Wealth Management Firms (RIAs) in Charlotte

64 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Alight Financial Advisors is the largest: $35.1 billion through Alight Financial Advisors, LLC (filed March 2026).

Cornerstone Wealth follows with $2.5 billion. The 64 advisers counted report $66.8 billion together; the ten largest hold 74% of it, and half report less than $281 million.

Updated October 2026. Rechecked quarterly; next check January 2027. Figures read October 31, 2026, as filed January 2026 to September 2026.

Where the $66.8BN sitsThe 64 firms counted, by size. The bar is each size band's share of the combined dollars.

$25BN and over52%1 firm
$1BN to $5BN25%11 firms
$500MM to $1BN8%9 firms
Under $500MM14%43 firms

Latest Form ADV of each, filed Jan 2026 to Sep 2026. Read October 31, 2026; sources at the end of the page.

Wealth management firms listedList of October 2026; 63 are wealth managers and 1 is a wealth manager with a broker-dealer: 64
Combined assets64 counted; as filed to Sep 2026: $66.8BN
Largest: Alight Financial AdvisorsAs filed March 2026: $35.1BN
Median firmHalf of the 64 report less: $281MM
Held by the ten largestOf the $66.8BN combined: 74%

Alight Financial Advisors, Cornerstone Wealth and Novare Capital Management lead the Charlotte wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $56.7BN, 85% of the $66.8BN the 64 counted report.

1
Alight Financial Advisors
Wealth manager with a broker-dealer, Charlotte, NC
$35.1BNRegulatory assets, Mar 2026
100% other individuals
Individual clients
195,957
2
Cornerstone Wealth
Wealth manager, Huntersville, NC
$2.5BNRegulatory assets, Aug 2026
58% high net worth, 40% other individuals, 1% other
Individual clients
2,373
3
Novare Capital Management
Wealth manager, Charlotte, NC
$1.9BNRegulatory assets, Aug 2026
90% high net worth, 7% other individuals, 2% businesses
Individual clients
757
4
Linden Thomas Advisory Services
Wealth manager, Charlotte, NC
$1.8BNRegulatory assets, May 2026
50% high net worth, 41% other individuals, 9% pension plans
Individual clients
1,268
5
Ally Invest Advisors
Wealth manager, Charlotte, NC
$1.7BNRegulatory assets, Apr 2026
95% other individuals, 5% high net worth
Individual clients
83,199
6
Mill Capital Management
Wealth manager, Concord, NC
$1.5BNRegulatory assets, Feb 2026
52% high net worth, 48% charities
Individual clients
97
7
MBL Advisors
Wealth manager, Charlotte, NC
$1.4BNRegulatory assets, Mar 2026
99% high net worth
Individual clients
270
8
Blueprint Financial Advisors
Wealth manager, Charlotte, NC
$1.4BNRegulatory assets, Aug 2026
57% other individuals, 40% high net worth, 3% businesses
Individual clients
2,290
9
Topsail Wealth Management
Wealth manager, Charlotte, NC
$1.3BNRegulatory assets, Sep 2026
93% high net worth, 5% charities, 2% other individuals
Individual clients
206
10
Laurel Wealth Advisors
Wealth manager, Charlotte, NC
$1.1BNRegulatory assets, Mar 2026
85% high net worth, 8% other individuals, 5% businesses
Individual clients
520
11
Providence Capital Advisors
Wealth manager, Charlotte, NC
$1.1BNRegulatory assets, Mar 2026
93% high net worth, 5% other individuals
Individual clients
424
12
Verum Partners
Wealth manager, Charlotte, NC
$1.0BNRegulatory assets, Jul 2026
83% high net worth, 10% businesses, 3% other individuals
Individual clients
361
13
Strathmore Capital Advisors
Wealth manager, Charlotte, NC
$805MMRegulatory assets, Sep 2026
82% high net worth, 13% other individuals, 2% businesses
Individual clients
493
14
BNA Wealth
Wealth manager, Rock Hill, SC
$620MMRegulatory assets, Jul 2026
71% high net worth, 28% other individuals
Individual clients
534
15
Alpha Financial Advisors
Wealth manager, Charlotte, NC
$619MMRegulatory assets, Jun 2026
93% high net worth, 7% other individuals
Individual clients
259
16
Auctus Advisors
Wealth manager, Charlotte, NC
$613MMRegulatory assets, Aug 2026
95% high net worth, 5% other individuals
Individual clients
204
17
Sapere Wealth Management
Wealth manager, Matthews, NC
$605MMRegulatory assets, Mar 2026
87% high net worth, 8% other individuals, 2% pension plans
Individual clients
227
Private funds
6
18
Burkett Financial Services
Wealth manager, Rock Hill, SC
$573MMRegulatory assets, Feb 2026
81% high net worth, 16% other individuals, 3% pension plans
Individual clients
476
19
Hobart Wealth
Wealth manager, Charlotte, NC
$558MMRegulatory assets, Jun 2026
57% other individuals, 43% high net worth
Individual clients
725
20
Defender Capital
Wealth manager, Charlotte, NC
$510MMRegulatory assets, Jan 2026
73% high net worth, 15% other individuals, 9% private funds
Individual clients
186
Private funds
1

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read October 31, 2026.

One firm holds 52% of the assets

How the 64 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.

One dot per firm counted. Read October 31, 2026.

The 64 firms, by size

Under $500MM4314%$9.6BN

$500MM to $1BN98%$5.4BN

$1BN to $5BN1125%$16.7BN

$5BN to $10BN00%$0

$10BN to $25BN00%$0

$25BN and over152%$35.1BN

Assets each reported in its latest filing; shares are of the $66.8BN combined, one row per firm. Read October 31, 2026.

52%

of the assets reported sits with one firm, Alight Financial Advisors. The five largest hold 64%; 52 of 64 report under $1 billion.

52%Largest12%Next 436%Other 59

Who the 64 are

Wealth managers63
Wealth manager with a broker-dealer1

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 64 advisers' assets by type of client

Other individuals64%
High net worth33%
Charities1%
Pension plans1%
Businesses1%
Private funds0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Alight Financial Advisors	195,957Mar 2026
2	Ally Invest Advisors	83,199Apr 2026
3	Cornerstone Wealth	2,373Aug 2026
4	Blueprint Financial Advisors	2,290Aug 2026
5	Linden Thomas Advisory Services	1,268May 2026
6	Insight Folios	1,228Mar 2026
7	Everstar Asset Management	1,116May 2026
8	Novare Capital Management	757Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
Rank	Name	Figure
1	Novare Capital Management	440Aug 2026
2	Linden Thomas Advisory Services	432May 2026
3	BNA Wealth	388Jul 2026
4	Everstar Asset Management	352May 2026
5	Cornerstone Wealth	319Aug 2026
6	Verum Partners	274Jul 2026
7	Providence Capital Advisors	254Mar 2026
8	Laurel Wealth Advisors	244Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
Rank	Name	Figure
1	Sapere Wealth Management	6Mar 2026
2	Everstar Asset Management	5May 2026
3	Hayden Harper Wealth Advisory	2Mar 2026
4	Defender Capital	1Jan 2026
5	Portus Wealth Advisors	1Feb 2026

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All 64 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Find in this list

Showing all 64 firms

Wealth Management Firms (RIAs) in Charlotte 64 firms, A to Z
Office	Assets	Clients	Individuals	Private funds
A4 Wealth Advisors Wealth manager, Huntersville, NC. Detail and sources for A4 Wealth Advisors Form ADV of A4 Wealth Advisors LLC (CRD 152397), SEC registered adviser, filed September 2026, main office Huntersville, NC: regulatory assets $214MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 587 individuals, 146 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$214MMSep 2026	587	100%
Alight Financial Advisors Wealth manager with a broker-dealer, Charlotte, NC. Detail and sources for Alight Financial Advisors Form ADV of Alight Financial Advisors, LLC (CRD 158744), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $35.1BN; 70 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 195,957 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A). Files: SEC Form ADV.	$35.1BNMar 2026	195,957	100%
Ally Invest Advisors Wealth manager, Charlotte, NC. Detail and sources for Ally Invest Advisors Form ADV of Ally Invest Advisors Inc. (CRD 170301), SEC registered adviser, filed April 2026, main office Charlotte, NC: regulatory assets $1.7BN; 8 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Ally Invest Advisors Inc., quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 83,199 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.7BNApr 2026	83,199	100%
Alpha Financial Advisors Wealth manager, Charlotte, NC. Detail and sources for Alpha Financial Advisors Form ADV of Alpha Financial Advisors, LLC (CRD 122545), SEC registered adviser, filed June 2026, main office Charlotte, NC: regulatory assets $619MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Alpha Financial Advisors, LLC, quarter ended June 30, 2026, filed August 2026. Possible match by name only, not counted: Alpha Financial Advisors, LLC (CRD 116291), registered adviser, filed February 2026, Mclean, VA. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 259 individuals, 181 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$619MMJun 2026	259	100%
Aspire Private Capital Wealth manager, Cornelius, NC. Detail and sources for Aspire Private Capital Form ADV of Aspire Private Capital, LLC (CRD 154116), SEC registered adviser, filed August 2026, main office Cornelius, NC: regulatory assets $510MM; 9 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 709 individuals, 202 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$510MMAug 2026	709	100%
Auctus Advisors Wealth manager, Charlotte, NC. Detail and sources for Auctus Advisors Form ADV of Auctus Advisors LLC (CRD 289489), SEC registered adviser, filed August 2026, main office Charlotte, NC: regulatory assets $613MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Auctus Advisors LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 204 individuals, 129 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$613MMAug 2026	218	100%
Beacon Capital Advisory Group Wealth manager, Charlotte, NC. Detail and sources for Beacon Capital Advisory Group Form ADV of Davidson Advisory Group, LLC (CRD 333090), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $224MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 184 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$224MMJul 2026	184	100%
Blue Financial Wealth manager, Charlotte, NC. Detail and sources for Blue Financial Form ADV of Blue Wealth Inc. (CRD 330324), SEC registered adviser, filed February 2026, main office Charlotte, NC: regulatory assets $145MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 324 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$145MMFeb 2026	324	100%
Blueprint Financial Advisors Wealth manager, Charlotte, NC. Detail and sources for Blueprint Financial Advisors Form ADV of Blueprint Financial Advisors LLC (CRD 315570), SEC registered adviser, filed August 2026, main office Charlotte, NC: regulatory assets $1.4BN; 47 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 2,290 individuals, 40 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV.	$1.4BNAug 2026	2,330	97%
BNA Wealth Wealth manager, Rock Hill, SC. Detail and sources for BNA Wealth Form ADV of BNA Wealth, Inc. (CRD 39326), SEC registered adviser, filed July 2026, main office Rock Hill, SC: regulatory assets $620MM; 8 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 534 individuals, 388 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$620MMJul 2026	542	99%
Burkett Financial Services Wealth manager, Rock Hill, SC. Detail and sources for Burkett Financial Services Form ADV of Burkett Financial Services, LLC (CRD 140168), SEC registered adviser, filed February 2026, main office Rock Hill, SC: regulatory assets $573MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 476 individuals, 197 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV.	$573MMFeb 2026	476	97%
Calamita Wealth Management Wealth manager, Charlotte, NC. Detail and sources for Calamita Wealth Management Form ADV of Calamita Wealth Management Inc. (CRD 153316), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $138MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 109 individuals, 41 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$138MMJul 2026	110	96%
Cannon Advisors Wealth manager, Charlotte, NC. Detail and sources for Cannon Advisors Form ADV of Cannon Advisors, Inc. (CRD 293929), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $182MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 228 individuals, 66 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$182MMMar 2026	230	99%
Carolina Strategy Wealth manager, Matthews, NC. Detail and sources for Carolina Strategy Form ADV of Carolina Strategy, LLC (CRD 324629), SEC registered adviser, filed January 2026: regulatory assets $119MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 63 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$119MMJan 2026	64	100%
Catawba River Capital Wealth manager, Lake Wylie, SC. Detail and sources for Catawba River Capital Form ADV of Catawba River Capital (CRD 134217), SEC registered adviser, filed February 2026, main office Lake Wylie, SC: regulatory assets $325MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 257 individuals, 118 of them high net worth; individuals hold 88% of its regulatory assets. Files: SEC Form ADV.	$325MMFeb 2026	275	88%
Clearview Wealth Management Wealth manager, Charlotte, NC. Detail and sources for Clearview Wealth Management Form ADV of Sherclar, Inc. (CRD 166812), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $182MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Clearview Wealth Management, LLC (CRD 288978), registered adviser, filed June 2026, Irvine, CA. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 144 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$182MMMar 2026	144	100%
Concorde Financial Resources Wealth manager, York, SC. Detail and sources for Concorde Financial Resources Form ADV of Concorde Financial Resources I Inc. (CRD 117836), SEC registered adviser, filed July 2026, main office York, SC: regulatory assets $231MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 231 individuals, 74 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$231MMJul 2026	235	98%
Copperleaf Capital Wealth manager, Clover, SC. Detail and sources for Copperleaf Capital Form ADV of Copperleaf Capital, LLC (CRD 117823), SEC registered adviser, filed June 2026, main office Clover, SC: regulatory assets $282MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Copperleaf Capital, LLC, quarter ended September 30, 2025, filed October 2025. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 297 individuals, 98 of them high net worth; individuals hold 93% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F (last for 2025).	$282MMJun 2026	314	93%
Cornerstone Wealth Wealth manager, Huntersville, NC. Detail and sources for Cornerstone Wealth Form ADV of Cornerstone Wealth Group, LLC (CRD 289971), SEC registered adviser, filed August 2026, main office Huntersville, NC: regulatory assets $2.5BN; 50 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Cornerstone Wealth Group, LLC, quarter ended June 30, 2026, filed July 2026. Possible match by name only, not counted: Cornerstone Wealth, LLC (CRD 313269), registered adviser, filed March 2026, Greeneville, TN. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,373 individuals, 319 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$2.5BNAug 2026	2,506	98%
Cornerstone Wealth Planning Wealth manager, Charlotte, NC. Detail and sources for Cornerstone Wealth Planning Form ADV of Cornerstone Planning, LLC (CRD 166886), SEC registered adviser, filed February 2026, main office Charlotte, NC: regulatory assets $486MM; 13 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Cornerstone Planning, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 409 individuals, 127 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$486MMFeb 2026	409	99%
Davis Investment Partners Wealth manager, Charlotte, NC. Detail and sources for Davis Investment Partners Form ADV of Davis Investment Partners, LLC (CRD 318783), SEC registered adviser, filed January 2026, main office Charlotte, NC: regulatory assets $390MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Davis Investment Partners, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 174 individuals, 84 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$390MMJan 2026	174	100%
Defender Capital Wealth manager, Charlotte, NC. Detail and sources for Defender Capital Form ADV of Defender Capital LLC (CRD 159607), SEC registered adviser, filed January 2026, main office Charlotte, NC: regulatory assets $510MM; 1 private fund, $46MM gross; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 186 individuals, 129 of them high net worth; individuals hold 88% of its regulatory assets. Files: SEC Form ADV.	$510MMJan 2026	187	88%	1
Dolan Capital Advisors Wealth manager, Charlotte, NC. Detail and sources for Dolan Capital Advisors Form ADV of Dolan Capital Advisors, LLC (CRD 269886), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $179MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 83 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$179MMMar 2026	83	100%
Eastover Capital Management Wealth manager, Charlotte, NC. Detail and sources for Eastover Capital Management Form ADV of Eastover Investment Advisors, LLC (CRD 150821), SEC registered adviser, filed February 2026, main office Charlotte, NC: regulatory assets $392MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 242 individuals, 197 of them high net worth; individuals hold 83% of its regulatory assets. Files: SEC Form ADV.	$392MMFeb 2026	250	83%
Everstar Asset Management Wealth manager, Mooresville, NC. Detail and sources for Everstar Asset Management Form ADV of Everstar Asset Management, LLC (CRD 313334), SEC registered adviser, filed May 2026, main office Mooresville, NC: regulatory assets $337MM; 5 private funds, $112MM gross; 13 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 1,116 individuals, 352 of them high net worth; individuals hold 65% of its regulatory assets. Files: SEC Form ADV.	$337MMMay 2026	1,132	65%	5
Family Wealth Partners Wealth manager, Matthews, NC. Detail and sources for Family Wealth Partners Form ADV of Family Wealth Partners, LLC (CRD 317764), SEC registered adviser, filed May 2026, main office Matthews, NC: regulatory assets $392MM; 11 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Family Wealth Partners LLC (CRD 304935), registered adviser, filed July 2026, Medford, NJ. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 266 individuals, 60 of them high net worth; individuals hold 93% of its regulatory assets. Files: SEC Form ADV.	$392MMMay 2026	266	93%
The Financial Legacy Group Wealth manager, Charlotte, NC. Detail and sources for The Financial Legacy Group Form ADV of The Financial Legacy Group, LLC (CRD 287632), SEC registered adviser, filed January 2026, main office Charlotte, NC: regulatory assets $107MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 141 individuals, 62 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$107MMJan 2026	144	96%
Forest Capital Wealth manager, Charlotte, NC. Detail and sources for Forest Capital Form ADV of Forest Capital Operating Company LLC (CRD 325514), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $143MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 152 individuals, 67 of them high net worth; individuals hold 93% of its regulatory assets. Files: SEC Form ADV.	$143MMJul 2026	155	93%
Front Porch Financial Advisory Wealth manager, Charlotte, NC. Detail and sources for Front Porch Financial Advisory Form ADV of FPF Fa L.L.C. (CRD 311329), SEC registered adviser, filed January 2026, main office Charlotte, NC: regulatory assets $181MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 114 individuals, 48 of them high net worth; individuals hold 62% of its regulatory assets. Files: SEC Form ADV.	$181MMJan 2026	132	62%
Gibert Wealth Management Wealth manager, Charlotte, NC. Detail and sources for Gibert Wealth Management Form ADV of Gibert Wealth Management, LLC (CRD 341458), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $316MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 116 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$316MMJul 2026	116	100%
Granada Wealth Management Wealth manager, Davidson, NC. Detail and sources for Granada Wealth Management Form ADV of Granada Wealth Management, LLC (CRD 285812), SEC registered adviser, filed March 2026, main office Davidson, NC: regulatory assets $171MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 76 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$171MMMar 2026	76	100%
Greenway Wealth Advisors Wealth manager, Charlotte, NC. Detail and sources for Greenway Wealth Advisors Form ADV of Greenway Wealth Advisors, LLC (CRD 290727), SEC registered adviser, filed June 2026, main office Charlotte, NC: regulatory assets $185MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 170 individuals, 46 of them high net worth; individuals hold 93% of its regulatory assets. Files: SEC Form ADV.	$185MMJun 2026	180	93%
Hayden Harper Wealth Advisory Wealth manager, Charlotte, NC. Detail and sources for Hayden Harper Wealth Advisory Form ADV of Hayden Harper Wealth Advisory, LLC (CRD 152091), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $171MM; 2 private funds, $17MM gross; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 76 individuals, 34 of them high net worth; individuals hold 89% of its regulatory assets. Files: SEC Form ADV.	$171MMMar 2026	78	89%	2
Hobart Wealth Wealth manager, Charlotte, NC. Detail and sources for Hobart Wealth Form ADV of Hobart Private Capital, LLC (CRD 168494), SEC registered adviser, filed June 2026, main office Charlotte, NC: regulatory assets $558MM; 18 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Hobart Private Capital, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 725 individuals, 167 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$558MMJun 2026	727	100%
Insight Folios Wealth manager, Charlotte, NC. Detail and sources for Insight Folios Form ADV of Insight Folios Inc. (CRD 174411), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $331MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Insight Folios Inc., quarter ended September 30, 2024, filed October 2024. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,228 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F (last for 2024).	$331MMMar 2026	1,228	100%
Integrative Planning Wealth manager, Cornelius, NC. Detail and sources for Integrative Planning Form ADV of Integrative Planning, Inc. (CRD 336307), SEC registered adviser, filed August 2026, main office Cornelius, NC: regulatory assets $101MM; 6 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 224 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$101MMAug 2026	224	100%
Intentional Wealth manager, Fort Mill, SC. Detail and sources for Intentional Form ADV of Intentional, LLC (CRD 318570), SEC registered adviser, filed June 2026, main office Fort Mill, SC: regulatory assets $176MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 395 individuals, 42 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$176MMJun 2026	400	96%
Investor Advisory Group Wealth manager, Charlotte, NC. Detail and sources for Investor Advisory Group Form ADV of Investor Advisory Group, LLC (CRD 106837), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $172MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 183 individuals, 54 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$172MMMar 2026	184	99%
Kucharo Wealth Wealth manager, Charlotte, NC. Detail and sources for Kucharo Wealth Form ADV of Kucharo Wealth, LLC (CRD 329601), SEC registered adviser, filed August 2026, main office Charlotte, NC: regulatory assets $124MM; 2 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 42 individuals, 36 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$124MMAug 2026	49	99%
Laurel Wealth Advisors Wealth manager, Charlotte, NC. Detail and sources for Laurel Wealth Advisors Form ADV of Laurel Wealth Advisors, LLC (CRD 118469), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $1.1BN; 9 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Laurel Wealth Advisors, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 520 individuals, 244 of them high net worth; individuals hold 93% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.1BNMar 2026	547	93%
Linden Thomas Advisory Services Wealth manager, Charlotte, NC. Detail and sources for Linden Thomas Advisory Services Form ADV of Linden Thomas Advisory Services, LLC (CRD 288557), SEC registered adviser, filed May 2026, main office Charlotte, NC: regulatory assets $1.8BN; 14 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,268 individuals, 432 of them high net worth; individuals hold 91% of its regulatory assets. Files: SEC Form ADV.	$1.8BNMay 2026	1,366	91%
MBL Advisors Wealth manager, Charlotte, NC. Detail and sources for MBL Advisors Form ADV of MBL Wealth, LLC (CRD 305176), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $1.4BN; 14 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 270 individuals, 242 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$1.4BNMar 2026	270	100%
Mill Capital Management Wealth manager, Concord, NC. Detail and sources for Mill Capital Management Form ADV of Mill Capital Management, LLC (CRD 312798), SEC registered adviser, filed February 2026, main office Concord, NC: regulatory assets $1.5BN; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 97 individuals, 78 of them high net worth; individuals hold 52% of its regulatory assets. Files: SEC Form ADV.	$1.5BNFeb 2026	106	52%
Muirfield Wealth Advisors Wealth manager, Charlotte, NC. Detail and sources for Muirfield Wealth Advisors Form ADV of Muirfield Wealth Advisors LLC (CRD 316071), SEC registered adviser, filed January 2026, main office Charlotte, NC: regulatory assets $256MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 143 individuals, 66 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$256MMJan 2026	143	100%
Novare Capital Management Wealth manager, Charlotte, NC. Detail and sources for Novare Capital Management Form ADV of Novare Capital Management (CRD 117949), SEC registered adviser, filed August 2026, main office Charlotte, NC: regulatory assets $1.9BN; 23 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Novare Capital Management, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 757 individuals, 440 of them high net worth; individuals hold 97% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.9BNAug 2026	757	97%
Passport Wealth Management Wealth manager, Cornelius, NC. Detail and sources for Passport Wealth Management Form ADV of Passport Wealth Management LLC (CRD 297449), SEC registered adviser, filed September 2026, main office Cornelius, NC: regulatory assets $115MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 77 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$115MMSep 2026	77	100%
Portus Wealth Advisors Wealth manager, Charlotte, NC. Detail and sources for Portus Wealth Advisors Form ADV of Portus Wealth Advisors, LLC (CRD 300558), SEC registered adviser, filed February 2026, main office Charlotte, NC: regulatory assets $204MM; 1 private fund, $1.8MM gross; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 135 individuals, 48 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$204MMFeb 2026	137	98%	1
Powell Wealth Wealth manager, Cornelius, NC. Detail and sources for Powell Wealth Form ADV of Powell Financial, Inc. (CRD 144230), SEC registered adviser, filed February 2026, main office Cornelius, NC: regulatory assets $229MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 98 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$229MMFeb 2026	108	100%
Professional Wealth Management Services Wealth manager, Statesville, NC. Detail and sources for Professional Wealth Management Services Form ADV of Professional Wealth Management Services LLC (CRD 150266), SEC registered adviser, filed January 2026, main office Statesville, NC: regulatory assets $136MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 60 individuals, 19 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV.	$136MMJan 2026	60	100%
Providence Capital Advisors Wealth manager, Charlotte, NC. Detail and sources for Providence Capital Advisors Form ADV of Providence Capital Advisors, LLC (CRD 174631), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $1.1BN; 14 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Providence Capital Advisors, LLC, quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 424 individuals, 254 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$1.1BNMar 2026	429	99%
Reichard Capital Wealth manager, Charlotte, NC. Detail and sources for Reichard Capital Form ADV of Reichard Capital, LLC (CRD 305695), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $341MM; 4 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 109 individuals, 74 of them high net worth; individuals hold 85% of its regulatory assets. Files: SEC Form ADV.	$341MMMar 2026	113	85%
Safebridge Wealth manager, Denver, NC. Detail and sources for Safebridge Form ADV of Safebridge LLC (CRD 289485), SEC registered adviser, filed February 2026: regulatory assets $205MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 88 individuals, 87 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$205MMFeb 2026	88	100%
Sanctuary Financial Planning Wealth manager, Charlotte, NC. Detail and sources for Sanctuary Financial Planning Form ADV of Sanctuary Financial Planning, LLC (CRD 325857), SEC registered adviser, filed September 2026: regulatory assets $102MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 44 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$102MMSep 2026	44	100%
Sapere Wealth Management Wealth manager, Matthews, NC. Detail and sources for Sapere Wealth Management Form ADV of Sapere Wealth Management, LLC (CRD 119598), SEC registered adviser, filed March 2026, main office Matthews, NC: regulatory assets $605MM; 6 private funds, $210MM gross; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 227 individuals, 149 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$605MMMar 2026	240	95%	6
Strathmore Capital Advisors Wealth manager, Charlotte, NC. Detail and sources for Strathmore Capital Advisors Form ADV of Strathmore Capital Advisors, Inc. (CRD 135008), SEC registered adviser, filed September 2026, main office Charlotte, NC: regulatory assets $805MM; 17 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 493 individuals, 237 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$805MMSep 2026	501	96%
Tagstone Capital Wealth manager, Charlotte, NC. Detail and sources for Tagstone Capital Form ADV of Tagstone Capital, Inc. (CRD 158864), SEC registered adviser, filed February 2026, main office Charlotte, NC: regulatory assets $369MM; 1 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Tagstone Capital, Inc., quarter ended June 30, 2026, filed August 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 38 individuals, 38 of them high net worth; individuals hold 84% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$369MMFeb 2026	38	84%
Tassel Capital Management Wealth manager, Matthews, NC. Detail and sources for Tassel Capital Management Form ADV of Tassel Capital Management, Inc. (CRD 121112), SEC registered adviser, filed January 2026, main office Matthews, NC: regulatory assets $266MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 240 individuals, 85 of them high net worth; individuals hold 90% of its regulatory assets. Files: SEC Form ADV.	$266MMJan 2026	245	90%
Topsail Wealth Management Wealth manager, Charlotte, NC. Detail and sources for Topsail Wealth Management Form ADV of Topsail Wealth Management LLC (CRD 331098), SEC registered adviser, filed September 2026, main office Charlotte, NC: regulatory assets $1.3BN; 5 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 206 individuals, 127 of them high net worth; individuals hold 95% of its regulatory assets. Files: SEC Form ADV.	$1.3BNSep 2026	210	95%
Tricapital Wealth Management Wealth manager, Charlotte, NC. Detail and sources for Tricapital Wealth Management Form ADV of Tricapital Wealth Management, Inc. (CRD 118788), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $133MM; 3 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 125 individuals, 50 of them high net worth; individuals hold 96% of its regulatory assets. Files: SEC Form ADV.	$133MMMar 2026	125	96%
Verum Partners Wealth manager, Charlotte, NC. Detail and sources for Verum Partners Form ADV of Verum Partners LLC (CRD 301058), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $1.0BN; 17 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 361 individuals, 274 of them high net worth; individuals hold 86% of its regulatory assets. Files: SEC Form ADV.	$1.0BNJul 2026	405	86%
Vision Capital & Management Wealth manager, Mooresville, NC. Detail and sources for Vision Capital & Management Form ADV of Vision Capital Management Corporation (CRD 118363), SEC registered adviser, filed March 2026: regulatory assets $145MM; 5 employees. Tied to this row by the CRD the list cites from the filing. Possible match by name only, not counted: Vision Capital Management, Inc. (CRD 107793), registered adviser, filed August 2026, Portland, OR. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 59 individuals, 21 of them high net worth; individuals hold 94% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence. Files: SEC Form ADV.	$145MMMar 2026	59	94%
Wealthpoint Advisors Wealth manager, Cramerton, NC. Detail and sources for Wealthpoint Advisors Form ADV of Wealthpoint Financial LLC (CRD 332312), SEC registered adviser, filed March 2026, main office Cramerton, NC: regulatory assets $147MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 375 individuals, 30 of them high net worth; individuals hold 98% of its regulatory assets. Files: SEC Form ADV.	$147MMMar 2026	380	98%
WMS Advisors Wealth manager, Charlotte, NC. Detail and sources for WMS Advisors Form ADV of WMS Advisors, LLC (CRD 122224), SEC registered adviser, filed July 2026, main office Charlotte, NC: regulatory assets $281MM; 7 employees. Tied to this row by the CRD the list cites from the filing. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 131 individuals, 55 of them high net worth; individuals hold 99% of its regulatory assets. Files: SEC Form ADV.	$281MMJul 2026	131	99%
Worth Advisors Wealth manager, Charlotte, NC. Detail and sources for Worth Advisors Form ADV of Worth Financial Advisory Group, LLC (CRD 156564), SEC registered adviser, filed March 2026, main office Charlotte, NC: regulatory assets $281MM; 15 employees. Tied to this row by the CRD the list cites from the filing. Listed stocks, Form 13F-HR of Worth Financial Advisory Group, LLC, quarter ended June 30, 2026, filed July 2026. Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 451 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets. Files: SEC Form ADV, SEC Form 13F.	$281MMMar 2026	451	100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 52% of the money

Five findings from the filings of the 64 firms counted.

52%
of the $66.8 billion the 64 firms counted report is one firm's: Alight Financial Advisors. Without it, the other 63 report $31.8 billion.
Assets, latest Form ADV of each; sums of filed figures
$281MM
is the median: half of the 64 report less, and 52 report under $1 billion.
Assets, latest Form ADV of each
15
private funds are advised by the firms counted; Sapere Wealth Management advises the most, 6.
Private funds on each Form ADV (Schedule D); sums of filed figures
64%
of their assets is other individuals money; the next largest client type is high net worth, at 33%.
Client types each adviser reports with its assets; sums of filed figures
52
of the 64 have their main office in Mecklenburg County, NC; the next place is York County, SC, with 6.
Main office on each Form ADV

Questions

How many wealth management firms are there in Charlotte?

This list holds 64 wealth management firms in the Charlotte metro; 64 of them report regulatory assets on Form ADV, $66.8 billion together.

What are the largest wealth management firms in Charlotte?

By the regulatory assets they report: Alight Financial Advisors $35.1 billion, Cornerstone Wealth $2.5 billion, Novare Capital Management $1.9 billion, Linden Thomas Advisory Services $1.8 billion, Ally Invest Advisors $1.7 billion.

How much do wealth management firms in Charlotte typically manage?

Of the 64 that report, the median reports $281 million in regulatory assets; 52 report under $1 billion.

How do you start a relationship with wealth management firms in Charlotte?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed: 64 wealth management firms, 63 are wealth managers and 1 is a wealth manager with a broker-dealer. Every SEC registered adviser with a main office in Charlotte-Concord-Gastonia, NC-SC MSA (Census CBSA 16740) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule: The top 20, every total, share and median, the charts and the answers to the questions use one set: the 64 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Charlotte metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic: The $66.8BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 0 firms with a figure outside it stay listed with the figure and the reason.
Pins: Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched: On October 31, 2026 we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 64, 64 report on a current Form ADV and 14 file 13F reports.
Words: Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.

Sources and dates
Figure	Source	Period, read
Assets, private funds, client types, main office, employees	SEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 64 advisers	Filings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)	SEC EDGAR Form 13F, 14 filers, by the CIK on each Form ADV	Latest filing; read 2026-10-31
Main office to metro	HUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023	Read 2026-10-31
Logos	None shown: each firm has a monogram	Read 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Charlotte," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-charlotte

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