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Wealth Management Firms (RIAs) in Baltimore

66 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Greenspring Advisors is the largest: $6.5 billion through Greenspring Advisors, LLC (filed ).

Prosperity - An Eisneramper Company follows with $5.0 billion. The 62 advisers counted report $52.0 billion together; the ten largest hold 62% of it, and half report less than $321 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $52.0BN sitsThe 62 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $5BN to $10BN22%2 firms
  2. $1BN to $5BN48%12 firms
  3. $500MM to $1BN11%8 firms
  4. Under $500MM19%40 firms

Latest Form ADV of each, filed Feb 2026 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 64 are wealth managers and 2 are wealth managers with a broker-dealer
66
Combined assets62 counted; as filed to Sep 2026
$52.0BN
Largest: Greenspring AdvisorsAs filed
$6.5BN
Median firmHalf of the 62 report less
$321MM
Held by the ten largestOf the $52.0BN combined
62%

Greenspring Advisors, Prosperity - An Eisneramper Company and Verdence Capital Advisors lead the Baltimore wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $41.0BN, 79% of the $52.0BN the 62 counted report.

  1. 1

    Greenspring Advisors

    Wealth manager, Towson, MD

    $6.5BNRegulatory assets, Jun 2026

    63% high net worth, 31% pension plans, 4% other individuals

    Individual clients
    1,697
  2. 2

    Prosperity - An Eisneramper Company

    Wealth manager, Owings Mills, MD

    $5.0BNRegulatory assets, Aug 2026

    84% high net worth, 15% other individuals

    Individual clients
    2,369
  3. 3

    Verdence Capital Advisors

    Wealth manager, Hunt Valley, MD

    $4.6BNRegulatory assets, May 2026

    86% high net worth, 8% other individuals, 5% businesses

    Individual clients
    1,798
  4. 4

    Founders Financial Securities

    Wealth manager with a broker-dealer, Towson, MD

    $4.1BNRegulatory assets, Apr 2026

    51% high net worth, 38% other individuals, 10% pension plans

    Individual clients
    9,590
  5. 5

    Baltimore-Washington Financial Advisors

    Wealth manager, Columbia, MD

    $3.0BNRegulatory assets, Mar 2026

    69% high net worth, 30% other individuals

    Individual clients
    5,272
  6. 6

    Cornerstone Advisory

    Wealth manager, Hunt Valley, MD

    $2.2BNRegulatory assets, Sep 2026

    82% high net worth, 7% pension plans, 7% other individuals

    Individual clients
    808
    Private funds
    1
  7. 7

    Berman McAleer

    Wealth manager, Timonium, MD

    $1.8BNRegulatory assets, Sep 2026

    90% high net worth, 6% other individuals, 5% businesses

    Individual clients
    646
  8. 8

    WBH Advisory

    Wealth manager, Baltimore, MD

    $1.7BNRegulatory assets, Apr 2026

    91% high net worth, 8% other individuals

    Individual clients
    725
  9. 9

    Scarborough Capital Management

    Wealth manager, Annapolis, MD

    $1.6BNRegulatory assets, Mar 2026

    73% high net worth, 27% other individuals

    Individual clients
    2,664
  10. 10

    Black Diamond Financial

    Wealth manager, Lutherville, MD

    $1.4BNRegulatory assets, Mar 2026

    76% high net worth, 7% pension plans, 7% other individuals

    Individual clients
    335
    Private funds
    3
  11. 11

    SC&H Wealth

    Wealth manager, Hunt Valley, MD

    $1.2BNRegulatory assets, Feb 2026

    80% high net worth, 19% other individuals, 1% pension plans

    Individual clients
    668
  12. 12

    The Kelly Group

    Wealth manager, Bel Air, MD

    $1.1BNRegulatory assets, Mar 2026

    57% high net worth, 36% other individuals, 6% pension plans

    Individual clients
    1,087
  13. 13

    Financial Consulate

    Wealth manager, Hunt Valley, MD

    $1.1BNRegulatory assets, Aug 2026

    77% high net worth, 22% other individuals

    Individual clients
    844
  14. 14

    Red Oak Financial Group

    Wealth manager, Towson, MD

    $1.0BNRegulatory assets, Jul 2026

    59% other individuals, 41% pension plans

    Individual clients
    1,051
  15. 15

    Glass Jacobson Wealth Advisors

    Wealth manager, Owings Mills, MD

    $928MMRegulatory assets, Mar 2026

    69% high net worth, 31% other individuals

    Individual clients
    501
  16. 16

    Marathon Capital Management

    Wealth manager, Hunt Valley, MD

    $790MMRegulatory assets, Feb 2026

    61% high net worth, 35% charities, 3% other individuals

    Individual clients
    281
  17. 17

    SFG Wealth Management

    Wealth manager, Towson, MD

    $760MMRegulatory assets, Apr 2026

    75% high net worth, 18% other individuals, 5% businesses

    Individual clients
    1,173
  18. 18

    Williams Asset Management

    Wealth manager, Columbia, MD

    $661MMRegulatory assets, May 2026

    100% high net worth

    Individual clients
    433
  19. 19

    Chapin Davis Asset Management

    Wealth manager with a broker-dealer, Baltimore, MD

    $643MMRegulatory assets, May 2026

    68% other individuals, 30% high net worth, 1% pension plans

    Individual clients
    543
  20. 20

    Prostatis Financial Advisors Group

    Wealth manager, Hanover, MD

    $605MMRegulatory assets, Apr 2026

    60% other individuals, 40% high net worth

    Individual clients
    1,568

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

The ten largest hold 62% of the assets

How the 62 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 62 firms counted, log scaleEach dot is one adviser and links to its row. Greenspring Advisors $6.5BN; Prosperity - An Eisneramper Company $5.0BN; Verdence Capital Advisors $4.6BN; median $321MM.$100MM$1BN$10BNGreenspring Advisors: $6.5BNProsperity - An Eisneramper Company: $5.0BNVerdence Capital Advisors: $4.6BNFounders Financial Securities: $4.1BNBaltimore-Washington Financial Advisors: $3.0BNCornerstone Advisory: $2.2BNBerman McAleer: $1.8BNWBH Advisory: $1.7BNScarborough Capital Management: $1.6BNBlack Diamond Financial: $1.4BNSC&H Wealth: $1.2BNThe Kelly Group: $1.1BNFinancial Consulate: $1.1BNRed Oak Financial Group: $1.0BNGlass Jacobson Wealth Advisors: $928MMMarathon Capital Management: $790MMSFG Wealth Management: $760MMWilliams Asset Management: $661MMChapin Davis Asset Management: $643MMProstatis Financial Advisors Group: $605MMPerspective Wealth Management: $595MM&WEALTH Partners: $508MMButtonwood Financial Advisors: $483MMCurio Wealth: $461MMArmstrong Dixon: $448MMBay Harbor Wealth Management: $412MMMarks Wealth Management: $409MMWealth Planning Group: $361MMOliver Wealth Management: $340MMMDRN Capital: $339MMHF Advisory Group: $322MM1 North Wealth Services: $320MMValuewealth Services: $319MMChesapeake Financial Advisors: $310MMHergenroeder Financial Advisors: $305MMHWA Financial Group: $295MMThe Ellerson Group: $291MMRCS Financial Planning: $281MMAccordant Advisory Group: $278MMGLR Partners: $261MMLEE, Kelleher & Klein Wealth Management: $252MMWaypoint Wealth Management: $242MMPartnership Wealth Management: $235MMFinancial Concepts Unlimited: $231MMThe Simmons Partnership: $217MMElite Income Advisors: $213MMBlueprint Wealth Management: $190MMAdvocate Investing Services: $187MMPointer Financial Advisors: $176MMMeta Wealth Advisory: $172MMTAM Financial Advisors: $171MMTown Capital: $169MMFoundry Wealth Advisors: $163MMJemma Financial Services: $140MMCassilly Financial: $136MMFirst Growth Capital: $131MMBlue Curve Advisory: $125MMOxford Planning Group: $113MMSnyder Asset Management: $112MMNorthbrook Financial: $109MMSafe Harbor Retirement Planners: $109MMCobalt Financial Partners: $108MMGreenspring Advisors $6.5BNProsperity - An Eisneramper Company $5.0BNVerdence Capital Advisors $4.6BNMedian $321MMAssets of each of the 62 firms counted, log scaleEach dot is one adviser and links to its row. Greenspring Advisors $6.5BN; Prosperity - An Eisneramper Company $5.0BN; Verdence Capital Advisors $4.6BN; median $321MM.$1BNGreenspring Advisors $6.5BNMedian $321MM

One dot per firm counted; 4 firms with a main office outside Baltimore, a second row for the same adviser or only fund assets left out. Read .

The 62 firms, by size
Under $500MM4019%$9.9BN
$500MM to $1BN811%$5.5BN
$1BN to $5BN1248%$25.1BN
$5BN to $10BN222%$11.5BN
$10BN to $25BN00%$0
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $52.0BN combined, one row per firm. Read .

12%

of the assets reported sits with one firm, Greenspring Advisors. The five largest hold 45%; 48 of 62 report under $1 billion.

12%Largest32%Next 455%Other 57
Who the 66 are
  1. Wealth managers64
  2. Wealth managers with a broker-dealer2

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 62 advisers' assets by type of client
  1. High net worth72%
  2. Other individuals19%
  3. Pension plans7%
  4. Businesses1%
  5. Charities1%
  6. Private funds0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Founders Financial Securities9,590Apr 2026
2Baltimore-Washington Financial Advisors5,272Mar 2026
3Scarborough Capital Management2,664Mar 2026
4Prosperity - An Eisneramper Company2,369Aug 2026
5Verdence Capital Advisors1,798May 2026
6Greenspring Advisors1,697Jun 2026
7Prostatis Financial Advisors Group1,568Apr 2026
8SFG Wealth Management1,173Apr 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Founders Financial Securities1,466Apr 2026
2Greenspring Advisors1,118Jun 2026
3Prosperity - An Eisneramper Company995Aug 2026
4Baltimore-Washington Financial Advisors872Mar 2026
5Verdence Capital Advisors755May 2026
6Scarborough Capital Management732Mar 2026
7SFG Wealth Management554Apr 2026
8Cornerstone Advisory452Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Black Diamond Financial3Mar 2026
2Cornerstone Advisory1Sep 2026
3Wealth Planning Group1Mar 2026

The list is public. The warm path is not. Schedule a conversation

All 66 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 66 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Baltimore 66 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
&WEALTH Partners
Wealth manager, Baltimore, MD.
Detail and sources for &WEALTH Partners

Form ADV of And Wealth Partners, LLC (CRD 149136), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $508MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 96 individuals, 70 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV.

$508MMFeb 202610377%
1 North Wealth Services
Wealth manager, Annapolis, MD.
Detail and sources for 1 North Wealth Services

Form ADV of 1 North Wealth Services, LLC (CRD 115948), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $320MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of 1 North Wealth Services, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 217 individuals, 81 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$320MMSep 202622296%
A.G. Campbell Advisory
Wealth manager, Baltimore, MD. Main office Baltimore, MD; not in the totals.
Detail and sources for A.G. Campbell Advisory

Form ADV of A.G. Campbell Advisory, LLC (CRD 162150), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $404MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Baltimore, MD; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 61 individuals, 29 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$404MMMar 20266770%
Accordant Advisory Group
Wealth manager, Annapolis, MD.
Detail and sources for Accordant Advisory Group

Form ADV of Accordant Advisory Group, Inc. (CRD 117474), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $278MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 182 individuals, 74 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$278MMAug 202618993%
Advocate Investing Services
Wealth manager, Woodbine, MD.
Detail and sources for Advocate Investing Services

Form ADV of Advocate Investing Services, LLC (CRD 273035), SEC registered adviser, filed , main office Woodbine, MD: regulatory assets $187MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 220 individuals, 56 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$187MMMar 202622596%
Armstrong Dixon
Wealth manager, Baltimore, MD.
Detail and sources for Armstrong Dixon

Form ADV of Ade, LLC (CRD 168345), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $448MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 290 individuals, 158 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$448MMJun 202629499%
Baltimore-Washington Financial Advisors
Wealth manager, Columbia, MD.
Detail and sources for Baltimore-Washington Financial Advisors

Form ADV of Baltimore-washington Financial Advisors, Inc. (CRD 159388), SEC registered adviser, filed , main office Columbia, MD: regulatory assets $3.0BN; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Baltimore-washington Financial Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, educational seminars and other services. Clients (Item 5.D): 5,272 individuals, 872 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.0BNMar 20265,30199%
Bay Harbor Wealth Management
Wealth manager, Hunt Valley, MD.
Detail and sources for Bay Harbor Wealth Management

Form ADV of Bay Harbor Wealth Management, LLC (CRD 294000), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $412MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bay Harbor Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 396 individuals, 130 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$412MMAug 202639999%
Berman McAleer
Wealth manager, Timonium, MD.
Detail and sources for Berman McAleer

Form ADV of Berman McAleer, LLC (CRD 332906), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $1.8BN; 29 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 646 individuals, 382 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$1.8BNSep 202664995%
Black Diamond Financial
Wealth manager, Lutherville, MD.
Detail and sources for Black Diamond Financial

Form ADV of Black Diamond Financial, LLC (CRD 145108), SEC registered adviser, filed , main office Lutherville, MD: regulatory assets $1.4BN; 3 private funds, $6.0MM gross; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Black Diamond Financial, LLC, quarter ended , filed .

Possible match by name only, not counted: Black Diamond Financial, LLC (CRD 314622), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 335 individuals, 218 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNMar 202636182%3
Blue Curve Advisory
Wealth manager, Towson, MD.
Detail and sources for Blue Curve Advisory

Form ADV of Blue Curve Advisory, LLC (CRD 333724), SEC registered adviser, filed , main office Towson, MD: regulatory assets $125MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 289 individuals, 68 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$125MMMar 2026291100%
Blueprint Wealth Management
Wealth manager, Ellicott City, MD.
Detail and sources for Blueprint Wealth Management

Form ADV of Blueprint Wealth Management Inc. (CRD 325099), SEC registered adviser, filed , main office Ellicott City, MD: regulatory assets $190MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Blueprint Wealth Management Advisors LLC (CRD 166264), registered adviser, filed .

Possible match by name only, not counted: Blueprint Wealth Management, LLC (CRD 169997), registered adviser, filed , The Villages, FL.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 320 individuals, 220 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$190MMMar 2026320100%
Buttonwood Financial Advisors
Wealth manager, Baltimore, MD.
Detail and sources for Buttonwood Financial Advisors

Form ADV of Buttonwood Financial Advisors, Inc. (CRD 144926), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $483MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 321 individuals, 152 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$483MMMar 2026327100%
Cassilly Financial
Wealth manager, Severna Park, MD.
Detail and sources for Cassilly Financial

Form ADV of Cassilly Financial Group, LLC (CRD 300672), SEC registered adviser, filed , main office Severna Park, MD: regulatory assets $136MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Cassilly Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 184 individuals, 96 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$136MMFeb 202618899%
Chapin Davis Asset Management
Wealth manager with a broker-dealer, Baltimore, MD.
Detail and sources for Chapin Davis Asset Management

Form ADV of Chapin Davis, Inc. (CRD 28116), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $643MM; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 543 individuals, 19 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$643MMMay 202655598%
Chesapeake Financial Advisors
Wealth manager, Towson, MD.
Detail and sources for Chesapeake Financial Advisors

Form ADV of Thoma Capital Management LLC (CRD 120139), SEC registered adviser, filed , main office Towson, MD: regulatory assets $310MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 268 individuals, 91 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$310MMAug 202628796%
Cobalt Financial Partners
Wealth manager, Sykesville, MD.
Detail and sources for Cobalt Financial Partners

Form ADV of Cobalt Financial Partners LLC (CRD 168710), SEC registered adviser, filed : regulatory assets $108MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 63 individuals, 53 of them high net worth; individuals hold 91% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$108MMSep 20266691%
Cornerstone Advisory
Wealth manager, Hunt Valley, MD.
Detail and sources for Cornerstone Advisory

Form ADV of Cornerstone Advisory, LLC (CRD 142359), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $2.2BN; 1 private fund, $30MM gross; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 808 individuals, 452 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$2.2BNSep 202685490%1
Curio Wealth
Wealth manager, Annapolis, MD.
Detail and sources for Curio Wealth

Form ADV of Curio Wealth, LLC (CRD 328178), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $461MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 354 individuals, 50 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$461MMSep 202635499%
D.F. Dent and Company
Wealth manager, Baltimore, MD. Main office Baltimore, MD; not in the totals.
Detail and sources for D.F. Dent and Company

Form ADV of D.F. Dent and Company, Inc. (CRD 105179), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $7.9BN; 31 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Baltimore, MD; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 1,011 individuals, 903 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV.

$7.9BNJun 20261,18558%
Elite Income Advisors
Wealth manager, Ellicott City, MD.
Detail and sources for Elite Income Advisors

Form ADV of Elite Income Advisors, Inc. (CRD 285429), SEC registered adviser, filed , main office Ellicott City, MD: regulatory assets $213MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 657 individuals, 190 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$213MMMar 2026662100%
The Ellerson Group
Wealth manager, Annapolis, MD.
Detail and sources for The Ellerson Group

Form ADV of The Ellerson Group Inc. (CRD 106658), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $291MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 109 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$291MMMar 2026109100%
Financial Concepts Unlimited
Wealth manager, Centreville, MD.
Detail and sources for Financial Concepts Unlimited

Form ADV of Financial Concepts Unlimited, Inc. (CRD 118641), SEC registered adviser, filed : regulatory assets $231MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 191 individuals, 68 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$231MMMar 202619899%
Financial Consulate
Wealth manager, Hunt Valley, MD.
Detail and sources for Financial Consulate

Form ADV of The Financial Consulate, Inc. (CRD 106898), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $1.1BN; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 844 individuals, 328 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNAug 202684999%
First Growth Capital
Wealth manager, Pikesville, MD.
Detail and sources for First Growth Capital

Form ADV of First Growth Capital LLC (CRD 305958), SEC registered adviser, filed : regulatory assets $131MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 67 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$131MMMar 202667100%
Founders Financial Securities
Wealth manager with a broker-dealer, Towson, MD.
Detail and sources for Founders Financial Securities

Form ADV of Founders Financial Securities, LLC (CRD 137945), SEC registered adviser, filed , main office Towson, MD: regulatory assets $4.1BN; 139 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Founders Financial Securities, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 9,590 individuals, 1,466 of them high net worth; individuals hold 89% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$4.1BNApr 20269,87089%
Foundry Wealth Advisors
Wealth manager, Baltimore, MD.
Detail and sources for Foundry Wealth Advisors

Form ADV of Foundry Wealth Advisors, LLC (CRD 300794), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $163MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 66 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$163MMAug 202666100%
Glass Jacobson Wealth Advisors
Wealth manager, Owings Mills, MD.
Detail and sources for Glass Jacobson Wealth Advisors

Form ADV of Glass Jacobson Investment Advisors, LLC (CRD 120141), SEC registered adviser, filed , main office Owings Mills, MD: regulatory assets $928MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 501 individuals, 151 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$928MMMar 2026504100%
GLR Partners
Wealth manager, Columbia, MD.
Detail and sources for GLR Partners

Form ADV of GLR Partners, LLC (CRD 334902), SEC registered adviser, filed , main office Columbia, MD: regulatory assets $261MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 170 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$261MMJul 2026173100%
Greenspring Advisors
Wealth manager, Towson, MD.
Detail and sources for Greenspring Advisors

Form ADV of Greenspring Advisors, LLC (CRD 132669), SEC registered adviser, filed , main office Towson, MD: regulatory assets $6.5BN; 68 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,697 individuals, 1,118 of them high net worth; individuals hold 67% of its regulatory assets.

Files: SEC Form ADV.

$6.5BNJun 20261,83767%
Hergenroeder Financial Advisors
Wealth manager, Timonium, MD.
Detail and sources for Hergenroeder Financial Advisors

Form ADV of Hergenroeder Financial Advisors, Inc. (CRD 121278), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $305MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 421 individuals, 98 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$305MMFeb 2026421100%
HF Advisory Group
Wealth manager, Annapolis, MD.
Detail and sources for HF Advisory Group

Form ADV of HF Advisory Group, LLC (CRD 309051), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $322MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 460 individuals, 99 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$322MMMar 2026460100%
HWA Financial Group
Wealth manager, Ellicott City, MD.
Detail and sources for HWA Financial Group

Form ADV of Huber, Weakland & Associates, Inc. (CRD 120745), SEC registered adviser, filed , main office Ellicott City, MD: regulatory assets $295MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 167 individuals, 62 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$295MMMar 202617490%
Jemma Financial Services
Wealth manager, Baltimore, MD.
Detail and sources for Jemma Financial Services

Form ADV of Jemma Investment Advisors LLC (CRD 284198), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $140MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 312 individuals, 74 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$140MMJul 202632479%
The Kelly Group
Wealth manager, Bel Air, MD.
Detail and sources for The Kelly Group

Form ADV of Kelly Financial Group, LLC (CRD 310140), SEC registered adviser, filed , main office Bel Air, MD: regulatory assets $1.1BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Kelly Financial Group, LLC (CRD 136372), registered adviser, filed , Wethersfield, CT.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,087 individuals, 247 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 20261,11393%
L. K. Benson & Company
Wealth manager, Timonium, MD. Main office Timonium, MD; not in the totals.
Detail and sources for L. K. Benson & Company

Form ADV of L. K. Benson & Company, P.C. (CRD 107908), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $446MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Timonium, MD; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 103 individuals, 75 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$446MMJul 2026103100%
The L. Warner Companies
Wealth manager, Timonium, MD. Main office Timonium, MD; not in the totals.
Detail and sources for The L. Warner Companies

Form ADV of The L. Warner Companies, Inc. (CRD 108001), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $802MM; 38 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Timonium, MD; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 352 individuals, 180 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$802MMAug 202646593%
LEE, Kelleher & Klein Wealth Management
Wealth manager, Ellicott City, MD.
Detail and sources for LEE, Kelleher & Klein Wealth Management

Form ADV of LEE, Kelleher, & Klein Wealth Management LLC (CRD 331717), SEC registered adviser, filed : regulatory assets $252MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 151 individuals, 60 of them high net worth; individuals hold 92% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$252MMJun 202615592%
Marathon Capital Management
Wealth manager, Hunt Valley, MD.
Detail and sources for Marathon Capital Management

Form ADV of Marathon Capital Management LLC (CRD 119416), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $790MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 281 individuals, 182 of them high net worth; individuals hold 65% of its regulatory assets.

Files: SEC Form ADV.

$790MMFeb 202628665%
Marks Wealth Management
Wealth manager, Ellicott City, MD.
Detail and sources for Marks Wealth Management

Form ADV of Marks Wealth, LLC (CRD 310534), SEC registered adviser, filed , main office Ellicott City, MD: regulatory assets $409MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 283 individuals, 132 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$409MMAug 2026283100%
MDRN Capital
Wealth manager, Annapolis, MD.
Detail and sources for MDRN Capital

Form ADV of MDRN Capital, LLC (CRD 325950), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $339MM; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 569 individuals, 425 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$339MMJul 2026569100%
Meta Wealth Advisory
Wealth manager, Timonium, MD.
Detail and sources for Meta Wealth Advisory

Form ADV of Thompson Wealth Solutions, LLC (CRD 338023), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $172MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 81 individuals, 50 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMJun 202681100%
Northbrook Financial
Wealth manager, Baltimore, MD.
Detail and sources for Northbrook Financial

Form ADV of Northbrook Financial Planning LLC (CRD 309060), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $109MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 127 individuals, 24 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$109MMAug 2026127100%
Oliver Wealth Management
Wealth manager, Towson, MD.
Detail and sources for Oliver Wealth Management

Form ADV of Gunpowder Capital Management, LLC (CRD 314867), SEC registered adviser, filed , main office Towson, MD: regulatory assets $340MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 484 individuals, 83 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$340MMMar 202649698%
Oxford Planning Group
Wealth manager, Woodstock, MD.
Detail and sources for Oxford Planning Group

Form ADV of Oxford Planning Group, LLC (CRD 286017), SEC registered adviser, filed , main office Woodstock, MD: regulatory assets $113MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 93 individuals, 32 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$113MMJul 20269391%
Partnership Wealth Management
Wealth manager, Towson, MD.
Detail and sources for Partnership Wealth Management

Form ADV of Partnership Wealth Management, LLC (CRD 285718), SEC registered adviser, filed , main office Towson, MD: regulatory assets $235MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 139 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$235MMAug 2026139100%
Perspective Wealth Management
Wealth manager, Hunt Valley, MD.
Detail and sources for Perspective Wealth Management

Form ADV of The Junk Investment Group, LLC (CRD 104619), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $595MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 264 individuals, 218 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$595MMFeb 2026264100%
Pointer Financial Advisors
Wealth manager, Columbia, MD.
Detail and sources for Pointer Financial Advisors

Form ADV of Pointer Financial Advisors LLC (CRD 326745), SEC registered adviser, filed , main office Columbia, MD: regulatory assets $176MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 157 individuals, 61 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$176MMMar 202616098%
Prosperity - An Eisneramper Company
Wealth manager, Owings Mills, MD.
Detail and sources for Prosperity - An Eisneramper Company

Form ADV of The Prosperity Consulting Group, LLC (CRD 133777), SEC registered adviser, filed , main office Owings Mills, MD: regulatory assets $5.0BN; 82 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of The Prosperity Consulting Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 2,369 individuals, 995 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$5.0BNAug 20262,41299%
Prostatis Financial Advisors Group
Wealth manager, Hanover, MD.
Detail and sources for Prostatis Financial Advisors Group

Form ADV of Prostatis Group LLC (CRD 132662), SEC registered adviser, filed , main office Hanover, MD: regulatory assets $605MM; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,568 individuals, 131 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$605MMApr 20261,568100%
RCS Financial Planning
Wealth manager, Annapolis, MD.
Detail and sources for RCS Financial Planning

Form ADV of RCS Financial Planning, LLC (CRD 291678), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $281MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of RCS Financial Planning, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 218 individuals, 107 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$281MMMar 202622097%
Red Oak Financial Group
Wealth manager, Towson, MD.
Detail and sources for Red Oak Financial Group

Form ADV of Red Oak Financial Group, LLC (CRD 166912), SEC registered adviser, filed , main office Towson, MD: regulatory assets $1.0BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Red Oak Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,051 individuals, 0 of them high net worth; individuals hold 59% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.0BNJul 20261,20259%
Safe Harbor Retirement Planners
Wealth manager, Abingdon, MD.
Detail and sources for Safe Harbor Retirement Planners

Form ADV of Asset Management Services, Inc. (CRD 110803), SEC registered adviser, filed : regulatory assets $109MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 296 individuals, 41 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$109MMJul 2026296100%
SC&H Wealth
Wealth manager, Hunt Valley, MD.
Detail and sources for SC&H Wealth

Form ADV of SC&H Financial Advisors, Inc. (CRD 120666), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $1.2BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of SC&H Financial Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 668 individuals, 248 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNFeb 202667699%
Scarborough Capital Management
Wealth manager, Annapolis, MD.
Detail and sources for Scarborough Capital Management

Form ADV of Scarborough Advisors, LLC (CRD 169517), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $1.6BN; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 2,664 individuals, 732 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.6BNMar 20262,664100%
SFG Wealth Management
Wealth manager, Towson, MD.
Detail and sources for SFG Wealth Management

Form ADV of SFG Wealth Management, LLC (CRD 285785), SEC registered adviser, filed , main office Towson, MD: regulatory assets $760MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of SFG Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,173 individuals, 554 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$760MMApr 20261,18493%
The Simmons Partnership
Wealth manager, Towson, MD.
Detail and sources for The Simmons Partnership

Form ADV of The Simmons Partnership, Inc. (CRD 156740), SEC registered adviser, filed , main office Towson, MD: regulatory assets $217MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 307 individuals, 71 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$217MMMar 202630899%
Snyder Asset Management
Wealth manager, Hunt Valley, MD.
Detail and sources for Snyder Asset Management

Form ADV of Snyder Asset Management, LLC (CRD 290450), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $112MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 80 individuals, 47 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$112MMJul 20268099%
TAM Financial Advisors
Wealth manager, Annapolis, MD.
Detail and sources for TAM Financial Advisors

Form ADV of TAM Financial Advisors, LLC (CRD 125496), SEC registered adviser, filed : regulatory assets $171MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 89 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$171MMFeb 202692100%
Town Capital
Wealth manager, Bel Air, MD.
Detail and sources for Town Capital

Form ADV of Town Capital, LLC (CRD 299341), SEC registered adviser, filed , main office Bel Air, MD: regulatory assets $169MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 156 individuals, 54 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$169MMJun 2026156100%
Valuewealth Services
Wealth manager, Annapolis, MD.
Detail and sources for Valuewealth Services

Form ADV of Valuewealth Services, LLC (CRD 304049), SEC registered adviser, filed , main office Annapolis, MD: regulatory assets $319MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 420 individuals, 115 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$319MMSep 2026420100%
Verdence Capital Advisors
Wealth manager, Hunt Valley, MD.
Detail and sources for Verdence Capital Advisors

Form ADV of Verdence Capital Advisors, LLC (CRD 288512), SEC registered adviser, filed , main office Hunt Valley, MD: regulatory assets $4.6BN; 52 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 1,798 individuals, 755 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$4.6BNMay 20261,87694%
Waypoint Wealth Management
Wealth manager, Timonium, MD.
Detail and sources for Waypoint Wealth Management

Form ADV of Waypoint Wealth Management, LLC (CRD 155574), SEC registered adviser, filed , main office Timonium, MD: regulatory assets $242MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 204 individuals, 72 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$242MMAug 202620799%
WBH Advisory
Wealth manager, Baltimore, MD.
Detail and sources for WBH Advisory

Form ADV of WBH Advisory, Inc. (CRD 105289), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $1.7BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of WBH Advisory, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 725 individuals, 418 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNApr 202674699%
Wealth Planning Group
Wealth manager, Baltimore, MD.
Detail and sources for Wealth Planning Group

Form ADV of WPG Advisers, LLC (CRD 291708), SEC registered adviser, filed , main office Baltimore, MD: regulatory assets $361MM; 1 private fund, $2K gross; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of WPG Advisers, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 380 individuals, 80 of them high net worth; individuals hold 77% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$361MMMar 202639977%1
Williams Asset Management
Wealth manager, Columbia, MD.
Detail and sources for Williams Asset Management

Form ADV of Williams & Associates, Inc. (CRD 338196), SEC registered adviser, filed , main office Columbia, MD: regulatory assets $661MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 433 individuals, 433 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$661MMMay 2026433100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Five findings from the filings of the 62 firms counted.

  1. 12%

    of the $52.0 billion the 62 firms counted report is one firm's: Greenspring Advisors. Without it, the other 61 report $45.5 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $321MM

    is the median: half of the 62 report less, and 48 report under $1 billion.

    Assets, latest Form ADV of each

  3. 5

    private funds are advised by the firms counted; Black Diamond Financial advises the most, 3.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 72%

    of their assets is high net worth money; the next largest client type is other individuals, at 19%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 30

    of the 62 have their main office in Baltimore County, MD; the next place is Anne Arundel County, MD, with 12.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Baltimore?

This list holds 66 wealth management firms in the Baltimore metro; 62 of them report regulatory assets on Form ADV, $52.0 billion together.

What are the largest wealth management firms in Baltimore?

By the regulatory assets they report: Greenspring Advisors $6.5 billion, Prosperity - An Eisneramper Company $5.0 billion, Verdence Capital Advisors $4.6 billion, Founders Financial Securities $4.1 billion, Baltimore-Washington Financial Advisors $3.0 billion.

How much do wealth management firms in Baltimore typically manage?

Of the 62 that report, the median reports $321 million in regulatory assets; 48 report under $1 billion.

How do you start a relationship with wealth management firms in Baltimore?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
66 wealth management firms, 64 are wealth managers and 2 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Baltimore-Columbia-Towson, MD MSA (Census CBSA 12580) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 62 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Baltimore metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $52.0BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 4 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 66, 66 report on a current Form ADV and 14 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 66 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 14 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Baltimore," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-baltimore

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