Wealth Management Firms (RIAs) in Sarasota

27 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Cumberland Advisors is the largest: $3.2 billion through Cumberland Advisors, LLC (filed February 2026).

Fourthought Financial Partners follows with $1.9 billion. The 27 advisers counted report $14.9 billion together; the ten largest hold 73% of it, and half report less than $359 million.

Updated November 2026. Rechecked quarterly; next check January 2027. Figures read November 6, 2026, as filed January 2026 to September 2026.

Where the $14.9BN sitsThe 27 firms counted, by size. The bar is each size band's share of the combined dollars.

$1BN to $5BN52%4 firms
$500MM to $1BN10%2 firms
Under $500MM38%21 firms

Latest Form ADV of each, filed Jan 2026 to Sep 2026. Read November 6, 2026; sources at the end of the page.

Wealth management firms listedList of November 2026; 27 are wealth managers: 27
Combined assets27 counted; as filed to Sep 2026: $14.9BN
Largest: Cumberland AdvisorsAs filed February 2026: $3.2BN
Median firmHalf of the 27 report less: $359MM
Held by the ten largestOf the $14.9BN combined: 73%

Cumberland Advisors, Fourthought Financial Partners and J. L. Bainbridge & Co. lead the Sarasota wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $13.9BN, 94% of the $14.9BN the 27 counted report.

1
Cumberland Advisors
Wealth manager, Sarasota, FL
$3.2BNRegulatory assets, Feb 2026
37% other, 31% other individuals, 22% high net worth
Individual clients
1,091
2
Fourthought Financial Partners
Wealth manager, Venice, FL
$1.9BNRegulatory assets, Apr 2026
80% high net worth, 10% other individuals, 8% businesses
Individual clients
970
3
J. L. Bainbridge & Co.
Wealth manager, Sarasota, FL
$1.4BNRegulatory assets, Jul 2026
85% high net worth, 13% other individuals, 1% businesses
Individual clients
828
4
Investment Advisory Group
Wealth manager, Sarasota, FL
$1.2BNRegulatory assets, Feb 2026
51% high net worth, 49% other individuals
Individual clients
1,542
5
Walsh & Associates
Wealth manager, Sarasota, FL
$828MMRegulatory assets, Mar 2026
74% high net worth, 23% other individuals, 2% pension plans
Individual clients
1,307
6
Truvestments Capital
Wealth manager, Sarasota, FL
$661MMRegulatory assets, Mar 2026
57% other individuals, 41% high net worth, 1% pension plans
Individual clients
1,316
Private funds
1
7
Forza Wealth Management
Wealth manager, Sarasota, FL
$422MMRegulatory assets, Mar 2026
89% high net worth, 7% other individuals, 2% businesses
Individual clients
129
8
Clarity Capital Advisors
Wealth manager, Lakewood Ranch, FL
$406MMRegulatory assets, Feb 2026
88% high net worth, 11% pension plans, 1% other individuals
Individual clients
63
9
Sara-Bay Financial
Wealth manager, Sarasota, FL
$397MMRegulatory assets, Apr 2026
69% other individuals, 31% high net worth
Individual clients
324
10
Schorn Wealth
Wealth manager, Englewood, FL
$392MMRegulatory assets, Feb 2026
56% high net worth, 38% other individuals, 5% pension plans
Individual clients
712
11
HD Money, Inc.
Wealth manager, Sarasota, FL
$386MMRegulatory assets, Mar 2026
100% high net worth
Individual clients
484
12
Ranch Capital Advisors
Wealth manager, Sarasota, FL
$386MMRegulatory assets, Sep 2026
72% high net worth, 28% other individuals
Individual clients
425
13
MRA Advisory Group
Wealth manager, Sarasota, FL
$361MMRegulatory assets, Aug 2026
71% high net worth, 28% other individuals
Individual clients
497
14
The David J. Yvars Group
Wealth manager, University Park, FL
$359MMRegulatory assets, Feb 2026
73% high net worth, 16% other, 11% other individuals
Individual clients
476
15
Base Wealth Management
Wealth manager, Lakewood Ranch, FL
$326MMRegulatory assets, Mar 2026
76% other individuals, 24% high net worth
Individual clients
861
16
Silver Lake Advisory Partners
Wealth manager, Longboat Key, FL
$325MMRegulatory assets, Jan 2026
74% other individuals, 25% high net worth
Individual clients
152
17
Wealth Pro Advisors
Wealth manager, Sarasota, FL
$317MMRegulatory assets, Mar 2026
65% high net worth, 35% other individuals
Individual clients
212
18
Horizon Wealth Advisors
Wealth manager, Lakewood Ranch, FL
$235MMRegulatory assets, Mar 2026
65% high net worth, 33% other individuals, 2% pension plans
Individual clients
567
19
Pullen Investment Management
Wealth manager, Bradenton, FL
$221MMRegulatory assets, Feb 2026
57% high net worth, 30% pension plans, 6% other individuals
Individual clients
84
20
Alpha Omega Financial
Wealth manager, Bradenton, FL
$187MMRegulatory assets, Feb 2026
90% high net worth, 9% other individuals
Individual clients
86

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read November 6, 2026.

One firm holds a fifth of the assets

How the 27 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.

One dot per firm counted. Read November 6, 2026.

The 27 firms, by size

Under $500MM2138%$5.7BN

$500MM to $1BN210%$1.5BN

$1BN to $5BN452%$7.7BN

$5BN to $10BN00%$0

$10BN to $25BN00%$0

$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $14.9BN combined, one row per firm. Read November 6, 2026.

22%

of the assets reported sits with one firm, Cumberland Advisors. The five largest hold 58%; 23 of 27 report under $1 billion.

22%Largest36%Next 442%Other 22

Who the 27 are

Wealth managers27

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 27 advisers' assets by type of client

High net worth58%
Other individuals28%
Other8%
Businesses2%
Pension plans2%
Charities1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Investment Advisory Group	1,542Feb 2026
2	Truvestments Capital	1,316Mar 2026
3	Walsh & Associates	1,307Mar 2026
4	Cumberland Advisors	1,091Feb 2026
5	Fourthought Financial Partners	970Apr 2026
6	Base Wealth Management	861Mar 2026
7	J. L. Bainbridge & Co.	828Jul 2026
8	Schorn Wealth	712Feb 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Walsh & Associates	487Mar 2026
2	HD Money, Inc.	484Mar 2026
3	Fourthought Financial Partners	401Apr 2026
4	J. L. Bainbridge & Co.	350Jul 2026
5	Investment Advisory Group	275Feb 2026
6	Cumberland Advisors	206Feb 2026
7	The David J. Yvars Group	141Feb 2026
8	Wealth Pro Advisors	132Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 27 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Find in this list

Showing all 27 firms

Wealth Management Firms (RIAs) in Sarasota 27 firms, A to Z
Office	Assets	Clients	Individuals	Private funds
Advanced Wealth Management Wealth manager, Sarasota, FL. Detail and sources for Advanced Wealth Management Form ADV of Advanced Wealth Management, LLC (CRD 284438), SEC registered adviser, filed August 2026, main office Sarasota, FL: regulatory assets $111MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 168 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$111MMAug 2026	168	100%
Alpha Omega Financial Wealth manager, Bradenton, FL. Detail and sources for Alpha Omega Financial Form ADV of Alpha Omega Financial Advisory, Inc. (CRD 314289), SEC registered adviser, filed February 2026: regulatory assets $187MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 86 individuals, 46 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$187MMFeb 2026	87	99%
Base Wealth Management Wealth manager, Lakewood Ranch, FL. Detail and sources for Base Wealth Management Form ADV of Base Wealth Management LLC (CRD 321991), SEC registered adviser, filed March 2026, main office Lakewood Ranch, FL: regulatory assets $326MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Base Wealth Management LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 861 individuals, 26 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$326MMMar 2026	862	100%
Cambria Wealth Management Wealth manager, Sarasota, FL. Detail and sources for Cambria Wealth Management Form ADV of Rees Wealth Management, LLC (CRD 335458), SEC registered adviser, filed September 2026, main office Sarasota, FL: regulatory assets $116MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 105 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$116MMSep 2026	105	100%
Clarity Capital Advisors Wealth manager, Lakewood Ranch, FL. Detail and sources for Clarity Capital Advisors Form ADV of Clarity Capital Advisors, LLC (CRD 282405), SEC registered adviser, filed February 2026, main office Lakewood Ranch, FL: regulatory assets $406MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Clarity Capital Advisors, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 63 individuals, 55 of them high net worth; individuals hold 89% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$406MMFeb 2026	74	89%
Cumberland Advisors Wealth manager, Sarasota, FL. Detail and sources for Cumberland Advisors Form ADV of Cumberland Advisors, LLC (CRD 107964), SEC registered adviser, filed February 2026, main office Sarasota, FL: regulatory assets $3.2BN; 36 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Cumberland Advisors, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, market timing and other services. Clients (Item 5.D): 1,091 individuals, 206 of them high net worth; individuals hold 53% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$3.2BNFeb 2026	1,236	53%
The David J. Yvars Group Wealth manager, University Park, FL. Detail and sources for The David J. Yvars Group Form ADV of The David J. Yvars Group Inc. (CRD 328901), SEC registered adviser, filed February 2026: regulatory assets $359MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of The David J. Yvars Group Inc., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 476 individuals, 141 of them high net worth; individuals hold 84% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV, SEC Form 13F.	$359MMFeb 2026	489	84%
Forza Wealth Management Wealth manager, Sarasota, FL. Detail and sources for Forza Wealth Management Form ADV of Forza Wealth Management, LLC (CRD 281075), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $422MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Forza Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 129 individuals, 77 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$422MMMar 2026	129	96%
Fourthought Financial Partners Wealth manager, Venice, FL. Detail and sources for Fourthought Financial Partners Form ADV of Fourthought Financial Partners, Llc. (CRD 323060), SEC registered adviser, filed April 2026, main office Venice, FL: regulatory assets $1.9BN; 20 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 970 individuals, 401 of them high net worth; individuals hold 90% of its regulatory assets. Files: SEC Form ADV.	$1.9BNApr 2026	1,002	90%
HD Money, Inc. Wealth manager, Sarasota, FL. Detail and sources for HD Money, Inc. Form ADV of HD Money, Inc. (CRD 167623), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $386MM; 12 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 484 individuals, 484 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$386MMMar 2026	484	100%
Horizon Wealth Advisors Wealth manager, Lakewood Ranch, FL. Detail and sources for Horizon Wealth Advisors Form ADV of Horizon Wealth Advisors, LLC (CRD 148338), SEC registered adviser, filed March 2026: regulatory assets $235MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Horizon Advisors, LLC (CRD 114102), registered adviser, filed September 2026, Houston, TX. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 567 individuals, 71 of them high net worth; individuals hold 98% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$235MMMar 2026	582	98%
Investment Advisory Group Wealth manager, Sarasota, FL. Detail and sources for Investment Advisory Group Form ADV of Investment Advisory Group, LLC (CRD 109445), SEC registered adviser, filed February 2026, main office Sarasota, FL: regulatory assets $1.2BN; 10 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Investment Advisory Group, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,542 individuals, 275 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.2BNFeb 2026	1,542	100%
J. L. Bainbridge & Co. Wealth manager, Sarasota, FL. Detail and sources for J. L. Bainbridge & Co. Form ADV of J. L. Bainbridge & Co., Inc. (CRD 108058), SEC registered adviser, filed July 2026, main office Sarasota, FL: regulatory assets $1.4BN; 11 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of J. L. Bainbridge & Co., Inc., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 828 individuals, 350 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.4BNJul 2026	839	98%
Lifestyle Freedom Advisory Group Wealth manager, Bradenton, FL. Detail and sources for Lifestyle Freedom Advisory Group Form ADV of Lifestyle Freedom Advisory Group, LLC (CRD 283512), SEC registered adviser, filed March 2026, main office Bradenton, FL: regulatory assets $157MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 162 individuals, 45 of them high net worth; individuals hold 81% of its regulatory assets. Files: SEC Form ADV.	$157MMMar 2026	189	81%
MRA Advisory Group Wealth manager, Sarasota, FL. Detail and sources for MRA Advisory Group Form ADV of MRA Advisory Group (CRD 287933), SEC registered adviser, filed August 2026, main office Sarasota, FL: regulatory assets $361MM; 13 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 497 individuals, 125 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$361MMAug 2026	504	100%
Pullen Investment Management Wealth manager, Bradenton, FL. Detail and sources for Pullen Investment Management Form ADV of Pullen Investment Management, LLC (CRD 310149), SEC registered adviser, filed February 2026, main office Bradenton, FL: regulatory assets $221MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 84 individuals, 47 of them high net worth; individuals hold 62% of its regulatory assets. Files: SEC Form ADV.	$221MMFeb 2026	90	62%
Ranch Capital Advisors Wealth manager, Sarasota, FL. Detail and sources for Ranch Capital Advisors Form ADV of Ranch Capital Advisors Inc. (CRD 300966), SEC registered adviser, filed September 2026, main office Sarasota, FL: regulatory assets $386MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Ranch Capital Advisors Inc., quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 425 individuals, 114 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$386MMSep 2026	425	100%
Reality Financial Planning Services Wealth manager, Sarasota, FL. Detail and sources for Reality Financial Planning Services Form ADV of Reality Financial Planning Services, LLC (CRD 143352), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $126MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 214 individuals, 33 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$126MMMar 2026	214	98%
Sara-Bay Financial Wealth manager, Sarasota, FL. Detail and sources for Sara-Bay Financial Form ADV of Sara-bay Financial Corp. (CRD 133443), SEC registered adviser, filed April 2026, main office Sarasota, FL: regulatory assets $397MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Sara-bay Financial Corp., quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 324 individuals, 11 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$397MMApr 2026	324	100%
Schorn Wealth Wealth manager, Englewood, FL. Detail and sources for Schorn Wealth Form ADV of Schorn Wealth, LLC (CRD 304104), SEC registered adviser, filed February 2026, main office Englewood, FL: regulatory assets $392MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 712 individuals, 98 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$392MMFeb 2026	721	95%
Silver Lake Advisory Partners Wealth manager, Longboat Key, FL. Detail and sources for Silver Lake Advisory Partners Form ADV of Silver Lake Advisory Partners, LLC (CRD 107625), SEC registered adviser, filed January 2026: regulatory assets $325MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 152 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$325MMJan 2026	159	100%
Traver Financial Consulting Network PA Wealth manager, Lakewood Ranch, FL. Detail and sources for Traver Financial Consulting Network PA Form ADV of Traver Financial Consulting Network PA (CRD 139459), SEC registered adviser, filed September 2026, main office Lakewood Ranch, FL: regulatory assets $122MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 54 individuals, 26 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$122MMSep 2026	54	100%
Truvestments Capital Wealth manager, Sarasota, FL. Detail and sources for Truvestments Capital Form ADV of Truvestments Capital LLC (CRD 291297), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $661MM; 1 private fund, $6.5MM gross; 17 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 1,316 individuals, 117 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$661MMMar 2026	1,317	98%	1
Walsh & Associates Wealth manager, Sarasota, FL. Detail and sources for Walsh & Associates Form ADV of Walsh & Associates, LLC (CRD 144441), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $828MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 1,307 individuals, 487 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$828MMMar 2026	1,324	98%
Wealth Pro Advisors Wealth manager, Sarasota, FL. Detail and sources for Wealth Pro Advisors Form ADV of Wealth Pro Advisors, Inc. (CRD 169266), SEC registered adviser, filed March 2026, main office Sarasota, FL: regulatory assets $317MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 212 individuals, 132 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$317MMMar 2026	212	100%
Wealthgen Advisors Wealth manager, Sarasota, FL. Detail and sources for Wealthgen Advisors Form ADV of Wealthgen Advisors, LLC (CRD 306196), SEC registered adviser, filed August 2026, main office Sarasota, FL: regulatory assets $147MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 95 individuals, 29 of them high net worth; individuals hold 90% of its regulatory assets. Files: SEC Form ADV.	$147MMAug 2026	106	90%
Williams Wealth Management Group Wealth manager, Bradenton, FL. Detail and sources for Williams Wealth Management Group Form ADV of Williams Wealth Management Group, Inc. (CRD 147341), SEC registered adviser, filed March 2026, main office Bradenton, FL: regulatory assets $161MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 473 individuals, 60 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$161MMMar 2026	475	99%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 27 firms counted.

22%
of the $14.9 billion the 27 firms counted report is one firm's: Cumberland Advisors. Without it, the other 26 report $11.7 billion.
Assets, latest Form ADV of each; sums of filed figures
$359MM
is the median: half of the 27 report less, and 23 report under $1 billion.
Assets, latest Form ADV of each
1
private funds are advised by the firms counted; Truvestments Capital advises the most, 1.
Private funds on each Form ADV (Schedule D); sums of filed figures
58%
of their assets is high net worth money; the next largest client type is other individuals, at 28%.
Client types each adviser reports with its assets; sums of filed figures
19
of the 27 have their main office in Sarasota County, FL; the next place is Manatee County, FL, with 8.
Main office on each Form ADV

Questions

How many wealth management firms are there in Sarasota?

This list holds 27 wealth management firms in the Sarasota metro; 27 of them report regulatory assets on Form ADV, $14.9 billion together.

What are the largest wealth management firms in Sarasota?

By the regulatory assets they report: Cumberland Advisors $3.2 billion, Fourthought Financial Partners $1.9 billion, J. L. Bainbridge & Co. $1.4 billion, Investment Advisory Group $1.2 billion, Walsh & Associates $828 million.

How much do wealth management firms in Sarasota typically manage?

Of the 27 that report, the median reports $359 million in regulatory assets; 23 report under $1 billion.

How do you start a relationship with wealth management firms in Sarasota?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed: 27 wealth management firms, 27 are wealth managers. Every SEC registered adviser with a main office in North Port-Bradenton-Sarasota, FL MSA (Census CBSA 35840: Manatee and Sarasota counties) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule: The top 20, every total, share and median, the charts and the answers to the questions use one set: the 27 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Sarasota metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic: The $14.9BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 0 firms with a figure outside it stay listed with the figure and the reason.
Pins: Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched: On November 6, 2026 we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 27, 27 report on a current Form ADV and 9 file 13F reports.
Words: Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.

Sources and dates
Figure	Source	Period, read
Assets, private funds, client types, main office, employees	SEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 27 advisers	Filings to 2026-10-01; read 2026-11-06
Reports of listed stocks (13F filer)	SEC EDGAR Form 13F, 9 filers, by the CIK on each Form ADV	Latest filing; read 2026-11-06
Main office to metro	HUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023	Read 2026-11-06
Logos	None shown: each firm has a monogram	Read 2026-11-06

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Sarasota," updated November 6, 2026, praxisrock.com/resources/investors/wealth-management-firms-sarasota

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