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Wealth Management Firms (RIAs) in Minneapolis

140 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Ameriprise Financial Services is the largest: $660.5 billion through Ameriprise Financial Services, LLC (filed ).

Wealth Enhancement Advisory Services follows with $122.2 billion. The 135 advisers counted report $907.7 billion together; the ten largest hold 92% of it, and half report less than $465 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $907.7BN sitsThe 135 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over86%2 firms
  2. $10BN to $25BN3%2 firms
  3. $5BN to $10BN1%1 firm
  4. $1BN to $5BN5%26 firms
  5. $500MM to $1BN2%33 firms
  6. Under $500MM2%71 firms

Latest Form ADV of each, filed Dec 2025 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 136 are wealth managers and 4 are wealth managers with a broker-dealer
140
Combined assets135 counted; as filed to Oct 2026
$907.7BN
Largest: Ameriprise Financial ServicesAs filed
$660.5BN
Median firmHalf of the 135 report less
$465MM
Held by the ten largestOf the $907.7BN combined
92%

Ameriprise Financial Services, Wealth Enhancement Advisory Services and Cliftonlarsonallen Wealth Advisors lead the Minneapolis wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $852.9BN, 94% of the $907.7BN the 135 counted report.

  1. 1

    Ameriprise Financial Services

    Wealth manager with a broker-dealer, Minneapolis, MN

    $660.5BNRegulatory assets, Sep 2026

    56% high net worth, 42% other individuals

    Individual clients
    1,373,063
  2. 2

    Wealth Enhancement Advisory Services

    Wealth manager, Plymouth, MN

    $122.2BNRegulatory assets, Aug 2026

    59% other individuals, 32% high net worth, 5% pension plans

    Individual clients
    80,986
  3. 3

    Cliftonlarsonallen Wealth Advisors

    Wealth manager with a broker-dealer, Minneapolis, MN

    $14.4BNRegulatory assets, Mar 2026

    70% high net worth, 13% pension plans, 8% other individuals

    Individual clients
    6,550
  4. 4

    Northrock Partners

    Wealth manager, Minneapolis, MN

    $12.2BNRegulatory assets, Sep 2026

    90% high net worth, 9% other individuals

    Individual clients
    4,778
    Private funds
    1
  5. 5

    Focus Financial

    Wealth manager, Minneapolis, MN

    $6.8BNRegulatory assets, Oct 2026

    57% high net worth, 42% other individuals

    Individual clients
    13,560
  6. 6

    Accredited Investors Wealth Management

    Wealth manager, Edina, MN

    $4.4BNRegulatory assets, Aug 2026

    97% high net worth, 2% other individuals

    Individual clients
    942
  7. 7

    Advisornet Wealth Partners

    Wealth manager, Minnetonka, MN

    $3.1BNRegulatory assets, Mar 2026

    72% high net worth, 28% other individuals

    Individual clients
    3,499
  8. 8

    Boulay Wealth

    Wealth manager, Eden Prairie, MN

    $3.0BNRegulatory assets, Aug 2026

    90% high net worth, 7% other individuals, 2% pension plans

    Individual clients
    1,096
  9. 9

    Berger Financial Group

    Wealth manager, Plymouth, MN

    $2.9BNRegulatory assets, Sep 2026

    70% other individuals, 29% high net worth

    Individual clients
    3,755
  10. 10

    Tradition Wealth Management

    Wealth manager, Edina, MN

    $2.6BNRegulatory assets, Jun 2026

    71% high net worth, 15% other individuals, 14% pension plans

    Individual clients
    2,155
  11. 11

    Compass Capital Management

    Wealth manager, Minneapolis, MN

    $2.6BNRegulatory assets, Mar 2026

    73% high net worth, 10% businesses, 9% pension plans

    Individual clients
    379
  12. 12

    Stonebridge Capital Advisors

    Wealth manager, St. Paul, MN

    $2.5BNRegulatory assets, Mar 2026

    54% high net worth, 16% other individuals, 14% insurers

    Individual clients
    1,609
  13. 13

    EFS Advisors

    Wealth manager, Cambridge, MN

    $2.4BNRegulatory assets, Mar 2026

    97% other individuals, 2% pension plans

    Individual clients
    21,660
  14. 14

    Punch & Associates Investment Management

    Wealth manager, Edina, MN

    $2.0BNRegulatory assets, Apr 2026

    66% high net worth, 19% private funds, 5% pension plans

    Individual clients
    541
    Private funds
    2
  15. 15

    Marks Group Wealth Management

    Wealth manager, Minnetonka, MN

    $2.0BNRegulatory assets, Sep 2026

    68% high net worth, 14% charities, 10% pension plans

    Individual clients
    782
  16. 16

    Jnba Financial Advisors

    Wealth manager, Bloomington, MN

    $2.0BNRegulatory assets, Sep 2026

    84% high net worth, 14% other individuals, 2% charities

    Individual clients
    1,105
  17. 17

    Silveroak Wealth Management

    Wealth manager, Edina, MN

    $2.0BNRegulatory assets, Mar 2026

    97% high net worth, 3% other individuals

    Individual clients
    444
  18. 18

    Capital Management Associates

    Wealth manager with a broker-dealer, Minneapolis, MN

    $1.9BNRegulatory assets, Mar 2026

    71% high net worth, 17% pension plans, 10% other individuals

    Individual clients
    877
  19. 19

    Cahill Financial Advisors

    Wealth manager, Edina, MN

    $1.8BNRegulatory assets, Mar 2026

    85% high net worth, 12% other individuals, 1% businesses

    Individual clients
    1,109
  20. 20

    Strategic Wealth Group

    Wealth manager, Eden Prairie, MN

    $1.5BNRegulatory assets, Jun 2026

    69% high net worth, 30% other individuals

    Individual clients
    3,524

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 73% of the assets

How the 135 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 135 firms counted, log scaleEach dot is one adviser and links to its row. Ameriprise Financial Services $660.5BN; Wealth Enhancement Advisory Services $122.2BN; Cliftonlarsonallen Wealth Advisors $14.4BN; median $465MM.$100MM$1BN$10BN$100BN$1TNAmeriprise Financial Services: $660.5BNWealth Enhancement Advisory Services: $122.2BNCliftonlarsonallen Wealth Advisors: $14.4BNNorthrock Partners: $12.2BNFocus Financial: $6.8BNAccredited Investors Wealth Management: $4.4BNAdvisornet Wealth Partners: $3.1BNBoulay Wealth: $3.0BNBerger Financial Group: $2.9BNTradition Wealth Management: $2.6BNCompass Capital Management: $2.6BNStonebridge Capital Advisors: $2.5BNEFS Advisors: $2.4BNPunch & Associates Investment Management: $2.0BNMarks Group Wealth Management: $2.0BNJnba Financial Advisors: $2.0BNSilveroak Wealth Management: $2.0BNCapital Management Associates: $1.9BNCahill Financial Advisors: $1.8BNStrategic Wealth Group: $1.5BNPine Grove Financial Group: $1.5BNAffiance Financial: $1.4BNPalisade Asset Management: $1.3BNGreat Waters Financial: $1.2BNFinancial Perspectives: $1.2BNGuardian Wealth Strategies: $1.1BNBluestem Wealth Partners: $1.1BNBearing Point Capital: $1.1BNParr McKnight Wealth Management Group: $1.1BNMarquette Wealth Management: $1.1BNEverest Financial Group: $1.0BNAll Star Financial: $882MMBirchwood Financial Partners: $853MMThe Advocate Group: $810MMDSG Capital Advisors: $780MMStrong Tower Advisory Services: $759MMNavpoint Financial: $752MMStevens Foster Financial Advisors: $750MMSummit Investment Advisory Services: $746MMSchwarz Dygos Wheeler Investment Advisors: $730MMValtinson Bruner Financial Planning: $712MMThe Wealth Group - Austin B. Colby & Associates: $711MMLifelong Wealth Advisors: $710MMNavista Wealth Management: $710MMBond & Devick Wealth Partners: $706MM360 Financial: $701MMHigh Note Wealth: $683MMLeverty Financial Group: $677MMBallast Advisors: $674MMCherry Tree Wealth Management: $673MMThe Oak Ridge Financial Services Group: $669MMWhite Oaks Wealth Advisors: $618MMHighmark Wealth Management: $612MMCornerstone Wealth Advisors: $609MMModus Advisors: $601MMGreater Midwest Financial Group: $589MMAllodium Investment Consultants: $577MMBoyum Wealth Architects: $564MMNicollet Investment Management: $557MMStiles Financial Services: $549MMLegacy Wealth: $546MMBGM Wealth Management: $517MMFiat Wealth Management: $517MMLegacies Wealth: $505MMPitzl Financial: $498MMUsadvisors Wealth Management: $483MMVan Clemens Wealth Management: $470MMAcumen Financial Advisors: $465MMLogan Park Wealth Management: $465MMVermillion Wealth Management: $460MMFlourish Wealth Management: $455MMCedar Cove Wealth Partners: $455MMLaurel Wealth Planning: $454MMUlland Investment Advisors: $443MMAccess Financial Services: $438MMAdvisory Solutions Group: $408MMWebb Financial Group: $397MMQuarry Hill Advisors: $395MMDougherty & Associates Financial Advisors: $383MMAll Terrain Financial Advisors: $379MMFreedom Financial Partners: $378MMAbbey Street: $375MMDorval & Chorne Financial Advisors: $374MMTealwood Asset Management: $365MMCordis Financial: $361MMFpnavigators: $355MMNepsis: $345MMPetros Family Wealth: $342MMGEN Financial Management: $332MMVantage Point Wealth Management: $327MMLegacy Financial Advisors Corporation: $318MMParadigm, Strategies in Wealth Management: $314MMMD Financial Advisors / Vestment Financial: $304MMOakwood Capital: $304MMFFP Wealth Management: $301MMGuardian Wealth Advisors: $300MMCaissa Wealth Strategies: $297MMEpiq Partners: $291MMEcho Wealth Management: $288MMElevation Wealth Management: $259MMKure Advisory: $259MMSecured Retirement Advisors: $255MMMHS Advisory Services: $253MMExcelsior Investors: $242MMCFG Retirement: $241MME-Wealth Partners: $219MMEnspyre Wealth Advisors: $218MMPaladin Financial: $217MMRossjohnson & Associates: $212MMElement Squared Private Wealth: $203MMGreat River Financial: $202MMKeystone Wealth Advisors: $201MMKingdom Legacy Advisors: $197MMGS Investment: $192MMTrailhead Planners: $188MMWinter & Associates: $180MMKoob Wealth Management: $172MMTrumix Advisors: $170MMFeltl Advisors: $166MMCaptar Private Wealth: $166MMBannerstone Capital: $155MMPortfolio Design Services: $150MMSomerset Group: $146MMTwin Cities Retirement Group: $145MMKnox Avenue Financial: $145MMPSC Financial: $135MMPeak Financial Consulting: $132MMYes Wealth Management: $127MMFinancial Empowerment: $126MMFuture Bright: $121MMTrott Brook Financial: $120MMAbens Financial Services: $120MMBoulevard: $119MMUnderdog Wealth Management: $112MMTotal Wealth Advisors: $107MMAmeriprise Financial Services $660.5BNWealth Enhancement Advisory Services $122.2BNCliftonlarsonallen Wealth Advisors $14.4BNMedian $465MMAssets of each of the 135 firms counted, log scaleEach dot is one adviser and links to its row. Ameriprise Financial Services $660.5BN; Wealth Enhancement Advisory Services $122.2BN; Cliftonlarsonallen Wealth Advisors $14.4BN; median $465MM.$1BN$100BNAmeriprise Financial Services $660.5BNMedian $465MM

One dot per firm counted; 5 firms with a main office outside Minneapolis, a second row for the same adviser or only fund assets left out. Read .

The 135 firms, by size
Under $500MM712%$19.7BN
$500MM to $1BN332%$22.1BN
$1BN to $5BN265%$49.9BN
$5BN to $10BN11%$6.8BN
$10BN to $25BN23%$26.6BN
$25BN and over286%$782.7BN

Assets each reported in its latest filing; shares are of the $907.7BN combined, one row per firm. Read .

73%

of the assets reported sits with one firm, Ameriprise Financial Services. The five largest hold 90%; 104 of 135 report under $1 billion.

73%Largest17%Next 410%Other 130
Who the 140 are
  1. Wealth managers136
  2. Wealth managers with a broker-dealer4

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 135 advisers' assets by type of client
  1. High net worth55%
  2. Other individuals41%
  3. Pension plans2%
  4. Businesses1%
  5. Charities1%
  6. Other0%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Ameriprise Financial Services1,373,063Sep 2026
2Wealth Enhancement Advisory Services80,986Aug 2026
3EFS Advisors21,660Mar 2026
4Focus Financial13,560Oct 2026
5Cliftonlarsonallen Wealth Advisors6,550Mar 2026
6Northrock Partners4,778Sep 2026
7Berger Financial Group3,755Sep 2026
8Strategic Wealth Group3,524Jun 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Ameriprise Financial Services183,925Sep 2026
2Wealth Enhancement Advisory Services27,424Aug 2026
3Cliftonlarsonallen Wealth Advisors2,348Mar 2026
4Northrock Partners2,255Sep 2026
5Focus Financial1,697Oct 2026
6Strategic Wealth Group1,177Jun 2026
7Advisornet Wealth Partners923Mar 2026
8Cedar Cove Wealth Partners881Aug 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The list is public. The warm path is not. Schedule a conversation

All 140 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 140 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Minneapolis 140 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
360 Financial
Wealth manager, Wayzata, MN.
Detail and sources for 360 Financial

Form ADV of 360 Financial, Inc. (CRD 168600), SEC registered adviser, filed , main office Wayzata, MN: regulatory assets $701MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of 360 Financial, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 1,177 individuals, 421 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$701MMMay 20261,20688%
Abbey Street
Wealth manager, Eden Prairie, MN.
Detail and sources for Abbey Street

Form ADV of Abbey Street, LLC (CRD 305107), SEC registered adviser, filed , main office Eden Prairie, MN: regulatory assets $375MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications and educational seminars. Clients (Item 5.D): 138 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$375MMMar 2026139100%
Abens Financial Services
Wealth manager, Edina, MN.
Detail and sources for Abens Financial Services

Form ADV of Abens Financial Services Inc. (CRD 106604), SEC registered adviser, filed , main office Edina, MN: regulatory assets $120MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 93 individuals, 41 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$120MMMar 20269897%
Access Financial Services
Wealth manager, Minneapolis, MN.
Detail and sources for Access Financial Services

Form ADV of Access Financial Services, Inc. (CRD 115361), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $438MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Access Financial Services, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 318 individuals, 142 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$438MMFeb 202632298%
Accredited Investors Wealth Management
Wealth manager, Edina, MN.
Detail and sources for Accredited Investors Wealth Management

Form ADV of Accredited Investors Inc. (CRD 105439), SEC registered adviser, filed , main office Edina, MN: regulatory assets $4.4BN; 53 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Accredited Investors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 942 individuals, 709 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.4BNAug 202694799%
Acumen Financial Advisors
Wealth manager, Edina, MN.
Detail and sources for Acumen Financial Advisors

Form ADV of Acumen Financial Advisors, LLC (CRD 152748), SEC registered adviser, filed , main office Edina, MN: regulatory assets $465MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 220 individuals, 134 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$465MMMar 2026220100%
Advisornet Wealth Partners
Wealth manager, Minnetonka, MN.
Detail and sources for Advisornet Wealth Partners

Form ADV of Advisornet Financial, Inc. (CRD 113074), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $3.1BN; 131 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Advisornet Financial, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 3,499 individuals, 923 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.1BNMar 20263,51499%
Advisory Solutions Group
Wealth manager, Plymouth, MN.
Detail and sources for Advisory Solutions Group

Form ADV of Advisory Solutions Group, LLC (CRD 339919), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $408MM; 50 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 807 individuals, 106 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$408MMSep 2026807100%
The Advocate Group
Wealth manager, Minnetonka, MN.
Detail and sources for The Advocate Group

Form ADV of The Advocate Group, LLC (CRD 155270), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $810MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 346 individuals, 222 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$810MMSep 202639497%
Affiance Financial
Wealth manager, St. Louis Park, MN.
Detail and sources for Affiance Financial

Form ADV of Affiance Financial LLC (CRD 113200), SEC registered adviser, filed , main office St. Louis Park, MN: regulatory assets $1.4BN; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Affiance Financial LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,178 individuals, 358 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNJun 20261,183100%
All Star Financial
Wealth manager, Minneapolis, MN.
Detail and sources for All Star Financial

Form ADV of All Star Financial LLC (CRD 323765), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $882MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 541 individuals, 188 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$882MMFeb 202655878%
All Terrain Financial Advisors
Wealth manager, Coon Rapids, MN.
Detail and sources for All Terrain Financial Advisors

Form ADV of All Terrain Financial Advisors, LLC (CRD 286683), SEC registered adviser, filed , main office Coon Rapids, MN: regulatory assets $379MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of All Terrain Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 190 individuals, 98 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$379MMJul 202619097%
Allodium Investment Consultants
Wealth manager, Minneapolis, MN.
Detail and sources for Allodium Investment Consultants

Form ADV of Allodium Investment Consultants, LLC (CRD 135812), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $577MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 266 individuals, 122 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$577MMSep 202628286%
Ameriprise Financial Services
Wealth manager with a broker-dealer, Minneapolis, MN.
Detail and sources for Ameriprise Financial Services

Form ADV of Ameriprise Financial Services, LLC (CRD 6363), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $660.5BN; 14,056 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 1,373,063 individuals, 183,925 of them high net worth; individuals hold 98% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$660.5BNSep 20261,386,32998%
Ballast Advisors
Wealth manager, Woodbury, MN.
Detail and sources for Ballast Advisors

Form ADV of Ballast Advisors, LLC (CRD 285991), SEC registered adviser, filed , main office Woodbury, MN: regulatory assets $674MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 814 individuals, 169 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$674MMMar 202683197%
Bannerstone Capital
Wealth manager, Wayzata, MN.
Detail and sources for Bannerstone Capital

Form ADV of Bannerstone Capital Management, LLC (CRD 147447), SEC registered adviser, filed , main office Wayzata, MN: regulatory assets $155MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 106 individuals, 28 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMMar 2026106100%
Bearing Point Capital
Wealth manager, Richfield, MN.
Detail and sources for Bearing Point Capital

Form ADV of Bearing Point Capital, LLC (CRD 332023), SEC registered adviser, filed , main office Richfield, MN: regulatory assets $1.1BN; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 229 individuals, 95 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNAug 202623699%
Berger Financial Group
Wealth manager, Plymouth, MN.
Detail and sources for Berger Financial Group

Form ADV of Berger Financial Group, LLC (CRD 308174), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $2.9BN; 89 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Berger Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 3,755 individuals, 813 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.9BNSep 20263,80099%
BGM Wealth Management
Wealth manager, Bloomington, MN.
Detail and sources for BGM Wealth Management

Form ADV of BGM Wealth Partners, LLC (CRD 110483), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $517MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 213 individuals, 137 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$517MMJan 2026213100%
Birchwood Financial Partners
Wealth manager, Bloomington, MN.
Detail and sources for Birchwood Financial Partners

Form ADV of Birchwood Financial Partners, Inc. (CRD 169962), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $853MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 759 individuals, 440 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$853MMMar 202676399%
Bluestem Wealth Partners
Wealth manager, Minnetonka, MN.
Detail and sources for Bluestem Wealth Partners

Form ADV of Bluestem Wealth Partners, LLC (CRD 324489), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $1.1BN; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,679 individuals, 345 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 20261,68799%
Bond & Devick Wealth Partners
Wealth manager, Saint Louis Park, MN.
Detail and sources for Bond & Devick Wealth Partners

Form ADV of Bond & Devick Financial Network, Inc. (CRD 283682), SEC registered adviser, filed , main office Saint Louis Park, MN: regulatory assets $706MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bond & Devick Financial Network, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 513 individuals, 330 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$706MMMar 202651898%
Boulay Wealth
Wealth manager, Eden Prairie, MN.
Detail and sources for Boulay Wealth

Form ADV of Boulay Financial Advisors, LLC (CRD 111334), SEC registered adviser, filed , main office Eden Prairie, MN: regulatory assets $3.0BN; 45 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Boulay Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,096 individuals, 630 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.0BNAug 20261,12397%
Boulevard
Wealth manager, Bloomington, MN.
Detail and sources for Boulevard

Form ADV of Boulevard Wealth Management, Inc. (CRD 164423), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $119MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 266 individuals, 37 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$119MMApr 202626898%
Boyum Wealth Architects
Wealth manager, Bloomington, MN.
Detail and sources for Boyum Wealth Architects

Form ADV of Boyum Wealth Architects LLC (CRD 161261), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $564MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 330 individuals, 141 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

$564MMApr 202645475%
Cahill Financial Advisors
Wealth manager, Edina, MN.
Detail and sources for Cahill Financial Advisors

Form ADV of Cahill Financial Advisors, Inc. (CRD 109890), SEC registered adviser, filed , main office Edina, MN: regulatory assets $1.8BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cahill Financial Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,109 individuals, 541 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.8BNMar 20261,11598%
Caissa Wealth Strategies
Wealth manager, Bloomington, MN.
Detail and sources for Caissa Wealth Strategies

Form ADV of Caissa Wealth Strategies, LLC (CRD 150458), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $297MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 153 individuals, 95 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$297MMAug 2026153100%
Capital Management Associates
Wealth manager with a broker-dealer, Minneapolis, MN.
Detail and sources for Capital Management Associates

Form ADV of Capital Management Associates Inc. (CRD 105010), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $1.9BN; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 877 individuals, 317 of them high net worth; individuals hold 81% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$1.9BNMar 202693281%
Captar Private Wealth
Wealth manager, St. Louis Park, MN.
Detail and sources for Captar Private Wealth

Form ADV of Dedeker Financial, LLC (CRD 325537), SEC registered adviser, filed , main office St. Louis Park, MN: regulatory assets $166MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 184 individuals, 14 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$166MMJul 2026186100%
Cedar Cove Wealth Partners
Wealth manager, Bloomington, MN.
Detail and sources for Cedar Cove Wealth Partners

Form ADV of Sbe LLC Dba Cedar Cove Wealth Partners (CRD 336245), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $455MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sbe LLC Dba Cedar Cove Wealth Partners, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 2,036 individuals, 881 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$455MMAug 20262,036100%
CFG Retirement
Wealth manager, Edina, MN.
Detail and sources for CFG Retirement

Form ADV of Assured Retirement Financial Group, Inc. (CRD 179516), SEC registered adviser, filed , main office Edina, MN: regulatory assets $241MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 541 individuals, 159 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$241MMMar 2026541100%
Cherry Tree Wealth Management
Wealth manager, Minnetonka, MN.
Detail and sources for Cherry Tree Wealth Management

Form ADV of Cherry Tree Wealth Management, LLC (CRD 151406), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $673MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cherry Tree Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 293 individuals, 27 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$673MMMar 202633494%
Cliftonlarsonallen Wealth Advisors
Wealth manager with a broker-dealer, Minneapolis, MN.
Detail and sources for Cliftonlarsonallen Wealth Advisors

Form ADV of Cliftonlarsonallen Wealth Advisors, LLC (CRD 38357), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $14.4BN; 158 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cliftonlarsonallen Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 6,550 individuals, 2,348 of them high net worth; individuals hold 79% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$14.4BNMar 20267,35479%
Colleen Weber CPA, LLC
Wealth manager, Chanhassen, MN. Main office Chanhassen, MN; not in the totals.
Detail and sources for Colleen Weber CPA, LLC

Form ADV of Weber Contracting, LLC (CRD 133181), SEC registered adviser, filed , main office Chanhassen, MN: regulatory assets $121MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Chanhassen, MN; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 50 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$121MMJul 202650100%
Compass Capital Management
Wealth manager, Minneapolis, MN.
Detail and sources for Compass Capital Management

Form ADV of Compass Capital Management Inc. (CRD 107823), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $2.6BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Compass Capital Management, LLC (CRD 150170), registered adviser, filed , Mcalester, OK.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 379 individuals, 278 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

$2.6BNMar 202644375%
Cordis Financial
Wealth manager, Minneapolis, MN.
Detail and sources for Cordis Financial

Form ADV of Cordis Financial, LLC (CRD 294766), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $361MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 272 individuals, 102 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$361MMFeb 2026273100%
Cornerstone Wealth Advisors
Wealth manager, Edina, MN.
Detail and sources for Cornerstone Wealth Advisors

Form ADV of Cornerstone Wealth Advisors, Inc. (CRD 124947), SEC registered adviser, filed , main office Edina, MN: regulatory assets $609MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Cornerstone Wealth Advisors, Inc. (CRD 309544), registered adviser, filed , Carlsbad, CA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 336 individuals, 173 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$609MMJun 202633799%
Dorval & Chorne Financial Advisors
Wealth manager, Maple Grove, MN.
Detail and sources for Dorval & Chorne Financial Advisors

Form ADV of Dorval Corporation (CRD 309512), SEC registered adviser, filed , main office Maple Grove, MN: regulatory assets $374MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 663 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$374MMFeb 2026663100%
Dougherty & Associates Financial Advisors
Wealth manager, Buffalo, MN.
Detail and sources for Dougherty & Associates Financial Advisors

Form ADV of Dougherty & Associates Financial Advisors, Inc. (CRD 165145), SEC registered adviser, filed , main office Buffalo, MN: regulatory assets $383MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,069 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$383MMFeb 20261,069100%
DSG Capital Advisors
Wealth manager, Edina, MN.
Detail and sources for DSG Capital Advisors

Form ADV of DSG Capital Advisors, LLC (CRD 332056), SEC registered adviser, filed , main office Edina, MN: regulatory assets $780MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 115 individuals, 63 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$780MMSep 202611593%
Dunnavan & Co.
Wealth manager, Minneapolis, MN. Main office Minneapolis, MN; not in the totals.
Detail and sources for Dunnavan & Co.

Form ADV of C. C. Dunnavan & Co., Inc. (CRD 109058), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $393MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Minneapolis, MN; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 228 individuals, 73 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV.

$393MMMar 202623181%
E-Wealth Partners
Wealth manager, Minnetonka, MN.
Detail and sources for E-Wealth Partners

Form ADV of E-wealth Partners, LLC (CRD 327053), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $219MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 224 individuals, 67 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$219MMApr 202623198%
Echo Wealth Management
Wealth manager, Plymouth, MN.
Detail and sources for Echo Wealth Management

Form ADV of Echo Wealth Management, LLC (CRD 174136), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $288MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Echo Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 144 individuals, 77 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$288MMApr 202614497%
EFS Advisors
Wealth manager, Cambridge, MN.
Detail and sources for EFS Advisors

Form ADV of EFS Advisors LLC (CRD 115211), SEC registered adviser, filed , main office Cambridge, MN: regulatory assets $2.4BN; 59 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications and educational seminars. Clients (Item 5.D): 21,660 individuals, 0 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$2.4BNMar 202621,70197%
Element Squared Private Wealth
Wealth manager, Minneapolis, MN.
Detail and sources for Element Squared Private Wealth

Form ADV of Element Squared LLC (CRD 311284), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $203MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Element Squared LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 478 individuals, 81 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$203MMSep 2026478100%
Elevation Wealth Management
Wealth manager, Eden Prairie, MN.
Detail and sources for Elevation Wealth Management

Form ADV of Elevation Wealth Management, LLC (CRD 314604), SEC registered adviser, filed : regulatory assets $259MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 179 individuals, 93 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$259MMMar 2026179100%
Enspyre Wealth Advisors
Wealth manager, Woodbury, MN.
Detail and sources for Enspyre Wealth Advisors

Form ADV of Enspyre Wealth Advisors, Inc. (CRD 300992), SEC registered adviser, filed , main office Woodbury, MN: regulatory assets $218MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 133 individuals, 79 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$218MMMar 2026133100%
Epiq Partners
Wealth manager, Minneapolis, MN.
Detail and sources for Epiq Partners

Form ADV of Epiq Partners, LLC (CRD 165139), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $291MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Epiq Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 93 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$291MMMay 202693100%
Everest Financial Group
Wealth manager, Minneapolis, MN.
Detail and sources for Everest Financial Group

Form ADV of Everest Financial Group LLC (CRD 137260), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $1.0BN; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 1,940 individuals, 350 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.0BNMar 20261,940100%
Excelsior Investors
Wealth manager, Excelsior, MN.
Detail and sources for Excelsior Investors

Form ADV of Intelligent Financial Strategies, LLC (CRD 108048), SEC registered adviser, filed , main office Excelsior, MN: regulatory assets $242MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Intelligent Financial Strategies, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 105 individuals, 72 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$242MMJan 202610599%
Feltl Advisors
Wealth manager, Plymouth, MN.
Detail and sources for Feltl Advisors

Form ADV of Feltl Advisors, LLC (CRD 165244), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $166MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 395 individuals, 0 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$166MMMar 202639794%
FFP Wealth Management
Wealth manager, Coon Rapids, MN.
Detail and sources for FFP Wealth Management

Form ADV of FFP Wealth Management, LLC (CRD 300253), SEC registered adviser, filed , main office Coon Rapids, MN: regulatory assets $301MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 316 individuals, 98 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$301MMMay 202631799%
Fiat Wealth Management
Wealth manager, Wayzata, MN.
Detail and sources for Fiat Wealth Management

Form ADV of Fiat Wealth Management LLC (CRD 318201), SEC registered adviser, filed , main office Wayzata, MN: regulatory assets $517MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Fiat Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 647 individuals, 129 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$517MMJul 2026647100%
Financial Empowerment
Wealth manager, Burnsville, MN.
Detail and sources for Financial Empowerment

Form ADV of Financial Empowerment LLC (CRD 131425), SEC registered adviser, filed , main office Burnsville, MN: regulatory assets $126MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 100 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$126MMMar 2026100100%
Financial Perspectives
Wealth manager, Minneapolis, MN.
Detail and sources for Financial Perspectives

Form ADV of Financial Perspectives, Inc. (CRD 135549), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $1.2BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Financial Perspectives, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 734 individuals, 309 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNMar 202673799%
Flourish Wealth Management
Wealth manager, Edina, MN.
Detail and sources for Flourish Wealth Management

Form ADV of Flourish Wealth Management Inc. (CRD 170591), SEC registered adviser, filed , main office Edina, MN: regulatory assets $455MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 157 individuals, 148 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$455MMMay 2026157100%
Focus Financial
Wealth manager, Minneapolis, MN.
Detail and sources for Focus Financial

Form ADV of Focus Financial Network, Inc. (CRD 116140), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $6.8BN; 189 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Focus Financial Network, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 13,560 individuals, 1,697 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2023).

$6.8BNOct 202613,68498%
Fpnavigators
Wealth manager, Maple Grove, MN.
Detail and sources for Fpnavigators

Form ADV of Financial Planning Navigators Corp (CRD 332831), SEC registered adviser, filed , main office Maple Grove, MN: regulatory assets $355MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 412 individuals, 70 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$355MMJan 202643394%
Freedom Financial Partners
Wealth manager, Oakdale, MN.
Detail and sources for Freedom Financial Partners

Form ADV of Freedom Financial Partners LLC (CRD 327560), SEC registered adviser, filed , main office Oakdale, MN: regulatory assets $378MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 308 individuals, 102 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$378MMFeb 2026308100%
Future Bright
Wealth manager, Maple Grove, MN.
Detail and sources for Future Bright

Form ADV of Future Bright, LLC (CRD 177521), SEC registered adviser, filed : regulatory assets $121MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 396 individuals, 8 of them high net worth; individuals hold 61% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$121MMSep 202640161%
GEN Financial Management
Wealth manager, Plymouth, MN.
Detail and sources for GEN Financial Management

Form ADV of GEN Financial Management Inc. (CRD 110179), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $332MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 246 individuals, 113 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$332MMFeb 202624699%
Great River Financial
Wealth manager, Plymouth, MN.
Detail and sources for Great River Financial

Form ADV of Great River Financial LLC (CRD 314172), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $202MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 136 individuals, 56 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$202MMSep 2026136100%
Great Waters Financial
Wealth manager, Shoreview, MN.
Detail and sources for Great Waters Financial

Form ADV of Great Waters Wealth Management (CRD 308215), SEC registered adviser, filed , main office Shoreview, MN: regulatory assets $1.2BN; 42 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Great Waters Wealth Management, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 1,627 individuals, 383 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.2BNApr 20261,627100%
Greater Midwest Financial Group
Wealth manager, Saint Paul, MN.
Detail and sources for Greater Midwest Financial Group

Form ADV of Greater Midwest Financial Group, LLC (CRD 324387), SEC registered adviser, filed , main office Saint Paul, MN: regulatory assets $589MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 678 individuals, 141 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$589MMAug 202669990%
GS Investment
Wealth manager, Eagan, MN.
Detail and sources for GS Investment

Form ADV of GS Investments, Inc. (CRD 107782), SEC registered adviser, filed , main office Eagan, MN: regulatory assets $192MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of GS Investments, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 77 individuals, 35 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$192MMSep 20268483%
Guardian Wealth Advisors
Wealth manager, St Louis Park, MN.
Detail and sources for Guardian Wealth Advisors

Form ADV of Guardian Wealth Advisors, LLC (CRD 143254), SEC registered adviser, filed , main office St Louis Park, MN: regulatory assets $300MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Guardian Wealth Advisors, LLC, quarter ended , filed .

Possible match by name only, not counted: Guardian Wealth Advisors, LLC (CRD 305412), registered adviser, filed , Raleigh, NC.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 254 individuals, 79 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$300MMMar 202626099%
Guardian Wealth Strategies
Wealth manager, Minneapols, MN.
Detail and sources for Guardian Wealth Strategies

Form ADV of Guardian Wealth Strategies, LLC (CRD 167485), SEC registered adviser, filed , main office Minneapols, MN: regulatory assets $1.1BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 1,234 individuals, 376 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNFeb 20261,27397%
High Note Wealth
Wealth manager, Deephaven, MN.
Detail and sources for High Note Wealth

Form ADV of High Note Wealth, LLC (CRD 305768), SEC registered adviser, filed , main office Deephaven, MN: regulatory assets $683MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of High Note Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 275 individuals, 184 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$683MMMar 202627999%
Highmark Wealth Management
Wealth manager, St. Paul, MN.
Detail and sources for Highmark Wealth Management

Form ADV of Highmark Wealth Management LLC (CRD 164790), SEC registered adviser, filed , main office St. Paul, MN: regulatory assets $612MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Highmark Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 429 individuals, 171 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$612MMApr 2026429100%
Jnba Financial Advisors
Wealth manager, Bloomington, MN.
Detail and sources for Jnba Financial Advisors

Form ADV of Jnba Financial Advisors, LLC (CRD 106550), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $2.0BN; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jnba Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 1,105 individuals, 514 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNSep 20261,11598%
Josh Arnold Investment Consultant
Wealth manager, Edina, MN. Main office Edina, MN; not in the totals.
Detail and sources for Josh Arnold Investment Consultant

Form ADV of Josh Arnold Investment Consultant, LLC (CRD 163088), SEC registered adviser, filed , main office Edina, MN: regulatory assets $142MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Edina, MN; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 256 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$142MMMar 2026256100%
Keystone Wealth Advisors
Wealth manager, Eagan, MN.
Detail and sources for Keystone Wealth Advisors

Form ADV of Keystone Wealth Advisors, Incorporated (CRD 153418), SEC registered adviser, filed , main office Eagan, MN: regulatory assets $201MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 66 individuals, 25 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$201MMJun 202666100%
Kingdom Legacy Advisors
Wealth manager, Minnetonka, MN.
Detail and sources for Kingdom Legacy Advisors

Form ADV of Kingdom Legacy Advisors Corporation (CRD 334847), SEC registered adviser, filed : regulatory assets $197MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 223 individuals, 69 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$197MMSep 2026223100%
Knox Avenue Financial
Wealth manager, St. Paul, MN.
Detail and sources for Knox Avenue Financial

Form ADV of Knox Avenue Financial Corp. (CRD 289094), SEC registered adviser, filed , main office St. Paul, MN: regulatory assets $145MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 221 individuals, 46 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$145MMJul 202622794%
Koob Wealth Management
Wealth manager, White Bear Township, MN.
Detail and sources for Koob Wealth Management

Form ADV of Koob Wealth Management, LLC (CRD 154830), SEC registered adviser, filed , main office White Bear Township, MN: regulatory assets $172MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and publications. Clients (Item 5.D): 133 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMFeb 2026133100%
Kure Advisory
Wealth manager, Plymouth, MN.
Detail and sources for Kure Advisory

Form ADV of Kure Advisory, LLC (CRD 311320), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $259MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 397 individuals, 84 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$259MMMar 2026401100%
Laurel Wealth Planning
Wealth manager, Edina, MN.
Detail and sources for Laurel Wealth Planning

Form ADV of Laurel Wealth Planning LLC (CRD 122035), SEC registered adviser, filed , main office Edina, MN: regulatory assets $454MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Laurel Wealth Planning LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 177 individuals, 129 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$454MMMay 2026177100%
Legacies Wealth
Wealth manager, Minnetonka, MN.
Detail and sources for Legacies Wealth

Form ADV of Legacies Wealth LLC (CRD 143138), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $505MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Legacies Wealth LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 84 individuals, 52 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$505MMMay 20268799%
Legacy Financial Advisors Corporation
Wealth manager, Bloomington, MN.
Detail and sources for Legacy Financial Advisors Corporation

Form ADV of Legacy Financial Advisors Corporation (CRD 115384), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $318MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Legacy Financial Advisors, Inc. (CRD 158675), registered adviser, filed , Covington, KY.

Possible match by name only, not counted: Legacy Financial Advisors II, LLC (CRD 309156), registered adviser, filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 245 individuals, 99 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$318MMFeb 2026245100%
Legacy Wealth
Wealth manager, Woodbury, MN.
Detail and sources for Legacy Wealth

Form ADV of Legacy Wealth Asset Management, LLC (CRD 306732), SEC registered adviser, filed , main office Woodbury, MN: regulatory assets $546MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 493 individuals, 146 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$546MMMar 2026493100%
Leverty Financial Group
Wealth manager, Hudson, WI.
Detail and sources for Leverty Financial Group

Form ADV of Leverty Financial Group, LLC (CRD 310258), SEC registered adviser, filed , main office Hudson, WI: regulatory assets $677MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Leverty Financial Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 655 individuals, 263 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$677MMJan 202666599%
Lifelong Wealth Advisors
Wealth manager, Arden Hills, MN.
Detail and sources for Lifelong Wealth Advisors

Form ADV of Lifelong Wealth Advisors, Inc. (CRD 331847), SEC registered adviser, filed , main office Arden Hills, MN: regulatory assets $710MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 865 individuals, 195 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$710MMMar 2026865100%
Logan Park Wealth Management
Wealth manager, Minneapolis, MN.
Detail and sources for Logan Park Wealth Management

Form ADV of LPWM LLC (CRD 299007), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $465MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 408 individuals, 105 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$465MMSep 202640897%
Marks Group Wealth Management
Wealth manager, Minnetonka, MN.
Detail and sources for Marks Group Wealth Management

Form ADV of Marks Group Wealth Management, Inc. (CRD 148679), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $2.0BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Marks Group Wealth Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 782 individuals, 408 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNSep 202680975%
Marquette Wealth Management
Wealth manager, Minnetonka, MN.
Detail and sources for Marquette Wealth Management

Form ADV of Marquette Asset Management, LLC (CRD 282482), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $1.1BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 211 individuals, 116 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 202622992%
MD Financial Advisors / Vestment Financial
Wealth manager, Chanhassen, MN.
Detail and sources for MD Financial Advisors / Vestment Financial

Form ADV of Vestment Financial LLC (CRD 168771), SEC registered adviser, filed , main office Chanhassen, MN: regulatory assets $304MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 478 individuals, 198 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$304MMSep 2026478100%
MHS Advisory Services
Wealth manager, Maple Grove, MN.
Detail and sources for MHS Advisory Services

Form ADV of MHS Advisory Services, LLC (CRD 174590), SEC registered adviser, filed , main office Maple Grove, MN: regulatory assets $253MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 310 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$253MMAug 2026313100%
Michael Traxler Wealth Management
Wealth manager, New Prague, MN. Main office New Prague, MN; not in the totals.
Detail and sources for Michael Traxler Wealth Management

Form ADV of Michael Traxler Wealth Management, LLC (CRD 285427), SEC registered adviser, filed , main office New Prague, MN: regulatory assets $195MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Main office New Prague, MN; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 429 individuals, 26 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$195MMFeb 202643398%
Modus Advisors
Wealth manager, Excelsior, MN.
Detail and sources for Modus Advisors

Form ADV of Modus Advisors, LLC (CRD 291204), SEC registered adviser, filed , main office Excelsior, MN: regulatory assets $601MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Modus Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 346 individuals, 162 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$601MMFeb 2026347100%
Navista Wealth Management
Wealth manager, Minnetonka, MN.
Detail and sources for Navista Wealth Management

Form ADV of Navista Wealth Management, Inc. (CRD 332373), SEC registered adviser, filed , main office Minnetonka, MN: regulatory assets $710MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 385 individuals, 196 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$710MMMar 202640295%
Navpoint Financial
Wealth manager, Prior Lake, MN.
Detail and sources for Navpoint Financial

Form ADV of Navpoint Financial, Inc. (CRD 109432), SEC registered adviser, filed , main office Prior Lake, MN: regulatory assets $752MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 229 individuals, 188 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$752MMMar 2026229100%
Nepsis
Wealth manager, Minneapolis, MN.
Detail and sources for Nepsis

Form ADV of Nepsis, Inc. (CRD 141203), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $345MM; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Nepsis, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 590 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$345MMFeb 2026590100%
Nicollet Investment Management
Wealth manager, Minneapolis, MN.
Detail and sources for Nicollet Investment Management

Form ADV of Nicollet Investment Management, Inc. (CRD 109401), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $557MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 297 individuals, 171 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$557MMOct 202630199%
Northrock Partners
Wealth manager, Minneapolis, MN.
Detail and sources for Northrock Partners

Form ADV of Northrock Partners, LLC (CRD 167908), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $12.2BN; 1 private fund, $75K gross; 233 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 4,778 individuals, 2,255 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$12.2BNSep 20264,81199%1
The Oak Ridge Financial Services Group
Wealth manager with a broker-dealer, Golden Valley, MN.
Detail and sources for The Oak Ridge Financial Services Group

Form ADV of The Oak Ridge Financial Services Group, Inc. (CRD 42941), SEC registered adviser, filed , main office Golden Valley, MN: regulatory assets $669MM; 57 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 994 individuals, 158 of them high net worth; individuals hold 99% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$669MMDec 20251,00599%
Oakwood Capital
Wealth manager, St. Louis Park, MN.
Detail and sources for Oakwood Capital

Form ADV of Oakwood Capital, Inc. (CRD 112399), SEC registered adviser, filed , main office St. Louis Park, MN: regulatory assets $304MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 608 individuals, 181 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$304MMMay 202661686%
Paladin Financial
Wealth manager, Arden Hills, MN.
Detail and sources for Paladin Financial

Form ADV of Paladin Wealth, LLC (CRD 288387), SEC registered adviser, filed , main office Arden Hills, MN: regulatory assets $217MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 518 individuals, 68 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$217MMSep 2026518100%
Palisade Asset Management
Wealth manager, Minneapolis, MN.
Detail and sources for Palisade Asset Management

Form ADV of Palisade Asset Management, LLC (CRD 136089), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $1.3BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Palisade Asset Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 104 individuals, 104 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.3BNJul 202611894%
Paradigm, Strategies in Wealth Management
Wealth manager, Maple Grove, MN.
Detail and sources for Paradigm, Strategies in Wealth Management

Form ADV of Paradigm, Strategies In Wealth Management, LLC (CRD 110372), SEC registered adviser, filed , main office Maple Grove, MN: regulatory assets $314MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Paradigm, Strategies In Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 218 individuals, 93 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$314MMFeb 2026219100%
Parr McKnight Wealth Management Group
Wealth manager, Minneapolis, MN.
Detail and sources for Parr McKnight Wealth Management Group

Form ADV of Parr McKnight Wealth Management Group, LLC (CRD 330050), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $1.1BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 441 individuals, 162 of them high net worth; individuals hold 84% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNSep 202661384%
Peak Financial Consulting
Wealth manager, Bloomington, MN.
Detail and sources for Peak Financial Consulting

Form ADV of Peak Financial Consulting, Inc. (CRD 291860), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $132MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 371 individuals, 51 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$132MMFeb 2026371100%
Petros Family Wealth
Wealth manager, Bloomington, MN.
Detail and sources for Petros Family Wealth

Form ADV of Petros Family Wealth, LLC (CRD 324059), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $342MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 527 individuals, 83 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$342MMFeb 202653398%
Phillip James Financial Co.
Wealth manager, Plymouth, MN. Main office Plymouth, MN; not in the totals.
Detail and sources for Phillip James Financial Co.

Form ADV of Phillip James Consulting Co. (CRD 168228), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $222MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Plymouth, MN; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 114 individuals, 60 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$222MMMar 2026114100%
Pine Grove Financial Group
Wealth manager, Woodbury, MN.
Detail and sources for Pine Grove Financial Group

Form ADV of MLG Wealth Management, Inc. (CRD 308193), SEC registered adviser, filed , main office Woodbury, MN: regulatory assets $1.5BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 1,404 individuals, 506 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNMay 20261,404100%
Pitzl Financial
Wealth manager, Arden Hills, MN.
Detail and sources for Pitzl Financial

Form ADV of Pitzl Financial, LLC (CRD 171441), SEC registered adviser, filed , main office Arden Hills, MN: regulatory assets $498MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 394 individuals, 183 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$498MMFeb 202639499%
Portfolio Design Services
Wealth manager, River Falls, WI.
Detail and sources for Portfolio Design Services

Form ADV of Portfolio Design Services, LLC (CRD 131506), SEC registered adviser, filed , main office River Falls, WI: regulatory assets $150MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 253 individuals, 20 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$150MMMar 202625678%
PSC Financial
Wealth manager, Bloomington, MN.
Detail and sources for PSC Financial

Form ADV of PSC Financial LLC (CRD 172054), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $135MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 108 individuals, 36 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$135MMMar 202611188%
Punch & Associates Investment Management
Wealth manager, Edina, MN.
Detail and sources for Punch & Associates Investment Management

Form ADV of Punch & Associates Investment Management, Inc. (CRD 117962), SEC registered adviser, filed , main office Edina, MN: regulatory assets $2.0BN; 2 private funds, $387MM gross; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Punch & Associates Investment Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, management of private funds, portfolio management for businesses and institutions, publications and other services. Clients (Item 5.D): 541 individuals, 333 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNApr 202656270%2
Quarry Hill Advisors
Wealth manager, Saint Paul, MN.
Detail and sources for Quarry Hill Advisors

Form ADV of Quarry Hill Advisors, LLC (CRD 288334), SEC registered adviser, filed , main office Saint Paul, MN: regulatory assets $395MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Quarry Hill Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 203 individuals, 132 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$395MMAug 2026203100%
Rossjohnson & Associates
Wealth manager, Plymouth, MN.
Detail and sources for Rossjohnson & Associates

Form ADV of Rossjohnson & Associates, LLC (CRD 297583), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $212MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 272 individuals, 80 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$212MMMar 202627497%
Schwarz Dygos Wheeler Investment Advisors
Wealth manager, Minneapolis, MN.
Detail and sources for Schwarz Dygos Wheeler Investment Advisors

Form ADV of Schwarz Dygos Wheeler Investment Advisors LLC (CRD 147384), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $730MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Schwarz Dygos Wheeler Investment Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 523 individuals, 220 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$730MMMar 202652599%
Secured Retirement Advisors
Wealth manager, St Louis Park, MN.
Detail and sources for Secured Retirement Advisors

Form ADV of Secured Retirement Advisors, LLC (CRD 144239), SEC registered adviser, filed , main office St Louis Park, MN: regulatory assets $255MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Secured Retirement Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 602 individuals, 66 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$255MMFeb 2026602100%
Silveroak Wealth Management
Wealth manager, Edina, MN.
Detail and sources for Silveroak Wealth Management

Form ADV of Silveroak Wealth Management LLC (CRD 110532), SEC registered adviser, filed , main office Edina, MN: regulatory assets $2.0BN; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Silveroak Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 444 individuals, 328 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.0BNMar 2026446100%
Somerset Group
Wealth manager, Wayzata, MN.
Detail and sources for Somerset Group

Form ADV of Somerset Group LLC (CRD 160282), SEC registered adviser, filed , main office Wayzata, MN: regulatory assets $146MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 58 individuals, 24 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 202658100%
Stevens Foster Financial Advisors
Wealth manager, Bloomington, MN.
Detail and sources for Stevens Foster Financial Advisors

Form ADV of Stevens, Foster Financial Services, Inc. (CRD 115752), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $750MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 332 individuals, 151 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$750MMMar 2026332100%
Stiles Financial Services
Wealth manager, Edina, MN.
Detail and sources for Stiles Financial Services

Form ADV of Stiles Financial Services Incorporated (CRD 117023), SEC registered adviser, filed , main office Edina, MN: regulatory assets $549MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 246 individuals, 104 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$549MMMar 202626188%
Stonebridge Capital Advisors
Wealth manager, St. Paul, MN.
Detail and sources for Stonebridge Capital Advisors

Form ADV of Stonebridge Capital Advisors LLC (CRD 111447), SEC registered adviser, filed , main office St. Paul, MN: regulatory assets $2.5BN; 31 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stonebridge Capital Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,609 individuals, 538 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.5BNMar 20261,67471%
Strategic Wealth Group
Wealth manager, Eden Prairie, MN.
Detail and sources for Strategic Wealth Group

Form ADV of Strategic Wealth Group Registered Investment Advisor, LLC (CRD 284430), SEC registered adviser, filed , main office Eden Prairie, MN: regulatory assets $1.5BN; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 3,524 individuals, 1,177 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNJun 20263,55798%
Strong Tower Advisory Services
Wealth manager, Minneapolis, MN.
Detail and sources for Strong Tower Advisory Services

Form ADV of Strong Tower Advisory Services LLC (CRD 315106), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $759MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Strong Tower Advisory Services LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 300 individuals, 124 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$759MMFeb 202631475%
Summit Investment Advisory Services
Wealth manager, Roseville, MN.
Detail and sources for Summit Investment Advisory Services

Form ADV of Summit Investment Advisory Services, LLC (CRD 168594), SEC registered adviser, filed , main office Roseville, MN: regulatory assets $746MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,075 individuals, 320 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$746MMJul 20261,075100%
Tealwood Asset Management
Wealth manager, Minneapolis, MN.
Detail and sources for Tealwood Asset Management

Form ADV of Tealwood Asset Management Inc. (CRD 105245), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $365MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Tealwood Asset Management Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 230 individuals, 169 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$365MMFeb 202623197%
Total Wealth Advisors
Wealth manager, Hopkins, MN.
Detail and sources for Total Wealth Advisors

Form ADV of Total Wealth Advisors, LLC (CRD 164633), SEC registered adviser, filed , main office Hopkins, MN: regulatory assets $107MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 69 individuals, 27 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$107MMMar 20269282%
Tradition Wealth Management
Wealth manager, Edina, MN.
Detail and sources for Tradition Wealth Management

Form ADV of Tradition Wealth Management LLC (CRD 128314), SEC registered adviser, filed , main office Edina, MN: regulatory assets $2.6BN; 32 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,155 individuals, 579 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$2.6BNJun 20262,24485%
Trailhead Planners
Wealth manager, Edina, MN.
Detail and sources for Trailhead Planners

Form ADV of Trailhead Planners, LLC (CRD 284610), SEC registered adviser, filed , main office Edina, MN: regulatory assets $188MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 151 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$188MMJul 2026151100%
Trott Brook Financial
Wealth manager, Anoka, MN.
Detail and sources for Trott Brook Financial

Form ADV of Trott Brook Financial, Inc. (CRD 290962), SEC registered adviser, filed , main office Anoka, MN: regulatory assets $120MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 155 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$120MMApr 2026155100%
Trumix Advisors
Wealth manager, Bloomington, MN.
Detail and sources for Trumix Advisors

Form ADV of GTS Financial, LLC (CRD 310222), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $170MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 170 individuals, 50 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$170MMMar 202617099%
Twin Cities Retirement Group
Wealth manager, Plymouth, MN.
Detail and sources for Twin Cities Retirement Group

Form ADV of Twin Cities Retirement Group, LLC (CRD 154974), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $145MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 84 individuals, 47 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$145MMApr 202684100%
Ulland Investment Advisors
Wealth manager, Minneapolis, MN.
Detail and sources for Ulland Investment Advisors

Form ADV of Ulland Investment Advisors, LLC (CRD 109610), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $443MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 211 individuals, 86 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$443MMJun 2026211100%
Underdog Wealth Management
Wealth manager, Maple Grove, MN.
Detail and sources for Underdog Wealth Management

Form ADV of Underdog Wealth Management, LLC (CRD 152998), SEC registered adviser, filed , main office Maple Grove, MN: regulatory assets $112MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 402 individuals, 53 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$112MMJun 202640894%
Usadvisors Wealth Management
Wealth manager, Eden Prairie, MN.
Detail and sources for Usadvisors Wealth Management

Form ADV of Usadvisors Wealth Management, LLC (CRD 158108), SEC registered adviser, filed , main office Eden Prairie, MN: regulatory assets $483MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 1,901 individuals, 83 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$483MMFeb 20261,901100%
Valtinson Bruner Financial Planning
Wealth manager, New Brighton, MN.
Detail and sources for Valtinson Bruner Financial Planning

Form ADV of Valtinson Bruner Financial Planning LLC (CRD 297866), SEC registered adviser, filed , main office New Brighton, MN: regulatory assets $712MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Valtinson Bruner Financial Planning LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 1,985 individuals, 185 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$712MMFeb 20261,992100%
Van Clemens Wealth Management
Wealth manager, Minneapolis, MN.
Detail and sources for Van Clemens Wealth Management

Form ADV of Van Clemens Wealth Management, LLC (CRD 297362), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $470MM; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 599 individuals, 192 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$470MMSep 202661698%
Vantage Point Wealth Management
Wealth manager, Plymouth, MN.
Detail and sources for Vantage Point Wealth Management

Form ADV of VPWM Advisors, LLC (CRD 167886), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $327MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 1,219 individuals, 328 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$327MMJun 20261,223100%
Vermillion Wealth Management
Wealth manager, Rosemount, MN.
Detail and sources for Vermillion Wealth Management

Form ADV of Vermillion Wealth Management Inc. (CRD 281978), SEC registered adviser, filed , main office Rosemount, MN: regulatory assets $460MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 706 individuals, 15 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$460MMJun 2026706100%
Wealth Enhancement Advisory Services
Wealth manager, Plymouth, MN.
Detail and sources for Wealth Enhancement Advisory Services

Form ADV of Wealth Enhancement Advisory Services, LLC (CRD 116407), SEC registered adviser, filed , main office Plymouth, MN: regulatory assets $122.2BN; 1,700 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 80,986 individuals, 27,424 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$122.2BNAug 202685,00191%
The Wealth Group - Austin B. Colby & Associates
Wealth manager, Eden Prairie, MN.
Detail and sources for The Wealth Group - Austin B. Colby & Associates

Form ADV of The Wealth Group, Ltd (CRD 311385), SEC registered adviser, filed , main office Eden Prairie, MN: regulatory assets $711MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: The Wealth Group, Ltd (CRD 154106), registered adviser, filed , Raleigh, NC.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 591 individuals, 277 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$711MMJan 2026591100%
Webb Financial Group
Wealth manager, Bloomington, MN.
Detail and sources for Webb Financial Group

Form ADV of Webb Advisors Incorporated (CRD 106617), SEC registered adviser, filed , main office Bloomington, MN: regulatory assets $397MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 673 individuals, 2 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$397MMMar 2026673100%
White Oaks Wealth Advisors
Wealth manager, Minneapolis, MN.
Detail and sources for White Oaks Wealth Advisors

Form ADV of White Oaks Wealth Advisors, Inc. (CRD 173522), SEC registered adviser, filed , main office Minneapolis, MN: regulatory assets $618MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and other services. Clients (Item 5.D): 219 individuals, 171 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$618MMApr 202621998%
Winter & Associates
Wealth manager, St. Paul, MN.
Detail and sources for Winter & Associates

Form ADV of Winter & Associates, Inc. (CRD 310349), SEC registered adviser, filed , main office St. Paul, MN: regulatory assets $180MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 203 individuals, 42 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$180MMAug 202620893%
Yes Wealth Management
Wealth manager, Mahtomedi, MN.
Detail and sources for Yes Wealth Management

Form ADV of S Capital Wealth Advisors, LLC (CRD 172591), SEC registered adviser, filed , main office Mahtomedi, MN: regulatory assets $127MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 100 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMAug 2026100100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 73% of the money

Five findings from the filings of the 135 firms counted.

  1. 73%

    of the $907.7 billion the 135 firms counted report is one firm's: Ameriprise Financial Services. Without it, the other 134 report $247.2 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $465MM

    is the median: half of the 135 report less, and 104 report under $1 billion.

    Assets, latest Form ADV of each

  3. 3

    private funds are advised by the firms counted; Punch & Associates Investment Management advises the most, 2.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 55%

    of their assets is high net worth money; the next largest client type is other individuals, at 41%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 103

    of the 135 have their main office in Hennepin County, MN; the next place is Ramsey County, MN, with 12.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Minneapolis?

This list holds 140 wealth management firms in the Minneapolis metro; 135 of them report regulatory assets on Form ADV, $907.7 billion together.

What are the largest wealth management firms in Minneapolis?

By the regulatory assets they report: Ameriprise Financial Services $660.5 billion, Wealth Enhancement Advisory Services $122.2 billion, Cliftonlarsonallen Wealth Advisors $14.4 billion, Northrock Partners $12.2 billion, Focus Financial $6.8 billion.

How much do wealth management firms in Minneapolis typically manage?

Of the 135 that report, the median reports $465 million in regulatory assets; 104 report under $1 billion.

How do you start a relationship with wealth management firms in Minneapolis?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
140 wealth management firms, 136 are wealth managers and 4 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Minneapolis-St. Paul-Bloomington, MN-WI MSA (Census CBSA 33460) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 135 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Minneapolis metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $907.7BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 5 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 140, 140 report on a current Form ADV and 44 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 140 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 44 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Minneapolis," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-minneapolis

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