Wealth Management Firms (RIAs) in Philadelphia

Form ADV of 1015 Capital Partners, LLC (CRD 328453), SEC registered adviser, filed September 2026: regulatory assets $150MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 18 individuals, 18 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

Form ADV of 46 Peaks LLC (CRD 306902), SEC registered adviser, filed April 2026, main office Newtown, PA: regulatory assets $272MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 135 individuals, 91 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Addis & Hill, Incorporated (CRD 117495), SEC registered adviser, filed April 2026, main office Wayne, PA: regulatory assets $254MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Addis & Hill, Incorporated, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 159 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Affinity Wealth Management LLC (CRD 290735), SEC registered adviser, filed April 2026, main office Wilmington, DE: regulatory assets $873MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Affinity Wealth Management LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 639 individuals, 224 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Alden Investment Advisors, LLC (CRD 317077), SEC registered adviser, filed September 2026, main office Wayne, PA: regulatory assets $386MM; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 1,457 individuals, 107 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Almanack Investment Partners, LLC (CRD 282428), SEC registered adviser, filed July 2026, main office Newtown Square, PA: regulatory assets $946MM; 5 private funds, $60MM gross; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Almanack Investment Partners, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 386 individuals, 114 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Alvin Clay Financial Advisors, LLC (CRD 226655), SEC registered adviser, filed May 2026, main office Jenkintown, PA: regulatory assets $187MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Jenkintown, PA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 172 individuals, 48 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Amplius Wealth Advisors, LLC (CRD 312463), SEC registered adviser, filed July 2026, main office Blue Bell, PA: regulatory assets $1.7BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Amplius Wealth Advisors, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 775 individuals, 406 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Anchored Financial Planning LLC (CRD 336537), SEC registered adviser, filed July 2026, main office West Deptford, NJ: regulatory assets $183MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 500 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of The Aranda Group Advisors, LLC (CRD 302100), SEC registered adviser, filed March 2026, main office Jenkintown, PA: regulatory assets $234MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 156 individuals, 42 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Archetype Advisors, LLC (CRD 156527), SEC registered adviser, filed March 2026, main office Doylestown, PA: regulatory assets $260MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminars and other services. Clients (Item 5.D): 275 individuals, 105 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Attleboro Wealth Management LLC (CRD 318056), SEC registered adviser, filed May 2026, main office Yardley, PA: regulatory assets $129MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 140 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Aurdan Capital Management, LLC (CRD 330304), SEC registered adviser, filed March 2026, main office Wayne, PA: regulatory assets $526MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 410 individuals, 114 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Aventine Financial Group LLC (CRD 292390), SEC registered adviser, filed March 2026, main office Doylestown, PA: regulatory assets $153MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 133 individuals, 56 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Wealthtrust Axiom, LLC (CRD 145186), SEC registered adviser, filed July 2026, main office Wayne, PA: regulatory assets $900MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 579 individuals, 225 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Baldwin Investment Management, LLC (CRD 108922), SEC registered adviser, filed March 2026, main office West Conshohocken, PA: regulatory assets $1.3BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Baldwin Investment Management, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 268 individuals, 157 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Ballast Financial Advisors, LLC (CRD 304430), SEC registered adviser, filed March 2026, main office West Chester, PA: regulatory assets $343MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ballast Financial Advisors, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 602 individuals, 120 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Barnstone Advisors LLC (CRD 144511), SEC registered adviser, filed January 2026, main office Phoenixville, PA: regulatory assets $241MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 90 individuals, 33 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of BCG Securities, Inc. (CRD 70), SEC registered adviser, filed May 2026, main office Cherry Hill, NJ: regulatory assets $894MM; 55 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 2,060 individuals, 169 of them high net worth; individuals hold 84% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

Form ADV of Beacon Bridge Wealth Partners, LLC (CRD 321705), SEC registered adviser, filed September 2026, main office Lower Gwynedd, PA: regulatory assets $427MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Beacon Bridge Wealth Partners, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 698 individuals, 75 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Benchmark Financial, LLC (CRD 297443), SEC registered adviser, filed January 2026, main office Wilmington, DE: regulatory assets $132MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 90 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of BLB & B Advisors, LLC (CRD 139096), SEC registered adviser, filed September 2026, main office Montgomeryville, PA: regulatory assets $3.3BN; 32 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,520 individuals, 678 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Blue Bell Private Wealth Management, LLC (CRD 134184), SEC registered adviser, filed March 2026, main office Blue Bell, PA: regulatory assets $1.1BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Blue Bell Private Wealth Management, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 804 individuals, 209 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Money Management Financial Services LLC (CRD 288375), SEC registered adviser, filed April 2026, main office Moorestown, NJ: regulatory assets $290MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 329 individuals, 68 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Bluesphere Advisors LLC (CRD 283972), SEC registered adviser, filed March 2026, main office East Norriton, PA: regulatory assets $506MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bluesphere Advisors LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 482 individuals, 168 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Bouvel Investment Partners, LLC (CRD 108436), SEC registered adviser, filed July 2026, main office Phoenixville, PA: regulatory assets $374MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bouvel Investment Partners, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 206 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Brandywine Oak Private Wealth LLC (CRD 297021), SEC registered adviser, filed July 2026, main office Kennett Square, PA: regulatory assets $1.6BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Brandywine Oak Private Wealth LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 507 individuals, 351 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Brick & Kyle Associates Inc. (CRD 107771), SEC registered adviser, filed April 2026, main office Newtown, PA: regulatory assets $492MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 427 individuals, 314 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Bruton Chisnell Advisors, LLC (CRD 293192), SEC registered adviser, filed March 2026, main office Downingtown, PA: regulatory assets $772MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 577 individuals, 184 of them high net worth; individuals hold 53% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Bryn Mawr Trust Advisors, LLC (CRD 285359), SEC registered adviser, filed July 2026, main office Philadelphia, PA: regulatory assets $3.5BN; 87 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bryn Mawr Trust Advisors, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,335 individuals, 599 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Carnegie Wealth Management, LLC (CRD 290430), SEC registered adviser, filed January 2026, main office Berwyn, PA: regulatory assets $357MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 226 individuals, 93 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Certior Financial Group, LLC (CRD 285502), SEC registered adviser, filed March 2026, main office King Of Prussia, PA: regulatory assets $452MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 476 individuals, 165 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of CGI Wealth Advisors, Inc. (CRD 311273), SEC registered adviser, filed March 2026, main office Frazer, PA: regulatory assets $129MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 118 individuals, 35 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Chadds Ford Wealth Partners, LLC (CRD 304159), SEC registered adviser, filed March 2026, main office Chadds Ford, PA: regulatory assets $1.3BN; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 60 individuals, 49 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Chartered Advisory Group, Inc. (CRD 116517), SEC registered adviser, filed March 2026, main office Chadds Ford, PA: regulatory assets $128MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 283 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Christine Messmer, P.C. (CRD 121202), SEC registered adviser, filed January 2026, main office Collegeville, PA: regulatory assets $241MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Collegeville, PA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 206 individuals, 7 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Schiavi & Company LLC (CRD 104804), SEC registered adviser, filed March 2026, main office Wilmington, DE: regulatory assets $798MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Schiavi & Company LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 250 individuals, 195 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Clearview Financial Partners, LLC (CRD 286168), SEC registered adviser, filed July 2026, main office Radnor, PA: regulatory assets $1.1BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 627 individuals, 349 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of CMG Capital Management Group, Inc. (CRD 110750), SEC registered adviser, filed April 2026, main office Malvern, PA: regulatory assets $257MM; 2 private funds, $20MM gross; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 536 individuals, 66 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Planning Directions, Inc. (CRD 120131), SEC registered adviser, filed February 2026, main office Glen Mills, PA: regulatory assets $542MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Planning Directions, Inc., quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 452 individuals, 144 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Compass Ion Advisors, LLC (CRD 166418), SEC registered adviser, filed September 2026, main office Conshohocken, PA: regulatory assets $1.6BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Compass Ion Advisors, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,177 individuals, 333 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Strid Group, LLC (CRD 170052), SEC registered adviser, filed March 2026, main office Newtown Square, PA: regulatory assets $1.1BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Strid Group, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 341 individuals, 183 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Conservest Capital Advisors Inc. (CRD 111353), SEC registered adviser, filed March 2026, main office Wynnewood, PA: regulatory assets $1.9BN; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 278 individuals, 204 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Coombs Wealth Advisory, LLC (CRD 281132), SEC registered adviser, filed February 2026, main office Blue Bell, PA: regulatory assets $140MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 18 individuals, 18 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Copper Beech Financial Group, LLC (CRD 313156), SEC registered adviser, filed March 2026, main office Moorestown, NJ: regulatory assets $197MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 118 individuals, 60 of them high net worth; individuals hold 55% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Cora Capital Advisors LLC (CRD 318134), SEC registered adviser, filed March 2026, main office Marlton, NJ: regulatory assets $723MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cora Capital Advisors LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 752 individuals, 248 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Cordatus Wealth Management LLC (CRD 282871), SEC registered adviser, filed March 2026, main office Yardley, PA: regulatory assets $630MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cordatus Wealth Management LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 308 individuals, 203 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Crossgate Wealth Advisors, LLC (CRD 121856), SEC registered adviser, filed March 2026, main office Newtown, PA: regulatory assets $272MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 183 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Crossover Capital Brands LLC (CRD 326625), SEC registered adviser, filed June 2026, main office Yardley, PA: regulatory assets $179MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 99 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Cypress Financial Planning, LLC (CRD 151014), SEC registered adviser, filed July 2026, main office Haddon Heights, NJ: regulatory assets $490MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cypress Financial Planning, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 427 individuals, 108 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Delaware Avenue Wealth Planners, LLC (CRD 306818), SEC registered adviser, filed September 2026, main office Wilmington, DE: regulatory assets $256MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 89 individuals, 19 of them high net worth; individuals hold 74% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Diccianni Financial Group, Inc. (CRD 149332), SEC registered adviser, filed September 2026, main office East Norriton, PA: regulatory assets $129MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 316 individuals, 44 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Diversified Enterprises, LLC (CRD 331709), SEC registered adviser, filed August 2026, main office Wilmington, DE: regulatory assets $2.8BN; 1 private fund, $48MM gross; 53 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,982 individuals, 828 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Donald W. Nicholson & Associates Ltd (CRD 107054), SEC registered adviser, filed April 2026, main office Wilmington, DE: regulatory assets $171MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Wilmington, DE; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and publications. Clients (Item 5.D): 156 individuals, 50 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of DT Investment Partners, LLC (CRD 157646), SEC registered adviser, filed March 2026, main office Chadds Ford, PA: regulatory assets $1.9BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of DT Investment Partners, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 1,296 individuals, 315 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Eagle Wealth Strategies, LLC (CRD 323814), SEC registered adviser, filed July 2026, main office Mullica Hill, NJ: regulatory assets $654MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Eagle Wealth Strategies, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 648 individuals, 146 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of EHB Financial Resources Management, Inc. (CRD 116186), SEC registered adviser, filed February 2026, main office Exton, PA: regulatory assets $164MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 90 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Ellis Investment Partners, LLC (CRD 157669), SEC registered adviser, filed March 2026, main office Berwyn, PA: regulatory assets $987MM; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ellis Investment Partners, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 786 individuals, 291 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Elm Partners Management LLC (CRD 167225), SEC registered adviser, filed September 2026, main office Philadelphia, PA: regulatory assets $3.0BN; 2 private funds, $356MM gross; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds and management of private funds. Clients (Item 5.D): 644 individuals, 537 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Entrust Financial LLC (CRD 174694), SEC registered adviser, filed March 2026, main office Wayne, PA: regulatory assets $351MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 264 individuals, 89 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of The Estate Planners Group LLC (CRD 124418), SEC registered adviser, filed March 2026, main office Yardley, PA: regulatory assets $422MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 340 individuals, 173 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Ethos Capital Management, Inc. (CRD 313145), SEC registered adviser, filed April 2026, main office Newtown, PA: regulatory assets $155MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 181 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Ethos Financial Group, LLC (CRD 321748), SEC registered adviser, filed August 2026, main office King Of Prussia, PA: regulatory assets $2.1BN; 44 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,709 individuals, 382 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of The Fairman Group, LLC (CRD 121492), SEC registered adviser, filed March 2026, main office Chesterbrook, PA: regulatory assets $902MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of The Fairman Group, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 142 individuals, 123 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Family Wealth Partners LLC (CRD 304935), SEC registered adviser, filed July 2026, main office Medford, NJ: regulatory assets $131MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Family Wealth Partners, LLC (CRD 317764), registered adviser, filed May 2026, Matthews, NC.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 222 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of FC Advisory, LLC (CRD 170478), SEC registered adviser, filed March 2026, main office West Chester, PA: regulatory assets $397MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of FC Advisory, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 253 individuals, 81 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Flagship Capital Management Inc. (CRD 108354), SEC registered adviser, filed March 2026, main office Media, PA: regulatory assets $200MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 173 individuals, 63 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Flax Pond Capital, LLC (CRD 324332), SEC registered adviser, filed January 2026: regulatory assets $222MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Flax Pond Capital, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 119 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Foundation Capital Management, LLC (CRD 142659), SEC registered adviser, filed March 2026, main office East Norriton, PA: regulatory assets $244MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 589 individuals, 95 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Foundation Wealth Management, LLC (CRD 168270), SEC registered adviser, filed June 2026, main office Media, PA: regulatory assets $412MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Foundation Wealth Management, LLC (CRD 127134), registered adviser, filed April 2026, Clayton, MO.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 167 individuals, 127 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Friedenthal Financial, LLC (CRD 150457), SEC registered adviser, filed August 2026, main office Marlton, NJ: regulatory assets $196MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 190 individuals, 68 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Gibraltar Wealth Management, LLC (CRD 124128), SEC registered adviser, filed March 2026, main office Abington, PA: regulatory assets $213MM; 1 private fund, $4.3MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 91 individuals, 51 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Girard Advisory Services, LLC (CRD 39163), SEC registered adviser, filed August 2026, main office King Of Prussia, PA: regulatory assets $3.2BN; 60 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 2,350 individuals, 721 of them high net worth; individuals hold 74% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Godshalk Welsh Capital Management, Inc. (CRD 106410), SEC registered adviser, filed March 2026, main office Radnor, PA: regulatory assets $290MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Godshalk Welsh Capital Management, Inc., quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 110 individuals, 72 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Grey Fox Wealth Advisors, LLC (CRD 307172), SEC registered adviser, filed March 2026, main office Rockland, DE: regulatory assets $699MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Grey Fox Wealth Advisors, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 311 individuals, 118 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of GSG Advisors LLC (CRD 131511), SEC registered adviser, filed March 2026, main office Mount Laurel, NJ: regulatory assets $862MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 182 individuals, 156 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Puff Wealth Management LLC (CRD 298177), SEC registered adviser, filed February 2026, main office Haddonfield, NJ: regulatory assets $135MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 203 individuals, 68 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Harvest Financial Partners, LLC (CRD 146162), SEC registered adviser, filed August 2026, main office Paoli, PA: regulatory assets $149MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 147 individuals, 49 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of HFM Investment Advisors, Inc. (CRD 115799), SEC registered adviser, filed May 2026: regulatory assets $493MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: HFM Investment Advisors, LLC (CRD 289103), registered adviser, filed March 2026, Glassboro, NJ.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 218 individuals, 127 of them high net worth; individuals hold 98% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. A second adviser of the same business, HFM Investment Advisors, LLC (CRD 289103), files its own Form ADV: $404MM in regulatory assets, not added.

Files: SEC Form ADV.

Form ADV of Hoey Investments, Inc. (CRD 152103), SEC registered adviser, filed March 2026, main office Coatesville, PA: regulatory assets $788MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Hoey Investments, Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 589 individuals, 185 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of IM Wealth Partners Investment Advisors LLC (CRD 307379), SEC registered adviser, filed September 2026, main office Blue Bell, PA: regulatory assets $124MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 17 individuals, 17 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Independence Square Holdings, LLC (CRD 300139), SEC registered adviser, filed March 2026, main office King Of Prussia, PA: regulatory assets $1.8BN; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 2,621 individuals, 1,080 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Innova Wealth Partners, LLC (CRD 168500), SEC registered adviser, filed September 2026, main office Newtown, PA: regulatory assets $288MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 508 individuals, 137 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Insight Advisors, LLC (CRD 168057), SEC registered adviser, filed May 2026, main office Newtown, PA: regulatory assets $786MM; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Insight Advisors, LLC, quarter ended June 30, 2026, filed August 2026.

Possible match by name only, not counted: Insight Advisors, LLC (CRD 109137), registered adviser, filed March 2026, Los Angeles, CA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 894 individuals, 227 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Investment Management & Planning LLC (CRD 146041), SEC registered adviser, filed March 2026, main office Greenville, DE: regulatory assets $239MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 503 individuals, 314 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Ironview Capital Management, LLC (CRD 150250), SEC registered adviser, filed March 2026, main office Conshohocken, PA: regulatory assets $1.4BN; 1 private fund, $14MM gross; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 386 individuals, 307 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Janney Montgomery Scott LLC (CRD 463), SEC registered adviser, filed June 2026, main office Philadelphia, PA: regulatory assets $110.1BN; 2,404 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 239,764 individuals, 100,743 of them high net worth; individuals hold 89% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

Form ADV of Jmac Enterprises LLC (CRD 312710), SEC registered adviser, filed May 2026, main office Newtown, PA: regulatory assets $722MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jmac Enterprises LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 177 individuals, 91 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Kathmere Capital Management, LLC (CRD 305118), SEC registered adviser, filed July 2026, main office Wayne, PA: regulatory assets $3.5BN; 1 private fund, $1.7MM gross; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Kathmere Capital Management, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 750 individuals, 278 of them high net worth; individuals hold 65% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Kennedy Investment Group, Inc. (CRD 322605), SEC registered adviser, filed February 2026, main office West Deptford, NJ: regulatory assets $633MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,036 individuals, 120 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Key Financial, Inc. (CRD 116240), SEC registered adviser, filed July 2026, main office West Chester, PA: regulatory assets $2.8BN; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Key Financial, Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,409 individuals, 687 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Kohlhepp Investment Advisors, Ltd. (CRD 113989), SEC registered adviser, filed March 2026, main office Doylestown, PA: regulatory assets $205MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 201 individuals, 31 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Lansing Street Advisors LLC (CRD 306882), SEC registered adviser, filed August 2026, main office Ambler, PA: regulatory assets $555MM; 1 private fund, $38MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Lansing Street Advisors LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers and publications. Clients (Item 5.D): 150 individuals, 69 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Laurel Oak Wealth Management, LLC (CRD 336824), SEC registered adviser, filed September 2026, main office Marlton, NJ: regulatory assets $1.4BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Laurel Oak Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 4,640 individuals, 2,477 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Legacy Advisors, LLC (CRD 139830), SEC registered adviser, filed March 2026, main office Plymouth Meeting, PA: regulatory assets $5.2BN; 50 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 306 individuals, 282 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Legacy Advisory Services, LLC (CRD 147173), SEC registered adviser, filed February 2026, main office Exton, PA: regulatory assets $157MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 123 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Legacy Solutions, LLC (CRD 323360), SEC registered adviser, filed March 2026, main office Kennett Square, PA: regulatory assets $244MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 249 individuals, 79 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Liberty One Wealth Advisors (CRD 315675), SEC registered adviser, filed July 2026, main office Philadelphia, PA: regulatory assets $178MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 236 individuals, 26 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Lincoln Investment Planning, LLC (CRD 519), SEC registered adviser, filed July 2026, main office Fort Washington, PA: regulatory assets $22.0BN; 1,238 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 138,132 individuals, 4,604 of them high net worth; individuals hold 99% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

Form ADV of Lynch Investment Planning, LLC (CRD 115956), SEC registered adviser, filed May 2026, main office Newtown Square, PA: regulatory assets $143MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 140 individuals, 46 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Magnolia Private Wealth, LLC (CRD 324102), SEC registered adviser, filed March 2026, main office Philadelphia, PA: regulatory assets $272MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Magnolia Private Wealth, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 176 individuals, 87 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Main Street Financial Solutions, LLC (CRD 305834), SEC registered adviser, filed August 2026, main office Newtown, PA: regulatory assets $2.5BN; 41 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Main Street Financial Solutions, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 1,981 individuals, 706 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Malvern Capital Management, LLC (CRD 292396), SEC registered adviser, filed February 2026, main office Malvern, PA: regulatory assets $258MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 126 individuals, 62 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Market Street Wealth Management, LLC (CRD 155157), SEC registered adviser, filed March 2026, main office West Chester, PA: regulatory assets $837MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,052 individuals, 202 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of McAdam LLC (CRD 170914), SEC registered adviser, filed July 2026, main office Radnor, PA: regulatory assets $2.7BN; 174 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of McAdam LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 5,538 individuals, 584 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Meridian Wealth Partners, LLC (CRD 287768), SEC registered adviser, filed July 2026, main office East Norriton, PA: regulatory assets $1.4BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Meridian Wealth Partners, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 707 individuals, 302 of them high net worth; individuals hold 68% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of MFG Investments, LLC (CRD 125122), SEC registered adviser, filed April 2026, main office Medford, NJ: regulatory assets $146MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 344 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Miller Investment Management, LP (CRD 108380), SEC registered adviser, filed March 2026, main office West Conshohocken, PA: regulatory assets $7.1BN; 12 private funds, $565MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 155 individuals, 127 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Mitchell Sinkler & Starr Inc. (CRD 106460), SEC registered adviser, filed March 2026, main office Philadelphia, PA: regulatory assets $1.8BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 240 individuals, 240 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of MK3 Wealth LLC (CRD 305760), SEC registered adviser, filed July 2026, main office Cherry Hill, NJ: regulatory assets $113MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 85 individuals, 29 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of MOR Wealth Management, LLC (CRD 333022), SEC registered adviser, filed July 2026, main office Philadelphia, PA: regulatory assets $396MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 143 individuals, 86 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Mycio Wealth Partners, LLC (CRD 134436), SEC registered adviser, filed July 2026, main office Philadelphia, PA: regulatory assets $15.8BN; 5 private funds, $1.1BN gross; 67 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mycio Wealth Partners, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 923 individuals, 923 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Newton One Investments LLC (CRD 147048), SEC registered adviser, filed March 2026, main office Newark, DE: regulatory assets $445MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 194 individuals, 104 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Newbridge Wealth Management, LLC (CRD 169239), SEC registered adviser, filed February 2026, main office Bryn Mawr, PA: regulatory assets $220MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 150 individuals, 135 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Newsquare Capital, LLC (CRD 152430), SEC registered adviser, filed February 2026, main office Newtown Square, PA: regulatory assets $2.4BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 2,105 individuals, 205 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Northeast Advisers Inc. (CRD 108835), SEC registered adviser, filed March 2026, main office Paoli, PA: regulatory assets $639MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 333 individuals, 105 of them high net worth; individuals hold 68% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Northstar Financial Companies, Inc. (CRD 119396), SEC registered adviser, filed March 2026, main office Conshohocken, PA: regulatory assets $519MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Northstar Financial Companies, Inc., quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 507 individuals, 113 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Obrien Greene & Co Inc. (CRD 110281), SEC registered adviser, filed June 2026, main office Media, PA: regulatory assets $464MM; 1 private fund, $20MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Obrien Greene & Co Inc., quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 136 individuals, 89 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Odyssey Capital Advisors Inc. (CRD 299034), SEC registered adviser, filed May 2026, main office Bala Cynwyd, PA: regulatory assets $189MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Odyssey Capital Advisors Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 252 individuals, 47 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Opulus LLC (CRD 304763), SEC registered adviser, filed June 2026, main office Doylestown, PA: regulatory assets $105MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 185 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Pennsylvania Capital Management Inc. (CRD 107648), SEC registered adviser, filed March 2026, main office Huntingdon Valley, PA: regulatory assets $849MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 200 individuals, 109 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Persimmon Capital Management, LP (CRD 334563), SEC registered adviser, filed March 2026, main office Blue Bell, PA: regulatory assets $368MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 85 individuals, 36 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Philadelphia Investment Partners, LLC (CRD 122733), SEC registered adviser, filed March 2026, main office Voorhees, NJ: regulatory assets $176MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 137 individuals, 55 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Pine Valley Investments Limited Liability Company (CRD 173995), SEC registered adviser, filed March 2026, main office Marlton, NJ: regulatory assets $2.7BN; 2 private funds, $124MM gross; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Pine Valley Investments Limited Liability Company, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting and selection of other advisers. Clients (Item 5.D): 2,070 individuals, 606 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Pinnacle Strategic Wealth Management, Llc. (CRD 155652), SEC registered adviser, filed October 2026, main office King Of Prussia, PA: regulatory assets $146MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 501 individuals, 501 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Prepared Retirement Institute LLC (CRD 309663), SEC registered adviser, filed May 2026, main office Montgomeryville, PA: regulatory assets $308MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 252 individuals, 81 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Presilium Private Wealth, LLC (CRD 318345), SEC registered adviser, filed July 2026, main office Radnor, PA: regulatory assets $672MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 373 individuals, 228 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Prometheus Capital Management Corp. (CRD 121982), SEC registered adviser, filed March 2026, main office Yardley, PA: regulatory assets $398MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 268 individuals, 177 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Prosperity Advisers, LLC (CRD 282998), SEC registered adviser, filed February 2026, main office Horsham, PA: regulatory assets $376MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Prosperity Advisers, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 289 individuals, 118 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Prowell Financial Management, LLC (CRD 281762), SEC registered adviser, filed September 2026, main office Exton, PA: regulatory assets $6.9BN; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 57 individuals, 34 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Prudent Management Associates (CRD 16691), SEC registered adviser, filed March 2026, main office Philadelphia, PA: regulatory assets $1.2BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 210 individuals, 158 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of PTM Wealth Management, LLC (CRD 308944), SEC registered adviser, filed March 2026, main office North Wales, PA: regulatory assets $310MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 164 individuals, 113 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Professional Trading Services Brokerage, LLC (CRD 119307), SEC registered adviser, filed August 2026, main office Mt. Laurel, NJ: regulatory assets $132MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 495 individuals, 0 of them high net worth; individuals hold 99% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

Form ADV of PW Nova Financial Services LLC (CRD 333595), SEC registered adviser, filed April 2026, main office Newtown, PA: regulatory assets $654MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 721 individuals, 140 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Quaker Wealth Management LLC (CRD 284546), SEC registered adviser, filed March 2026, main office Moorestown, NJ: regulatory assets $449MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Quaker Wealth Management LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 453 individuals, 140 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Redwood Wealth Management Group, LLC (CRD 281741), SEC registered adviser, filed March 2026, main office Medford, NJ: regulatory assets $317MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Redwood Wealth Management Group, LLC, quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 400 individuals, 72 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Riversedge Advisors, LLC (CRD 298390), SEC registered adviser, filed July 2026, main office Wilmington, DE: regulatory assets $928MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 382 individuals, 167 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Rockwood Wealth Management, LLC (CRD 137481), SEC registered adviser, filed July 2026, main office New Hope, PA: regulatory assets $2.9BN; 53 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Rockwood Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 918 individuals, 480 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Roffman Milller Associates Inc. (CRD 106019), SEC registered adviser, filed August 2026, main office Philadelphia, PA: regulatory assets $3.2BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Roffman Milller Associates Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,598 individuals, 1,132 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Rolek Wealth Management LLC (CRD 285351), SEC registered adviser, filed February 2026, main office Berwyn, PA: regulatory assets $239MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 262 individuals, 133 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of RTD Financial Advisors Inc. (CRD 110744), SEC registered adviser, filed February 2026, main office Philadelphia, PA: regulatory assets $2.7BN; 39 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 719 individuals, 494 of them high net worth; individuals hold 65% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Sage Financial Group Inc. (CRD 116574), SEC registered adviser, filed June 2026, main office West Conshohocken, PA: regulatory assets $4.3BN; 4 private funds, $87MM gross; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sage Financial Group Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 1,101 individuals, 715 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Sensenig Capital Advisors, Inc. (CRD 142821), SEC registered adviser, filed March 2026, main office Collegeville, PA: regulatory assets $213MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sensenig Capital Advisors, Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 134 individuals, 61 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Setarcos Wealth Advisors LLC (CRD 157930), SEC registered adviser, filed May 2026, main office Philadelphia, PA: regulatory assets $112MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 54 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Sharp Wealth Advisory, LLC (CRD 289325), SEC registered adviser, filed September 2026, main office Horsham, PA: regulatory assets $502MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sharp Wealth Advisory, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 178 individuals, 68 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Smithbridge Asset Management, Inc. (CRD 106261), SEC registered adviser, filed September 2026, main office Chadds Ford, PA: regulatory assets $831MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Smithbridge Asset Management, Inc., quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 500 individuals, 161 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Stanley-laman Group Ltd. (CRD 112112), SEC registered adviser, filed April 2026, main office Berwyn, PA: regulatory assets $1.0BN; 1 private fund, $125MM gross; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 225 individuals, 200 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Sterling Investment Advisors Ltd. (CRD 140710), SEC registered adviser, filed March 2026, main office Berwyn, PA: regulatory assets $1.1BN; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sterling Investment Advisors Ltd., quarter ended June 30, 2026, filed July 2026.

Possible match by name only, not counted: Sterling Investment Advisors,llc (CRD 117287), registered adviser, filed March 2026, Bolivar, MO.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 436 individuals, 194 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Steven G. Blum and Associates, LLC (CRD 130807), SEC registered adviser, filed March 2026, main office Swarthmore, PA: regulatory assets $180MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Swarthmore, PA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 70 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Stone Loft Wealth Management LLC (CRD 337410), SEC registered adviser, filed March 2026: regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 28 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

Form ADV of Stone Pine Financial Partners, LLC (CRD 175287), SEC registered adviser, filed September 2026, main office Media, PA: regulatory assets $257MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 202 individuals, 102 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Stonecrop Wealth Advisors, LLC (CRD 306486), SEC registered adviser, filed March 2026, main office West Chester, PA: regulatory assets $300MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,185 individuals, 464 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Strategic Foresight Investments LLC (CRD 164744), SEC registered adviser, filed August 2026, main office Wilmington, DE: regulatory assets $115MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and market timing. Clients (Item 5.D): 87 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Professional Financial Advisors Inc. (CRD 107289), SEC registered adviser, filed March 2026, main office Radnor, PA: regulatory assets $426MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Professional Financial Advisors, LLC (CRD 173719), registered adviser, filed June 2026, North Platte, NE.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 259 individuals, 100 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Thrive Capital Management, LLC (CRD 281347), SEC registered adviser, filed June 2026, main office Fort Washington, PA: regulatory assets $657MM; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Thrive Capital Management, LLC, quarter ended June 30, 2026, filed August 2026.

Possible match by name only, not counted: Thrive Capital Management, LLC (CRD 162771), registered adviser, filed July 2026, New York, NY.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 783 individuals, 199 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Thrive Wealth Management, LLC (CRD 168777), SEC registered adviser, filed August 2026, main office Audubon, PA: regulatory assets $1.6BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Thrive Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 865 individuals, 297 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Tower Bridge Advisors, Inc. (CRD 115700), SEC registered adviser, filed January 2026, main office West Conshohocken, PA: regulatory assets $1.5BN; 2 private funds, $20MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 761 individuals, 386 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Traynor Capital Management, Inc. (CRD 138881), SEC registered adviser, filed September 2026, main office Malvern, PA: regulatory assets $2.4BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 1,590 individuals, 410 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Trinity Wealth Management, LLC (CRD 169216), SEC registered adviser, filed March 2026, main office Berwyn, PA: regulatory assets $399MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Trinity Wealth Management, LLC, quarter ended June 30, 2026, filed July 2026.

Possible match by name only, not counted: Trinity Wealth Management LLC (CRD 152355), registered adviser, filed March 2026, Cincinnati, OH.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 220 individuals, 114 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Troutman Wealth Management, LLC (CRD 301107), SEC registered adviser, filed March 2026, main office Malvern, PA: regulatory assets $153MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 100 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Valen Private Capital, Llc. (CRD 342364), SEC registered adviser, filed September 2026, main office Paoli, PA: regulatory assets $483MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 77 individuals, 77 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Valley Financial Group, Inc. (CRD 312254), SEC registered adviser, filed March 2026, main office Ambler, PA: regulatory assets $287MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 508 individuals, 73 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

Form ADV of Vanguard Advisers, Inc. (CRD 106715), SEC registered adviser, filed September 2026, main office Malvern, PA: regulatory assets $344.6BN; 2,208 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Vanguard Advisers, Inc., quarter ended June 30, 2026, filed August 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 791,495 individuals, 80,159 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Vavra Capital Management, LLC (CRD 149307), SEC registered adviser, filed February 2026: regulatory assets $105MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and publications. Clients (Item 5.D): 291 individuals, 149 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

Form ADV of NVWM LLC (CRD 152301), SEC registered adviser, filed April 2026, main office Yardley, PA: regulatory assets $713MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 562 individuals, 173 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Vericrest Private Wealth, LLC (CRD 311111), SEC registered adviser, filed March 2026, main office Newtown, PA: regulatory assets $138MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 109 individuals, 37 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Vermillion & White Wealth Management Group LLC (CRD 168215), SEC registered adviser, filed March 2026, main office Phoenixville, PA: regulatory assets $279MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 334 individuals, 79 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Viable Planning, LLC (CRD 322140), SEC registered adviser, filed March 2026: regulatory assets $214MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 199 individuals, 49 of them high net worth; individuals hold 75% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

Form ADV of Watkinson Capital Advisors LLC (CRD 151862), SEC registered adviser, filed September 2026, main office Berwyn, PA: regulatory assets $124MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 92 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Wealth Management Associates, Inc. (CRD 117606), SEC registered adviser, filed March 2026, main office Cherry Hill, NJ: regulatory assets $717MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 907 individuals, 216 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

Form ADV of Wealthcare Advisory Partners LLC (CRD 171976), SEC registered adviser, filed August 2026, main office West Chester, PA: regulatory assets $8.3BN; 243 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealthcare Advisory Partners LLC, quarter ended June 30, 2026, filed July 2026.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 10,696 individuals, 2,184 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

Form ADV of Wealthcare Capital Partners, LLC (CRD 330300), SEC registered adviser, filed May 2026, main office West Chester, PA: regulatory assets $407MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 708 individuals, 92 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.