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Wealth Management Firms (RIAs) in Phoenix

103 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Ashton Thomas Private Wealth is the largest: $6.0 billion through Ashton Thomas Private Wealth, LLC (filed ).

Stoker Ostler, A Part of BMO Financial Group follows with $3.7 billion. The 100 advisers counted report $48.4 billion together; the ten largest hold 46% of it, and half report less than $252 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $48.4BN sitsThe 100 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $5BN to $10BN12%1 firm
  2. $1BN to $5BN40%12 firms
  3. $500MM to $1BN9%6 firms
  4. Under $500MM39%81 firms

Latest Form ADV of each, filed Jan 2026 to Sep 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 102 are wealth managers and 1 is a wealth manager with a broker-dealer
103
Combined assets100 counted; as filed to Sep 2026
$48.4BN
Largest: Ashton Thomas Private WealthAs filed
$6.0BN
Median firmHalf of the 100 report less
$252MM
Held by the ten largestOf the $48.4BN combined
46%

Ashton Thomas Private Wealth, Stoker Ostler, A Part of BMO Financial Group and Verus Capital Partners lead the Phoenix wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $29.9BN, 62% of the $48.4BN the 100 counted report.

  1. 1

    Ashton Thomas Private Wealth

    Wealth manager, Scottsdale, AZ

    $6.0BNRegulatory assets, Aug 2026

    87% high net worth, 11% other individuals, 2% businesses

    Individual clients
    3,181
  2. 2

    Stoker Ostler, A Part of BMO Financial Group

    Wealth manager, Scottsdale, AZ

    $3.7BNRegulatory assets, Jul 2026

    90% high net worth, 9% other individuals

    Individual clients
    1,579
  3. 3

    Verus Capital Partners

    Wealth manager, Scottsdale, AZ

    $2.3BNRegulatory assets, Mar 2026

    45% high net worth, 45% other individuals, 8% pension plans

    Individual clients
    5,086
  4. 4

    Versant Capital Management

    Wealth manager, Phoenix, AZ

    $1.8BNRegulatory assets, Mar 2026

    75% high net worth, 17% businesses, 5% other individuals

    Individual clients
    466
  5. 5

    Ironwood Investment Counsel

    Wealth manager, Scottsdale, AZ

    $1.8BNRegulatory assets, Mar 2026

    78% high net worth, 12% other individuals, 6% other advisers

    Individual clients
    549
  6. 6

    Galvin, Gaustad & Stein

    Wealth manager, Scottsdale, AZ

    $1.4BNRegulatory assets, Sep 2026

    83% high net worth, 14% other individuals, 3% businesses

    Individual clients
    831
  7. 7

    Total Investment Management

    Wealth manager, Scottsdale, AZ

    $1.4BNRegulatory assets, Mar 2026

    65% high net worth, 35% other individuals

    Individual clients
    1,184
  8. 8

    MSH Capital Advisors

    Wealth manager, Scottsdale, AZ

    $1.3BNRegulatory assets, Apr 2026

    45% high net worth, 29% other individuals, 13% government

    Individual clients
    2,257
  9. 9

    Brookwood Investment Group

    Wealth manager, Phoenix, AZ

    $1.3BNRegulatory assets, Mar 2026

    63% other individuals, 37% high net worth

    Individual clients
    3,500
  10. 10

    ARQ Wealth Advisors

    Wealth manager, Scottsdale, AZ

    $1.2BNRegulatory assets, Aug 2026

    86% high net worth, 12% other individuals

    Individual clients
    597
  11. 11

    Balboa Wealth Partners

    Wealth manager, Scottsdale, AZ

    $1.1BNRegulatory assets, Sep 2026

    77% high net worth, 21% other individuals

    Individual clients
    1,084
  12. 12

    Bridgeport Financial Solutions

    Wealth manager, Phoenix, AZ

    $1.0BNRegulatory assets, Aug 2026

    65% high net worth, 22% other individuals, 12% pension plans

    Individual clients
    895
  13. 13

    Watts Gwilliam & Company

    Wealth manager, Gilbert, AZ

    $1.0BNRegulatory assets, Jul 2026

    94% high net worth, 3% pension plans, 2% private funds

    Individual clients
    503
    Private funds
    3
  14. 14

    Rovin Capital

    Wealth manager, Mesa, AZ

    $917MMRegulatory assets, Mar 2026

    60% high net worth, 19% pension plans, 14% other individuals

    Individual clients
    520
    Private funds
    2
  15. 15

    Sensible Money

    Wealth manager, Scottsdale, AZ

    $743MMRegulatory assets, Mar 2026

    92% high net worth, 7% other individuals

    Individual clients
    324
  16. 16

    Able Financial Group

    Wealth manager, Scottsdale, AZ

    $733MMRegulatory assets, Mar 2026

    82% high net worth, 14% other individuals, 2% charities

    Individual clients
    613
  17. 17

    Windsor Capital Management

    Wealth manager, Phoenix, AZ

    $703MMRegulatory assets, Jan 2026

    53% high net worth, 35% other individuals, 7% pension plans

    Individual clients
    458
  18. 18

    Ironwood Wealth Management

    Wealth manager, Chandler, AZ

    $608MMRegulatory assets, Mar 2026

    59% other individuals, 41% high net worth

    Individual clients
    459
  19. 19

    Kingdom Financial Group

    Wealth manager, Peoria, AZ

    $521MMRegulatory assets, Mar 2026

    75% other individuals, 23% high net worth, 1% pension plans

    Individual clients
    1,785
  20. 20

    Pinnacle Peak Private Client Group

    Wealth manager, Scottsdale, AZ

    $481MMRegulatory assets, Feb 2026

    61% high net worth, 32% other individuals, 5% businesses

    Individual clients
    689

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

The ten largest hold 46% of the assets

How the 100 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 100 firms counted, log scaleEach dot is one adviser and links to its row. Ashton Thomas Private Wealth $6.0BN; Stoker Ostler, A Part of BMO Financial Group $3.7BN; Verus Capital Partners $2.3BN; median $252MM.$100MM$1BN$10BNAshton Thomas Private Wealth: $6.0BNStoker Ostler, A Part of BMO Financial Group: $3.7BNVerus Capital Partners: $2.3BNVersant Capital Management: $1.8BNIronwood Investment Counsel: $1.8BNGalvin, Gaustad & Stein: $1.4BNTotal Investment Management: $1.4BNMSH Capital Advisors: $1.3BNBrookwood Investment Group: $1.3BNARQ Wealth Advisors: $1.2BNBalboa Wealth Partners: $1.1BNBridgeport Financial Solutions: $1.0BNWatts Gwilliam & Company: $1.0BNRovin Capital: $917MMSensible Money: $743MMAble Financial Group: $733MMWindsor Capital Management: $703MMIronwood Wealth Management: $608MMKingdom Financial Group: $521MMPinnacle Peak Private Client Group: $481MMEaton-Cambridge: $481MMJuncture Wealth Strategies: $474MMHarmony Asset Management: $463MMExeter Financial: $420MMTriton Wealth Management: $405MMLuminvest Wealth Management: $398MMButtonwood Capital Management (BCM): $381MMIntelligent Capitalworks: $377MMStonecrest Wealth Management: $376MMStrategy Financial Group: $367MMStrategic Income Group: $362MMSeros Wealth Partners: $359MMIntrinsic Wealth Counsel: $345MMProspera Capital Management: $344MMVigilare Wealth Management: $331MMZenith Wealth Advisors: $328MMStrategic Wealth Advisors: $325MMAIM Capital: $309MMOne Wealth Capital Management: $307MMStableford Capital: $305MMClarus Wealth Advisors: $305MMKey Group Management: $304MMTransition Financial Advisors Group: $301MMCapital Wealth Alliance: $300MMGraystone Partners Wealth Management: $297MMSage Financial Advisors: $270MMTandem Wealth Advisors: $262MMWJ Wealth Management: $262MMCorepath Wealth Partners: $261MMReleve Financial Group: $256MMTribeca Financial: $248MM17 Capital Partners: $246MMBayntree Wealth Advisors: $241MMAcute Investment Advisory: $238MMClarity Wealth Management: $237MMWLTH Capital Management: $230MMSharpepoint: $223MMIntrinsic Value Partners: $221MMHarding Wealth: $213MMFinancial Life Planners: $208MMBradley Wealth: $197MMDynamic Wealth Advisors: $193MMBledsoe Asset Management: $189MMHillspring Financial: $186MMCole Wealth Management: $181MMC2C Wealth Management: $180MMBlakely Walters Wealth Management: $174MMRidgeline Private Wealth: $173MMWealth Management Solutions: $173MMScottsdale Wealth Planning: $172MMWealth Engineering: $171MMVestpointe Wealth Management: $166MMFarnam Financial: $161MMTaurum Retirement Partners: $156MMWise Wealth Partners: $153MMSierra Legacy Group: $153MMProsper Private Wealth: $151MMCSP Financial Group: $151MMOptima Capital Management: $150MMCMG Financial Consulting: $150MMMartinsen Wealth Management: $143MMVista Cima Wealth Management: $143MMFoothills Advisors: $142MMImmaculate Wealth Management: $141MMWisdom Wealth Investment Advisors: $139MMArbor Wealth Management: $138MMBox Hill Private Wealth: $137MMAlmega Wealth Management: $134MMDegreen Private Wealth: $133MMWiser Advisor Group: $128MMGPS Investments: $128MMLuminescent Wealth Management: $127MMRedeem Wealth Management: $119MMEndeavor Advisors: $114MMAlpha Fiduciary: $114MMO'Connor Capital Advisory: $112MMSuttle Crossland Wealth Advisors: $101MMEnsign Advisory Partners: $101MMMiller Wealth Management: $100MMNext Up Wealth Advisors: $100MMAshton Thomas Private Wealth $6.0BNStoker Ostler, A Part of BMO Financial Group $3.7BNVerus Capital Partners $2.3BNMedian $252MMAssets of each of the 100 firms counted, log scaleEach dot is one adviser and links to its row. Ashton Thomas Private Wealth $6.0BN; Stoker Ostler, A Part of BMO Financial Group $3.7BN; Verus Capital Partners $2.3BN; median $252MM.$1BNAshton Thomas Private Wealth $6.0BNMedian $252MM

One dot per firm counted; 3 firms with a main office outside Phoenix, a second row for the same adviser or only fund assets left out. Read .

The 100 firms, by size
Under $500MM8139%$18.9BN
$500MM to $1BN69%$4.2BN
$1BN to $5BN1240%$19.2BN
$5BN to $10BN112%$6.0BN
$10BN to $25BN00%$0
$25BN and over00%$0

Assets each reported in its latest filing; shares are of the $48.4BN combined, one row per firm. Read .

12%

of the assets reported sits with one firm, Ashton Thomas Private Wealth. The five largest hold 32%; 87 of 100 report under $1 billion.

12%Largest20%Next 468%Other 95
Who the 103 are
  1. Wealth managers102
  2. Wealth manager with a broker-dealer1

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 100 advisers' assets by type of client
  1. High net worth73%
  2. Other individuals22%
  3. Pension plans2%
  4. Businesses2%
  5. Charities1%
  6. Government0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Verus Capital Partners5,086Mar 2026
2Brookwood Investment Group3,500Mar 2026
3Ashton Thomas Private Wealth3,181Aug 2026
4MSH Capital Advisors2,257Apr 2026
5Kingdom Financial Group1,785Mar 2026
6Stoker Ostler, A Part of BMO Financial Group1,579Jul 2026
7Total Investment Management1,184Mar 2026
8Balboa Wealth Partners1,084Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Ashton Thomas Private Wealth1,198Aug 2026
2Stoker Ostler, A Part of BMO Financial Group945Jul 2026
3Watts Gwilliam & Company458Jul 2026
4Galvin, Gaustad & Stein440Sep 2026
5Verus Capital Partners426Mar 2026
6Total Investment Management406Mar 2026
7ARQ Wealth Advisors319Aug 2026
8Versant Capital Management310Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Alpha Fiduciary13Sep 2026
2Vestpointe Wealth Management4Mar 2026
3Watts Gwilliam & Company3Jul 2026
4Rovin Capital2Mar 2026
5Strategic Income Group2Jun 2026
6Sharpepoint1Apr 2026

The list is public. The warm path is not. Schedule a conversation

All 103 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 103 firms

Kind
Size
Order
Wealth Management Firms (RIAs) in Phoenix 103 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
17 Capital Partners
Wealth manager, Phoenix, AZ.
Detail and sources for 17 Capital Partners

Form ADV of 17 Capital Partners, LLC (CRD 283013), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $246MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of 17 Capital Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 128 individuals, 39 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$246MMMar 202619096%
Able Financial Group
Wealth manager, Scottsdale, AZ.
Detail and sources for Able Financial Group

Form ADV of Able Financial Group, LLC (CRD 323646), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $733MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 613 individuals, 284 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$733MMMar 202662496%
Acute Investment Advisory
Wealth manager, Mesa, AZ.
Detail and sources for Acute Investment Advisory

Form ADV of Acute Investment Advisory, LLC (CRD 170368), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $238MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 787 individuals, 59 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$238MMFeb 2026787100%
AIM Capital
Wealth manager, Scottsdale, AZ.
Detail and sources for AIM Capital

Form ADV of The American Institute for Advanced Investment Management, LLP (CRD 165183), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $309MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 236 individuals, 134 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$309MMFeb 202624696%
Almega Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Almega Wealth Management

Form ADV of Almega Wealth Management LLC (CRD 316840), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $134MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminars and other services. Clients (Item 5.D): 243 individuals, 54 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$134MMSep 2026246100%
Alpha Fiduciary
Wealth manager, Phoenix, AZ.
Detail and sources for Alpha Fiduciary

Form ADV of Alpha Fiduciary, Inc. (CRD 144720), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $114MM; 13 private funds, $21MM gross; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds and selection of other advisers. Clients (Item 5.D): 91 individuals, 34 of them high net worth; individuals hold 63% of its regulatory assets.

Files: SEC Form ADV.

$114MMSep 202610563%13
Arbor Wealth Management
Wealth manager, Tempe, AZ.
Detail and sources for Arbor Wealth Management

Form ADV of Arbor Wealth Management, LLC (CRD 168774), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $138MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 111 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$138MMMar 2026111100%
ARQ Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for ARQ Wealth Advisors

Form ADV of ARQ Wealth Advisors, LLC (CRD 147351), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.2BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of ARQ Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 597 individuals, 319 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNAug 202660598%
Ashton Thomas Private Wealth
Wealth manager, Scottsdale, AZ.
Detail and sources for Ashton Thomas Private Wealth

Form ADV of Ashton Thomas Private Wealth, LLC (CRD 153902), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $6.0BN; 93 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 3,181 individuals, 1,198 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$6.0BNAug 20263,22998%
Balboa Wealth Partners
Wealth manager, Scottsdale, AZ.
Detail and sources for Balboa Wealth Partners

Form ADV of Balboa Wealth Partners, Inc. (CRD 282329), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.1BN; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 1,084 individuals, 262 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 20261,12798%
Bayntree Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Bayntree Wealth Advisors

Form ADV of Bayntree Wealth Advisors, LLC (CRD 226708), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $241MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 510 individuals, 104 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$241MMApr 2026510100%
Blakely Walters Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Blakely Walters Wealth Management

Form ADV of Blakely Walters Wealth Management LLC (CRD 324410), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $174MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 314 individuals, 53 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$174MMApr 2026314100%
Bledsoe Asset Management
Wealth manager, Phoenix, AZ.
Detail and sources for Bledsoe Asset Management

Form ADV of Bledsoe Asset Management, LLC (CRD 145943), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $189MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 341 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$189MMApr 2026341100%
Box Hill Private Wealth
Wealth manager, Scottsdale, AZ.
Detail and sources for Box Hill Private Wealth

Form ADV of Box Hill Private Wealth (CRD 322620), SEC registered adviser, filed : regulatory assets $137MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 45 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$137MMMar 202645100%
Bradley Wealth
Wealth manager, Scottsdale, AZ.
Detail and sources for Bradley Wealth

Form ADV of Bradley Wealth LLC (CRD 131808), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $197MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 204 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$197MMMar 2026204100%
Bridgeport Financial Solutions
Wealth manager, Phoenix, AZ.
Detail and sources for Bridgeport Financial Solutions

Form ADV of Bridgeport Financial Solutions LLC (CRD 325485), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $1.0BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bridgeport Financial Solutions LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, market timing and educational seminars. Clients (Item 5.D): 895 individuals, 241 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.0BNAug 202692087%
Brookwood Investment Group
Wealth manager, Phoenix, AZ.
Detail and sources for Brookwood Investment Group

Form ADV of Brookwood Investment Group LLC (CRD 316544), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $1.3BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 3,500 individuals, 210 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNMar 20263,506100%
Buttonwood Capital Management (BCM)
Wealth manager with a broker-dealer, Scottsdale, AZ.
Detail and sources for Buttonwood Capital Management (BCM)

Form ADV of Buttonwood Capital Management, LLC (CRD 174857), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $381MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 340 individuals, 105 of them high net worth; individuals hold 97% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$381MMMar 202635597%
C2C Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for C2C Wealth Management

Form ADV of C2C Wealth Management, LLC (CRD 284148), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $180MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of C2C Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 324 individuals, 55 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$180MMMar 2026324100%
Capital Wealth Alliance
Wealth manager, Scottsdale, AZ.
Detail and sources for Capital Wealth Alliance

Form ADV of Capital Wealth Alliance, LLC (CRD 298257), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $300MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 348 individuals, 59 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$300MMAug 2026348100%
Clarity Wealth Management
Wealth manager, Gilbert, AZ.
Detail and sources for Clarity Wealth Management

Form ADV of Clarity Wealth Management, L.L.C. (CRD 284874), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $237MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 927 individuals, 76 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$237MMSep 202694495%
Clarus Wealth Advisors
Wealth manager, Peoria, AZ.
Detail and sources for Clarus Wealth Advisors

Form ADV of Clarus Wealth Advisors, LLC (CRD 281160), SEC registered adviser, filed , main office Peoria, AZ: regulatory assets $305MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Clarus Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 502 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$305MMApr 2026503100%
CMG Financial Consulting
Wealth manager, Scottsdale, AZ.
Detail and sources for CMG Financial Consulting

Form ADV of CMG Financial Consulting, LLC (CRD 288359), SEC registered adviser, filed : regulatory assets $150MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 116 individuals, 44 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$150MMSep 202611899%
Cole Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Cole Wealth Management

Form ADV of Cole Wealth Management, LLC (CRD 134509), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $181MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 280 individuals, 49 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$181MMMay 202628195%
Corepath Wealth Partners
Wealth manager, Scottsdale, AZ.
Detail and sources for Corepath Wealth Partners

Form ADV of Corepath Wealth Partners LLC (CRD 299951), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $261MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 230 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$261MMFeb 2026230100%
CSP Financial Group
Wealth manager, Scottsdale, AZ.
Detail and sources for CSP Financial Group

Form ADV of CSP Financial Group LLC (CRD 310819), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $151MM; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of CSP Financial Group LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 392 individuals, 46 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$151MMSep 2026397100%
Degreen Private Wealth
Wealth manager, Scottsdale, AZ.
Detail and sources for Degreen Private Wealth

Form ADV of Degreen Private Wealth, LLC (CRD 332192), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $133MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 84 individuals, 42 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$133MMMar 202684100%
Dynamic Wealth Advisors
Wealth manager, Surprise, AZ.
Detail and sources for Dynamic Wealth Advisors

Form ADV of Dynamic Wealth Advisors (CRD 169792), SEC registered adviser, filed , main office Surprise, AZ: regulatory assets $193MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 315 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$193MMAug 2026315100%
Eaton-Cambridge
Wealth manager, Phoenix, AZ.
Detail and sources for Eaton-Cambridge

Form ADV of Eaton-cambridge Inc. (CRD 116798), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $481MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 285 individuals, 143 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$481MMJun 202631192%
Endeavor Advisors
Wealth manager, Phoenix, AZ.
Detail and sources for Endeavor Advisors

Form ADV of Endeavor Advisors LLC (CRD 309563), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $114MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Endeavor Advisors, LLC (CRD 324925), registered adviser, filed , The Woodlands, TX.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 426 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$114MMAug 2026426100%
Ensign Advisory Partners
Wealth manager, Gilbert, AZ.
Detail and sources for Ensign Advisory Partners

Form ADV of Ensign Advisory Partners LLC (CRD 325650), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $101MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 248 individuals, 12 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$101MMAug 202630480%
Exeter Financial
Wealth manager, Scottsdale, AZ.
Detail and sources for Exeter Financial

Form ADV of Alkeme Wealth, LLC (CRD 143420), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $420MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 88 individuals, 48 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$420MMMar 20268899%
Farnam Financial
Wealth manager, Phoenix, AZ.
Detail and sources for Farnam Financial

Form ADV of Farnam Financial, LLC (CRD 306180), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $161MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 81 individuals, 59 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$161MMApr 202681100%
Financial Life Planners
Wealth manager, Tempe, AZ.
Detail and sources for Financial Life Planners

Form ADV of Financial Life Planners LLC (CRD 129415), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $208MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Financial Life Planners LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 298 individuals, 69 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$208MMMar 2026298100%
Foothills Advisors
Wealth manager, Cave Creek, AZ.
Detail and sources for Foothills Advisors

Form ADV of Foothills Advisors, LLC (CRD 298408), SEC registered adviser, filed , main office Cave Creek, AZ: regulatory assets $142MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 184 individuals, 48 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$142MMAug 202618899%
Galvin, Gaustad & Stein
Wealth manager, Scottsdale, AZ.
Detail and sources for Galvin, Gaustad & Stein

Form ADV of Galvin, Gaustad & Stein, LLC (CRD 153410), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.4BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Galvin, Gaustad & Stein, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 831 individuals, 440 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNSep 202685697%
GPS Investments
Wealth manager, Scottsdale, AZ.
Detail and sources for GPS Investments

Form ADV of Global Portfolio Solutions, Inc. (CRD 333381), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $128MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 85 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$128MMMar 202685100%
Graystone Partners Wealth Management
Wealth manager, Tempe, AZ.
Detail and sources for Graystone Partners Wealth Management

Form ADV of Graystone Partners Wealth Management, LLC (CRD 306068), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $297MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 581 individuals, 156 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$297MMJul 202658699%
Harding Wealth
Wealth manager, Tempe, AZ.
Detail and sources for Harding Wealth

Form ADV of Harding Wealth, Inc. (CRD 282686), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $213MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 169 individuals, 64 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$213MMMar 2026169100%
Harmony Asset Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Harmony Asset Management

Form ADV of Harmony Asset Management LLC (CRD 116069), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $463MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 266 individuals, 133 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$463MMMar 202627580%
Hillspring Financial
Wealth manager, Surprise, AZ.
Detail and sources for Hillspring Financial

Form ADV of Hillspring Financial, Inc. (CRD 113938), SEC registered adviser, filed , main office Surprise, AZ: regulatory assets $186MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 260 individuals, 29 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV.

$186MMMar 202627071%
Immaculate Wealth Management
Wealth manager, Mesa, AZ.
Detail and sources for Immaculate Wealth Management

Form ADV of Immaculate Wealth Management, LLC (CRD 167657), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $141MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 574 individuals, 91 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$141MMMar 202657699%
Intelligent Capitalworks
Wealth manager, Scottsdale, AZ.
Detail and sources for Intelligent Capitalworks

Form ADV of Icw Investment Advisors, LLC (CRD 135081), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $377MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Icw Investment Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 96 individuals, 79 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$377MMMar 20269996%
Intrinsic Value Partners
Wealth manager, Phoenix, AZ.
Detail and sources for Intrinsic Value Partners

Form ADV of Intrinsic Value Partners, LLC (CRD 165214), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $221MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 71 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$221MMMar 202671100%
Intrinsic Wealth Counsel
Wealth manager, Tempe, AZ.
Detail and sources for Intrinsic Wealth Counsel

Form ADV of Intrinsic Wealth Counsel, Inc. (CRD 105022), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $345MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 216 individuals, 112 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$345MMApr 2026217100%
Ironwood Investment Counsel
Wealth manager, Scottsdale, AZ.
Detail and sources for Ironwood Investment Counsel

Form ADV of Ironwood Investment Counsel, LLC (CRD 110623), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.8BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ironwood Investment Counsel, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 549 individuals, 300 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.8BNMar 202655490%
Ironwood Wealth Management
Wealth manager, Chandler, AZ.
Detail and sources for Ironwood Wealth Management

Form ADV of Ironwood Wealth Management, LLC (CRD 200511), SEC registered adviser, filed , main office Chandler, AZ: regulatory assets $608MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Ironwood Wealth Management, LLC, quarter ended , filed .

Possible match by name only, not counted: Ironwood Wealth Management, Inc. (CRD 128699), registered adviser, filed , Hurricane, WV.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 459 individuals, 155 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$608MMMar 2026459100%
Johnson Financial Advisors
Wealth manager, Tempe, AZ. Main office Tempe, AZ; not in the totals.
Detail and sources for Johnson Financial Advisors

Form ADV of Philip O. Johnson & Company, Ltd. (CRD 104621), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $301MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Tempe, AZ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 297 individuals, 77 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$301MMMar 2026297100%
Juncture Wealth Strategies
Wealth manager, Scottsdale, AZ.
Detail and sources for Juncture Wealth Strategies

Form ADV of Juncture Wealth Strategies, LLC (CRD 298110), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $474MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Juncture Wealth Strategies, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 462 individuals, 171 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$474MMMar 202646299%
Key Group Management
Wealth manager, Fountain Hills, AZ.
Detail and sources for Key Group Management

Form ADV of Key Group Management, Inc. (CRD 146054), SEC registered adviser, filed , main office Fountain Hills, AZ: regulatory assets $304MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 335 individuals, 85 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$304MMMay 202633799%
Kingdom Financial Group
Wealth manager, Peoria, AZ.
Detail and sources for Kingdom Financial Group

Form ADV of Kingdom Financial Group, LLC (CRD 155676), SEC registered adviser, filed , main office Peoria, AZ: regulatory assets $521MM; 51 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,785 individuals, 72 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$521MMMar 20261,81098%
Luminescent Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Luminescent Wealth Management

Form ADV of Luminescent Wealth Management, Inc. (CRD 337660), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $127MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 56 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMMar 202656100%
Luminvest Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Luminvest Wealth Management

Form ADV of Luminvest Wealth Management LLC (CRD 326261), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $398MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 140 individuals, 113 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$398MMFeb 2026140100%
Martinsen Wealth Management
Wealth manager, Tempe, AZ.
Detail and sources for Martinsen Wealth Management

Form ADV of Martinsen Wealth Management, LLC (CRD 332433), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $143MM; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 354 individuals, 28 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$143MMJun 202636699%
Mathis Wealth Management
Wealth manager, Phoenix, AZ. Main office Phoenix, AZ; not in the totals.
Detail and sources for Mathis Wealth Management

Form ADV of Larry Mathis Financial Planning, L.L.C. (CRD 172858), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $213MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Phoenix, AZ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 304 individuals, 75 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$213MMSep 202631094%
Miller Wealth Management
Wealth manager, Gilbert, AZ.
Detail and sources for Miller Wealth Management

Form ADV of Miller Wealth Management LLC (CRD 342288), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $100MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 91 individuals, 0 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$100MMSep 20269198%
MSH Capital Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for MSH Capital Advisors

Form ADV of MSH Capital Advisors LLC (CRD 157835), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.3BN; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 2,257 individuals, 183 of them high net worth; individuals hold 74% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNApr 20262,36174%
Next Up Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Next Up Wealth Advisors

Form ADV of Next Up Wealth Advisors, LLC (CRD 342136), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $100MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 293 individuals, 132 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$100MMAug 2026294100%
O'Connor Capital Advisory
Wealth manager, Scottsdale, AZ.
Detail and sources for O'Connor Capital Advisory

Form ADV of O'Connor Capital Advisory, LLC (CRD 152687), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $112MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 38 individuals, 38 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$112MMJul 20263880%
One Wealth Capital Management
Wealth manager, Scottsdale, AZ.
Detail and sources for One Wealth Capital Management

Form ADV of One Wealth Capital Management, LLC (CRD 331395), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $307MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 259 individuals, 133 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$307MMSep 202626197%
Optima Capital Management
Wealth manager, Tempe, AZ.
Detail and sources for Optima Capital Management

Form ADV of Optima Capital Management LLC (CRD 306036), SEC registered adviser, filed , main office Tempe, AZ: regulatory assets $150MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 215 individuals, 36 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$150MMApr 202621587%
Pinnacle Peak Private Client Group
Wealth manager, Scottsdale, AZ.
Detail and sources for Pinnacle Peak Private Client Group

Form ADV of Pinnacle Peak Private Client Group, LLC (CRD 282003), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $481MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 689 individuals, 119 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$481MMFeb 202670893%
Profocus
Wealth manager, Phoenix, AZ. Main office Phoenix, AZ; not in the totals.
Detail and sources for Profocus

Form ADV of an adviser filing under a person's name (CRD 113954), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $157MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Phoenix, AZ; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 139 individuals, 46 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$157MMJul 202615299%
Prosper Private Wealth
Wealth manager, Mesa, AZ.
Detail and sources for Prosper Private Wealth

Form ADV of Prosper Private Wealth, LLC (CRD 333708), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $151MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 51 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$151MMSep 202651100%
Prospera Capital Management
Wealth manager, Gilbert, AZ.
Detail and sources for Prospera Capital Management

Form ADV of Prospera Capital Management, LLC (CRD 330390), SEC registered adviser, filed : regulatory assets $344MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 44 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$344MMJul 202644100%
Redeem Wealth Management
Wealth manager, Gilbert, AZ.
Detail and sources for Redeem Wealth Management

Form ADV of Redeem Financial Group LLC (CRD 313761), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $119MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 228 individuals, 27 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$119MMJun 202622896%
Releve Financial Group
Wealth manager, Scottsdale, AZ.
Detail and sources for Releve Financial Group

Form ADV of Releve Financial Group, LLC (CRD 285243), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $256MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 321 individuals, 87 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$256MMJun 2026321100%
Ridgeline Private Wealth
Wealth manager, Mesa, AZ.
Detail and sources for Ridgeline Private Wealth

Form ADV of Ridgeline Wealth LLC (CRD 318258), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $173MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 185 individuals, 60 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$173MMMar 2026186100%
Rovin Capital
Wealth manager, Mesa, AZ.
Detail and sources for Rovin Capital

Form ADV of Rovin Capital LLC (CRD 152662), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $917MM; 2 private funds, $51MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 520 individuals, 157 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

$917MMMar 202673075%2
Sage Financial Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Sage Financial Advisors

Form ADV of Sage Financial Advisors Inc. (CRD 116933), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $270MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, educational seminars and other services. Clients (Item 5.D): 115 individuals, 79 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$270MMMar 202611598%
Scottsdale Wealth Planning
Wealth manager, Scottsdale, AZ.
Detail and sources for Scottsdale Wealth Planning

Form ADV of Scottsdale Wealth Planning, Inc. (CRD 169248), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $172MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 79 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMMar 202679100%
Sensible Money
Wealth manager, Scottsdale, AZ.
Detail and sources for Sensible Money

Form ADV of Sensible Money, LLC (CRD 158641), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $743MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 324 individuals, 220 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$743MMMar 2026326100%
Seros Wealth Partners
Wealth manager, Gilbert, AZ.
Detail and sources for Seros Wealth Partners

Form ADV of Seros Financial, LLC (CRD 166808), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $359MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 441 individuals, 121 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$359MMSep 202645795%
Sharpepoint
Wealth manager, Phoenix, AZ.
Detail and sources for Sharpepoint

Form ADV of Sharpepoint, LLC (CRD 290719), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $223MM; 1 private fund, $4.7MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and educational seminars. Clients (Item 5.D): 479 individuals, 64 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$223MMApr 202649195%1
Sierra Legacy Group
Wealth manager, Scottsdale, AZ.
Detail and sources for Sierra Legacy Group

Form ADV of Cypress Advisory Group, LLC (CRD 172113), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $153MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 24 individuals, 14 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMJan 202624100%
Stableford Capital
Wealth manager, Scottsdale, AZ.
Detail and sources for Stableford Capital

Form ADV of Stableford Capital LLC (CRD 173383), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $305MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 92 individuals, 50 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$305MMJul 20269297%
Stoker Ostler, A Part of BMO Financial Group
Wealth manager, Scottsdale, AZ.
Detail and sources for Stoker Ostler, A Part of BMO Financial Group

Form ADV of Stoker Ostler Wealth Advisors, Inc. (CRD 111320), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $3.7BN; 30 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,579 individuals, 945 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.7BNJul 20261,585100%
Stonecrest Wealth Management
Wealth manager, Chandler, AZ.
Detail and sources for Stonecrest Wealth Management

Form ADV of Stonecrest Wealth Management, Inc. (CRD 311404), SEC registered adviser, filed , main office Chandler, AZ: regulatory assets $376MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 385 individuals, 111 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$376MMFeb 202638599%
Strategic Income Group
Wealth manager, Chandler, AZ.
Detail and sources for Strategic Income Group

Form ADV of Strategic Income Group LLC (CRD 165839), SEC registered adviser, filed , main office Chandler, AZ: regulatory assets $362MM; 2 private funds, $43MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 366 individuals, 20 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$362MMJun 202636886%2
Strategic Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Strategic Wealth Advisors

Form ADV of Strategic Wealth Advisors, LLC (CRD 114167), SEC registered adviser, filed : regulatory assets $325MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 111 individuals, 75 of them high net worth; individuals hold 98% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$325MMFeb 202611198%
Strategy Financial Group
Wealth manager, Phoenix, AZ.
Detail and sources for Strategy Financial Group

Form ADV of Strategy Financial Services, LLC (CRD 164531), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $367MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,051 individuals, 153 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$367MMMar 20261,051100%
Suttle Crossland Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Suttle Crossland Wealth Advisors

Form ADV of Suttle Crossland Wealth Advisors, LLC (CRD 318700), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $101MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 53 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$101MMMay 202653100%
Tandem Wealth Advisors
Wealth manager, Phoenix, AZ.
Detail and sources for Tandem Wealth Advisors

Form ADV of Tandem Wealth Advisors LLC (CRD 157794), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $262MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 251 individuals, 96 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$262MMApr 202631088%
Taurum Retirement Partners
Wealth manager, Mesa, AZ.
Detail and sources for Taurum Retirement Partners

Form ADV of Taurum Retirement Partners, LLC (CRD 282017), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $156MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 127 individuals, 51 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$156MMMar 202612793%
Total Investment Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Total Investment Management

Form ADV of Total Investment Management, Inc. (CRD 108818), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $1.4BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 1,184 individuals, 406 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNMar 20261,186100%
Transition Financial Advisors Group
Wealth manager, Gilbert, AZ.
Detail and sources for Transition Financial Advisors Group

Form ADV of Transition Financial Advisors Group, LLC (CRD 116089), SEC registered adviser, filed : regulatory assets $301MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 149 individuals, 106 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$301MMMar 202614999%
Tribeca Financial
Wealth manager, Mesa, AZ.
Detail and sources for Tribeca Financial

Form ADV of Tribeca Financial, LLC (CRD 113245), SEC registered adviser, filed , main office Mesa, AZ: regulatory assets $248MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 219 individuals, 59 of them high net worth; individuals hold 73% of its regulatory assets.

Files: SEC Form ADV.

$248MMMar 202624873%
Triton Wealth Management
Wealth manager, Sun City, AZ.
Detail and sources for Triton Wealth Management

Form ADV of Triton Wealth Management, PLLC (CRD 291070), SEC registered adviser, filed , main office Sun City, AZ: regulatory assets $405MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 853 individuals, 147 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$405MMJul 2026853100%
Versant Capital Management
Wealth manager, Phoenix, AZ.
Detail and sources for Versant Capital Management

Form ADV of Versant Capital Management, Inc. (CRD 131692), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $1.8BN; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Versant Capital Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 466 individuals, 310 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.8BNMar 202652180%
Verus Capital Partners
Wealth manager, Scottsdale, AZ.
Detail and sources for Verus Capital Partners

Form ADV of Verus Capital Partners, LLC (CRD 151568), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $2.3BN; 68 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Verus Capital Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 5,086 individuals, 426 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.3BNMar 20265,64291%
Vestpointe Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Vestpointe Wealth Management

Form ADV of Vestpointe Wealth Management, LLC (CRD 132591), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $166MM; 4 private funds, $15MM gross; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 89 individuals, 44 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$166MMMar 202611670%4
Vigilare Wealth Management
Wealth manager, Scottsdale, AZ.
Detail and sources for Vigilare Wealth Management

Form ADV of Vigilare Wealth Management LLC (CRD 157663), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $331MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Vigilare Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 157 individuals, 79 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$331MMMar 202615796%
Vista Cima Wealth Management
Wealth manager, Surprise, AZ.
Detail and sources for Vista Cima Wealth Management

Form ADV of Vista Cima Wealth Management LLC (CRD 304672), SEC registered adviser, filed : regulatory assets $143MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 266 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$143MMMar 2026266100%
Watts Gwilliam & Company
Wealth manager, Gilbert, AZ.
Detail and sources for Watts Gwilliam & Company

Form ADV of Watts Gwilliam & Company, LLC (CRD 131458), SEC registered adviser, filed , main office Gilbert, AZ: regulatory assets $1.0BN; 3 private funds, $7.8MM gross; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 503 individuals, 458 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNJul 202651495%3
Wealth Engineering
Wealth manager, Scottsdale, AZ.
Detail and sources for Wealth Engineering

Form ADV of Wealth Engineering, LLC (CRD 128549), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $171MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 56 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$171MMFeb 202656100%
Wealth Management Solutions
Wealth manager, Scottsdale, AZ.
Detail and sources for Wealth Management Solutions

Form ADV of Wealth Management Solutions, LLC (CRD 127517), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $173MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Wealth Management Solutions LLC (CRD 296875), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 99 individuals, 53 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$173MMMay 20269994%
Windsor Capital Management
Wealth manager, Phoenix, AZ.
Detail and sources for Windsor Capital Management

Form ADV of Windsor Capital Management, LLC (CRD 116593), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $703MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Windsor Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 458 individuals, 183 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$703MMJan 202654389%
Wisdom Wealth Investment Advisors
Wealth manager, Phoenix, AZ.
Detail and sources for Wisdom Wealth Investment Advisors

Form ADV of Wisdom Wealth Investment Advisors LLC (CRD 170536), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 270 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$139MMSep 2026271100%
Wise Wealth Partners
Wealth manager, Phoenix, AZ.
Detail and sources for Wise Wealth Partners

Form ADV of Wise Wealth Partners, LLC (CRD 311639), SEC registered adviser, filed , main office Phoenix, AZ: regulatory assets $153MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 129 individuals, 63 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMMar 2026129100%
Wiser Advisor Group
Wealth manager, Phoenix, AZ.
Detail and sources for Wiser Advisor Group

Form ADV of Wiser Advisor Group LLC (CRD 326579), SEC registered adviser, filed : regulatory assets $128MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 130 individuals, 97 of them high net worth; individuals hold 88% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$128MMMar 202615488%
WJ Wealth Management
Wealth manager, Glendale, AZ.
Detail and sources for WJ Wealth Management

Form ADV of WJ Wealth Management, LLC (CRD 170181), SEC registered adviser, filed , main office Glendale, AZ: regulatory assets $262MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 907 individuals, 60 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$262MMMar 202691894%
WLTH Capital Management
Wealth manager, Chandler, AZ.
Detail and sources for WLTH Capital Management

Form ADV of WLTH Capital Management, LLC (CRD 335594), SEC registered adviser, filed , main office Chandler, AZ: regulatory assets $230MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of WLTH Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 81 individuals, 56 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$230MMSep 20268199%
Zenith Wealth Advisors
Wealth manager, Scottsdale, AZ.
Detail and sources for Zenith Wealth Advisors

Form ADV of Vb&t Wealth Management LLC (CRD 318330), SEC registered adviser, filed , main office Scottsdale, AZ: regulatory assets $328MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 85 individuals, 52 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$328MMMar 20269282%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

A few large advisers hold most of the money

Four findings from the filings of the 100 firms counted.

  1. 12%

    of the $48.4 billion the 100 firms counted report is one firm's: Ashton Thomas Private Wealth. Without it, the other 99 report $42.4 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $252MM

    is the median: half of the 100 report less, and 87 report under $1 billion.

    Assets, latest Form ADV of each

  3. 25

    private funds are advised by the firms counted; Alpha Fiduciary advises the most, 13.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 73%

    of their assets is high net worth money; the next largest client type is other individuals, at 22%.

    Client types each adviser reports with its assets; sums of filed figures

Questions

How many wealth management firms are there in Phoenix?

This list holds 103 wealth management firms in the Phoenix metro; 100 of them report regulatory assets on Form ADV, $48.4 billion together.

What are the largest wealth management firms in Phoenix?

By the regulatory assets they report: Ashton Thomas Private Wealth $6.0 billion, Stoker Ostler, A Part of BMO Financial Group $3.7 billion, Verus Capital Partners $2.3 billion, Versant Capital Management $1.8 billion, Ironwood Investment Counsel $1.8 billion.

How much do wealth management firms in Phoenix typically manage?

Of the 100 that report, the median reports $252 million in regulatory assets; 87 report under $1 billion.

How do you start a relationship with wealth management firms in Phoenix?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
103 wealth management firms, 102 are wealth managers and 1 is a wealth manager with a broker-dealer. Every SEC registered adviser with a main office in Phoenix-Mesa-Chandler, AZ MSA (Census CBSA 38060) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 100 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Phoenix metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $48.4BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 3 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 103, 103 report on a current Form ADV and 18 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 103 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 18 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Phoenix," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-phoenix

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