Wealth Management Firms (RIAs) in Tampa

71 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Raymond James & Associates is the largest: $501.0 billion through Raymond James & Associates, Inc. (filed September 2026).

Raymond James Financial Services Advisors follows with $390.0 billion. The 70 advisers counted report $947.3 billion together; the ten largest hold 98% of it, and half report less than $293 million.

Updated October 2026. Rechecked quarterly; next check January 2027. Figures read October 31, 2026, as filed January 2026 to October 2026.

Where the $947.3BN sitsThe 70 firms counted, by size. The bar is each size band's share of the combined dollars.

$25BN and over94%2 firms
$10BN to $25BN2%1 firm
$1BN to $5BN2%10 firms
$500MM to $1BN1%10 firms
Under $500MM1%47 firms

Latest Form ADV of each, filed Jan 2026 to Oct 2026. Read October 31, 2026; sources at the end of the page.

Wealth management firms listedList of October 2026; 68 are wealth managers and 3 are wealth managers with a broker-dealer: 71
Combined assets70 counted; as filed to Oct 2026: $947.3BN
Largest: Raymond James & AssociatesAs filed September 2026: $501.0BN
Median firmHalf of the 70 report less: $293MM
Held by the ten largestOf the $947.3BN combined: 98%

Raymond James & Associates, Raymond James Financial Services Advisors and Concurrent Investment Advisors lead the Tampa wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $934.6BN, 99% of the $947.3BN the 70 counted report.

1
Raymond James & Associates
Wealth manager with a broker-dealer, St. Petersburg, FL
$501.0BNRegulatory assets, Sep 2026
58% high net worth, 23% other individuals, 9% pension plans
Individual clients
513,125
2
Raymond James Financial Services Advisors
Wealth manager, Saint Petersburg, FL
$390.0BNRegulatory assets, Sep 2026
59% high net worth, 30% other individuals, 7% pension plans
Individual clients
493,979
3
Concurrent Investment Advisors
Wealth manager, Tampa, FL
$15.7BNRegulatory assets, Sep 2026
74% high net worth, 26% other individuals
Individual clients
13,268
4
Csenge Advisory Group
Wealth manager, Clearwater, FL
$3.2BNRegulatory assets, Jul 2026
64% high net worth, 34% other individuals, 2% businesses
Individual clients
7,147
5
Cyndeo Wealth Partners
Wealth manager, St. Petersburg, FL
$3.2BNRegulatory assets, Aug 2026
91% high net worth, 7% other individuals, 2% charities
Individual clients
1,219
Private funds
1
6
Jaffe Tilchin Investment Partners
Wealth manager, Tampa, FL
$2.4BNRegulatory assets, Jul 2026
55% high net worth, 18% businesses, 15% other individuals
Individual clients
1,704
Private funds
1
7
Fidelis Capital
Wealth manager, Tampa, FL
$2.3BNRegulatory assets, Aug 2026
82% high net worth, 16% businesses
Individual clients
218
8
Suncoast Equity Management
Wealth manager, Tampa, FL
$2.1BNRegulatory assets, Mar 2026
43% other, 36% high net worth, 19% other individuals
Individual clients
838
9
Indivisible Partners
Wealth manager, Clearwater, FL
$2.1BNRegulatory assets, Sep 2026
73% high net worth, 22% businesses, 4% other individuals
Individual clients
534
10
Provise Management Group
Wealth manager, Clearwater, FL
$2.0BNRegulatory assets, Aug 2026
86% high net worth, 8% other individuals, 3% businesses
Individual clients
1,139
11
Accurate Wealth Management
Wealth manager, Wesley Chapel, FL
$1.7BNRegulatory assets, Jul 2026
66% other individuals, 34% high net worth
Individual clients
2,612
12
ARS Wealth Advisors
Wealth manager, St. Petersburg, FL
$1.6BNRegulatory assets, Mar 2026
83% high net worth, 13% other individuals, 4% businesses
Individual clients
1,044
13
Calton & Associates
Wealth manager with a broker-dealer, Tampa, FL
$1.6BNRegulatory assets, Aug 2026
51% other individuals, 41% high net worth, 8% pension plans
Individual clients
5,056
14
Unique Wealth
Wealth manager, Tampa, FL
$966MMRegulatory assets, Aug 2026
65% high net worth, 30% other individuals, 3% pension plans
Individual clients
807
15
Flaharty Asset Management
Wealth manager, Clearwater, FL
$902MMRegulatory assets, Mar 2026
82% high net worth, 14% other individuals, 3% businesses
Individual clients
1,104
16
Compass Financial Management
Wealth manager, Tampa, FL
$894MMRegulatory assets, May 2026
50% high net worth, 45% other individuals, 3% pension plans
Individual clients
2,152
17
PSI Advisors
Wealth manager, Tampa, FL
$801MMRegulatory assets, Sep 2026
58% high net worth, 36% other individuals, 4% businesses
Individual clients
1,704
18
Lighthouse Financial
Wealth manager, Saint Petersburg, FL
$756MMRegulatory assets, Sep 2026
94% high net worth, 4% other individuals, 2% charities
Individual clients
132
19
Rogan & Associates
Wealth manager, Safety Harbor, FL
$710MMRegulatory assets, May 2026
67% high net worth, 33% other individuals
Individual clients
1,481
20
Darwin Wealth Management
Wealth manager, Tampa, FL
$614MMRegulatory assets, Jul 2026
66% high net worth, 34% other individuals
Individual clients
835

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read October 31, 2026.

One firm holds 53% of the assets

How the 70 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.

One dot per firm counted; 1 firm with a main office outside Tampa, a second row for the same adviser or only fund assets left out. Read October 31, 2026.

The 70 firms, by size

Under $500MM471%$11.2BN

$500MM to $1BN101%$7.2BN

$1BN to $5BN102%$22.2BN

$5BN to $10BN00%$0

$10BN to $25BN12%$15.7BN

$25BN and over294%$891.0BN

Assets each reported in its latest filing; shares are of the $947.3BN combined, one row per firm. Read October 31, 2026.

53%

of the assets reported sits with one firm, Raymond James & Associates. The five largest hold 96%; 57 of 70 report under $1 billion.

53%Largest44%Next 44%Other 65

Who the 71 are

Wealth managers68
Wealth managers with a broker-dealer3

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 70 advisers' assets by type of client

High net worth59%
Other individuals26%
Pension plans8%
Businesses6%
Government1%
Insurers0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Raymond James & Associates	513,125Sep 2026
2	Raymond James Financial Services Advisors	493,979Sep 2026
3	Concurrent Investment Advisors	13,268Sep 2026
4	Csenge Advisory Group	7,147Jul 2026
5	Calton & Associates	5,056Aug 2026
6	Florida Financial Advisors	3,005Sep 2026
7	Accurate Wealth Management	2,612Jul 2026
8	Compass Financial Management	2,152May 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Raymond James & Associates	99,598Sep 2026
2	Raymond James Financial Services Advisors	91,402Sep 2026
3	Concurrent Investment Advisors	3,009Sep 2026
4	Csenge Advisory Group	831Jul 2026
5	Provise Management Group	626Aug 2026
6	Cyndeo Wealth Partners	575Aug 2026
7	PSI Advisors	563Sep 2026
8	Flaharty Asset Management	556Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
Rank	Name	Figure
1	Successful Portfolios	3Mar 2026
2	Cyndeo Wealth Partners	1Aug 2026
3	Jaffe Tilchin Investment Partners	1Jul 2026

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All 71 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Find in this list

Showing all 71 firms

Wealth Management Firms (RIAs) in Tampa 71 firms, A to Z
Office	Assets	Clients	Individuals	Private funds
Accurate Wealth Management Wealth manager, Wesley Chapel, FL. Detail and sources for Accurate Wealth Management Form ADV of Accurate Wealth Management, LLC (CRD 298137), SEC registered adviser, filed July 2026, main office Wesley Chapel, FL: regulatory assets $1.7BN; 47 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 2,612 individuals, 393 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$1.7BNJul 2026	2,612	100%
ARS Wealth Advisors Wealth manager, St. Petersburg, FL. Detail and sources for ARS Wealth Advisors Form ADV of ARS Wealth Advisors Group, LLC (CRD 314882), SEC registered adviser, filed March 2026, main office St. Petersburg, FL: regulatory assets $1.6BN; 24 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 1,044 individuals, 459 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$1.6BNMar 2026	1,071	96%
Belleair Asset Management Wealth manager, Belleair Bluffs, FL. Detail and sources for Belleair Asset Management Form ADV of Belleair Asset Management, LLC (CRD 290882), SEC registered adviser, filed July 2026, main office Belleair Bluffs, FL: regulatory assets $234MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 125 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$234MMJul 2026	125	100%
Bradford Financial Services Wealth manager, Tarpon Springs, FL. Detail and sources for Bradford Financial Services Form ADV of Bradford Financial Services Corp (CRD 133220), SEC registered adviser, filed February 2026: regulatory assets $262MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 549 individuals, 0 of them high net worth; individuals hold 96% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$262MMFeb 2026	577	96%
Bria Capital Group Wealth manager, Wesley Chapel, FL. Detail and sources for Bria Capital Group Form ADV of Bria Capital Group, LLC (CRD 175258), SEC registered adviser, filed October 2026, main office Wesley Chapel, FL: regulatory assets $155MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 311 individuals, 86 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$155MMOct 2026	311	99%
Brightwater Advisory Wealth manager, Tampa, FL. Detail and sources for Brightwater Advisory Form ADV of Brightwater Advisory, LLC (CRD 169806), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $304MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 273 individuals, 127 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV.	$304MMMar 2026	285	97%
Calton & Associates Wealth manager with a broker-dealer, Tampa, FL. Detail and sources for Calton & Associates Form ADV of Calton & Associates, Inc. (CRD 20999), SEC registered adviser, filed August 2026, main office Tampa, FL: regulatory assets $1.6BN; 373 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Calton & Associates, Inc., quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 5,056 individuals, 278 of them high net worth; individuals hold 92% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A). Files: SEC Form ADV, SEC Form 13F.	$1.6BNAug 2026	5,283	92%
Cassedy Financial Group Wealth manager, Tampa, FL. Detail and sources for Cassedy Financial Group Form ADV of Cassedy Financial Group, Inc. (CRD 111446), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $248MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 175 individuals, 74 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV.	$248MMMar 2026	186	97%
Chronos Wealth Management Wealth manager, Clearwater, FL. Detail and sources for Chronos Wealth Management Form ADV of Chronos Wealth Management, L.L.C. (CRD 299782), SEC registered adviser, filed February 2026, main office Clearwater, FL: regulatory assets $274MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Chronos Wealth Management, L.L.C., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 221 individuals, 82 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$274MMFeb 2026	223	98%
Clarity Financial Advisors Wealth manager, St. Petersburg, FL. Detail and sources for Clarity Financial Advisors Form ADV of Clarity Financial Advisors LLC (CRD 323321), SEC registered adviser, filed September 2026, main office St. Petersburg, FL: regulatory assets $150MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 985 individuals, 21 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$150MMSep 2026	992	96%
Client 1ST Advisory Group Wealth manager, Dunedin, FL. Detail and sources for Client 1ST Advisory Group Form ADV of Client 1ST Advisory Group LLC (CRD 167790), SEC registered adviser, filed March 2026, main office Dunedin, FL: regulatory assets $511MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Client 1ST Advisory Group LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 353 individuals, 115 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$511MMMar 2026	353	99%
Code Waechter Wealth manager, Tampa, FL. Detail and sources for Code Waechter Form ADV of Code Waechter LLC (CRD 289372), SEC registered adviser, filed January 2026, main office Tampa, FL: regulatory assets $409MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 322 individuals, 133 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$409MMJan 2026	324	99%
Compass Financial Management Wealth manager, Tampa, FL. Detail and sources for Compass Financial Management Form ADV of Compass Financial Management LLC (CRD 156345), SEC registered adviser, filed May 2026, main office Tampa, FL: regulatory assets $894MM; 33 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 2,152 individuals, 197 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$894MMMay 2026	2,228	95%
Concurrent Investment Advisors Wealth manager, Tampa, FL. Detail and sources for Concurrent Investment Advisors Form ADV of Concurrent Investment Advisors, LLC (CRD 323135), SEC registered adviser, filed September 2026, main office Tampa, FL: regulatory assets $15.7BN; 187 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 13,268 individuals, 3,009 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$15.7BNSep 2026	13,277	100%
Conscious Capital Wealth Management Wealth manager, Tampa, FL. Detail and sources for Conscious Capital Wealth Management Form ADV of Conscious Capital Wealth Management, LLC (CRD 174670), SEC registered adviser, filed May 2026, main office Tampa, FL: regulatory assets $131MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 207 individuals, 66 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$131MMMay 2026	207	100%
Craft Wealth Services Wealth manager, Tampa, FL. Detail and sources for Craft Wealth Services Form ADV of Craft Asset Management LLC (CRD 289557), SEC registered adviser, filed September 2026, main office Tampa, FL: regulatory assets $121MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 222 individuals, 34 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$121MMSep 2026	224	98%
Csenge Advisory Group Wealth manager, Clearwater, FL. Detail and sources for Csenge Advisory Group Form ADV of Csenge Advisory Group, LLC (CRD 131167), SEC registered adviser, filed July 2026, main office Clearwater, FL: regulatory assets $3.2BN; 74 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 7,147 individuals, 831 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$3.2BNJul 2026	7,199	98%
Cyndeo Wealth Partners Wealth manager, St. Petersburg, FL. Detail and sources for Cyndeo Wealth Partners Form ADV of Cyndeo Wealth Partners, LLC (CRD 307781), SEC registered adviser, filed August 2026, main office St. Petersburg, FL: regulatory assets $3.2BN; 1 private fund, $39MM gross; 28 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Cyndeo Wealth Partners, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and other services. Clients (Item 5.D): 1,219 individuals, 575 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$3.2BNAug 2026	1,225	98%	1
Darwin Wealth Management Wealth manager, Tampa, FL. Detail and sources for Darwin Wealth Management Form ADV of Darwin Wealth Management, LLC (CRD 166585), SEC registered adviser, filed July 2026, main office Tampa, FL: regulatory assets $614MM; 10 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Darwin Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 835 individuals, 157 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$614MMJul 2026	835	100%
Dipaolo Financial Group Wealth manager, Lutz, FL. Detail and sources for Dipaolo Financial Group Form ADV of Dipaolo Financial Group, Inc. (CRD 309637), SEC registered adviser, filed April 2026, main office Lutz, FL: regulatory assets $168MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 408 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$168MMApr 2026	408	100%
DMK Advisor Group Wealth manager with a broker-dealer, Lutz, FL. Detail and sources for DMK Advisor Group Form ADV of DMK Advisor Group, Inc. (CRD 41067), SEC registered adviser, filed September 2026, main office Lutz, FL: regulatory assets $131MM; 38 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 515 individuals, 103 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A). Files: SEC Form ADV.	$131MMSep 2026	515	100%
Dougherty Investment Advisors Wealth manager, Spring Hill, FL. Detail and sources for Dougherty Investment Advisors Form ADV of Dougherty & Associates, LLC (CRD 142284), SEC registered adviser, filed April 2026, main office Spring Hill, FL: regulatory assets $141MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 412 individuals, 380 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$141MMApr 2026	414	99%
Econologics Financial Advisors Wealth manager, Largo, FL. Detail and sources for Econologics Financial Advisors Form ADV of Econologics Financial Advisors, LLC (CRD 125738), SEC registered adviser, filed March 2026, main office Largo, FL: regulatory assets $183MM; 18 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 291 individuals, 157 of them high net worth; individuals hold 90% of its regulatory assets. Files: SEC Form ADV.	$183MMMar 2026	344	90%
Elevate Financial Planning and Wealth Management Wealth manager, St. Petersburg, FL. Detail and sources for Elevate Financial Planning and Wealth Management Form ADV of Elevate Financial Planning and Wealth Management LLC (CRD 329079), SEC registered adviser, filed June 2026, main office St. Petersburg, FL: regulatory assets $107MM; 38 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 457 individuals, 12 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$107MMJun 2026	457	100%
Fidelis Capital Wealth manager, Tampa, FL. Detail and sources for Fidelis Capital Form ADV of Fidelis Capital Partners, LLC (CRD 322287), SEC registered adviser, filed August 2026, main office Tampa, FL: regulatory assets $2.3BN; 22 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Fidelis Capital Partners, LLC, quarter ended June 30, 2026, filed August 2026. Possible match by name only, not counted: Fidelis Capital, LLC (CRD 141341), registered adviser, filed March 2026, Birmingham, AL. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 218 individuals, 175 of them high net worth; individuals hold 83% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$2.3BNAug 2026	232	83%
Financial Guidance Group Wealth manager, Palm Harbor, FL. Detail and sources for Financial Guidance Group Form ADV of Financial Guidance Group, Inc. (CRD 108799), SEC registered adviser, filed March 2026: regulatory assets $288MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 291 individuals, 70 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$288MMMar 2026	296	99%
Flaharty Asset Management Wealth manager, Clearwater, FL. Detail and sources for Flaharty Asset Management Form ADV of Flaharty Asset Management, LLC (CRD 168495), SEC registered adviser, filed March 2026, main office Clearwater, FL: regulatory assets $902MM; 10 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Flaharty Asset Management, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,104 individuals, 556 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$902MMMar 2026	1,130	96%
Florida Financial Advisors Wealth manager, Tampa, FL. Detail and sources for Florida Financial Advisors Form ADV of Florida Financial Advisors, LLC (CRD 288811), SEC registered adviser, filed September 2026, main office Tampa, FL: regulatory assets $456MM; 667 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Florida Financial Advisors, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 3,005 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$456MMSep 2026	3,005	100%
Genoa Wealth Wealth manager, Tampa, FL. Detail and sources for Genoa Wealth Form ADV of Genoa Wealth, LLC (CRD 341520), SEC registered adviser, filed September 2026: regulatory assets $377MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 17 individuals, 17 of them high net worth; individuals hold 91% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$377MMSep 2026	18	91%
Golden Road Advisors Wealth manager, Tampa, FL. Detail and sources for Golden Road Advisors Form ADV of Golden Road Advisors LLC (CRD 314077), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $238MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Golden Road Advisors LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 248 individuals, 77 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$238MMMar 2026	248	98%
Grand Central Investment Group Wealth manager, Tampa, FL. Detail and sources for Grand Central Investment Group Form ADV of Grand Central Investment Group, LLC (CRD 172537), SEC registered adviser, filed June 2026, main office Tampa, FL: regulatory assets $196MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 227 individuals, 72 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$196MMJun 2026	238	95%
The Holland Group, Retirement Wealth Advisors Wealth manager, Clearwater, FL. Detail and sources for The Holland Group, Retirement Wealth Advisors Form ADV of The Holland Group, Retirement Wealth Advisors, LLC (CRD 326421), SEC registered adviser, filed March 2026, main office Clearwater, FL: regulatory assets $286MM; 10 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 744 individuals, 38 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$286MMMar 2026	755	99%
Indivisible Partners Wealth manager, Clearwater, FL. Detail and sources for Indivisible Partners Form ADV of Indivisible Partners, LLC (CRD 332431), SEC registered adviser, filed September 2026, main office Clearwater, FL: regulatory assets $2.1BN; 24 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 534 individuals, 320 of them high net worth; individuals hold 77% of its regulatory assets. Files: SEC Form ADV.	$2.1BNSep 2026	676	77%
Instrumental Wealth Wealth manager, Tampa, FL. Detail and sources for Instrumental Wealth Form ADV of Instrumental Wealth, LLC (CRD 310788), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $508MM; 12 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Instrumental Wealth, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 568 individuals, 116 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$508MMMar 2026	573	97%
Jaffe Tilchin Investment Partners Wealth manager, Tampa, FL. Detail and sources for Jaffe Tilchin Investment Partners Form ADV of Jaffe Tilchin Investment Partners, LLC (CRD 143608), SEC registered adviser, filed July 2026, main office Tampa, FL: regulatory assets $2.4BN; 1 private fund, $1.7MM gross; 39 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Jaffe Tilchin Investment Partners, LLC, quarter ended March 31, 2026, filed May 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,704 individuals, 391 of them high net worth; individuals hold 70% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$2.4BNJul 2026	1,892	70%	1
Kahn Financial Group Wealth manager, Clearwater, FL. Detail and sources for Kahn Financial Group Form ADV of Kahn Financial Group, Inc. (CRD 134802), SEC registered adviser, filed September 2026, main office Clearwater, FL: regulatory assets $123MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 122 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$123MMSep 2026	123	100%
Lighthouse Financial Wealth manager, Saint Petersburg, FL. Detail and sources for Lighthouse Financial Form ADV of Lighthouse Financial LLC (CRD 137277), SEC registered adviser, filed September 2026, main office Saint Petersburg, FL: regulatory assets $756MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 132 individuals, 48 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$756MMSep 2026	134	98%
Maggi Investment Services Wealth manager, Oldmar, FL. Detail and sources for Maggi Investment Services Form ADV of Maggi Investment Services, LLC (CRD 156856), SEC registered adviser, filed July 2026, main office Oldmar, FL: regulatory assets $154MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 515 individuals, 24 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$154MMJul 2026	515	100%
Markowski Investments Wealth manager, Tampa, FL. Detail and sources for Markowski Investments Form ADV of Markowski Brothers Holding Corporation (CRD 141883), SEC registered adviser, filed March 2026: regulatory assets $474MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,227 individuals, 119 of them high net worth; individuals hold 96% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$474MMMar 2026	1,275	96%
MFP Financial Services Wealth manager, Safety Harbor, FL. Detail and sources for MFP Financial Services Form ADV of MFP Financial Services, LLC (CRD 331681), SEC registered adviser, filed March 2026, main office Safety Harbor, FL: regulatory assets $361MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,284 individuals, 168 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$361MMMar 2026	1,286	99%
Noble Family Wealth Wealth manager, Clearwater, FL. Detail and sources for Noble Family Wealth Form ADV of Noble Family Wealth, LLC (CRD 315152), SEC registered adviser, filed May 2026, main office Clearwater, FL: regulatory assets $527MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Noble Family Wealth, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 124 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$527MMMay 2026	124	100%
Northbridge Financial Group Wealth manager, Tampa, FL. Detail and sources for Northbridge Financial Group Form ADV of Northbridge Financial Group, LLC (CRD 310394), SEC registered adviser, filed July 2026, main office Tampa, FL: regulatory assets $413MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 482 individuals, 170 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$413MMJul 2026	487	98%
Opinicus Wealth manager, Tampa, FL. Detail and sources for Opinicus Form ADV of Opinicus Capital, Inc. (CRD 168344), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $297MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Opinicus Capital, Inc., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 207 individuals, 80 of them high net worth; individuals hold 79% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$297MMMar 2026	257	79%
Orca Wealth Management Wealth manager, New Port Richey, FL. Detail and sources for Orca Wealth Management Form ADV of Orca Wealth Management, LLC (CRD 310053), SEC registered adviser, filed May 2026, main office New Port Richey, FL: regulatory assets $224MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 406 individuals, 221 of them high net worth; individuals hold 76% of its regulatory assets. Files: SEC Form ADV.	$224MMMay 2026	425	76%
Personalized Financial Solutions Wealth manager, Clearwater, FL. Detail and sources for Personalized Financial Solutions Form ADV of Personalized Financial Solutions LLC (CRD 306475), SEC registered adviser, filed September 2026, main office Clearwater, FL: regulatory assets $143MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 144 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$143MMSep 2026	144	100%
PFG Private Wealth Management Wealth manager, Lutz, FL. Detail and sources for PFG Private Wealth Management Form ADV of PFG Private Wealth Management, LLC (CRD 282301), SEC registered adviser, filed March 2026, main office Lutz, FL: regulatory assets $289MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of PFG Private Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 474 individuals, 67 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$289MMMar 2026	478	97%
Premier Private Wealth Management Wealth manager, Palm Harbor, FL. Detail and sources for Premier Private Wealth Management Form ADV of Premier Private Wealth Management, LLC (CRD 331860), SEC registered adviser, filed February 2026, main office Palm Harbor, FL: regulatory assets $126MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 698 individuals, 13 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$126MMFeb 2026	700	99%
Provise Management Group Wealth manager, Clearwater, FL. Detail and sources for Provise Management Group Form ADV of Provise Management Group, LLC (CRD 105375), SEC registered adviser, filed August 2026, main office Clearwater, FL: regulatory assets $2.0BN; 22 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,139 individuals, 626 of them high net worth; individuals hold 94% of its regulatory assets. Files: SEC Form ADV.	$2.0BNAug 2026	1,190	94%
PSI Advisors Wealth manager, Tampa, FL. Detail and sources for PSI Advisors Form ADV of PSI Advisors, LLC (CRD 285880), SEC registered adviser, filed September 2026, main office Tampa, FL: regulatory assets $801MM; 22 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,704 individuals, 563 of them high net worth; individuals hold 94% of its regulatory assets. Files: SEC Form ADV.	$801MMSep 2026	1,745	94%
Quantum Private Wealth Wealth manager, Tampa, FL. Detail and sources for Quantum Private Wealth Form ADV of Quantum Private Wealth, LLC (CRD 307358), SEC registered adviser, filed July 2026, main office Tampa, FL: regulatory assets $418MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 90 individuals, 57 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$418MMJul 2026	92	99%
Raymond James & Associates Wealth manager with a broker-dealer, St. Petersburg, FL. Detail and sources for Raymond James & Associates Form ADV of Raymond James & Associates, Inc. (CRD 705), SEC registered adviser, filed September 2026, main office St. Petersburg, FL: regulatory assets $501.0BN; 16,780 employees. Tied to this row by the CRD the list cites from the filing. Files a 13F notice (quarter ended June 30, 2026, filed August 2026): its holdings are reported on another manager's 13F. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 513,125 individuals, 99,598 of them high net worth; individuals hold 81% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A). Files: SEC Form ADV, SEC Form 13F.	$501.0BNSep 2026	531,617	81%
Raymond James Financial Services Advisors Wealth manager, Saint Petersburg, FL. Detail and sources for Raymond James Financial Services Advisors Form ADV of Raymond James Financial Services Advisors, Inc. (CRD 149018), SEC registered adviser, filed September 2026, main office Saint Petersburg, FL: regulatory assets $390.0BN; 9,675 employees. Tied to this row by the CRD the list cites from the filing. Files a 13F notice (quarter ended June 30, 2026, filed August 2026): its holdings are reported on another manager's 13F. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 493,979 individuals, 91,402 of them high net worth; individuals hold 89% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$390.0BNSep 2026	508,439	89%
Rogan & Associates Wealth manager, Safety Harbor, FL. Detail and sources for Rogan & Associates Form ADV of Rogan & Associates, Inc. (CRD 42762), SEC registered adviser, filed May 2026, main office Safety Harbor, FL: regulatory assets $710MM; 14 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,481 individuals, 290 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$710MMMay 2026	1,483	100%
Rutherford Asset Planning Wealth manager, Tampa, FL. Detail and sources for Rutherford Asset Planning Form ADV of Rutherford Asset Planning, Inc. (CRD 128036), SEC registered adviser, filed February 2026, main office Tampa, FL: regulatory assets $181MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 77 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$181MMFeb 2026	77	100%
Sagace Wealth Management Wealth manager, St. Petersburg, FL. Detail and sources for Sagace Wealth Management Form ADV of Sagace Wealth Management, LLC (CRD 307212), SEC registered adviser, filed February 2026, main office St. Petersburg, FL: regulatory assets $163MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 79 individuals, 47 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$163MMFeb 2026	80	99%
SFG Wealth Advisors Wealth manager, Tampa, FL. Detail and sources for SFG Wealth Advisors Form ADV of SFG Wealth Advisors, LLC (CRD 307368), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $188MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 245 individuals, 55 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$188MMMar 2026	251	98%
Solist Financial Wealth manager, Tampa, FL. Detail and sources for Solist Financial Form ADV of Solist Wealth, LLC (CRD 329317), SEC registered adviser, filed August 2026, main office Tampa, FL: regulatory assets $130MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 84 individuals, 41 of them high net worth; individuals hold 89% of its regulatory assets. Files: SEC Form ADV.	$130MMAug 2026	87	89%
Sterling Bridge Financial Group Wealth manager, Palm Harbor, FL. Detail and sources for Sterling Bridge Financial Group Form ADV of Sterling Bridge Financial Group LLC (CRD 304409), SEC registered adviser, filed March 2026, main office Palm Harbor, FL: regulatory assets $131MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 826 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$131MMMar 2026	827	100%
Stronghold Wealth Management Wealth manager, Tampa, FL. Detail and sources for Stronghold Wealth Management Form ADV of Stronghold Wealth Management L.L.C. (CRD 161194), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $173MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 143 individuals, 44 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$173MMMar 2026	145	99%
Structure Wealth Management Wealth manager, Tampa, FL. Detail and sources for Structure Wealth Management Form ADV of Structure Wealth Management, LLC (CRD 343156), SEC registered adviser, filed August 2026, main office Tampa, FL: regulatory assets $166MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications, educational seminars and other services. Clients (Item 5.D): 146 individuals, 130 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$166MMAug 2026	146	100%
Successful Portfolios Wealth manager, Clearwater, FL. Detail and sources for Successful Portfolios Form ADV of Successful Portfolios LLC (CRD 152429), SEC registered adviser, filed March 2026, main office Clearwater, FL: regulatory assets $282MM; 3 private funds, $8.3MM gross; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 204 individuals, 10 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$282MMMar 2026	206	98%	3
Suncoast Equity Management Wealth manager, Tampa, FL. Detail and sources for Suncoast Equity Management Form ADV of Suncoast Equity Management, LLC (CRD 108289), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $2.1BN; 12 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 838 individuals, 168 of them high net worth; individuals hold 54% of its regulatory assets. Files: SEC Form ADV.	$2.1BNMar 2026	870	54%
Targeted Financial Services Wealth manager, Seminole, FL. Detail and sources for Targeted Financial Services Form ADV of Targeted Financial Services, LLC (CRD 129049), SEC registered adviser, filed March 2026, main office Seminole, FL: regulatory assets $353MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 422 individuals, 65 of them high net worth; individuals hold 73% of its regulatory assets. Files: SEC Form ADV.	$353MMMar 2026	501	73%
The Tenret Company Wealth manager, Tampa, FL. Detail and sources for The Tenret Company Form ADV of The Tenret Company, LLC (CRD 298570), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $225MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 55 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$225MMMar 2026	55	100%
Unified Wealth Management Wealth manager, Oldsmar, FL. Detail and sources for Unified Wealth Management Form ADV of Unified Wealth Management LLC (CRD 284553), SEC registered adviser, filed August 2026, main office Oldsmar, FL: regulatory assets $151MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 325 individuals, 31 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$151MMAug 2026	327	99%
Unify Financial Advisors Wealth manager, Clearwater, FL. Detail and sources for Unify Financial Advisors Form ADV of Unify Financial LLC (CRD 324120), SEC registered adviser, filed April 2026, main office Clearwater, FL: regulatory assets $156MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 193 individuals, 35 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$156MMApr 2026	196	99%
Unique Wealth Wealth manager, Tampa, FL. Detail and sources for Unique Wealth Form ADV of Unique Wealth, LLC (CRD 312462), SEC registered adviser, filed August 2026, main office Tampa, FL: regulatory assets $966MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 807 individuals, 276 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$966MMAug 2026	846	95%
Upper Left Wealth Management Wealth manager, Tampa, FL. Detail and sources for Upper Left Wealth Management Form ADV of Upper Left Wealth Management, LLC (CRD 288762), SEC registered adviser, filed July 2026: regulatory assets $201MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 88 individuals, 52 of them high net worth; individuals hold 78% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$201MMJul 2026	95	77%
Walser Wealth Management Company, A Limited Liability Company Wealth manager, Tampa, FL. Detail and sources for Walser Wealth Management Company, A Limited Liability Company Form ADV of Walser Wealth Management Company, A Limited Liability Company (CRD 206518), SEC registered adviser, filed September 2026, main office Tampa, FL: regulatory assets $339MM; 26 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 677 individuals, 87 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$339MMSep 2026	677	100%
Wealth Advisors of Tampa Bay Wealth manager, Tampa, FL. Detail and sources for Wealth Advisors of Tampa Bay Form ADV of Wealth Advisors of Tampa Bay LLC (CRD 162724), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $457MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Wealth Advisors of Tampa Bay LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 225 individuals, 99 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$457MMMar 2026	225	97%
Wisdom Financial Planning Wealth manager, Tampa, FL. Main office Tampa, FL; not in the totals. Detail and sources for Wisdom Financial Planning Form ADV of John Boyer, Inc. (CRD 145275), SEC registered adviser, filed March 2026, main office Tampa, FL: regulatory assets $166MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Main office Tampa, FL; shown but not counted in the totals, charts or boards. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 185 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$166MMMar 2026	185	100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 53% of the money

Five findings from the filings of the 70 firms counted.

53%
of the $947.3 billion the 70 firms counted report is one firm's: Raymond James & Associates. Without it, the other 69 report $446.3 billion.
Assets, latest Form ADV of each; sums of filed figures
$293MM
is the median: half of the 70 report less, and 57 report under $1 billion.
Assets, latest Form ADV of each
5
private funds are advised by the firms counted; Successful Portfolios advises the most, 3.
Private funds on each Form ADV (Schedule D); sums of filed figures
59%
of their assets is high net worth money; the next largest client type is other individuals, at 26%.
Client types each adviser reports with its assets; sums of filed figures
33
of the 70 have their main office in Hillsborough County, FL; the next place is Pinellas County, FL, with 31.
Main office on each Form ADV

Questions

How many wealth management firms are there in Tampa?

This list holds 71 wealth management firms in the Tampa metro; 70 of them report regulatory assets on Form ADV, $947.3 billion together.

What are the largest wealth management firms in Tampa?

By the regulatory assets they report: Raymond James & Associates $501.0 billion, Raymond James Financial Services Advisors $390.0 billion, Concurrent Investment Advisors $15.7 billion, Csenge Advisory Group $3.2 billion, Cyndeo Wealth Partners $3.2 billion.

How much do wealth management firms in Tampa typically manage?

Of the 70 that report, the median reports $293 million in regulatory assets; 57 report under $1 billion.

How do you start a relationship with wealth management firms in Tampa?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed: 71 wealth management firms, 68 are wealth managers and 3 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Tampa-St. Petersburg-Clearwater, FL MSA (Census CBSA 45300) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule: The top 20, every total, share and median, the charts and the answers to the questions use one set: the 70 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Tampa metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic: The $947.3BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 1 firm with a figure outside it stay listed with the figure and the reason.
Pins: Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched: On October 31, 2026 we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 71, 71 report on a current Form ADV and 17 file 13F reports.
Words: Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.

Sources and dates
Figure	Source	Period, read
Assets, private funds, client types, main office, employees	SEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 71 advisers	Filings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)	SEC EDGAR Form 13F, 17 filers, by the CIK on each Form ADV	Latest filing; read 2026-10-31
Main office to metro	HUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023	Read 2026-10-31
Logos	None shown: each firm has a monogram	Read 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Tampa," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-tampa

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