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Wealth Management Firms (RIAs) in Denver

129 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Empower Advisory Group is the largest: $195.4 billion through Empower Advisory Group, LLC (filed ).

Mercer Global Advisors follows with $84.4 billion. The 127 advisers counted report $339.1 billion together; the ten largest hold 87% of it, and half report less than $271 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $339.1BN sitsThe 127 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over83%2 firms
  2. $1BN to $5BN7%14 firms
  3. $500MM to $1BN6%28 firms
  4. Under $500MM5%83 firms

Latest Form ADV of each, filed Dec 2025 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 126 are wealth managers and 3 are wealth managers with a broker-dealer
129
Combined assets127 counted; as filed to Oct 2026
$339.1BN
Largest: Empower Advisory GroupAs filed
$195.4BN
Median firmHalf of the 127 report less
$271MM
Held by the ten largestOf the $339.1BN combined
87%

Empower Advisory Group, Mercer Global Advisors and BOK Financial Private Wealth lead the Denver wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $306.8BN, 90% of the $339.1BN the 127 counted report.

  1. 1

    Empower Advisory Group

    Wealth manager, Greenwood Village, CO

    $195.4BNRegulatory assets, Jul 2026

    65% other individuals, 20% high net worth, 13% government

    Individual clients
    293,347
  2. 2

    Mercer Global Advisors

    Wealth manager, Denver, CO

    $84.4BNRegulatory assets, Sep 2026

    84% high net worth, 8% other individuals, 4% pension plans

    Individual clients
    35,044
  3. 3

    BOK Financial Private Wealth

    Wealth manager, Denver, CO

    $3.7BNRegulatory assets, Sep 2026

    79% high net worth, 12% businesses, 4% charities

    Individual clients
    737
  4. 4

    GHP Investment Advisors

    Wealth manager, Denver, CO

    $3.1BNRegulatory assets, Mar 2026

    88% high net worth, 10% other individuals

    Individual clients
    1,226
    Private funds
    1
  5. 5

    Nilsine Partners

    Wealth manager, Greenwood Village, CO

    $1.9BNRegulatory assets, Mar 2026

    73% high net worth, 9% charities, 9% private funds

    Individual clients
    540
    Private funds
    11
  6. 6

    Invictus Private Wealth

    Wealth manager, Denver, CO

    $1.7BNRegulatory assets, Mar 2026

    82% high net worth, 17% other individuals, 1% pension plans

    Individual clients
    461
  7. 7

    Buck Wealth Strategies

    Wealth manager, Denver, CO

    $1.6BNRegulatory assets, Jul 2026

    46% pension plans, 37% other individuals, 17% high net worth

    Individual clients
    2,734
  8. 8

    Townsend

    Wealth manager, Westminster, CO

    $1.5BNRegulatory assets, Sep 2026

    72% high net worth, 28% other individuals

    Individual clients
    1,514
  9. 9

    The Institute

    Wealth manager, Denver, CO

    $1.4BNRegulatory assets, Jul 2026

    87% high net worth, 10% other individuals, 2% private funds

    Individual clients
    803
    Private funds
    2
  10. 10

    Capital Investment Counsel

    Wealth manager, Denver, CO

    $1.4BNRegulatory assets, Mar 2026

    88% high net worth, 7% government, 5% other individuals

    Individual clients
    463
  11. 11

    Paragon Capital Management

    Wealth manager, Denver, CO

    $1.3BNRegulatory assets, Mar 2026

    98% high net worth, 2% other individuals

    Individual clients
    187
  12. 12

    Crusonia Wealth Advisors

    Wealth manager, Denver, CO

    $1.2BNRegulatory assets, Jul 2026

    93% high net worth, 6% other individuals, 1% businesses

    Individual clients
    540
  13. 13

    Sharkey Howes & Javer

    Wealth manager, Denver, CO

    $1.1BNRegulatory assets, Sep 2026

    72% high net worth, 18% other individuals, 9% pension plans

    Individual clients
    868
  14. 14

    Schaefer Financial Management

    Wealth manager, Centennial, CO

    $1.1BNRegulatory assets, Mar 2026

    91% high net worth, 9% other individuals

    Individual clients
    446
  15. 15

    Heirloom Wealth Management

    Wealth manager, Greenwood Village, CO

    $1.1BNRegulatory assets, Apr 2026

    66% high net worth, 22% other individuals, 11% pension plans

    Individual clients
    829
  16. 16

    Mattern Capital Management

    Wealth manager, Lakewood, CO

    $1.1BNRegulatory assets, Jul 2026

    92% high net worth, 5% other individuals, 2% other

    Individual clients
    404
  17. 17

    Maia Wealth

    Wealth manager, Denver, CO

    $973MMRegulatory assets, May 2026

    55% high net worth, 45% other individuals

    Individual clients
    2,127
  18. 18

    Elk River Wealth Management

    Wealth manager, Denver, CO

    $971MMRegulatory assets, Feb 2026

    86% high net worth, 8% businesses, 6% other individuals

    Individual clients
    251
  19. 19

    Uniting Wealth Partners

    Wealth manager, Denver, CO

    $935MMRegulatory assets, Aug 2026

    84% high net worth, 15% businesses

    Individual clients
    830
  20. 20

    Mountain Capital Investment Advisors

    Wealth manager, Westminster, CO

    $929MMRegulatory assets, Jul 2026

    68% high net worth, 32% other individuals

    Individual clients
    1,191

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds 58% of the assets

How the 127 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 127 firms counted, log scaleEach dot is one adviser and links to its row. Empower Advisory Group $195.4BN; Mercer Global Advisors $84.4BN; BOK Financial Private Wealth $3.7BN; median $271MM.$100MM$1BN$10BN$100BN$1TNEmpower Advisory Group: $195.4BNMercer Global Advisors: $84.4BNBOK Financial Private Wealth: $3.7BNGHP Investment Advisors: $3.1BNNilsine Partners: $1.9BNInvictus Private Wealth: $1.7BNBuck Wealth Strategies: $1.6BNTownsend: $1.5BNThe Institute: $1.4BNCapital Investment Counsel: $1.4BNParagon Capital Management: $1.3BNCrusonia Wealth Advisors: $1.2BNSharkey Howes & Javer: $1.1BNSchaefer Financial Management: $1.1BNHeirloom Wealth Management: $1.1BNMattern Capital Management: $1.1BNMaia Wealth: $973MMElk River Wealth Management: $971MMUniting Wealth Partners: $935MMMountain Capital Investment Advisors: $929MMGill Capital Partners: $862MMBason Asset Management: $849MMKozak & Tripp Private Asset Management: $813MMClear Creek Advisors: $722MMPeak Planning Group: $710MMDodds Wealth: $706MMStordahl Capital Management: $676MMFocused Alpha: $664MMLegacy Wealth Partners: $646MMTriumph Capital Management: $646MMRosel Wealth Management: $630MMImpact Capital Partners: $626MMWealth Watch Advisors: $612MMFinancial Security Management: $612MMOwl Creek Wealth Partners: $602MMJPL Wealth Management: $588MMEdgerock Wealth Management: $579MMA & I Wealth Management: $560MMTandem Financial: $542MMGallacher Capital Management: $539MMHinds Financial Group: $537MMDenver Wealth Management: $530MMDenver PWM: $524MMWakefield Wealth Management: $513MMG&S Capital: $476MMGlobal Wealth Strategies and Associates: $457MMNoble Wealth Management P.B.C.: $444MMShearwater Capital: $427MMJupiter Wealth Management: $417MMCausey Wealth: $393MMDestiny Capital Corporation: $382MMHelm Investment Management: $371MMIntegrity Wealth Solutions: $369MMCherry Creek Investment Advisors: $352MMForty North Wealth: $351MMWhipplewood Advisors: $325MMAspen Wealth Strategies: $312MMSynergy Financial Partners: $309MMMarshall Investment Management: $298MMFull Financial: $290MMImpactfolio: $289MMLotusgroup Advisors: $286MMHiggins & Schmidt Wealth Strategies: $279MMParsonex Advisory Services: $271MMPeak Financial Advisors: $269MMCapital Financial Group: $237MMBXM Wealth: $231MMGilpin Wealth Management: $227MMJHP Wealth Management: $224MMEssential Investment Partners: $223MMHighpass Asset Management: $218MMFFG Retirement Counseling: $216MMCedarwood Wealth: $213MMAltius Financial: $212MMFidelis Wealth Advisors: $210MMBAM Wealth Management: $202MMHinchley Advisory Group: $193MMWisdom Wealth Strategies: $190MMSteele Street Private Wealth Management: $188MMHoffmann Hermanson: $183MMDowning Street Wealth Management: $176MMWealthbuilders Investments: $173MMCohesion Wealth Management: $171MMWest End Wealth Management: $170MMLarimer Capital Corporation: $170MMRigden Capital Strategies: $169MMPeak Capital Management: $165MMFinancially Speaking: $165MMCollier Financial: $161MMVentana Private Wealth: $159MMQuantitative Financial Strategies: $156MMInfinium Investment Advisors: $155MMButler Financial Services: $155MMTier One Wealth Management: $154MMProtocol Wealth: $153MMKeen Capital: $150MMPaller Financial Services: $148MMFIT Wealth Management: $147MMHorizon Wealth: $147MMParamount Associates Wealth Management: $146MMTrailwise Financial Partners: $145MMIntegra Financial: $139MMDorato Capital Management: $139MMCenterpiece Wealth Advisor: $139MMPanorama Wealth Advisors: $134MMLoyd Financial Management: $134MMSummitpoint Capital Management: $133MMWhite Hawk Wealth Management: $131MMAgemy Wealth Advisors: $130MMLord and Richards: $129MMBright Advisors: $128MMOak Street Investments: $125MMCultivate Wealth Partners: $125MMAPO Financial Services: $124MMPeterson Financial Services: $124MMRidgegate Advisors: $119MMNoble Wealth Partners: $118MMWealth Engineers: $118MMColumbia Benefits: $116MMAlpine Wealth Advisors: $116MMForward Wealth: $111MMPeak Financial Management: $109MMJackson Wealth Management: $107MMInnovative Financial: $105MMFinancial Counseling Associates: $104MMBlue Heron Capital: $102MMCDP Financial Group: $100MMEmpower Advisory Group $195.4BNMercer Global Advisors $84.4BNBOK Financial Private Wealth $3.7BNMedian $271MMAssets of each of the 127 firms counted, log scaleEach dot is one adviser and links to its row. Empower Advisory Group $195.4BN; Mercer Global Advisors $84.4BN; BOK Financial Private Wealth $3.7BN; median $271MM.$1BN$100BNEmpower Advisory Group $195.4BNMedian $271MM

One dot per firm counted; 2 firms with a main office outside Denver, a second row for the same adviser or only fund assets left out. Read .

The 127 firms, by size
Under $500MM835%$17.0BN
$500MM to $1BN286%$19.1BN
$1BN to $5BN147%$23.2BN
$5BN to $10BN00%$0
$10BN to $25BN00%$0
$25BN and over283%$279.8BN

Assets each reported in its latest filing; shares are of the $339.1BN combined, one row per firm. Read .

58%

of the assets reported sits with one firm, Empower Advisory Group. The five largest hold 85%; 111 of 127 report under $1 billion.

58%Largest27%Next 415%Other 122
Who the 129 are
  1. Wealth managers126
  2. Wealth managers with a broker-dealer3

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 127 advisers' assets by type of client
  1. High net worth45%
  2. Other individuals43%
  3. Government8%
  4. Pension plans3%
  5. Businesses1%
  6. Charities1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Empower Advisory Group293,347Jul 2026
2Mercer Global Advisors35,044Sep 2026
3Wealth Watch Advisors3,587Jul 2026
4Buck Wealth Strategies2,734Jul 2026
5Triumph Capital Management2,193Mar 2026
6Maia Wealth2,127May 2026
7Townsend1,514Sep 2026
8Lord and Richards1,228Sep 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Empower Advisory Group20,524Jul 2026
2Mercer Global Advisors18,398Sep 2026
3Uniting Wealth Partners651Aug 2026
4GHP Investment Advisors605Mar 2026
5Townsend511Sep 2026
6BOK Financial Private Wealth414Sep 2026
7Triumph Capital Management378Mar 2026
8Crusonia Wealth Advisors325Jul 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1Nilsine Partners11Mar 2026
2Oak Street Investments6Sep 2026
3Gallacher Capital Management3Mar 2026
4The Institute2Jul 2026
5Wealthbuilders Investments2Jul 2026
6GHP Investment Advisors1Mar 2026
7Gill Capital Partners1Mar 2026
8Parsonex Advisory Services1Jun 2026

The list is public. The warm path is not. Schedule a conversation

All 129 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 129 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Denver 129 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
A & I Wealth Management
Wealth manager, Lone Tree, CO.
Detail and sources for A & I Wealth Management

Form ADV of A & I Financial Services, LLC (CRD 148357), SEC registered adviser, filed , main office Lone Tree, CO: regulatory assets $560MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of A & I Financial Services, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 518 individuals, 165 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$560MMApr 202651899%
Agemy Wealth Advisors
Wealth manager, Denver, CO.
Detail and sources for Agemy Wealth Advisors

Form ADV of Agemy Wealth Advisors, LLC (CRD 218512), SEC registered adviser, filed , main office Denver, CO: regulatory assets $130MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 404 individuals, 111 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$130MMSep 202640499%
Alpine Wealth Advisors
Wealth manager, Denver, CO.
Detail and sources for Alpine Wealth Advisors

Form ADV of Alpine Wealth Advisors, LLC (CRD 105433), SEC registered adviser, filed , main office Denver, CO: regulatory assets $116MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 58 individuals, 47 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$116MMMar 20265899%
Altius Financial
Wealth manager, Denver, CO.
Detail and sources for Altius Financial

Form ADV of Altius Financial, Inc. (CRD 113268), SEC registered adviser, filed , main office Denver, CO: regulatory assets $212MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 152 individuals, 67 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$212MMMar 202615394%
APO Financial Services
Wealth manager, Westminster, CO.
Detail and sources for APO Financial Services

Form ADV of APO Financial Services, LLC (CRD 297647), SEC registered adviser, filed , main office Westminster, CO: regulatory assets $124MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 542 individuals, 6 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$124MMApr 2026542100%
Aspen Wealth Strategies
Wealth manager, Arvada, CO.
Detail and sources for Aspen Wealth Strategies

Form ADV of Aspen Wealth Strategies, LLC (CRD 307424), SEC registered adviser, filed , main office Arvada, CO: regulatory assets $312MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 363 individuals, 115 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$312MMFeb 202636398%
BAM Wealth Management
Wealth manager, Lakewood, CO.
Detail and sources for BAM Wealth Management

Form ADV of BAM Wealth Management LLC (CRD 330237), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $202MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 285 individuals, 70 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$202MMAug 202628899%
Bason Asset Management
Wealth manager, Lakewood, CO.
Detail and sources for Bason Asset Management

Form ADV of Bason Asset Management LLC (CRD 165450), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $849MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 135 individuals, 120 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$849MMFeb 202613999%
Blue Heron Capital
Wealth manager, Englewood, CO.
Detail and sources for Blue Heron Capital

Form ADV of BHC Wealth Management, LLC (CRD 339475), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $102MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 205 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$102MMMar 2026205100%
BOK Financial Private Wealth
Wealth manager, Denver, CO.
Detail and sources for BOK Financial Private Wealth

Form ADV of BOK Financial Private Wealth, Inc. (CRD 106733), SEC registered adviser, filed , main office Denver, CO: regulatory assets $3.7BN; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 737 individuals, 414 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$3.7BNSep 202681883%
Bright Advisors
Wealth manager, Greenwood Village, CO.
Detail and sources for Bright Advisors

Form ADV of Bright Advisors, LLC (CRD 338693), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $128MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 178 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$128MMApr 2026178100%
Bruce G. Allen Investments
Wealth manager, Denver, CO. Main office Denver, CO; not in the totals.
Detail and sources for Bruce G. Allen Investments

Form ADV of Bruce G. Allen Investments, LLC (CRD 287859), SEC registered adviser, filed , main office Denver, CO: regulatory assets $258MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Denver, CO; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 131 individuals, 74 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$258MMMar 202613299%
Buck Wealth Strategies
Wealth manager, Denver, CO.
Detail and sources for Buck Wealth Strategies

Form ADV of Buck Wealth Strategies, LLC (CRD 322138), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.6BN; 102 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 2,734 individuals, 156 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$1.6BNJul 20262,94854%
Butler Financial Services
Wealth manager, Denver, CO.
Detail and sources for Butler Financial Services

Form ADV of Butler Financial Services, Inc. (CRD 118244), SEC registered adviser, filed , main office Denver, CO: regulatory assets $155MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 62 individuals, 44 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMMar 202662100%
BXM Wealth
Wealth manager, Englewood, CO.
Detail and sources for BXM Wealth

Form ADV of BXM Wealth LLC (CRD 332544), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $231MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 61 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$231MMSep 202661100%
Capital Financial Group
Wealth manager, Littleton, CO.
Detail and sources for Capital Financial Group

Form ADV of Capital Financial Group, Inc. (CRD 111709), SEC registered adviser, filed , main office Littleton, CO: regulatory assets $237MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 233 individuals, 62 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$237MMJul 202623894%
Capital Investment Counsel
Wealth manager, Denver, CO.
Detail and sources for Capital Investment Counsel

Form ADV of Capital Investment Counsel, LLC (CRD 328472), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.4BN; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Capital Investment Counsel Inc. (CRD 104591), registered adviser, filed , Raleigh, NC.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 463 individuals, 317 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNMar 202646893%
Causey Wealth
Wealth manager, Greenwood Village, CO.
Detail and sources for Causey Wealth

Form ADV of Causey Wealth LLC (CRD 331134), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $393MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 185 individuals, 89 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$393MMApr 2026185100%
CDP Financial Group
Wealth manager, Littleton, CO.
Detail and sources for CDP Financial Group

Form ADV of CDP Financial Group, LLC (CRD 155725), SEC registered adviser, filed , main office Littleton, CO: regulatory assets $100MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 110 individuals, 24 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$100MMMar 2026110100%
Cedarwood Wealth
Wealth manager, Highlands Ranch, CO.
Detail and sources for Cedarwood Wealth

Form ADV of Cedarwood Wealth LLC (CRD 334756), SEC registered adviser, filed , main office Highlands Ranch, CO: regulatory assets $213MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 111 individuals, 56 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$213MMJul 2026115100%
Centerpiece Wealth Advisor
Wealth manager, Greenwood Village, CO.
Detail and sources for Centerpiece Wealth Advisor

Form ADV of Centerpiece Wealth Advisor L.L.C. (CRD 296956), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $139MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 75 individuals, 38 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$139MMJul 202675100%
Cherry Creek Investment Advisors
Wealth manager, Englewood, CO.
Detail and sources for Cherry Creek Investment Advisors

Form ADV of Cherry Creek Investment Advisors Inc. (CRD 107426), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $352MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Cherry Creek Investment Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 381 individuals, 93 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$352MMMay 2026382100%
Clear Creek Advisors
Wealth manager, Denver, CO.
Detail and sources for Clear Creek Advisors

Form ADV of Clear Creek Wealth Management, LLC (CRD 288335), SEC registered adviser, filed , main office Denver, CO: regulatory assets $722MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 483 individuals, 99 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$722MMApr 2026483100%
Cohesion Wealth Management
Wealth manager, Broomfield, CO.
Detail and sources for Cohesion Wealth Management

Form ADV of Cohesion Wealth Management, LLC (CRD 308980), SEC registered adviser, filed , main office Broomfield, CO: regulatory assets $171MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 364 individuals, 211 of them high net worth; individuals hold 71% of its regulatory assets.

Files: SEC Form ADV.

$171MMSep 202639571%
Collier Financial
Wealth manager, Denver, CO.
Detail and sources for Collier Financial

Form ADV of Collier Financial, Inc. (CRD 175207), SEC registered adviser, filed , main office Denver, CO: regulatory assets $161MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 172 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$161MMMar 2026172100%
Columbia Benefits
Wealth manager, Denver, CO.
Detail and sources for Columbia Benefits

Form ADV of Columbia Benefits, LLC (CRD 132261), SEC registered adviser, filed , main office Denver, CO: regulatory assets $116MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 109 individuals, 48 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$116MMMar 202613882%
Crusonia Wealth Advisors
Wealth manager, Denver, CO.
Detail and sources for Crusonia Wealth Advisors

Form ADV of Crusonia Wealth Advisors LLC (CRD 330057), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.2BN; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 540 individuals, 325 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNJul 202654299%
Cultivate Wealth Partners
Wealth manager, Broomfield, CO.
Detail and sources for Cultivate Wealth Partners

Form ADV of Cultivate Wealth Partners LLC (CRD 340314), SEC registered adviser, filed , main office Broomfield, CO: regulatory assets $125MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 85 individuals, 23 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$125MMAug 202685100%
Denver PWM
Wealth manager, Denver, CO.
Detail and sources for Denver PWM

Form ADV of Denver PWM, LLC (CRD 171139), SEC registered adviser, filed , main office Denver, CO: regulatory assets $524MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 204 individuals, 89 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$524MMSep 202622190%
Denver Wealth Management
Wealth manager, Denver, CO.
Detail and sources for Denver Wealth Management

Form ADV of Denver Wealth Management, Inc. (CRD 284868), SEC registered adviser, filed , main office Denver, CO: regulatory assets $530MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Denver Wealth Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 986 individuals, 211 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$530MMOct 2026986100%
Destiny Capital Corporation
Wealth manager, Denver, CO.
Detail and sources for Destiny Capital Corporation

Form ADV of Destiny Capital Corporation (CRD 111196), SEC registered adviser, filed , main office Denver, CO: regulatory assets $382MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 260 individuals, 92 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$382MMAug 2026260100%
Dodds Wealth
Wealth manager, Greenwood Village, CO.
Detail and sources for Dodds Wealth

Form ADV of Dodds Wealth, LLC (CRD 323632), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $706MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 421 individuals, 179 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$706MMMay 202642197%
Dorato Capital Management
Wealth manager, Denver, CO.
Detail and sources for Dorato Capital Management

Form ADV of Dorato Capital Management (CRD 110097), SEC registered adviser, filed : regulatory assets $139MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 94 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$139MMJan 202694100%
Downing Street Wealth Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Downing Street Wealth Management

Form ADV of Downing Street Wealth Management LLC (CRD 152983), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $176MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 150 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$176MMMar 2026150100%
Edgerock Wealth Management
Wealth manager, Denver, CO.
Detail and sources for Edgerock Wealth Management

Form ADV of Edgerock Capital LLC (CRD 312325), SEC registered adviser, filed , main office Denver, CO: regulatory assets $579MM; 20 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Edgerock Capital LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 564 individuals, 156 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$579MMJun 202657597%
Elk River Wealth Management
Wealth manager, Denver, CO.
Detail and sources for Elk River Wealth Management

Form ADV of Elk River Wealth Management LLC (CRD 307263), SEC registered adviser, filed , main office Denver, CO: regulatory assets $971MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Elk River Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 251 individuals, 140 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$971MMFeb 202628592%
Empower Advisory Group
Wealth manager, Greenwood Village, CO.
Detail and sources for Empower Advisory Group

Form ADV of Empower Advisory Group, LLC (CRD 112058), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $195.4BN; 8,051 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 293,347 individuals, 20,524 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$195.4BNJul 2026297,07485%
Essential Investment Partners
Wealth manager, Englewood, CO.
Detail and sources for Essential Investment Partners

Form ADV of Essential Investment Partners, LLC (CRD 149509), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $223MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 77 individuals, 54 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$223MMMar 20267995%
FFG Retirement Counseling
Wealth manager, Centennial, CO.
Detail and sources for FFG Retirement Counseling

Form ADV of FFG Retirement Advisors LLC (CRD 308305), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $216MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of FFG Retirement Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 156 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$216MMFeb 2026156100%
Fidelis Wealth Advisors
Wealth manager, Castle Rock, CO.
Detail and sources for Fidelis Wealth Advisors

Form ADV of Fidelis Wealth Advisors, LLC (CRD 292551), SEC registered adviser, filed , main office Castle Rock, CO: regulatory assets $210MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 191 individuals, 85 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$210MMMar 202621079%
Financial Counseling Associates
Wealth manager, Aurora, CO.
Detail and sources for Financial Counseling Associates

Form ADV of Financial Counseling Associates, Inc. (CRD 115123), SEC registered adviser, filed : regulatory assets $104MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 125 individuals, 22 of them high net worth; individuals hold 94% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$104MMFeb 202612694%
Financial Security Management
Wealth manager, Lakewood, CO.
Detail and sources for Financial Security Management

Form ADV of Financial Security Management, Inc. (CRD 116570), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $612MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,102 individuals, 129 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$612MMMay 20261,102100%
Financially Speaking
Wealth manager, Greenwood Village, CO.
Detail and sources for Financially Speaking

Form ADV of Financially Speaking Inc. (CRD 106255), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $165MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 295 individuals, 0 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$165MMMar 2026295100%
FIT Wealth Management
Wealth manager, Centennial, CO.
Detail and sources for FIT Wealth Management

Form ADV of FIT Asset Management, LLC (CRD 281494), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $147MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 214 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$147MMMar 2026214100%
Focused Alpha
Wealth manager, Greenwood Village, CO.
Detail and sources for Focused Alpha

Form ADV of Focused Alpha, LLC (CRD 310591), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $664MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 541 individuals, 128 of them high net worth; individuals hold 74% of its regulatory assets.

Files: SEC Form ADV.

$664MMSep 202655374%
Forty North Wealth
Wealth manager, Glendale, CO.
Detail and sources for Forty North Wealth

Form ADV of Panoramic Investment Advisors, LLC (CRD 290770), SEC registered adviser, filed , main office Glendale, CO: regulatory assets $351MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Panoramic Investment Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 532 individuals, 74 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$351MMMar 2026534100%
Forward Wealth
Wealth manager, Lone Tree, CO.
Detail and sources for Forward Wealth

Form ADV of Gallacher Capital LLC (CRD 339154), SEC registered adviser, filed , main office Lone Tree, CO: regulatory assets $111MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 15 individuals, 15 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV.

$111MMJul 20261575%
Full Financial
Wealth manager, Golden, CO.
Detail and sources for Full Financial

Form ADV of Full Financial Inc. (CRD 330574), SEC registered adviser, filed : regulatory assets $290MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 259 individuals, 54 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$290MMMar 202626489%
G&S Capital
Wealth manager, Denver, CO.
Detail and sources for G&S Capital

Form ADV of G&S Capital LLC (CRD 171033), SEC registered adviser, filed , main office Denver, CO: regulatory assets $476MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of G&S Capital LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 421 individuals, 157 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$476MMMay 202642199%
Gallacher Capital Management
Wealth manager, Lone Tree, CO.
Detail and sources for Gallacher Capital Management

Form ADV of Gallacher Capital Management LLC (CRD 113189), SEC registered adviser, filed , main office Lone Tree, CO: regulatory assets $539MM; 3 private funds, $27MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Gallacher Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 513 individuals, 119 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$539MMMar 202651695%3
GHP Investment Advisors
Wealth manager, Denver, CO.
Detail and sources for GHP Investment Advisors

Form ADV of GHP Investment Advisors Inc. (CRD 107563), SEC registered adviser, filed , main office Denver, CO: regulatory assets $3.1BN; 1 private fund, $10MM gross; 25 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of GHP Investment Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting, publications and educational seminars. Clients (Item 5.D): 1,226 individuals, 605 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.1BNMar 20261,23498%1
Gill Capital Partners
Wealth manager with a broker-dealer, Denver, CO.
Detail and sources for Gill Capital Partners

Form ADV of Gill Capital Partners, LLC (CRD 14559), SEC registered adviser, filed , main office Denver, CO: regulatory assets $862MM; 1 private fund, $31MM gross; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 434 individuals, 195 of them high net worth; individuals hold 77% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$862MMMar 202648177%1
Gilpin Wealth Management
Wealth manager, Golden, CO.
Detail and sources for Gilpin Wealth Management

Form ADV of Gilpin Wealth Management LLC (CRD 311336), SEC registered adviser, filed , main office Golden, CO: regulatory assets $227MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 169 individuals, 79 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$227MMMar 202619195%
Global Wealth Strategies and Associates
Wealth manager, Denver, CO.
Detail and sources for Global Wealth Strategies and Associates

Form ADV of Global Wealth Strategies and Associates, LLC (CRD 316072), SEC registered adviser, filed , main office Denver, CO: regulatory assets $457MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 921 individuals, 116 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$457MMMay 202692599%
Heirloom Wealth Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Heirloom Wealth Management

Form ADV of Heirloom Wealth Management LLC (CRD 292277), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $1.1BN; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 829 individuals, 254 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNApr 202685388%
Helm Investment Management
Wealth manager, Denver, CO.
Detail and sources for Helm Investment Management

Form ADV of Helm Investment Management, LLC (CRD 141773), SEC registered adviser, filed , main office Denver, CO: regulatory assets $371MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 140 individuals, 85 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$371MMMar 2026140100%
Higgins & Schmidt Wealth Strategies
Wealth manager, Denver, CO.
Detail and sources for Higgins & Schmidt Wealth Strategies

Form ADV of Higgins & Schmidt Wealth Strategies LLC (CRD 286063), SEC registered adviser, filed , main office Denver, CO: regulatory assets $279MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 235 individuals, 102 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$279MMMar 202623999%
Highpass Asset Management
Wealth manager, Denver, CO.
Detail and sources for Highpass Asset Management

Form ADV of Highpass Asset Management LLC (CRD 159535), SEC registered adviser, filed , main office Denver, CO: regulatory assets $218MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 95 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$218MMMay 202695100%
Hinchley Advisory Group
Wealth manager, Centennial, CO.
Detail and sources for Hinchley Advisory Group

Form ADV of Hinchley Advisory Group, LLC (CRD 157860), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $193MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 296 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$193MMApr 2026296100%
Hinds Financial Group
Wealth manager, Lakewood, CO.
Detail and sources for Hinds Financial Group

Form ADV of Hinds Financial Group Inc. (CRD 129971), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $537MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 298 individuals, 136 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$537MMDec 2025298100%
Hoffmann Hermanson
Wealth manager, Denver, CO.
Detail and sources for Hoffmann Hermanson

Form ADV of Hoffmann Hermanson LLC (CRD 130484), SEC registered adviser, filed , main office Denver, CO: regulatory assets $183MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 199 individuals, 70 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$183MMApr 2026199100%
Horizon Wealth
Wealth manager, Denver, CO.
Detail and sources for Horizon Wealth

Form ADV of Horizon Wealth Investment Solutions LLC (CRD 333752), SEC registered adviser, filed , main office Denver, CO: regulatory assets $147MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 163 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$147MMJul 2026163100%
Impact Capital Partners
Wealth manager, Greenwood Village, CO.
Detail and sources for Impact Capital Partners

Form ADV of Impact Capital Partners LLC (CRD 329616), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $626MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 230 individuals, 177 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$626MMMar 202623098%
Impactfolio
Wealth manager, Denver, CO.
Detail and sources for Impactfolio

Form ADV of Impactfolio LLC (CRD 291716), SEC registered adviser, filed , main office Denver, CO: regulatory assets $289MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 126 individuals, 99 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$289MMFeb 202612799%
Infinium Investment Advisors
Wealth manager, Denver, CO.
Detail and sources for Infinium Investment Advisors

Form ADV of Infinium Investment Advisors, LLC (CRD 149123), SEC registered adviser, filed , main office Denver, CO: regulatory assets $155MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and publications. Clients (Item 5.D): 115 individuals, 67 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$155MMSep 2026115100%
Innovative Financial
Wealth manager, Lakewood, CO.
Detail and sources for Innovative Financial

Form ADV of Innovative Financial, LLC (CRD 127469), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $105MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 115 individuals, 61 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$105MMJul 2026115100%
The Institute
Wealth manager, Denver, CO.
Detail and sources for The Institute

Form ADV of Institute for Wealth Management LLC (CRD 127207), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.4BN; 2 private funds, $28MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Institute for Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 803 individuals, 191 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNJul 202681797%2
Integra Financial
Wealth manager, Greenwood Village, CO.
Detail and sources for Integra Financial

Form ADV of Integra Financial, Inc. (CRD 113422), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $139MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 111 individuals, 34 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$139MMSep 202611398%
Integrity Wealth Solutions
Wealth manager, Denver, CO.
Detail and sources for Integrity Wealth Solutions

Form ADV of Integrity Wealth Solutions LLC (CRD 284862), SEC registered adviser, filed , main office Denver, CO: regulatory assets $369MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Integrity Wealth Solutions LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 186 individuals, 71 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$369MMMar 2026190100%
Invictus Private Wealth
Wealth manager, Denver, CO.
Detail and sources for Invictus Private Wealth

Form ADV of Invictus Private Wealth, LLC (CRD 317727), SEC registered adviser, filed : regulatory assets $1.7BN; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Invictus Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 461 individuals, 271 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$1.7BNMar 202648599%
J.F. Williams Co.
Wealth manager, Denver, CO. Main office Denver, CO; not in the totals.
Detail and sources for J.F. Williams Co.

Form ADV of J.F. Williams Co., Inc. (CRD 113569), SEC registered adviser, filed , main office Denver, CO: regulatory assets $286MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Denver, CO; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 142 individuals, 50 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$286MMMar 202614499%
Jackson Wealth Management
Wealth manager, Castle Rock, CO.
Detail and sources for Jackson Wealth Management

Form ADV of Jackson Wealth Management, LLC (CRD 310496), SEC registered adviser, filed , main office Castle Rock, CO: regulatory assets $107MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Jackson Wealth Management, LLC (CRD 147642), registered adviser, filed , Lake Mary, FL.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 126 individuals, 32 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$107MMAug 2026126100%
JHP Wealth Management
Wealth manager, Centennial, CO.
Detail and sources for JHP Wealth Management

Form ADV of JHP Wealth Management, LLC (CRD 298784), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $224MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 124 individuals, 57 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$224MMFeb 2026124100%
JPL Wealth Management
Wealth manager, Greenwood Village, CO.
Detail and sources for JPL Wealth Management

Form ADV of JPL Wealth Management, LLC (CRD 328474), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $588MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 289 individuals, 169 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$588MMSep 202629199%
Jupiter Wealth Management
Wealth manager, Glendale, CO.
Detail and sources for Jupiter Wealth Management

Form ADV of Jupiter Wealth Management, LLC (CRD 299220), SEC registered adviser, filed , main office Glendale, CO: regulatory assets $417MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Jupiter Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 92 individuals, 59 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$417MMMar 20269295%
Keen Capital
Wealth manager, Westminster, CO.
Detail and sources for Keen Capital

Form ADV of Keen Capital, LLC (CRD 283597), SEC registered adviser, filed : regulatory assets $150MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Keen Capital, Ltd (CRD 145023), registered adviser, filed , Chapin, SC.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 62 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$150MMMar 202662100%
Kozak & Tripp Private Asset Management
Wealth manager, Highlands Ranch, CO.
Detail and sources for Kozak & Tripp Private Asset Management

Form ADV of Kozak & Tripp Private Asset Management, Inc. (CRD 298353), SEC registered adviser, filed , main office Highlands Ranch, CO: regulatory assets $813MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 775 individuals, 153 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$813MMApr 202679198%
Larimer Capital Corporation
Wealth manager with a broker-dealer, Denver, CO.
Detail and sources for Larimer Capital Corporation

Form ADV of Larimer Capital Corp (CRD 18189), SEC registered adviser, filed , main office Denver, CO: regulatory assets $170MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 101 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$170MMMar 2026101100%
Legacy Wealth Partners
Wealth manager, Lakewood, CO.
Detail and sources for Legacy Wealth Partners

Form ADV of Legacy Wealth Partners, LLC (CRD 333032), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $646MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Legacy Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 1,044 individuals, 185 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$646MMFeb 20261,06499%
Lord and Richards
Wealth manager, Highlands Ranch, CO.
Detail and sources for Lord and Richards

Form ADV of Lord and Richards Wealth Management, LLC (CRD 328907), SEC registered adviser, filed , main office Highlands Ranch, CO: regulatory assets $129MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,228 individuals, 87 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$129MMSep 20261,228100%
Lotusgroup Advisors
Wealth manager, Denver, CO.
Detail and sources for Lotusgroup Advisors

Form ADV of Lotusgroup Advisors, LLC (CRD 143379), SEC registered adviser, filed , main office Denver, CO: regulatory assets $286MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 186 individuals, 71 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$286MMJul 202618698%
Loyd Financial Management
Wealth manager, Centennial, CO.
Detail and sources for Loyd Financial Management

Form ADV of Loyd Financial Management Inc. (CRD 112236), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $134MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 149 individuals, 53 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$134MMFeb 2026149100%
Maia Wealth
Wealth manager, Denver, CO.
Detail and sources for Maia Wealth

Form ADV of Maia Wealth, LLC (CRD 292817), SEC registered adviser, filed , main office Denver, CO: regulatory assets $973MM; 43 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 2,127 individuals, 226 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$973MMMay 20262,14899%
Marshall Investment Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Marshall Investment Management

Form ADV of Marshall Investment Management, LLC (CRD 174817), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $298MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 587 individuals, 257 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$298MMAug 2026587100%
Mattern Capital Management
Wealth manager, Lakewood, CO.
Detail and sources for Mattern Capital Management

Form ADV of Mattern Capital Management, LLC (CRD 299342), SEC registered adviser, filed , main office Lakewood, CO: regulatory assets $1.1BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 404 individuals, 235 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNJul 202643697%
Mercer Global Advisors
Wealth manager, Denver, CO.
Detail and sources for Mercer Global Advisors

Form ADV of Mercer Global Advisors Inc. (CRD 147363), SEC registered adviser, filed , main office Denver, CO: regulatory assets $84.4BN; 1,429 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR/A of Mercer Global Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 35,044 individuals, 18,398 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$84.4BNSep 202636,17292%
Mountain Capital Investment Advisors
Wealth manager, Westminster, CO.
Detail and sources for Mountain Capital Investment Advisors

Form ADV of Mountain Capital Investment Advisors Inc. (CRD 156660), SEC registered adviser, filed , main office Westminster, CO: regulatory assets $929MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mountain Capital Investment Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,191 individuals, 308 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$929MMJul 20261,191100%
Nilsine Partners
Wealth manager, Greenwood Village, CO.
Detail and sources for Nilsine Partners

Form ADV of Nilsine Partners, LLC (CRD 315694), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $1.9BN; 11 private funds, $204MM gross; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Nilsine Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 540 individuals, 277 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.9BNMar 202655980%11
Noble Wealth Management P.B.C.
Wealth manager, Greenwood Village, CO.
Detail and sources for Noble Wealth Management P.B.C.

Form ADV of Noble Wealth Management P.B.C. (CRD 322607), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $444MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 198 individuals, 91 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$444MMSep 202620199%
Noble Wealth Partners
Wealth manager, Denver, CO.
Detail and sources for Noble Wealth Partners

Form ADV of Noble Wealth Partners, LLC (CRD 298396), SEC registered adviser, filed , main office Denver, CO: regulatory assets $118MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 134 individuals, 45 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$118MMAug 2026134100%
Oak Street Investments
Wealth manager, Greenwood Village, CO.
Detail and sources for Oak Street Investments

Form ADV of Oak Street Investment Advisors, LLC (CRD 288019), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $125MM; 6 private funds, $64MM gross; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and management of private funds. Clients (Item 5.D): 65 individuals, 29 of them high net worth; individuals hold 53% of its regulatory assets.

Files: SEC Form ADV.

$125MMSep 20267253%6
Owl Creek Wealth Partners
Wealth manager, Greenwood Village, CO.
Detail and sources for Owl Creek Wealth Partners

Form ADV of Owl Creek Wealth Partners LLC (CRD 331850), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $602MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 100 individuals, 89 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$602MMSep 202610099%
Paller Financial Services
Wealth manager, Centennial, CO.
Detail and sources for Paller Financial Services

Form ADV of Paller Financial Services, Inc. (CRD 161531), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $148MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Paller Financial Services, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 156 individuals, 43 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$148MMFeb 202616199%
Panorama Wealth Advisors
Wealth manager, Greenwood Village, CO.
Detail and sources for Panorama Wealth Advisors

Form ADV of Panorama Wealth Advisors (CRD 324199), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $134MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 200 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$134MMMar 2026200100%
Paragon Capital Management
Wealth manager, Denver, CO.
Detail and sources for Paragon Capital Management

Form ADV of Paragon Capital Management (CRD 105147), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.3BN; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Paragon Capital Management Inc. (CRD 105962), registered adviser, filed , Provo, UT.

Possible match by name only, not counted: Paragon Capital Management LLC (CRD 108168), registered adviser, filed , Overland Park, KS.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 187 individuals, 140 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNMar 2026188100%
Paramount Associates Wealth Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Paramount Associates Wealth Management

Form ADV of Paramount Associates Wealth Management, LLC (CRD 288537), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $146MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 189 individuals, 74 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$146MMMar 202619398%
Parsonex Advisory Services
Wealth manager with a broker-dealer, Englewood, CO.
Detail and sources for Parsonex Advisory Services

Form ADV of Parsonex Advisory Services, Inc. (CRD 160275), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $271MM; 1 private fund, $30MM gross; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 330 individuals, 60 of them high net worth; individuals hold 88% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$271MMJun 202633188%1
Peak Capital Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Peak Capital Management

Form ADV of Peak Capital Management, LLC (CRD 141488), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $165MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 103 individuals, 30 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$165MMMar 202611093%
Peak Financial Advisors
Wealth manager, Denver, CO.
Detail and sources for Peak Financial Advisors

Form ADV of Peak Financial Advisors, LLC (CRD 115207), SEC registered adviser, filed , main office Denver, CO: regulatory assets $269MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Peak Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 120 individuals, 70 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$269MMSep 202612298%
Peak Financial Management
Wealth manager, Broomfield, CO.
Detail and sources for Peak Financial Management

Form ADV of Peak Financial Management, Inc. (CRD 281223), SEC registered adviser, filed , main office Broomfield, CO: regulatory assets $109MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Peak Financial Management Inc. (CRD 110559), registered adviser, filed , Wellesley, MA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 154 individuals, 25 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$109MMFeb 2026156100%
Peak Planning Group
Wealth manager, Centennial, CO.
Detail and sources for Peak Planning Group

Form ADV of Peak Planning Group, LLC (CRD 289891), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $710MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 838 individuals, 174 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$710MMJul 2026838100%
Peterson Financial Services
Wealth manager, Denver, CO.
Detail and sources for Peterson Financial Services

Form ADV of Peterson Financial Services LLC (CRD 106127), SEC registered adviser, filed , main office Denver, CO: regulatory assets $124MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and publications. Clients (Item 5.D): 157 individuals, 26 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$124MMFeb 202616296%
Protocol Wealth
Wealth manager, Denver, CO.
Detail and sources for Protocol Wealth

Form ADV of Protocol Wealth, LLC (CRD 335298), SEC registered adviser, filed , main office Denver, CO: regulatory assets $153MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 48 individuals, 34 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMOct 202649100%
Quantitative Financial Strategies
Wealth manager, Denver, CO.
Detail and sources for Quantitative Financial Strategies

Form ADV of Quantitative Financial Strategies LLC (CRD 331416), SEC registered adviser, filed : regulatory assets $156MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 27 individuals, 22 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$156MMAug 202627100%
Ridgegate Advisors
Wealth manager, Englewood, CO.
Detail and sources for Ridgegate Advisors

Form ADV of Ridgegate Advisors, LLC (CRD 334233), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $119MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 199 individuals, 27 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$119MMMar 202620699%
Rigden Capital Strategies
Wealth manager, Englewood, CO.
Detail and sources for Rigden Capital Strategies

Form ADV of Rigden Enterprises (CRD 326930), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $169MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 329 individuals, 38 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$169MMJun 202633495%
Rosel Wealth Management
Wealth manager, Highlands Ranch, CO.
Detail and sources for Rosel Wealth Management

Form ADV of Rosel Wealth Management, LLC (CRD 291065), SEC registered adviser, filed , main office Highlands Ranch, CO: regulatory assets $630MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Rosel Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 317 individuals, 178 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$630MMSep 202631795%
Schaefer Financial Management
Wealth manager, Centennial, CO.
Detail and sources for Schaefer Financial Management

Form ADV of Schaefer Financial Management, Inc. (CRD 110110), SEC registered adviser, filed , main office Centennial, CO: regulatory assets $1.1BN; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 446 individuals, 233 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 2026446100%
Sharkey Howes & Javer
Wealth manager, Denver, CO.
Detail and sources for Sharkey Howes & Javer

Form ADV of Sharkey Howes & Javer Inc. (CRD 106050), SEC registered adviser, filed , main office Denver, CO: regulatory assets $1.1BN; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Sharkey Howes & Javer Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 868 individuals, 264 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNSep 202688691%
Shearwater Capital
Wealth manager, Denver, CO.
Detail and sources for Shearwater Capital

Form ADV of Shearwater Capital, LLC (CRD 115399), SEC registered adviser, filed , main office Denver, CO: regulatory assets $427MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Shearwater Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 180 individuals, 120 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$427MMMar 202618099%
Steele Street Private Wealth Management
Wealth manager, Denver, CO.
Detail and sources for Steele Street Private Wealth Management

Form ADV of CDKV Holdings LLC (CRD 299856), SEC registered adviser, filed , main office Denver, CO: regulatory assets $188MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 111 individuals, 60 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$188MMMar 202611198%
Stordahl Capital Management
Wealth manager, Greenwood Village, CO.
Detail and sources for Stordahl Capital Management

Form ADV of Stordahl Capital Management, Inc. (CRD 287916), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $676MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stordahl Capital Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 297 individuals, 173 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$676MMJul 202633179%
Summitpoint Capital Management
Wealth manager, Littleton, CO.
Detail and sources for Summitpoint Capital Management

Form ADV of Summitpoint Capital Management (CRD 336856), SEC registered adviser, filed , main office Littleton, CO: regulatory assets $133MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and educational seminars. Clients (Item 5.D): 89 individuals, 41 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$133MMApr 20269199%
Synergy Financial Partners
Wealth manager, Denver, CO.
Detail and sources for Synergy Financial Partners

Form ADV of Synergy Financial Partners, LLC (CRD 305287), SEC registered adviser, filed , main office Denver, CO: regulatory assets $309MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 511 individuals, 83 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$309MMMar 202652694%
Tandem Financial
Wealth manager, Greenwood Village, CO.
Detail and sources for Tandem Financial

Form ADV of Tandem Financial, LLC (CRD 292565), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $542MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 447 individuals, 135 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$542MMAug 202645792%
Tier One Wealth Management
Wealth manager, Lone Tree, CO.
Detail and sources for Tier One Wealth Management

Form ADV of First Source Investment Partners, LLC (CRD 322893), SEC registered adviser, filed , main office Lone Tree, CO: regulatory assets $154MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and other services. Clients (Item 5.D): 218 individuals, 60 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$154MMMar 202622097%
Townsend
Wealth manager, Westminster, CO.
Detail and sources for Townsend

Form ADV of Townsend & Associates, Inc. (CRD 113681), SEC registered adviser, filed , main office Westminster, CO: regulatory assets $1.5BN; 30 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Townsend & Associates, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, publications and educational seminars. Clients (Item 5.D): 1,514 individuals, 511 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.5BNSep 20261,514100%
Trailwise Financial Partners
Wealth manager, Golden, CO.
Detail and sources for Trailwise Financial Partners

Form ADV of Trailwise Financial Partners, LLC (CRD 323530), SEC registered adviser, filed , main office Golden, CO: regulatory assets $145MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 197 individuals, 51 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$145MMApr 202620396%
Triumph Capital Management
Wealth manager, Denver, CO.
Detail and sources for Triumph Capital Management

Form ADV of Triumph Capital Management (CRD 282814), SEC registered adviser, filed , main office Denver, CO: regulatory assets $646MM; 18 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Triumph Capital Management, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 2,193 individuals, 378 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$646MMMar 20262,23996%
Uniting Wealth Partners
Wealth manager, Denver, CO.
Detail and sources for Uniting Wealth Partners

Form ADV of Uniting Wealth Partners LLC (CRD 332317), SEC registered adviser, filed , main office Denver, CO: regulatory assets $935MM; 23 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 830 individuals, 651 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$935MMAug 202685485%
Ventana Private Wealth
Wealth manager, Denver, CO.
Detail and sources for Ventana Private Wealth

Form ADV of Ventana Private Wealth LLC (CRD 311878), SEC registered adviser, filed , main office Denver, CO: regulatory assets $159MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 33 individuals, 33 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$159MMMar 20263399%
Wakefield Wealth Management
Wealth manager, Englewood, CO.
Detail and sources for Wakefield Wealth Management

Form ADV of Wakefield Wealth Management, LLLP (CRD 173997), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $513MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 147 individuals, 77 of them high net worth; individuals hold 62% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$513MMMar 202615762%
Wealth Engineers
Wealth manager, Denver, CO.
Detail and sources for Wealth Engineers

Form ADV of Wealth Engineers, LLC (CRD 168578), SEC registered adviser, filed , main office Denver, CO: regulatory assets $118MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 54 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$118MMFeb 202654100%
Wealth Watch Advisors
Wealth manager, Englewood, CO.
Detail and sources for Wealth Watch Advisors

Form ADV of Wealth Watch Advisors, Inc. (CRD 172002), SEC registered adviser, filed , main office Englewood, CO: regulatory assets $612MM; 62 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 3,587 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$612MMJul 20263,587100%
Wealthbuilders Investments
Wealth manager, Greenwood Village, CO.
Detail and sources for Wealthbuilders Investments

Form ADV of Authentic Counsel, LLC (CRD 173306), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $173MM; 2 private funds, $11MM gross; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 267 individuals, 77 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$173MMJul 202627189%2
West End Wealth Management
Wealth manager, Denver, CO.
Detail and sources for West End Wealth Management

Form ADV of West End Wealth Management, LLC (CRD 234791), SEC registered adviser, filed , main office Denver, CO: regulatory assets $170MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 53 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$170MMFeb 202653100%
Whipplewood Advisors
Wealth manager, Littleton, CO.
Detail and sources for Whipplewood Advisors

Form ADV of Whipplewood Advisors, LLC (CRD 282860), SEC registered adviser, filed , main office Littleton, CO: regulatory assets $325MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 366 individuals, 197 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$325MMMay 202637799%
White Hawk Wealth Management
Wealth manager, Broomfield, CO.
Detail and sources for White Hawk Wealth Management

Form ADV of White Hawk Wealth Management, Inc. (CRD 341034), SEC registered adviser, filed , main office Broomfield, CO: regulatory assets $131MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 153 individuals, 63 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$131MMAug 2026153100%
Wisdom Wealth Strategies
Wealth manager, Greenwood Village, CO.
Detail and sources for Wisdom Wealth Strategies

Form ADV of Wisdom Wealth Strategies, LLC (CRD 170230), SEC registered adviser, filed , main office Greenwood Village, CO: regulatory assets $190MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 219 individuals, 79 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$190MMJul 2026219100%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds 58% of the money

Five findings from the filings of the 127 firms counted.

  1. 58%

    of the $339.1 billion the 127 firms counted report is one firm's: Empower Advisory Group. Without it, the other 126 report $143.7 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $271MM

    is the median: half of the 127 report less, and 111 report under $1 billion.

    Assets, latest Form ADV of each

  3. 27

    private funds are advised by the firms counted; Nilsine Partners advises the most, 11.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 45%

    of their assets is high net worth money; the next largest client type is other individuals, at 43%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 50

    of the 127 have their main office in Arapahoe County, CO; the next place is Denver County, CO, with 46.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Denver?

This list holds 129 wealth management firms in the Denver metro; 127 of them report regulatory assets on Form ADV, $339.1 billion together.

What are the largest wealth management firms in Denver?

By the regulatory assets they report: Empower Advisory Group $195.4 billion, Mercer Global Advisors $84.4 billion, BOK Financial Private Wealth $3.7 billion, GHP Investment Advisors $3.1 billion, Nilsine Partners $1.9 billion.

How much do wealth management firms in Denver typically manage?

Of the 127 that report, the median reports $271 million in regulatory assets; 111 report under $1 billion.

How do you start a relationship with wealth management firms in Denver?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
129 wealth management firms, 126 are wealth managers and 3 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Denver-Aurora-Centennial, CO MSA (Census CBSA 19740) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 127 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Denver metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $339.1BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 2 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 129, 129 report on a current Form ADV and 27 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 129 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 27 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Denver," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-denver

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