory assets $111MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 74 individuals, 53 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$111MMApr 2026	74	95%
Private Counsel Group Wealth manager, Indianapolis, IN. Detail and sources for Private Counsel Group Form ADV of Private Counsel Group, Ltd. (CRD 300083), SEC registered adviser, filed February 2026, main office Indianapolis, IN: regulatory assets $116MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 63 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$116MMFeb 2026	63	100%
Provider Financial Wealth manager, Indianapolis, IN. Detail and sources for Provider Financial Form ADV of Provider Financial, Inc. (CRD 168964), SEC registered adviser, filed February 2026, main office Indianapolis, IN: regulatory assets $304MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 505 individuals, 210 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$304MMFeb 2026	505	100%
Quantum Financial Services Wealth manager, Indianapolis, IN. Detail and sources for Quantum Financial Services Form ADV of Quantum Financial Services Inc. (CRD 121631), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $731MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 78 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$731MMMar 2026	78	100%
Rasp Wealth Solutions Wealth manager, Fishers, IN. Detail and sources for Rasp Wealth Solutions Form ADV of Rasp Wealth Solutions, LLC (CRD 328248), SEC registered adviser, filed September 2026: regulatory assets $106MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Rasp Wealth Solutions, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 89 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV, SEC Form 13F.	$106MMSep 2026	89	100%
Reify Wealth Advisors Wealth manager, Indianapolis, IN. Detail and sources for Reify Wealth Advisors Form ADV of Reify Wealth Advisors, Inc. (CRD 121978), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $524MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 247 individuals, 137 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$524MMMar 2026	247	100%
Sapient Capital Wealth manager, Indianapolis, IN. Detail and sources for Sapient Capital Form ADV of Sapient Capital LLC (CRD 324899), SEC registered adviser, filed August 2026, main office Indianapolis, IN: regulatory assets $13.8BN; 59 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 980 individuals, 691 of them high net worth; individuals hold 86% of its regulatory assets. Files: SEC Form ADV.	$13.8BNAug 2026	1,017	86%
Storen Financial Wealth manager, Zionsville, IN. Detail and sources for Storen Financial Form ADV of Storen Legacy Partners, LLC (CRD 339197), SEC registered adviser, filed April 2026, main office Zionsville, IN: regulatory assets $438MM; 14 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 864 individuals, 93 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$438MMApr 2026	876	99%
Strive Financial Group Wealth manager, Carmel, IN. Detail and sources for Strive Financial Group Form ADV of Strive Financial Group, LLC (CRD 333298), SEC registered adviser, filed July 2026, main office Carmel, IN: regulatory assets $247MM; 12 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 769 individuals, 109 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$247MMJul 2026	769	98%
Teeple Snyder Newsome Wealth & Tax Management Wealth manager, Brownsburg, IN. Detail and sources for Teeple Snyder Newsome Wealth & Tax Management Form ADV of Teeple Wealth Management, LLC (CRD 147676), SEC registered adviser, filed July 2026, main office Brownsburg, IN: regulatory assets $287MM; 19 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 601 individuals, 120 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$287MMJul 2026	606	100%
Thurston Springer Advisors Wealth manager, Indianapolis, IN. Detail and sources for Thurston Springer Advisors Form ADV of Thurston Springer Advisors, LLC (CRD 299201), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $6.0BN; 100 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 4,429 individuals, 1,157 of them high net worth; individuals hold 90% of its regulatory assets. Files: SEC Form ADV.	$6.0BNSep 2026	4,694	90%
Trust Investment Advisors Wealth manager, Indianapolis, IN. Detail and sources for Trust Investment Advisors Form ADV of Street Capital Partners, LLC (CRD 309233), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $239MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 163 individuals, 44 of them high net worth; individuals hold 94% of its regulatory assets. Files: SEC Form ADV.	$239MMMar 2026	174	94%
Valeo Financial Advisors Wealth manager, Carmel, IN. Detail and sources for Valeo Financial Advisors Form ADV of Valeo Financial Advisors, LLC (CRD 127132), SEC registered adviser, filed April 2026, main office Carmel, IN: regulatory assets $13.0BN; 178 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Valeo Financial Advisors, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 3,021 individuals, 2,257 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$13.0BNApr 2026	3,042	98%
Wallington Asset Management Wealth manager, Indianapolis, IN. Detail and sources for Wallington Asset Management Form ADV of Wallington Asset Management, LLC (CRD 143360), SEC registered adviser, filed September 2026, main office Indianapolis, IN: regulatory assets $1.3BN; 17 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications and educational seminars. Clients (Item 5.D): 306 individuals, 197 of them high net worth; individuals hold 86% of its regulatory assets. Files: SEC Form ADV.	$1.3BNSep 2026	337	86%
The Wellington GRP Wealth manager, Indianapolis, IN. Detail and sources for The Wellington GRP Form ADV of The Wellington GRP LLC (CRD 332803), SEC registered adviser, filed March 2026, main office Indianapolis, IN: regulatory assets $474MM; 1 private fund, $0K gross; 10 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 1,516 individuals, 77 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$474MMMar 2026	1,516	100%	1
Werner Financial Wealth manager, Indianapolis, IN. Detail and sources for Werner Financial Form ADV of JCM Strategic Wealth Partners LLC (CRD 315220), SEC registered adviser, filed January 2026, main office Indianapolis, IN: regulatory assets $152MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 472 individuals, 85 of them high net worth; individuals hold 84% of its regulatory assets. Files: SEC Form ADV.	$152MMJan 2026	955	84%
Williamson Legacy Group Wealth manager, Carmel, IN. Detail and sources for Williamson Legacy Group Form ADV of Williamson Legacy Group, LLC (CRD 318629), SEC registered adviser, filed March 2026: regulatory assets $183MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 343 individuals, 52 of them high net worth; individuals hold 98% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$183MMMar 2026	348	98%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 62 firms counted.

28%
of the $84.1 billion the 62 firms counted report is one firm's: Oxford Financial Group. Without it, the other 61 report $60.8 billion.
Assets, latest Form ADV of each; sums of filed figures
$296MM
is the median: half of the 62 report less, and 51 report under $1 billion.
Assets, latest Form ADV of each
54
private funds are advised by the firms counted; Oxford Financial Group advises the most, 48.
Private funds on each Form ADV (Schedule D); sums of filed figures
74%
of their assets is high net worth money; the next largest client type is other individuals, at 9%.
Client types each adviser reports with its assets; sums of filed figures
32
of the 62 have their main office in Marion County, IN; the next place is Hamilton County, IN, with 22.
Main office on each Form ADV

Questions

How many wealth management firms are there in Indianapolis?

This list holds 62 wealth management firms in the Indianapolis metro; 62 of them report regulatory assets on Form ADV, $84.1 billion together.

What are the largest wealth management firms in Indianapolis?

By the regulatory assets they report: Oxford Financial Group $23.3 billion, Sapient Capital $13.8 billion, Valeo Financial Advisors $13.0 billion, Thurston Springer Advisors $6.0 billion, Bedel Financial Consulting $2.9 billion.

How much do wealth management firms in Indianapolis typically manage?

Of the 62 that report, the median reports $296 million in regulatory assets; 51 report under $1 billion.

How do you start a relationship with wealth management firms in Indianapolis?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed: 62 wealth management firms, 62 are wealth managers. Every SEC registered adviser with a main office in Indianapolis-Carmel-Greenwood, IN MSA (Census CBSA 26900) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule: The top 20, every total, share and median, the charts and the answers to the questions use one set: the 62 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Indianapolis metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic: The $84.1BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 0 firms with a figure outside it stay listed with the figure and the reason.
Pins: Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched: On October 31, 2026 we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 62, 62 report on a current Form ADV and 13 file 13F reports.
Words: Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.

Sources and dates
Figure	Source	Period, read
Assets, private funds, client types, main office, employees	SEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 62 advisers	Filings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)	SEC EDGAR Form 13F, 13 filers, by the CIK on each Form ADV	Latest filing; read 2026-10-31
Main office to metro	HUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023	Read 2026-10-31
Logos	None shown: each firm has a monogram	Read 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Indianapolis," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-indianapolis

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