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Wealth Management Firms (RIAs) in Boston

211 wealth management firms are on this list. Of those that report regulatory assets on Form ADV, Commonwealth Financial Network is the largest: $212.7 billion through Commonwealth Equity Services, LLC (filed ).

Integrated Wealth Concepts follows with $23.6 billion. The 209 advisers counted report $439.2 billion together; the ten largest hold 71% of it, and half report less than $351 million.

Updated . Rechecked quarterly; next check . Figures read , as filed to .

Where the $439.2BN sitsThe 209 firms counted, by size. The bar is each size band's share of the combined dollars.
  1. $25BN and over48%1 firm
  2. $10BN to $25BN15%4 firms
  3. $5BN to $10BN7%4 firms
  4. $1BN to $5BN16%31 firms
  5. $500MM to $1BN7%46 firms
  6. Under $500MM6%123 firms

Latest Form ADV of each, filed Dec 2025 to Oct 2026. Read ; sources at the end of the page.

Wealth management firms listedList of October 2026; 205 are wealth managers and 6 are wealth managers with a broker-dealer
211
Combined assets209 counted; as filed to Oct 2026
$439.2BN
Largest: Commonwealth Financial NetworkAs filed
$212.7BN
Median firmHalf of the 209 report less
$351MM
Held by the ten largestOf the $439.2BN combined
71%

Commonwealth Financial Network, Integrated Wealth Concepts and RWA Wealth Partners lead the Boston wealth management firms by assets

The twenty largest by regulatory assets on their latest Form ADV. Together they report $348.0BN, 79% of the $439.2BN the 209 counted report.

  1. 1

    Commonwealth Financial Network

    Wealth manager with a broker-dealer, Waltham, MA

    $212.7BNRegulatory assets, Sep 2026

    51% high net worth, 44% other individuals, 2% businesses

    Individual clients
    355,973
  2. 2

    Integrated Wealth Concepts

    Wealth manager, Waltham, MA

    $23.6BNRegulatory assets, Aug 2026

    68% high net worth, 29% other individuals, 2% businesses

    Individual clients
    29,187
  3. 3

    RWA Wealth Partners

    Wealth manager, Boston, MA

    $19.8BNRegulatory assets, May 2026

    88% high net worth, 6% other individuals, 3% charities

    Individual clients
    5,951
  4. 4

    Loring, Wolcott & Coolidge Fiduciary Advisors

    Wealth manager, Boston, MA

    $12.8BNRegulatory assets, Jul 2026

    95% high net worth, 4% charities, 2% businesses

    Individual clients
    3,214
  5. 5

    Choate Investment Advisors

    Wealth manager, Boston, MA

    $10.0BNRegulatory assets, Mar 2026

    93% high net worth, 5% charities

    Individual clients
    614
    Private funds
    3
  6. 6

    Welch & Forbes

    Wealth manager, Boston, MA

    $9.9BNRegulatory assets, May 2026

    81% high net worth, 15% other advisers, 2% other individuals

    Individual clients
    643
    Private funds
    2
  7. 7

    Crestwood Advisors

    Wealth manager, Boston, MA

    $8.0BNRegulatory assets, Jun 2026

    95% high net worth, 3% businesses, 1% other individuals

    Individual clients
    1,106
  8. 8

    Fiduciary Trust International

    Wealth manager, Lincoln, MA

    $7.7BNRegulatory assets, Dec 2025

    78% high net worth, 12% other, 9% private funds

    Individual clients
    62
    Private funds
    7
  9. 9

    New England Private Wealth Advisors

    Wealth manager, Wellesley, MA

    $5.1BNRegulatory assets, Mar 2026

    60% high net worth, 37% charities, 3% pension plans

    Individual clients
    376
  10. 10

    Pallas Capital Advisors

    Wealth manager, Braintree, MA

    $4.3BNRegulatory assets, Jul 2026

    85% high net worth, 15% other individuals

    Individual clients
    1,221
  11. 11

    Reynders, McVeigh Capital Management

    Wealth manager, Boston, MA

    $4.2BNRegulatory assets, Mar 2026

    68% high net worth, 20% other, 4% businesses

    Individual clients
    704
  12. 12

    Moors & Cabot

    Wealth manager with a broker-dealer, Boston, MA

    $4.0BNRegulatory assets, Sep 2026

    67% high net worth, 25% other individuals, 7% charities

    Individual clients
    4,921
  13. 13

    Beaumont Financial Partners

    Wealth manager, Needham, MA

    $3.8BNRegulatory assets, Mar 2026

    39% high net worth, 36% other individuals, 23% businesses

    Individual clients
    1,898
  14. 14

    Howland Capital Management

    Wealth manager, Boston, MA

    $3.7BNRegulatory assets, Mar 2026

    51% high net worth, 36% other individuals, 10% charities

    Individual clients
    1,270
    Private funds
    6
  15. 15

    Flagship Harbor Advisors

    Wealth manager, Boston, MA

    $3.4BNRegulatory assets, May 2026

    74% high net worth, 25% other individuals

    Individual clients
    7,280
  16. 16

    Santander Securities

    Wealth manager with a broker-dealer, Boston, MA

    $3.1BNRegulatory assets, Sep 2026

    91% other individuals, 8% other, 1% businesses

    Individual clients
    10,832
  17. 17

    Winthrop Wealth

    Wealth manager, Boston, MA

    $3.1BNRegulatory assets, Sep 2026

    80% high net worth, 14% other individuals, 3% businesses

    Individual clients
    2,405
  18. 18

    SVB Wealth

    Wealth manager, Boston, MA

    $3.1BNRegulatory assets, Mar 2026

    72% high net worth, 14% businesses, 7% charities

    Individual clients
    1,024
  19. 19

    Birch Hill Investment Advisors

    Wealth manager, Boston, MA

    $2.9BNRegulatory assets, Feb 2026

    91% high net worth, 7% charities, 2% businesses

    Individual clients
    182
  20. 20

    The Patriot Financial Group

    Wealth manager, Walpole, MA

    $2.6BNRegulatory assets, Jul 2026

    45% pension plans, 34% high net worth, 20% other individuals

    Individual clients
    2,361

Regulatory assets each adviser reported in its latest Form ADV. Each pin opens the filing behind the figure; the ranking rule and sources are at the end of the page. Read .

One firm holds half of the assets

How the 209 firms counted spread by size: most are small, the dollars sit at the top.

Every firm on one scaleEach dot is one firm's regulatory assets in its latest filing. Every dot is one adviser. Dollar scale is logarithmic.
Assets of each of the 209 firms counted, log scaleEach dot is one adviser and links to its row. Commonwealth Financial Network $212.7BN; Integrated Wealth Concepts $23.6BN; RWA Wealth Partners $19.8BN; median $351MM.$100MM$1BN$10BN$100BN$1TNCommonwealth Financial Network: $212.7BNIntegrated Wealth Concepts: $23.6BNRWA Wealth Partners: $19.8BNLoring, Wolcott & Coolidge Fiduciary Advisors: $12.8BNChoate Investment Advisors: $10.0BNWelch & Forbes: $9.9BNCrestwood Advisors: $8.0BNFiduciary Trust International: $7.7BNNew England Private Wealth Advisors: $5.1BNPallas Capital Advisors: $4.3BNReynders, McVeigh Capital Management: $4.2BNMoors & Cabot: $4.0BNBeaumont Financial Partners: $3.8BNHowland Capital Management: $3.7BNFlagship Harbor Advisors: $3.4BNSantander Securities: $3.1BNWinthrop Wealth: $3.1BNSVB Wealth: $3.1BNBirch Hill Investment Advisors: $2.9BNThe Patriot Financial Group: $2.6BNMoody, Lynn, Lieberson & Walker: $2.4BNWashington Trust Advisors: $2.4BNBaldwin Wealth Partners: $2.3BNFoster Dykema Cabot & Partners: $2.2BNSHP Wealth Management: $1.9BNTFC Financial Management: $1.8BNArmstrong Advisory Group: $1.7BNFiduciary Wealth Partners: $1.5BNBay Colony Advisors: $1.4BNWingate Wealth Advisors: $1.4BNClaro Advisors: $1.4BNMSA Financial: $1.4BNShepherd Financial Partners: $1.4BNClark Asset Management: $1.3BNArca Wealth: $1.3BNMontis Financial: $1.3BNCabot Wealth Management: $1.2BNMG Financial: $1.1BNStage Harbor Financial: $1.1BNZevin Asset Management: $1.0BNStablepoint Partners: $930MMWhite Lighthouse Investment Management: $919MM93 Financial Group: $900MMEagleclaw Capital Management: $896MMNew World Advisors: $885MMPinney & Scofield: $859MMPeddock Capital Advisors: $836MMAequitas Investment Advisors: $826MMCMH Wealth Management: $813MMNorthstar Asset Management: $806MMMcNamara Financial Services: $798MMSummit Wealth Group: $762MMFlagship Wealth Advisors: $749MMCenterpoint Advisors: $732MMCanby Financial Advisors: $729MMGreat Point Wealth Advisors: $726MMExcalibur Management: $712MMContravisory Investment Management: $702MMCompass Capital Corporation: $695MMMayport Wealth Management: $695MMNvest Financial: $688MMSandy Cove Advisors: $685MMMonument Group Wealth Advisors: $679MMBoston Research and Management: $676MMLittle House Capital: $675MMBeck Bode: $666MMAlta Wealth Advisors: $665MMBoston Standard Wealth Management: $648MMArjuna Capital: $642MMSingle Point Partners: $641MMTimber Creek Capital Management: $637MMKelly Financial Services: $624MMHoopoe Advisors: $610MMAffinity Investment Group: $595MMGuidance Point Advisors: $558MMO'Rourke & Company: $555MMMay Hill Capital: $549MMByrne Financial Freedom: $546MMGray Private Wealth: $541MMPeak Financial Management: $534MMArgonautica Private Wealth Management: $533MMPension & Wealth Management Advisors: $530MMMeasured Wealth Private Client Group: $528MMBostonpremier Wealth: $525MMEssential Planning: $524MMFlorek Financial: $511MMHarbor Advisory Corporation: $481MMArborstone Financial: $476MMWealth Effects: $472MMAlliance Private Wealth: $466MMFlagship Private Wealth: $447MMStonehearth Capital Management: $425MMGoodman Advisory Group: $415MMCornerstone Financial Planning: $401MMPerennial Advisors Group: $397MMDarrow Wealth Management: $392MMProctor Financial: $382MMRF&L Wealth Management: $381MMExchange Place Advisors: $380MMAuour Investments: $378MMCox Capital Management: $361MMU. S. Boston Capital Corporation: $360MMAbbot Financial Management: $359MMClarendon Private: $352MMThree Bearings Fiduciary Advisors: $351MMM3 Advisory Group: $342MMDiversified Financial Management: $339MMAssetgrade: $338MMBluedoor Private Wealth: $337MMCottage Street Advisors: $334MMGood Harbor Advisors: $334MMFairfield Financial Advisors: $333MMEssex Private Wealth Management: $331MMPurefi Wealth: $326MMMarathon Financial Group: $308MMCommons Capital: $307MMMardin Capital Group: $306MMFiner Wealth Management: $306MMUnconventional Investor: $303MMFox Hill Wealth Management: $290MMMeridian Financial Advisors: $284MMTSW Wealth Management: $279MMNorthstar Financial Planning: $276MMSouth Shore Capital Advisors: $273MMWoodside Wealth Management: $267MMRichardson Financial Services: $256MMLiberty Forge: $251MMThe Clifford Group: $248MMAtwater Wealth Management: $248MMBlueline Advisors: $247MMNefpg: $246MM1620 Investment Advisors: $242MMMindoro Capital Partners: $226MMWincap Financial: $223MMStrategic Planning Group: $219MMPolaris Investment Advisors: $217MMLedgewood Wealth Advisors: $217MMEtre: $217MMApex Investment Group: $211MMTraub Capital Management: $211MMFlying Point Financial: $207MMForness Financial: $203MMWernau Asset Management: $203MMKeenan Financial: $202MMKraematon Investment Advisors: $202MMGenesis Wealth Advisors: $200MMWH Cornerstone Investments: $200MMSechrest Financial Services: $199MMSafir Wealth Advisors: $198MMDavis Wealth Advisors: $197MMConcordia Wealth Management: $197MM3D Advisor Group: $194MMInnovative Advisory Group: $194MMKastel Capital Advisors: $193MMBalanced Rock Investment Advisors: $193MMCape Ann Capital: $193MMPark State Asset Management: $192MMRothwell Investment Advisors: $188MMColman Knight Advisory Group: $188MMFinarc Investments: $188MMHarbor Asset Planning: $187MMSecure Planning: $187MMLarson Financial Planning: $186MMHigh Pines Wealth Management: $184MMFMA Wealth Management: $174MMLevatus: $174MMGoverman Financial Solutions: $172MMTitanium Advisors: $170MMCornerstone Financial Management: $167MMAFG Fiduciary Services: $166MMNew England Schooner: $165MMWolfstich Capital: $162MMRadius Wealth Management: $159MMBluebird Wealth Management: $154MMSustainable Investment Solutions: $153MMVincent Wealth Advisors: $153MMCote Financial Management: $151MMProficient Wealth Counselors: $147MMThe Sher Wealth Management Group: $146MMThe Practical Planner: $145MMLTG Capital: $142MMSteele Street Capital: $140MMFinancial Management Associates: $136MMIntegrity Financial Advisors: $135MMMiddle Street Capital: $132MMCatalyst Investment Management: $130MMBreakwater Financial: $128MMMoore Financial Advisors: $127MMAshwood Advisors: $127MMTwin Gryphon Advisors: $127MMTQM Wealth Partners: $124MMCondon Wealth Management: $122MMRheeco: $119MMGreenport Capital Advisors: $119MMSouth Shore Investment Services: $118MMBeyond Your Hammock: $115MMBroadwealth: $114MMSignal Ridge Capital Partners: $114MMGassman Financial: $113MMLevenson Wealth: $111MMCharles River Wealth Management: $110MMRenaissance Wealth Advisors: $110MMTriple Summit Advisors: $108MM603 Financial Advisors: $107MMSaltbox Financial: $105MMButterworth Financial: $103MMNeedham Advisory Corporation: $102MMSequentis Capital: $102MMTax & Investment Advisors: $102MMCommonwealth Financial Network $212.7BNIntegrated Wealth Concepts $23.6BNRWA Wealth Partners $19.8BNMedian $351MMAssets of each of the 209 firms counted, log scaleEach dot is one adviser and links to its row. Commonwealth Financial Network $212.7BN; Integrated Wealth Concepts $23.6BN; RWA Wealth Partners $19.8BN; median $351MM.$1BN$100BNCommonwealth Financial Network $212.7BNMedian $351MM

One dot per firm counted; 2 firms with a main office outside Boston, a second row for the same adviser or only fund assets left out. Read .

The 209 firms, by size
Under $500MM1236%$28.0BN
$500MM to $1BN467%$31.5BN
$1BN to $5BN3116%$70.0BN
$5BN to $10BN47%$30.7BN
$10BN to $25BN415%$66.3BN
$25BN and over148%$212.7BN

Assets each reported in its latest filing; shares are of the $439.2BN combined, one row per firm. Read .

48%

of the assets reported sits with one firm, Commonwealth Financial Network. The five largest hold 64%; 169 of 209 report under $1 billion.

48%Largest15%Next 436%Other 204
Who the 211 are
  1. Wealth managers205
  2. Wealth managers with a broker-dealer6

Kind of each, from its Form ADV (Items 5.G and 6.A), October 2026.

Whose money it isShare of the 209 advisers' assets by type of client
  1. High net worth65%
  2. Other individuals28%
  3. Businesses2%
  4. Charities2%
  5. Pension plans1%
  6. Government1%

Client types each adviser reports with its assets, latest filing; sums of filed figures.

Leaders beyond the ranking

Figures the main ranking does not compare: the most individual clients, the most high net worth clients, most private funds.

The most individual clientsIndividuals each firm advises, high net worth and other, on its latest Form ADV (Item 5.D).
RankNameFigure
1Commonwealth Financial Network355,973Sep 2026
2Integrated Wealth Concepts29,187Aug 2026
3Santander Securities10,832Sep 2026
4Flagship Harbor Advisors7,280May 2026
5RWA Wealth Partners5,951May 2026
6Moors & Cabot4,921Sep 2026
7Loring, Wolcott & Coolidge Fiduciary Advisors3,214Jul 2026
8Bay Colony Advisors2,650Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

The most high net worth clientsHigh net worth individuals each firm advises, on its latest Form ADV (Item 5.D).
RankNameFigure
1Commonwealth Financial Network41,874Sep 2026
2Integrated Wealth Concepts10,429Aug 2026
3RWA Wealth Partners3,545May 2026
4Loring, Wolcott & Coolidge Fiduciary Advisors3,214Jul 2026
5Flagship Harbor Advisors2,556May 2026
6Moors & Cabot1,889Sep 2026
7Crestwood Advisors870Jun 2026
8Bay Colony Advisors864Mar 2026

Counts of clients as filed; a client is an account holder the adviser counts, not a household.

Most private fundsPrivate funds each firm advises, on its latest Form ADV (Schedule D).
RankNameFigure
1MG Financial21Mar 2026
2Foster Dykema Cabot & Partners8Mar 2026
3Arjuna Capital7Mar 2026
4Fiduciary Trust International7Dec 2025
5Howland Capital Management6Mar 2026
6Choate Investment Advisors3Mar 2026
7Contravisory Investment Management2May 2026
8Welch & Forbes2May 2026

The list is public. The warm path is not. Schedule a conversation

All 211 wealth management firms

A to Z, with each firm's regulatory assets, its clients, the share of its assets held for individuals and its private funds, each with a pin to its Form ADV.

Showing all 211 firms

Kind
Where
Size
Order
Wealth Management Firms (RIAs) in Boston 211 firms, A to Z
OfficeAssetsBarClientsIndividualsPrivate funds
1620 Investment Advisors
Wealth manager, Plymouth, MA.
Detail and sources for 1620 Investment Advisors

Form ADV of 1620 Investment Advisors, Inc. (CRD 119262), SEC registered adviser, filed , main office Plymouth, MA: regulatory assets $242MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of 1620 Investment Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 239 individuals, 47 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$242MMJun 202624298%
3D Advisor Group
Wealth manager, Hopkinton, MA.
Detail and sources for 3D Advisor Group

Form ADV of 3D Advisor Group, Inc. (CRD 342109), SEC registered adviser, filed : regulatory assets $194MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 102 individuals, 41 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$194MMSep 202610299%
603 Financial Advisors
Wealth manager, Newfields, NH.
Detail and sources for 603 Financial Advisors

Form ADV of 603 Financial Advisors, LLC (CRD 324422), SEC registered adviser, filed : regulatory assets $107MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 160 individuals, 31 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$107MMJun 202616099%
93 Financial Group
Wealth manager, Woburn, MA.
Detail and sources for 93 Financial Group

Form ADV of 93 Financial Group, LLC (CRD 144235), SEC registered adviser, filed , main office Woburn, MA: regulatory assets $900MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 1,175 individuals, 302 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$900MMMar 20261,175100%
Abbot Financial Management
Wealth manager, Andover, MA.
Detail and sources for Abbot Financial Management

Form ADV of Abbot Financial Management, Inc. (CRD 111040), SEC registered adviser, filed , main office Andover, MA: regulatory assets $359MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Abbot Financial Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 213 individuals, 94 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$359MMSep 202621397%
Aequitas Investment Advisors
Wealth manager, Hingham, MA.
Detail and sources for Aequitas Investment Advisors

Form ADV of Aequitas Investment Advisors, LLC (CRD 127625), SEC registered adviser, filed , main office Hingham, MA: regulatory assets $826MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 180 individuals, 147 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$826MMMar 202618986%
Affinity Investment Group
Wealth manager, Exeter, NH.
Detail and sources for Affinity Investment Group

Form ADV of Affinity Investment Group, LLC (CRD 117191), SEC registered adviser, filed , main office Exeter, NH: regulatory assets $595MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 461 individuals, 239 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$595MMSep 202647194%
AFG Fiduciary Services
Wealth manager, Hingham, MA.
Detail and sources for AFG Fiduciary Services

Form ADV of AFG Fiduciary Services Limited Partnership (CRD 309943), SEC registered adviser, filed , main office Hingham, MA: regulatory assets $166MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of AFG Fiduciary Services Limited Partnership, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 159 individuals, 113 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$166MMMar 202615998%
Alliance Private Wealth
Wealth manager, North Reading, MA.
Detail and sources for Alliance Private Wealth

Form ADV of Alliance Private Wealth, LLC (CRD 316612), SEC registered adviser, filed , main office North Reading, MA: regulatory assets $466MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Alliance Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, publications and other services. Clients (Item 5.D): 167 individuals, 100 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$466MMMar 2026167100%
Alta Wealth Advisors
Wealth manager, Woburn, MA.
Detail and sources for Alta Wealth Advisors

Form ADV of Alta Wealth Advisors LLC (CRD 293675), SEC registered adviser, filed , main office Woburn, MA: regulatory assets $665MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 772 individuals, 233 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$665MMJun 202677998%
Apex Investment Group
Wealth manager, Hudson, MA.
Detail and sources for Apex Investment Group

Form ADV of Apex Investment Group, LLC (CRD 333593), SEC registered adviser, filed , main office Hudson, MA: regulatory assets $211MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 519 individuals, 56 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$211MMJun 202652696%
Arborstone Financial
Wealth manager, Andover, MA.
Detail and sources for Arborstone Financial

Form ADV of Arborstone Financial, LLC (CRD 338225), SEC registered adviser, filed , main office Andover, MA: regulatory assets $476MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,129 individuals, 153 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$476MMMay 20261,129100%
Arca Wealth
Wealth manager, Portsmouth, NH.
Detail and sources for Arca Wealth

Form ADV of Arca Wealth, LLC (CRD 174765), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $1.3BN; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 1,108 individuals, 437 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$1.3BNSep 20261,12189%
Argonautica Private Wealth Management
Wealth manager, Wellesley, MA.
Detail and sources for Argonautica Private Wealth Management

Form ADV of Argonautica Private Wealth Management, Inc. (CRD 316736), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $533MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Argonautica Private Wealth Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 109 individuals, 58 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$533MMApr 202612182%
Arjuna Capital
Wealth manager, Manchester, MA.
Detail and sources for Arjuna Capital

Form ADV of Arjuna Capital, LLC (CRD 283713), SEC registered adviser, filed , main office Manchester, MA: regulatory assets $642MM; 7 private funds, $118MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Arjuna Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 149 individuals, 98 of them high net worth; individuals hold 75% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$642MMMar 202617475%7
Armstrong Advisory Group
Wealth manager, Needham, MA.
Detail and sources for Armstrong Advisory Group

Form ADV of Armstrong Advisory Group Inc. (CRD 318662), SEC registered adviser, filed , main office Needham, MA: regulatory assets $1.7BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 1,489 individuals, 741 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$1.7BNJul 20261,494100%
Ashwood Advisors
Wealth manager, Medfield, MA.
Detail and sources for Ashwood Advisors

Form ADV of Ashwood Advisors, LLC (CRD 128811), SEC registered adviser, filed , main office Medfield, MA: regulatory assets $127MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 110 individuals, 20 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMJun 2026110100%
Assetgrade
Wealth manager, Boston, MA.
Detail and sources for Assetgrade

Form ADV of Assetgrade, LLC (CRD 168779), SEC registered adviser, filed , main office Boston, MA: regulatory assets $338MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 165 individuals, 93 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$338MMJul 202617198%
Atwater Wealth Management
Wealth manager, Boston, MA.
Detail and sources for Atwater Wealth Management

Form ADV of Atwater Wealth Management, Inc. (CRD 172749), SEC registered adviser, filed , main office Boston, MA: regulatory assets $248MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 98 individuals, 62 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$248MMSep 202698100%
Auour Investments
Wealth manager, Woburn, MA.
Detail and sources for Auour Investments

Form ADV of Auour Investments LLC (CRD 173392), SEC registered adviser, filed , main office Woburn, MA: regulatory assets $378MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 363 individuals, 67 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$378MMMar 202637595%
Balanced Rock Investment Advisors
Wealth manager, Roslindale, MA.
Detail and sources for Balanced Rock Investment Advisors

Form ADV of Balanced Rock Investment Advisors LLC (CRD 157424), SEC registered adviser, filed , main office Roslindale, MA: regulatory assets $193MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 210 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$193MMMay 2026210100%
Baldwin Wealth Partners
Wealth manager, Marion, MA.
Detail and sources for Baldwin Wealth Partners

Form ADV of Baldwin Wealth Partners, LLC (CRD 105343), SEC registered adviser, filed , main office Marion, MA: regulatory assets $2.3BN; 1 private fund, $12MM gross; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Baldwin Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 738 individuals, 366 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.3BNSep 202680991%1
Bay Colony Advisors
Wealth manager, Concord, MA.
Detail and sources for Bay Colony Advisors

Form ADV of Bay Colony Advisory Group, Inc. (CRD 152583), SEC registered adviser, filed , main office Concord, MA: regulatory assets $1.4BN; 36 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 2,650 individuals, 864 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNMar 20262,66897%
Beaumont Financial Partners
Wealth manager, Needham, MA.
Detail and sources for Beaumont Financial Partners

Form ADV of Beaumont Financial Advisors, LLC (CRD 322925), SEC registered adviser, filed , main office Needham, MA: regulatory assets $3.8BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Beaumont Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,898 individuals, 345 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.8BNMar 20261,91076%
Beck Bode
Wealth manager, Dedham, MA.
Detail and sources for Beck Bode

Form ADV of Beck Bode LLC (CRD 282611), SEC registered adviser, filed , main office Dedham, MA: regulatory assets $666MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, educational seminars and other services. Clients (Item 5.D): 968 individuals, 174 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$666MMSep 202697998%
Beyond Your Hammock
Wealth manager, Boston, MA.
Detail and sources for Beyond Your Hammock

Form ADV of Beyond Your Hammock LLC (CRD 168738), SEC registered adviser, filed , main office Boston, MA: regulatory assets $115MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 161 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$115MMJun 2026161100%
Birch Hill Investment Advisors
Wealth manager, Boston, MA.
Detail and sources for Birch Hill Investment Advisors

Form ADV of Birch Hill Investment Advisors LLC (CRD 143750), SEC registered adviser, filed , main office Boston, MA: regulatory assets $2.9BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Birch Hill Investment Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 182 individuals, 169 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.9BNFeb 202619591%
Bluebird Wealth Management
Wealth manager, Medfield, MA.
Detail and sources for Bluebird Wealth Management

Form ADV of Bluebird Wealth Management LLC (CRD 293420), SEC registered adviser, filed , main office Medfield, MA: regulatory assets $154MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 112 individuals, 52 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$154MMSep 202611292%
Bluedoor Private Wealth
Wealth manager, Beverly, MA.
Detail and sources for Bluedoor Private Wealth

Form ADV of Bluedoor Private Wealth, LLC (CRD 301907), SEC registered adviser, filed , main office Beverly, MA: regulatory assets $337MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Bluedoor Private Wealth, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 135 individuals, 68 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$337MMJun 202613799%
Blueline Advisors
Wealth manager, Exeter, NH.
Detail and sources for Blueline Advisors

Form ADV of Blueline Advisors LLC (CRD 164642), SEC registered adviser, filed , main office Exeter, NH: regulatory assets $247MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 148 individuals, 52 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV.

$247MMMar 202614876%
Boston Research and Management
Wealth manager, Manchester, MA.
Detail and sources for Boston Research and Management

Form ADV of Boston Research and Management, Inc. (CRD 107643), SEC registered adviser, filed , main office Manchester, MA: regulatory assets $676MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 124 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$676MMMar 2026124100%
Boston Standard Wealth Management
Wealth manager, Winchester, MA.
Detail and sources for Boston Standard Wealth Management

Form ADV of Boston Standard Wealth Management, LLC (CRD 156452), SEC registered adviser, filed , main office Winchester, MA: regulatory assets $648MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 393 individuals, 177 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$648MMAug 2026393100%
Bostonpremier Wealth
Wealth manager, Hingham, MA.
Detail and sources for Bostonpremier Wealth

Form ADV of Bostonpremier Wealth, LLC (CRD 282268), SEC registered adviser, filed , main office Hingham, MA: regulatory assets $525MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 749 individuals, 147 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$525MMApr 202675499%
Breakwater Financial
Wealth manager, Needham, MA.
Detail and sources for Breakwater Financial

Form ADV of Breakwater Financial, LLC (CRD 282401), SEC registered adviser, filed , main office Needham, MA: regulatory assets $128MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 62 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$128MMJul 202662100%
Broadwealth
Wealth manager, Winchester, MA.
Detail and sources for Broadwealth

Form ADV of Broadwealth LLC (CRD 304356), SEC registered adviser, filed : regulatory assets $114MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and educational seminars. Clients (Item 5.D): 18 individuals, 10 of them high net worth; individuals hold 98% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$114MMMar 20261898%
Butterworth Financial
Wealth manager, Danvers, MA.
Detail and sources for Butterworth Financial

Form ADV of Butterworth Financial LLC (CRD 325026), SEC registered adviser, filed , main office Danvers, MA: regulatory assets $103MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 138 individuals, 39 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$103MMJan 202614095%
Byrne Financial Freedom
Wealth manager, Franklin, MA.
Detail and sources for Byrne Financial Freedom

Form ADV of Byrne Financial Freedom, LLC (CRD 167893), SEC registered adviser, filed , main office Franklin, MA: regulatory assets $546MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Byrne Financial Freedom, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 956 individuals, 378 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$546MMJun 202696798%
Cabot Wealth Management
Wealth manager, Beverly, MA.
Detail and sources for Cabot Wealth Management

Form ADV of Cabot Wealth Management (CRD 107327), SEC registered adviser, filed , main office Beverly, MA: regulatory assets $1.2BN; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 636 individuals, 636 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$1.2BNJun 202665098%
Canby Financial Advisors
Wealth manager, Framingham, MA.
Detail and sources for Canby Financial Advisors

Form ADV of Canby Financial Advisors, LLC (CRD 338797), SEC registered adviser, filed , main office Framingham, MA: regulatory assets $729MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 374 individuals, 184 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$729MMSep 202638285%
Cape Ann Capital
Wealth manager, Concord, MA.
Detail and sources for Cape Ann Capital

Form ADV of Cape Ann Capital, Inc. (CRD 128942), SEC registered adviser, filed , main office Concord, MA: regulatory assets $193MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 240 individuals, 42 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$193MMMar 202624693%
Catalyst Investment Management
Wealth manager, Windham, NH.
Detail and sources for Catalyst Investment Management

Form ADV of Catalyst Investment Management LLC (CRD 298122), SEC registered adviser, filed : regulatory assets $130MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 60 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$130MMMay 202660100%
Centerpoint Advisors
Wealth manager, Needham, MA.
Detail and sources for Centerpoint Advisors

Form ADV of Centerpoint Advisors, LLC (CRD 156698), SEC registered adviser, filed , main office Needham, MA: regulatory assets $732MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 498 individuals, 201 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$732MMMar 2026502100%
Charles River Wealth Management
Wealth manager, Burlington, MA.
Detail and sources for Charles River Wealth Management

Form ADV of Charles River Wealth Management, LLC (CRD 288017), SEC registered adviser, filed , main office Burlington, MA: regulatory assets $110MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 103 individuals, 51 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$110MMApr 202610399%
Choate Investment Advisors
Wealth manager, Boston, MA.
Detail and sources for Choate Investment Advisors

Form ADV of Choate Investment Advisors LLC (CRD 106109), SEC registered adviser, filed , main office Boston, MA: regulatory assets $10.0BN; 3 private funds, $88MM gross; 34 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 614 individuals, 519 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$10.0BNMar 202665394%3
Clarendon Private
Wealth manager, Boston, MA.
Detail and sources for Clarendon Private

Form ADV of Clarendon Private LLC (CRD 316616), SEC registered adviser, filed , main office Boston, MA: regulatory assets $352MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 46 individuals, 39 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$352MMJul 20266754%
Clark Asset Management
Wealth manager, Stratham, NH.
Detail and sources for Clark Asset Management

Form ADV of Clark Asset Management, LLC (CRD 284480), SEC registered adviser, filed : regulatory assets $1.3BN; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 275 individuals, 267 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$1.3BNOct 2026275100%
Claro Advisors
Wealth manager, Boston, MA.
Detail and sources for Claro Advisors

Form ADV of Claro Advisors Inc. (CRD 160294), SEC registered adviser, filed , main office Boston, MA: regulatory assets $1.4BN; 1 private fund, $3.7MM gross; 37 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Claro Advisors Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,092 individuals, 362 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNJul 20261,12386%1
The Clifford Group
Wealth manager, Wayland, MA.
Detail and sources for The Clifford Group

Form ADV of The Clifford Group LLC (CRD 318897), SEC registered adviser, filed , main office Wayland, MA: regulatory assets $248MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 261 individuals, 61 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$248MMSep 2026261100%
CMH Wealth Management
Wealth manager, Portsmouth, NH.
Detail and sources for CMH Wealth Management

Form ADV of CMH Wealth Management, LLC (CRD 150138), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $813MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of CMH Wealth Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 309 individuals, 193 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$813MMMay 202632696%
Colman Knight Advisory Group
Wealth manager, Acton, MA.
Detail and sources for Colman Knight Advisory Group

Form ADV of Colman Knight Advisory Group, LLC (CRD 119696), SEC registered adviser, filed , main office Acton, MA: regulatory assets $188MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 122 individuals, 51 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$188MMJun 202612798%
Commons Capital
Wealth manager, Needham, MA.
Detail and sources for Commons Capital

Form ADV of Commons Capital, LLC (CRD 165738), SEC registered adviser, filed , main office Needham, MA: regulatory assets $307MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 226 individuals, 160 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$307MMAug 2026226100%
Commonwealth Financial Network
Wealth manager with a broker-dealer, Waltham, MA.
Detail and sources for Commonwealth Financial Network

Form ADV of Commonwealth Equity Services, LLC (CRD 8032), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $212.7BN; 4,200 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Commonwealth Equity Services, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 355,973 individuals, 41,874 of them high net worth; individuals hold 95% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$212.7BNSep 2026360,48895%
Compass Capital Corporation
Wealth manager, Braintree, MA.
Detail and sources for Compass Capital Corporation

Form ADV of Compass Capital Corporation (CRD 112323), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $695MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,314 individuals, 143 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$695MMSep 20261,31898%
Concordia Wealth Management
Wealth manager, Concord, MA.
Detail and sources for Concordia Wealth Management

Form ADV of Concordia Wealth Management, LLC (CRD 164278), SEC registered adviser, filed , main office Concord, MA: regulatory assets $197MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 47 individuals, 40 of them high net worth; individuals hold 79% of its regulatory assets.

Files: SEC Form ADV.

$197MMMar 20265379%
Condon Wealth Management
Wealth manager, Plymouth, MA.
Detail and sources for Condon Wealth Management

Form ADV of Condon Wealth Management, Inc. (CRD 128409), SEC registered adviser, filed , main office Plymouth, MA: regulatory assets $122MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 228 individuals, 73 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$122MMJul 202622899%
Contravisory Investment Management
Wealth manager, Norwell, MA.
Detail and sources for Contravisory Investment Management

Form ADV of Contravisory Investment Management, Inc. (CRD 109767), SEC registered adviser, filed , main office Norwell, MA: regulatory assets $702MM; 2 private funds, $90MM gross; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Contravisory Investment Management, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and security ratings. Clients (Item 5.D): 227 individuals, 88 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$702MMMay 202624272%2
Cornerstone Financial Management
Wealth manager, Burlington, MA.
Detail and sources for Cornerstone Financial Management

Form ADV of Cornerstone Financial Management LLC (CRD 140967), SEC registered adviser, filed , main office Burlington, MA: regulatory assets $167MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Cornerstone Financial Management, LLC (CRD 125494), registered adviser, filed , Atlanta, GA.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and educational seminars. Clients (Item 5.D): 101 individuals, 49 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$167MMMar 202610899%
Cornerstone Financial Planning
Wealth manager, Portsmouth, NH.
Detail and sources for Cornerstone Financial Planning

Form ADV of Cornerstone Financial Planning, LLC (CRD 129656), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $401MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 247 individuals, 167 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$401MMSep 2026247100%
Cote Financial Management
Wealth manager, Wenham, MA.
Detail and sources for Cote Financial Management

Form ADV of Cote Financial Management, LLC (CRD 153088), SEC registered adviser, filed : regulatory assets $151MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 132 individuals, 28 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$151MMMar 202613499%
Cottage Street Advisors
Wealth manager, Marion, MA.
Detail and sources for Cottage Street Advisors

Form ADV of Cottage Street Advisors, LLC (CRD 173487), SEC registered adviser, filed , main office Marion, MA: regulatory assets $334MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminars and other services. Clients (Item 5.D): 135 individuals, 51 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$334MMMar 202613599%
Cox Capital Management
Wealth manager, Andover, MA.
Detail and sources for Cox Capital Management

Form ADV of Cox Capital Management LLC (CRD 117593), SEC registered adviser, filed , main office Andover, MA: regulatory assets $361MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Cox Gestao de Recursos Ltda. (CRD 154897), registered adviser, filed , São Paulo.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 201 individuals, 93 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$361MMSep 202621693%
Crestwood Advisors
Wealth manager, Boston, MA.
Detail and sources for Crestwood Advisors

Form ADV of Crestwood Advisors Group, LLC (CRD 286243), SEC registered adviser, filed , main office Boston, MA: regulatory assets $8.0BN; 64 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 1,106 individuals, 870 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$8.0BNJun 20261,12896%
Darrow Wealth Management
Wealth manager, Needham, MA.
Detail and sources for Darrow Wealth Management

Form ADV of The Darrow Company, Inc. (CRD 105679), SEC registered adviser, filed , main office Needham, MA: regulatory assets $392MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 122 individuals, 83 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$392MMJul 2026122100%
Davis Wealth Advisors
Wealth manager, Salem, NH.
Detail and sources for Davis Wealth Advisors

Form ADV of Davis Wealth Advisors LLC (CRD 287736), SEC registered adviser, filed , main office Salem, NH: regulatory assets $197MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars and other services. Clients (Item 5.D): 87 individuals, 72 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$197MMJul 20269295%
Diversified Financial Management
Wealth manager, Norwell, MA.
Detail and sources for Diversified Financial Management

Form ADV of Diversified Financial Management Associates, Inc. (CRD 171813), SEC registered adviser, filed , main office Norwell, MA: regulatory assets $339MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 139 individuals, 65 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$339MMMar 202614496%
Eagleclaw Capital Management
Wealth manager, Boston, MA.
Detail and sources for Eagleclaw Capital Management

Form ADV of Eagleclaw Capital Management LLC (CRD 134045), SEC registered adviser, filed , main office Boston, MA: regulatory assets $896MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 312 individuals, 258 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$896MMSep 202632193%
Essential Planning
Wealth manager, Portsmouth, NH.
Detail and sources for Essential Planning

Form ADV of Essential Planning, LLC (CRD 106651), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $524MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Essential Planning, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 573 individuals, 163 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$524MMMar 2026573100%
Essex Private Wealth Management
Wealth manager, Topsfield, MA.
Detail and sources for Essex Private Wealth Management

Form ADV of Essex Private Wealth Management LLC (CRD 149991), SEC registered adviser, filed , main office Topsfield, MA: regulatory assets $331MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Essex Private Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 216 individuals, 96 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2024).

$331MMJun 2026216100%
Etre
Wealth manager, Cambridge, MA.
Detail and sources for Etre

Form ADV of Etre LLC (CRD 121355), SEC registered adviser, filed , main office Cambridge, MA: regulatory assets $217MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 60 individuals, 60 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$217MMMar 202660100%
Excalibur Management
Wealth manager, Waltham, MA.
Detail and sources for Excalibur Management

Form ADV of Excalibur Management Corp (CRD 110836), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $712MM; 12 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Excalibur Management Corp, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 307 individuals, 131 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$712MMSep 202630793%
Exchange Place Advisors
Wealth manager, Sudbury, MA.
Detail and sources for Exchange Place Advisors

Form ADV of Exchange Place Advisors, LLC (CRD 125240), SEC registered adviser, filed , main office Sudbury, MA: regulatory assets $380MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 248 individuals, 92 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$380MMMar 2026248100%
F L Putnam Investment Management Co.
Wealth manager, Lynnfield, MA. Main office Lynnfield, MA; not in the totals.
Detail and sources for F L Putnam Investment Management Co.

Form ADV of F L Putnam Investment Management Co. (CRD 106223), SEC registered adviser, filed , main office Lynnfield, MA: regulatory assets $9.7BN; 160 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Lynnfield, MA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 2,823 individuals, 1,488 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV.

$9.7BNAug 20263,05478%
Fairfield Financial Advisors
Wealth manager, Wellesley, MA.
Detail and sources for Fairfield Financial Advisors

Form ADV of Fairfield Financial Advisors Ltd (CRD 106408), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $333MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 138 individuals, 70 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$333MMMar 202614792%
Fiduciary Trust International
Wealth manager, Lincoln, MA.
Detail and sources for Fiduciary Trust International

Form ADV of Fiduciary Trust International, LLC (CRD 124062), SEC registered adviser, filed , main office Lincoln, MA: regulatory assets $7.7BN; 7 private funds, $696MM gross; 50 employees.

Tied to this row by the CRD the list cites from the filing.

Files a 13F notice (quarter ended , filed ): its holdings are reported on another manager's 13F.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 62 individuals, 62 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$7.7BNDec 20257678%7
Fiduciary Wealth Partners
Wealth manager, Newton Lower Falls, MA.
Detail and sources for Fiduciary Wealth Partners

Form ADV of Fiduciary Wealth Partners, LLC (CRD 160696), SEC registered adviser, filed , main office Newton Lower Falls, MA: regulatory assets $1.5BN; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 109 individuals, 109 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$1.5BNOct 202611685%
Financial Management Associates
Wealth manager, Windham, NH.
Detail and sources for Financial Management Associates

Form ADV of Financial Management Associates, LLC (CRD 327502), SEC registered adviser, filed , main office Windham, NH: regulatory assets $136MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 343 individuals, 141 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$136MMSep 202634397%
Finarc Investments
Wealth manager, Norwood, MA.
Detail and sources for Finarc Investments

Form ADV of Finarc Investments, Inc. (CRD 166571), SEC registered adviser, filed , main office Norwood, MA: regulatory assets $188MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 93 individuals, 52 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$188MMMar 202693100%
Finer Wealth Management
Wealth manager, Salem, MA.
Detail and sources for Finer Wealth Management

Form ADV of Finer Wealth Management, Inc. (CRD 129987), SEC registered adviser, filed , main office Salem, MA: regulatory assets $306MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 213 individuals, 78 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$306MMJul 202627796%
Flagship Harbor Advisors
Wealth manager, Boston, MA.
Detail and sources for Flagship Harbor Advisors

Form ADV of Flagship Harbor Advisors, LLC (CRD 155733), SEC registered adviser, filed , main office Boston, MA: regulatory assets $3.4BN; 61 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Flagship Harbor Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 7,280 individuals, 2,556 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.4BNMay 20267,37399%
Flagship Private Wealth
Wealth manager, Woburn, MA.
Detail and sources for Flagship Private Wealth

Form ADV of Flagship Private Wealth, LLC (CRD 175277), SEC registered adviser, filed , main office Woburn, MA: regulatory assets $447MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 597 individuals, 269 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$447MMAug 202660197%
Flagship Wealth Advisors
Wealth manager, Wakefield, MA.
Detail and sources for Flagship Wealth Advisors

Form ADV of Flagship Wealth Advisors, Llc. (CRD 131962), SEC registered adviser, filed , main office Wakefield, MA: regulatory assets $749MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 478 individuals, 217 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$749MMApr 202648299%
Florek Financial
Wealth manager, Duxbury, MA.
Detail and sources for Florek Financial

Form ADV of Florek Financial, LLC (CRD 152235), SEC registered adviser, filed , main office Duxbury, MA: regulatory assets $511MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 94 individuals, 80 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$511MMFeb 20269699%
Flying Point Financial
Wealth manager, North Andover, MA.
Detail and sources for Flying Point Financial

Form ADV of Flying Point Financial, Inc. (CRD 107915), SEC registered adviser, filed , main office North Andover, MA: regulatory assets $207MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 191 individuals, 79 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$207MMSep 202619198%
FMA Wealth Management
Wealth manager, Duxbury, MA.
Detail and sources for FMA Wealth Management

Form ADV of FMA Wealth Management, LLC (CRD 313049), SEC registered adviser, filed , main office Duxbury, MA: regulatory assets $174MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 144 individuals, 52 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$174MMFeb 202614498%
Forness Financial
Wealth manager, Needham, MA.
Detail and sources for Forness Financial

Form ADV of Forness Financial LLC (CRD 172473), SEC registered adviser, filed , main office Needham, MA: regulatory assets $203MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 227 individuals, 77 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$203MMFeb 2026227100%
Foster Dykema Cabot & Partners
Wealth manager, Waltham, MA.
Detail and sources for Foster Dykema Cabot & Partners

Form ADV of Foster Dykema Cabot & Partners, LLC (CRD 300282), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $2.2BN; 8 private funds, $111MM gross; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Foster Dykema Cabot & Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, portfolio management for businesses and institutions, selection of other advisers and other services. Clients (Item 5.D): 796 individuals, 718 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.2BNMar 202685185%8
Fox Hill Wealth Management
Wealth manager, Dedham, MA.
Detail and sources for Fox Hill Wealth Management

Form ADV of Fox Hill Wealth Management (CRD 321881), SEC registered adviser, filed , main office Dedham, MA: regulatory assets $290MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 405 individuals, 79 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$290MMMar 202641099%
Gassman Financial
Wealth manager, Salem, NH.
Detail and sources for Gassman Financial

Form ADV of Gassman Financial LLC (CRD 317204), SEC registered adviser, filed , main office Salem, NH: regulatory assets $113MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 307 individuals, 37 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$113MMJul 2026307100%
Genesis Wealth Advisors
Wealth manager, Braintree, MA.
Detail and sources for Genesis Wealth Advisors

Form ADV of Genesis Wealth Advisors, LLC (CRD 158388), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $200MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Genesis Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 231 individuals, 57 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$200MMFeb 202623197%
Good Harbor Advisors
Wealth manager, Gloucester, MA.
Detail and sources for Good Harbor Advisors

Form ADV of Good Harbor Advisors, Inc. (CRD 143492), SEC registered adviser, filed , main office Gloucester, MA: regulatory assets $334MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 245 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$334MMJun 2026249100%
Goodman Advisory Group
Wealth manager, Needham, MA.
Detail and sources for Goodman Advisory Group

Form ADV of Goodman Advisory Group, LLC (CRD 285637), SEC registered adviser, filed , main office Needham, MA: regulatory assets $415MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and educational seminars. Clients (Item 5.D): 372 individuals, 212 of them high net worth; individuals hold 88% of its regulatory assets.

Files: SEC Form ADV.

$415MMMar 202638088%
Goverman Financial Solutions
Wealth manager, Dedham, MA.
Detail and sources for Goverman Financial Solutions

Form ADV of Goverman Financial Solutions, LLC (CRD 130397), SEC registered adviser, filed , main office Dedham, MA: regulatory assets $172MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 270 individuals, 80 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$172MMApr 2026270100%
Gray Private Wealth
Wealth manager, Canton, MA.
Detail and sources for Gray Private Wealth

Form ADV of Gray Private Wealth, LLC (CRD 128547), SEC registered adviser, filed , main office Canton, MA: regulatory assets $541MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 262 individuals, 152 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV.

$541MMJul 202629687%
Great Point Wealth Advisors
Wealth manager, Boston, MA.
Detail and sources for Great Point Wealth Advisors

Form ADV of Great Point Wealth Advisors, LLC (CRD 147082), SEC registered adviser, filed , main office Boston, MA: regulatory assets $726MM; 1 private fund, $3.2MM gross; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 452 individuals, 245 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$726MMMar 202646292%1
Greenport Capital Advisors
Wealth manager, Marlborough, MA.
Detail and sources for Greenport Capital Advisors

Form ADV of Greenport Capital Advisors, LLC (CRD 205511), SEC registered adviser, filed , main office Marlborough, MA: regulatory assets $119MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 68 individuals, 31 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$119MMJun 202668100%
Guidance Point Advisors
Wealth manager, Wellesley, MA.
Detail and sources for Guidance Point Advisors

Form ADV of Guidance Point Advisors, LLC (CRD 148768), SEC registered adviser, filed : regulatory assets $558MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers and publications. Clients (Item 5.D): 252 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$558MMFeb 2026255100%
Harbor Advisory Corporation
Wealth manager, Portsmouth, NH.
Detail and sources for Harbor Advisory Corporation

Form ADV of Harbor Advisory Corporation (CRD 105151), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $481MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Harbor Advisory Corporation, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 144 individuals, 99 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$481MMMay 202614499%
Harbor Asset Planning
Wealth manager, Belmont, MA.
Detail and sources for Harbor Asset Planning

Form ADV of Harbor Asset Planning, Inc. (CRD 144944), SEC registered adviser, filed : regulatory assets $187MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 99 individuals, 74 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$187MMJan 202699100%
High Pines Wealth Management
Wealth manager, Duxbury, MA.
Detail and sources for High Pines Wealth Management

Form ADV of High Pines Wealth Management LLC (CRD 285191), SEC registered adviser, filed , main office Duxbury, MA: regulatory assets $184MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of High Pines Wealth Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 163 individuals, 74 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F (last for 2023).

$184MMMar 202616395%
Hoopoe Advisors
Wealth manager, Boston, MA.
Detail and sources for Hoopoe Advisors

Form ADV of Strengthening Families & Communities, LLC (CRD 282573), SEC registered adviser, filed , main office Boston, MA: regulatory assets $610MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 585 individuals, 236 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$610MMJul 202662695%
Howland Capital Management
Wealth manager, Boston, MA.
Detail and sources for Howland Capital Management

Form ADV of Howland Capital Management LLC (CRD 104726), SEC registered adviser, filed , main office Boston, MA: regulatory assets $3.7BN; 6 private funds, $36MM gross; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Howland Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds, selection of other advisers, publications and educational seminars. Clients (Item 5.D): 1,270 individuals, 145 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.7BNMar 20261,31087%6
Innovative Advisory Group
Wealth manager, Lexington, MA.
Detail and sources for Innovative Advisory Group

Form ADV of Innovative Advisory Group, LLC (CRD 146618), SEC registered adviser, filed , main office Lexington, MA: regulatory assets $194MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 298 individuals, 28 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$194MMSep 202630099%
Integrated Wealth Concepts
Wealth manager, Waltham, MA.
Detail and sources for Integrated Wealth Concepts

Form ADV of Integrated Wealth Concepts LLC (CRD 284656), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $23.6BN; 493 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Integrated Wealth Concepts LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 29,187 individuals, 10,429 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$23.6BNAug 202629,84897%
Integrity Financial Advisors
Wealth manager, Woburn, MA.
Detail and sources for Integrity Financial Advisors

Form ADV of Integrity Financial Advisors, LLC (CRD 313369), SEC registered adviser, filed , main office Woburn, MA: regulatory assets $135MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 230 individuals, 22 of them high net worth; individuals hold 82% of its regulatory assets.

Files: SEC Form ADV.

$135MMJun 202624082%
Kastel Capital Advisors
Wealth manager, Wellesley, MA.
Detail and sources for Kastel Capital Advisors

Form ADV of Kastel Capital Advisors, LLC (CRD 226520), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $193MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 67 individuals, 54 of them high net worth; individuals hold 76% of its regulatory assets.

Files: SEC Form ADV.

$193MMJun 20266776%
Keenan Financial
Wealth manager, Boston, MA.
Detail and sources for Keenan Financial

Form ADV of Keenan, LLC (CRD 285673), SEC registered adviser, filed , main office Boston, MA: regulatory assets $202MM; 27 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 751 individuals, 43 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$202MMApr 2026751100%
Kelly Financial Services
Wealth manager, Braintree, MA.
Detail and sources for Kelly Financial Services

Form ADV of Kelly Financial Services LLC (CRD 291996), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $624MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 1,401 individuals, 205 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$624MMAug 20261,401100%
Kraematon Investment Advisors
Wealth manager, Braintree, MA.
Detail and sources for Kraematon Investment Advisors

Form ADV of Kraematon Investment Advisors, Inc. (CRD 126869), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $202MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Kraematon Investment Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 173 individuals, 83 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$202MMFeb 202617399%
Larson Financial Planning
Wealth manager, Winchester, MA.
Detail and sources for Larson Financial Planning

Form ADV of Larson Financial Planning Inc. (CRD 155671), SEC registered adviser, filed : regulatory assets $186MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 131 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$186MMMar 2026131100%
Ledgewood Wealth Advisors
Wealth manager, Exeter, NH.
Detail and sources for Ledgewood Wealth Advisors

Form ADV of Ledgewood Wealth Advisors, LLC (CRD 109049), SEC registered adviser, filed , main office Exeter, NH: regulatory assets $217MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 93 individuals, 50 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$217MMSep 20269898%
Levatus
Wealth manager, Boston, MA.
Detail and sources for Levatus

Form ADV of Levatus LLC (CRD 287811), SEC registered adviser, filed , main office Boston, MA: regulatory assets $174MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 46 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$174MMMay 202646100%
Levenson Wealth
Wealth manager, Newtonville, MA.
Detail and sources for Levenson Wealth

Form ADV of Levenson Wealth LLC (CRD 288726), SEC registered adviser, filed : regulatory assets $111MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 27 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$111MMMar 202627100%
Liberty Forge
Wealth manager, Boston, MA.
Detail and sources for Liberty Forge

Form ADV of Liberty Forge LLC (CRD 343208), SEC registered adviser, filed , main office Boston, MA: regulatory assets $251MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 198 individuals, 146 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$251MMAug 2026198100%
Little House Capital
Wealth manager, Braintree, MA.
Detail and sources for Little House Capital

Form ADV of Little House Capital, LLC (CRD 290070), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $675MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Little House Capital, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 200 individuals, 144 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$675MMMar 202625378%
Loring, Wolcott & Coolidge Fiduciary Advisors
Wealth manager, Boston, MA.
Detail and sources for Loring, Wolcott & Coolidge Fiduciary Advisors

Form ADV of Loring, Wolcott & Coolidge Fiduciary Advisors, LLP (CRD 107153), SEC registered adviser, filed , main office Boston, MA: regulatory assets $12.8BN; 109 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Loring, Wolcott & Coolidge Fiduciary Advisors, LLP, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 3,214 individuals, 3,214 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$12.8BNJul 20263,29095%
LTG Capital
Wealth manager, Framingham, MA.
Detail and sources for LTG Capital

Form ADV of LTG Capital LLC (CRD 128216), SEC registered adviser, filed , main office Framingham, MA: regulatory assets $142MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 91 individuals, 30 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$142MMSep 202692100%
M3 Advisory Group
Wealth manager, Dover, MA.
Detail and sources for M3 Advisory Group

Form ADV of M3 Advisory Group, LLC (CRD 156208), SEC registered adviser, filed : regulatory assets $342MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 341 individuals, 307 of them high net worth; individuals hold 89% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$342MMSep 202634189%
Marathon Financial Group
Wealth manager, Boston, MA.
Detail and sources for Marathon Financial Group

Form ADV of Marathon Wealth Advisors, LLC (CRD 338006), SEC registered adviser, filed , main office Boston, MA: regulatory assets $308MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 118 individuals, 86 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$308MMAug 2026118100%
Mardin Capital Group
Wealth manager, Rye, NH.
Detail and sources for Mardin Capital Group

Form ADV of MCG Advisors LLC (CRD 342252), SEC registered adviser, filed , main office Rye, NH: regulatory assets $306MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 238 individuals, 158 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$306MMAug 2026238100%
May Hill Capital
Wealth manager, Cohasset, MA.
Detail and sources for May Hill Capital

Form ADV of May Hill Capital, LLC (CRD 332076), SEC registered adviser, filed , main office Cohasset, MA: regulatory assets $549MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 113 individuals, 79 of them high net worth; individuals hold 85% of its regulatory assets.

Files: SEC Form ADV.

$549MMFeb 202611385%
Mayport Wealth Management
Wealth manager, Newton, MA.
Detail and sources for Mayport Wealth Management

Form ADV of Mayport, LLC (CRD 288215), SEC registered adviser, filed : regulatory assets $695MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Mayport, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 152 individuals, 112 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$695MMMar 202615299%
McNamara Financial Services
Wealth manager, Marshfield, MA.
Detail and sources for McNamara Financial Services

Form ADV of McNamara Financial Services, Inc. (CRD 154311), SEC registered adviser, filed , main office Marshfield, MA: regulatory assets $798MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of McNamara Financial Services, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 928 individuals, 298 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$798MMFeb 202693499%
Measured Wealth Private Client Group
Wealth manager, Rye, NH.
Detail and sources for Measured Wealth Private Client Group

Form ADV of Measured Wealth Private Client Group, LLC (CRD 170442), SEC registered adviser, filed , main office Rye, NH: regulatory assets $528MM; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Measured Wealth Private Client Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 633 individuals, 131 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$528MMSep 202663894%
Meridian Financial Advisors
Wealth manager, Holliston, MA.
Detail and sources for Meridian Financial Advisors

Form ADV of Meridian Financial Advisors, LLC (CRD 119679), SEC registered adviser, filed , main office Holliston, MA: regulatory assets $284MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Meridian Financial Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 177 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$284MMMay 2026177100%
MG Financial
Wealth manager, Braintree, MA.
Detail and sources for MG Financial

Form ADV of MG Financial LLC (CRD 107649), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $1.1BN; 21 private funds, $93MM gross; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, management of private funds and selection of other advisers. Clients (Item 5.D): 115 individuals, 86 of them high net worth; individuals hold 91% of its regulatory assets.

Files: SEC Form ADV.

$1.1BNMar 202613791%21
Middle Street Capital
Wealth manager, Newfields, NH.
Detail and sources for Middle Street Capital

Form ADV of Middle Street Capital, LLC (CRD 226513), SEC registered adviser, filed , main office Newfields, NH: regulatory assets $132MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 79 individuals, 41 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$132MMMay 20268099%
Mindoro Capital Partners
Wealth manager, Concord, MA.
Detail and sources for Mindoro Capital Partners

Form ADV of Mindoro Capital Partners LLC (CRD 328488), SEC registered adviser, filed : regulatory assets $226MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 11 individuals, 11 of them high net worth; individuals hold 66% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$226MMMar 20261166%
Montis Financial
Wealth manager, Waltham, MA.
Detail and sources for Montis Financial

Form ADV of Montis Financial, LLC (CRD 163986), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $1.3BN; 26 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Montis Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 580 individuals, 303 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.3BNMar 2026580100%
Monument Group Wealth Advisors
Wealth manager, Concord, MA.
Detail and sources for Monument Group Wealth Advisors

Form ADV of Monument Group Wealth Advisors, LLC (CRD 111908), SEC registered adviser, filed , main office Concord, MA: regulatory assets $679MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 169 individuals, 149 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$679MMJul 2026173100%
Moody, Lynn, Lieberson & Walker
Wealth manager, Boston, MA.
Detail and sources for Moody, Lynn, Lieberson & Walker

Form ADV of Moody, Lynn, Lieberson & Walker, LLC (CRD 283549), SEC registered adviser, filed , main office Boston, MA: regulatory assets $2.4BN; 1 private fund, $13MM gross; 14 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Moody, Lynn, Lieberson & Walker, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and selection of other advisers. Clients (Item 5.D): 503 individuals, 503 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.4BNMar 202655089%1
Moore Financial Advisors
Wealth manager, Belmont, MA.
Detail and sources for Moore Financial Advisors

Form ADV of Moore Financial Advisors, Ltd. (CRD 130421), SEC registered adviser, filed , main office Belmont, MA: regulatory assets $127MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 92 individuals, 48 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$127MMAug 202692100%
Moors & Cabot
Wealth manager with a broker-dealer, Boston, MA.
Detail and sources for Moors & Cabot

Form ADV of Moors & Cabot, Inc. (CRD 594), SEC registered adviser, filed , main office Boston, MA: regulatory assets $4.0BN; 121 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Moors & Cabot, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 4,921 individuals, 1,889 of them high net worth; individuals hold 92% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV, SEC Form 13F.

$4.0BNSep 20265,07492%
MSA Financial
Wealth manager, Braintree, MA.
Detail and sources for MSA Financial

Form ADV of Marino, Stram and Associates LLC (CRD 107768), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $1.4BN; 19 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Marino, Stram and Associates LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 1,324 individuals, 474 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNJun 20261,33897%
Needham Advisory Corporation
Wealth manager, North Andover, MA.
Detail and sources for Needham Advisory Corporation

Form ADV of Needham R B Advisory Corp (CRD 105378), SEC registered adviser, filed , main office North Andover, MA: regulatory assets $102MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 143 individuals, 32 of them high net worth; individuals hold 89% of its regulatory assets.

Files: SEC Form ADV.

$102MMAug 202614589%
Nefpg
Wealth manager, Burlington, MA.
Detail and sources for Nefpg

Form ADV of New England Financial Planning Group, LLC (CRD 105254), SEC registered adviser, filed , main office Burlington, MA: regulatory assets $246MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 196 individuals, 76 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$246MMSep 2026196100%
New England Private Wealth Advisors
Wealth manager, Wellesley, MA.
Detail and sources for New England Private Wealth Advisors

Form ADV of New England Private Wealth Advisors, LLC (CRD 133790), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $5.1BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 376 individuals, 338 of them high net worth; individuals hold 60% of its regulatory assets.

Files: SEC Form ADV.

$5.1BNMar 202643460%
New England Schooner
Wealth manager, Peabody, MA.
Detail and sources for New England Schooner

Form ADV of New England Schooner, Inc. (CRD 129552), SEC registered adviser, filed , main office Peabody, MA: regulatory assets $165MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 320 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$165MMMar 2026320100%
New World Advisors
Wealth manager, Hingham, MA.
Detail and sources for New World Advisors

Form ADV of New World Advisors LLC (CRD 296798), SEC registered adviser, filed , main office Hingham, MA: regulatory assets $885MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of New World Advisors LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 105 individuals, 105 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$885MMApr 202610599%
Northstar Asset Management
Wealth manager, Boston, MA.
Detail and sources for Northstar Asset Management

Form ADV of Northstar Asset Management, Inc. (CRD 107138), SEC registered adviser, filed , main office Boston, MA: regulatory assets $806MM; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Northstar Asset Management, Inc., quarter ended , filed .

Possible match by name only, not counted: Northstar Asset Management LLC (CRD 129112), registered adviser, filed , Berkeley Heights, NJ.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 169 individuals, 108 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$806MMMar 202619480%
Northstar Financial Planning
Wealth manager, Windham, NH.
Detail and sources for Northstar Financial Planning

Form ADV of Northstar Financial Planning, LLC (CRD 117205), SEC registered adviser, filed , main office Windham, NH: regulatory assets $276MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 172 individuals, 92 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$276MMFeb 202617299%
Nvest Financial
Wealth manager, Portsmouth, NH.
Detail and sources for Nvest Financial

Form ADV of Nvest Financial, LLC (CRD 128868), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $688MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Nvest Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 799 individuals, 192 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$688MMAug 202680998%
O'Rourke & Company
Wealth manager, Boston, MA.
Detail and sources for O'Rourke & Company

Form ADV of O'Rourke & Company, Incorporated (CRD 132481), SEC registered adviser, filed , main office Boston, MA: regulatory assets $555MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 580 individuals, 494 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$555MMJul 202658097%
Pallas Capital Advisors
Wealth manager, Braintree, MA.
Detail and sources for Pallas Capital Advisors

Form ADV of Pallas Capital Advisors, LLC (CRD 310327), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $4.3BN; 28 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Pallas Capital Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 1,221 individuals, 474 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$4.3BNJul 20261,221100%
Park State Asset Management
Wealth manager, Beverly, MA.
Detail and sources for Park State Asset Management

Form ADV of Park State Asset Management LLC (CRD 336573), SEC registered adviser, filed , main office Beverly, MA: regulatory assets $192MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 50 individuals, 32 of them high net worth; individuals hold 80% of its regulatory assets.

Files: SEC Form ADV.

$192MMApr 20266080%
The Patriot Financial Group
Wealth manager, Walpole, MA.
Detail and sources for The Patriot Financial Group

Form ADV of The Patriot Financial Group Insurance Agency, LLC (CRD 172470), SEC registered adviser, filed , main office Walpole, MA: regulatory assets $2.6BN; 59 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 2,361 individuals, 371 of them high net worth; individuals hold 54% of its regulatory assets.

Files: SEC Form ADV.

$2.6BNJul 20262,54554%
Peak Financial Management
Wealth manager, Wellesley, MA.
Detail and sources for Peak Financial Management

Form ADV of Peak Financial Management Inc. (CRD 110559), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $534MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Peak Financial Management Inc., quarter ended , filed .

Possible match by name only, not counted: Peak Financial Management, Inc. (CRD 281223), registered adviser, filed , Broomfield, CO.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 353 individuals, 161 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$534MMSep 202635399%
Peddock Capital Advisors
Wealth manager, Braintree, MA.
Detail and sources for Peddock Capital Advisors

Form ADV of Peddock Capital Advisors, LLC (CRD 148216), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $836MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 173 individuals, 99 of them high net worth; individuals hold 92% of its regulatory assets.

Files: SEC Form ADV.

$836MMJun 202617392%
Pension & Wealth Management Advisors
Wealth manager, Waltham, MA.
Detail and sources for Pension & Wealth Management Advisors

Form ADV of Pension & Wealth Management Advisors, Inc. (CRD 309546), SEC registered adviser, filed , main office Waltham, MA: regulatory assets $530MM; 13 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 493 individuals, 105 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$530MMMay 202652386%
Perennial Advisors Group
Wealth manager, Westford, MA.
Detail and sources for Perennial Advisors Group

Form ADV of Perennial Advisors Group, LLC (CRD 128600), SEC registered adviser, filed , main office Westford, MA: regulatory assets $397MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 191 individuals, 105 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$397MMJul 2026191100%
Pinney & Scofield
Wealth manager, Cambridge, MA.
Detail and sources for Pinney & Scofield

Form ADV of Pinney & Scofield, Inc. (CRD 105365), SEC registered adviser, filed , main office Cambridge, MA: regulatory assets $859MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 295 individuals, 221 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$859MMMar 2026295100%
Polaris Investment Advisors
Wealth manager, Framingham, MA.
Detail and sources for Polaris Investment Advisors

Form ADV of Polaris Investment Advisors, LLC (CRD 324093), SEC registered adviser, filed , main office Framingham, MA: regulatory assets $217MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Polaris Investment Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 138 individuals, 49 of them high net worth; individuals hold 81% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$217MMJan 202613881%
The Practical Planner
Wealth manager, Groton, MA.
Detail and sources for The Practical Planner

Form ADV of The Practical Planner, LLC (CRD 130601), SEC registered adviser, filed , main office Groton, MA: regulatory assets $145MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 66 individuals, 54 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$145MMFeb 202666100%
Proctor Financial
Wealth manager, Sherborn, MA.
Detail and sources for Proctor Financial

Form ADV of Proctor Financial, Inc. (CRD 122021), SEC registered adviser, filed , main office Sherborn, MA: regulatory assets $382MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 210 individuals, 90 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$382MMMar 2026211100%
Proficient Wealth Counselors
Wealth manager, Norwood, MA.
Detail and sources for Proficient Wealth Counselors

Form ADV of Proficient Wealth Counselors, LLC (CRD 152640), SEC registered adviser, filed , main office Norwood, MA: regulatory assets $147MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 182 individuals, 59 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$147MMSep 202618993%
Purefi Wealth
Wealth manager, Boston, MA.
Detail and sources for Purefi Wealth

Form ADV of Purefi Wealth, LLC (CRD 328459), SEC registered adviser, filed , main office Boston, MA: regulatory assets $326MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 92 individuals, 65 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV.

$326MMMar 20269890%
Radius Wealth Management
Wealth manager, Boston, MA.
Detail and sources for Radius Wealth Management

Form ADV of Radius Wealth Management, Inc. (CRD 168159), SEC registered adviser, filed , main office Boston, MA: regulatory assets $159MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 132 individuals, 42 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$159MMJul 202613295%
Renaissance Wealth Advisors
Wealth manager, Newton, MA.
Detail and sources for Renaissance Wealth Advisors

Form ADV of Renaissance Wealth Advisors, LLC (CRD 300007), SEC registered adviser, filed , main office Newton, MA: regulatory assets $110MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 93 individuals, 39 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$110MMApr 202693100%
Reynders, McVeigh Capital Management
Wealth manager, Boston, MA.
Detail and sources for Reynders, McVeigh Capital Management

Form ADV of Reynders, McVeigh Capital Management, LLC (CRD 137342), SEC registered adviser, filed , main office Boston, MA: regulatory assets $4.2BN; 35 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of registered funds, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 704 individuals, 545 of them high net worth; individuals hold 70% of its regulatory assets.

Files: SEC Form ADV.

$4.2BNMar 202674970%
RF&L Wealth Management
Wealth manager, Acton, MA.
Detail and sources for RF&L Wealth Management

Form ADV of RF&L Wealth Management, LLC (CRD 140210), SEC registered adviser, filed , main office Acton, MA: regulatory assets $381MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 136 individuals, 77 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$381MMAug 202614396%
Rheeco
Wealth manager, Natick, MA.
Detail and sources for Rheeco

Form ADV of Rheeco, Inc. (CRD 301106), SEC registered adviser, filed , main office Natick, MA: regulatory assets $119MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 318 individuals, 30 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$119MMFeb 202631893%
Richardson Financial Services
Wealth manager, Medway, MA.
Detail and sources for Richardson Financial Services

Form ADV of Richardson Financial Services Inc. (CRD 130715), SEC registered adviser, filed , main office Medway, MA: regulatory assets $256MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 192 individuals, 106 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$256MMApr 202619386%
Rothwell Investment Advisors
Wealth manager, Salem, MA.
Detail and sources for Rothwell Investment Advisors

Form ADV of Rothwell Investment Advisors LLC (CRD 337504), SEC registered adviser, filed , main office Salem, MA: regulatory assets $188MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 707 individuals, 131 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$188MMMar 202670999%
RWA Wealth Partners
Wealth manager, Boston, MA.
Detail and sources for RWA Wealth Partners

Form ADV of RWA Wealth Partners, LLC (CRD 156984), SEC registered adviser, filed , main office Boston, MA: regulatory assets $19.8BN; 178 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of RWA Wealth Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 5,951 individuals, 3,545 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$19.8BNMay 20266,02793%
Safir Wealth Advisors
Wealth manager, Greenland, NH.
Detail and sources for Safir Wealth Advisors

Form ADV of Safir Wealth Advisors, LLC (CRD 285848), SEC registered adviser, filed : regulatory assets $198MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Safir Wealth Advisors, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 67 individuals, 49 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$198MMJan 202667100%
Saltbox Financial
Wealth manager, Portsmouth, NH.
Detail and sources for Saltbox Financial

Form ADV of Saltbox Financial LLC (CRD 130882), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $105MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 50 individuals, 31 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$105MMJul 20265094%
Sandy Cove Advisors
Wealth manager, Hingham, MA.
Detail and sources for Sandy Cove Advisors

Form ADV of Sandy Cove Advisors, LLC (CRD 152482), SEC registered adviser, filed , main office Hingham, MA: regulatory assets $685MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 275 individuals, 205 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$685MMMar 2026278100%
Santander Securities
Wealth manager with a broker-dealer, Boston, MA.
Detail and sources for Santander Securities

Form ADV of Santander Securities LLC (CRD 41791), SEC registered adviser, filed , main office Boston, MA: regulatory assets $3.1BN; 449 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 10,832 individuals, 0 of them high net worth; individuals hold 91% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$3.1BNSep 202611,12491%
Sechrest Financial Services
Wealth manager, Acton, MA.
Detail and sources for Sechrest Financial Services

Form ADV of Sechrest Financial Services LLC (CRD 128688), SEC registered adviser, filed , main office Acton, MA: regulatory assets $199MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 53 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$199MMJan 202653100%
Secure Planning
Wealth manager with a broker-dealer, Portsmouth, NH.
Detail and sources for Secure Planning

Form ADV of Secure Planning, LLC (CRD 42179), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $187MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 529 individuals, 19 of them high net worth; individuals hold 100% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$187MMMay 2026529100%
Sequentis Capital
Wealth manager, Boston, MA.
Detail and sources for Sequentis Capital

Form ADV of Sequentis Capital LLC (CRD 298533), SEC registered adviser, filed , main office Boston, MA: regulatory assets $102MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 90 individuals, 33 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$102MMMay 202690100%
Shepherd Financial Partners
Wealth manager, Winchester, MA.
Detail and sources for Shepherd Financial Partners

Form ADV of Shepherd Financial Partners, LLC (CRD 169093), SEC registered adviser, filed , main office Winchester, MA: regulatory assets $1.4BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Shepherd Financial Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and pension consulting. Clients (Item 5.D): 730 individuals, 344 of them high net worth; individuals hold 90% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.4BNMar 202676790%
The Sher Wealth Management Group
Wealth manager, Needham, MA.
Detail and sources for The Sher Wealth Management Group

Form ADV of The Sher Wealth Management Group, Inc. (CRD 172369), SEC registered adviser, filed , main office Needham, MA: regulatory assets $146MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 47 individuals, 34 of them high net worth; individuals hold 86% of its regulatory assets.

Files: SEC Form ADV.

$146MMJan 20265686%
SHP Wealth Management
Wealth manager, Plymouth, MA.
Detail and sources for SHP Wealth Management

Form ADV of SHP Wealth Management, LLC (CRD 174697), SEC registered adviser, filed , main office Plymouth, MA: regulatory assets $1.9BN; 52 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers and educational seminars. Clients (Item 5.D): 2,261 individuals, 483 of them high net worth; individuals hold 94% of its regulatory assets.

Files: SEC Form ADV.

$1.9BNSep 20262,36494%
Signal Ridge Capital Partners
Wealth manager, Framingham, MA.
Detail and sources for Signal Ridge Capital Partners

Form ADV of Signal Ridge Capital Partners, LLC (CRD 167576), SEC registered adviser, filed , main office Framingham, MA: regulatory assets $114MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 94 individuals, 38 of them high net worth; individuals hold 93% of its regulatory assets.

Files: SEC Form ADV.

$114MMSep 20269593%
Single Point Partners
Wealth manager, Boston, MA.
Detail and sources for Single Point Partners

Form ADV of Single Point Partners, LLC (CRD 163793), SEC registered adviser, filed , main office Boston, MA: regulatory assets $641MM; 16 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 195 individuals, 136 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$641MMMar 2026201100%
South Shore Capital Advisors
Wealth manager, Boston, MA.
Detail and sources for South Shore Capital Advisors

Form ADV of South Shore Capital Advisors, LLC (CRD 142915), SEC registered adviser, filed , main office Boston, MA: regulatory assets $273MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 96 individuals, 65 of them high net worth; individuals hold 97% of its regulatory assets.

Files: SEC Form ADV.

$273MMMar 20269697%
South Shore Investment Services
Wealth manager, Norwell, MA.
Detail and sources for South Shore Investment Services

Form ADV of South Shore Investment Services LLC (CRD 311450), SEC registered adviser, filed , main office Norwell, MA: regulatory assets $118MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 570 individuals, 22 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$118MMMar 2026570100%
Stablepoint Partners
Wealth manager, Braintree, MA.
Detail and sources for Stablepoint Partners

Form ADV of Stablepoint Partners, LLC (CRD 328503), SEC registered adviser, filed , main office Braintree, MA: regulatory assets $930MM; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stablepoint Partners, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 561 individuals, 263 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$930MMJul 202656199%
Stage Harbor Financial
Wealth manager, Westwood, MA.
Detail and sources for Stage Harbor Financial

Form ADV of Stage Harbor Financial, LLC (CRD 289725), SEC registered adviser, filed , main office Westwood, MA: regulatory assets $1.1BN; 11 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stage Harbor Financial, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and selection of other advisers. Clients (Item 5.D): 348 individuals, 221 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.1BNAug 2026348100%
Steele Street Capital
Wealth manager with a broker-dealer, Portsmouth, NH.
Detail and sources for Steele Street Capital

Form ADV of Steele Street Capital LLC (CRD 331520), SEC registered adviser, filed , main office Portsmouth, NH: regulatory assets $140MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 79 individuals, 31 of them high net worth; individuals hold 62% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$140MMJul 202610162%
Stonehearth Capital Management
Wealth manager, Danvers, MA.
Detail and sources for Stonehearth Capital Management

Form ADV of Stonehearth Capital Management LLC (CRD 128866), SEC registered adviser, filed , main office Danvers, MA: regulatory assets $425MM; 8 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Stonehearth Capital Management LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 490 individuals, 131 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$425MMMar 2026490100%
Strategic Planning Group
Wealth manager, Wellesley, MA.
Detail and sources for Strategic Planning Group

Form ADV of Strategic Planning Group, Inc. (CRD 124855), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $219MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Strategic Planning Group, LLC (CRD 113844), registered adviser, filed , Bountiful, UT.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 265 individuals, 78 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$219MMMar 2026265100%
Summit Wealth Group
Wealth manager, Exeter, NH.
Detail and sources for Summit Wealth Group

Form ADV of Summit Wealth Group LLC (CRD 282205), SEC registered adviser, filed , main office Exeter, NH: regulatory assets $762MM; 10 employees.

Tied to this row by the CRD the list cites from the filing.

Possible match by name only, not counted: Summit Wealth Group, LLC (CRD 166118), registered adviser, filed , Tulsa, OK.

Possible match by name only, not counted: Summit Wealth Group LLC (CRD 335242), registered adviser, filed , Colorado Springs, CO.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 445 individuals, 223 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV.

$762MMMar 202645698%
Sustainable Investment Solutions
Wealth manager, Dedham, MA.
Detail and sources for Sustainable Investment Solutions

Form ADV of Sustainable Investment Solutions, LLC (CRD 111456), SEC registered adviser, filed , main office Dedham, MA: regulatory assets $153MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 174 individuals, 65 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMMar 2026174100%
SVB Wealth
Wealth manager, Boston, MA.
Detail and sources for SVB Wealth

Form ADV of SVB Wealth LLC (CRD 172832), SEC registered adviser, filed , main office Boston, MA: regulatory assets $3.1BN; 73 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of SVB Wealth LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars and other services. Clients (Item 5.D): 1,024 individuals, 530 of them high net worth; individuals hold 78% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.1BNMar 20261,10178%
Tax & Investment Advisors
Wealth manager, Newburyport, MA.
Detail and sources for Tax & Investment Advisors

Form ADV of Tia Wealth Management LLC (CRD 327402), SEC registered adviser, filed , main office Newburyport, MA: regulatory assets $102MM; 3 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and publications. Clients (Item 5.D): 346 individuals, 34 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$102MMMay 2026346100%
TFC Financial Management
Wealth manager, Boston, MA.
Detail and sources for TFC Financial Management

Form ADV of TFC Financial Management, Inc. (CRD 105062), SEC registered adviser, filed , main office Boston, MA: regulatory assets $1.8BN; 22 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and other services. Clients (Item 5.D): 415 individuals, 302 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV.

$1.8BNMar 202641599%
Three Bearings Fiduciary Advisors
Wealth manager, Hampton, NH.
Detail and sources for Three Bearings Fiduciary Advisors

Form ADV of Three Bearings Fiduciary Advisors, Inc. (CRD 283926), SEC registered adviser, filed , main office Hampton, NH: regulatory assets $351MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Three Bearings Fiduciary Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and other services. Clients (Item 5.D): 157 individuals, 73 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$351MMAug 202619958%
Timber Creek Capital Management
Wealth manager, Boston, MA.
Detail and sources for Timber Creek Capital Management

Form ADV of Timber Creek Capital Management, LLC (CRD 146220), SEC registered adviser, filed , main office Boston, MA: regulatory assets $637MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Timber Creek Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 46 individuals, 36 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$637MMApr 202646100%
Titanium Advisors
Wealth manager, Franklin, MA.
Detail and sources for Titanium Advisors

Form ADV of Titanium Advisors, LLC (CRD 153943), SEC registered adviser, filed , main office Franklin, MA: regulatory assets $170MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 48 individuals, 40 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$170MMFeb 202648100%
TQM Wealth Partners
Wealth manager, Marblehead, MA.
Detail and sources for TQM Wealth Partners

Form ADV of TQM Wealth Partners, LLC (CRD 282979), SEC registered adviser, filed , main office Marblehead, MA: regulatory assets $124MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 65 individuals, 27 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$124MMMay 202665100%
Traub Capital Management
Wealth manager, Needham, MA.
Detail and sources for Traub Capital Management

Form ADV of Traub Capital Management, LLC (CRD 136851), SEC registered adviser, filed , main office Needham, MA: regulatory assets $211MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Traub Capital Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 129 individuals, 70 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$211MMMar 202613198%
Triple Summit Advisors
Wealth manager, Newton, MA.
Detail and sources for Triple Summit Advisors

Form ADV of Triple Summit Advisors, LLC (CRD 282764), SEC registered adviser, filed : regulatory assets $108MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and selection of other advisers. Clients (Item 5.D): 169 individuals, 36 of them high net worth; individuals hold 97% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$108MMApr 202617297%
TSW Wealth Management
Wealth manager, Framingham, MA.
Detail and sources for TSW Wealth Management

Form ADV of Wells Financial Advisors, Inc. (CRD 125209), SEC registered adviser, filed , main office Framingham, MA: regulatory assets $279MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wells Financial Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 132 individuals, 75 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$279MMMar 2026132100%
Twin Gryphon Advisors
Wealth manager, Marshfield, MA.
Detail and sources for Twin Gryphon Advisors

Form ADV of Twin Gryphon Advisors LLC (CRD 297264), SEC registered adviser, filed , main office Marshfield, MA: regulatory assets $127MM; 1 private fund, $5.0MM gross; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and pension consulting. Clients (Item 5.D): 44 individuals, 27 of them high net worth; individuals hold 72% of its regulatory assets.

Files: SEC Form ADV.

$127MMSep 20265072%1
Tyler Street Capital
Wealth manager, Plymouth, MA. Main office Plymouth, MA; not in the totals.
Detail and sources for Tyler Street Capital

Form ADV of Tyler Street Capital (CRD 340011), SEC registered adviser, filed , main office Plymouth, MA: regulatory assets $492MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Main office Plymouth, MA; shown but not counted in the totals, charts or boards.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and portfolio management for businesses and institutions. Clients (Item 5.D): 13 individuals, 7 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV.

$492MMJun 20261395%
U. S. Boston Capital Corporation
Wealth manager with a broker-dealer, Lincoln, MA.
Detail and sources for U. S. Boston Capital Corporation

Form ADV of U. S. Boston Capital Corporation (CRD 5251), SEC registered adviser, filed , main office Lincoln, MA: regulatory assets $360MM; 5 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting and other services. Clients (Item 5.D): 92 individuals, 30 of them high net worth; individuals hold 96% of its regulatory assets. It is also registered as a broker-dealer (Item 6.A).

Files: SEC Form ADV.

$360MMFeb 20269796%
Unconventional Investor
Wealth manager, Portsmouth, NH.
Detail and sources for Unconventional Investor

Form ADV of Unconventional Investor, LLC (CRD 317333), SEC registered adviser, filed : regulatory assets $303MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Unconventional Investor, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 88 individuals, 51 of them high net worth; individuals hold 99% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV, SEC Form 13F.

$303MMMar 20268899%
Vincent Wealth Advisors
Wealth manager, Norwell, MA.
Detail and sources for Vincent Wealth Advisors

Form ADV of Vincent Wealth Advisors LLC (CRD 332759), SEC registered adviser, filed , main office Norwell, MA: regulatory assets $153MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 83 individuals, 35 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$153MMMar 202683100%
Washington Trust Advisors
Wealth manager, Wellesley, MA.
Detail and sources for Washington Trust Advisors

Form ADV of Washington Trust Advisors, Inc. (CRD 110407), SEC registered adviser, filed , main office Wellesley, MA: regulatory assets $2.4BN; 21 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Washington Trust Advisors, Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, pension consulting, selection of other advisers and other services. Clients (Item 5.D): 781 individuals, 400 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$2.4BNMay 202684583%
Wealth Effects
Wealth manager, Boston, MA.
Detail and sources for Wealth Effects

Form ADV of Wealth Effects LLC (CRD 315244), SEC registered adviser, filed , main office Boston, MA: regulatory assets $472MM; 17 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wealth Effects LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and pension consulting. Clients (Item 5.D): 596 individuals, 100 of them high net worth; individuals hold 99% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$472MMFeb 202660299%
Welch & Forbes
Wealth manager, Boston, MA.
Detail and sources for Welch & Forbes

Form ADV of Welch & Forbes LLC (CRD 115119), SEC registered adviser, filed , main office Boston, MA: regulatory assets $9.9BN; 2 private funds, $7K gross; 55 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, management of private funds and portfolio management for businesses and institutions. Clients (Item 5.D): 643 individuals, 478 of them high net worth; individuals hold 83% of its regulatory assets.

Files: SEC Form ADV.

$9.9BNMay 202669983%2
Wernau Asset Management
Wealth manager, Gloucester, MA.
Detail and sources for Wernau Asset Management

Form ADV of Wernau Asset Management Inc. (CRD 129473), SEC registered adviser, filed , main office Gloucester, MA: regulatory assets $203MM; 2 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Wernau Asset Management Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 101 individuals, 72 of them high net worth; individuals hold 87% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$203MMFeb 202610387%
WH Cornerstone Investments
Wealth manager, Duxbury, MA.
Detail and sources for WH Cornerstone Investments

Form ADV of WH Cornerstone Investments Inc. (CRD 119725), SEC registered adviser, filed , main office Duxbury, MA: regulatory assets $200MM; 6 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of WH Cornerstone Investments Inc., quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and educational seminars. Clients (Item 5.D): 145 individuals, 48 of them high net worth; individuals hold 98% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$200MMOct 202614898%
White Lighthouse Investment Management
Wealth manager, Bedford, MA.
Detail and sources for White Lighthouse Investment Management

Form ADV of White Lighthouse Investment Management, Inc. (CRD 108030), SEC registered adviser, filed : regulatory assets $919MM; 9 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 405 individuals, 170 of them high net worth; individuals hold 100% of its regulatory assets. Placed by the city of its main office on its SEC record, since its Form ADV withholds the address as a residence.

Files: SEC Form ADV.

$919MMJun 2026406100%
Wincap Financial
Wealth manager, Boston, MA.
Detail and sources for Wincap Financial

Form ADV of Wincap Financial LLC (CRD 315798), SEC registered adviser, filed , main office Boston, MA: regulatory assets $223MM; 7 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 270 individuals, 73 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$223MMJun 2026270100%
Wingate Wealth Advisors
Wealth manager, Lexington, MA.
Detail and sources for Wingate Wealth Advisors

Form ADV of Wingate Wealth Advisors, Inc. (CRD 105012), SEC registered adviser, filed , main office Lexington, MA: regulatory assets $1.4BN; 24 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, selection of other advisers and educational seminars. Clients (Item 5.D): 642 individuals, 355 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$1.4BNMar 202664996%
Winthrop Wealth
Wealth manager, Boston, MA.
Detail and sources for Winthrop Wealth

Form ADV of Winthrop Advisory Group, LLC (CRD 288178), SEC registered adviser, filed , main office Boston, MA: regulatory assets $3.1BN; 40 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Winthrop Advisory Group, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting and selection of other advisers. Clients (Item 5.D): 2,405 individuals, 743 of them high net worth; individuals hold 95% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$3.1BNSep 20262,48195%
Wolfstich Capital
Wealth manager, Medfield, MA.
Detail and sources for Wolfstich Capital

Form ADV of Wolfstich Capital, LLC (CRD 146026), SEC registered adviser, filed , main office Medfield, MA: regulatory assets $162MM; 1 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals and selection of other advisers. Clients (Item 5.D): 79 individuals, 55 of them high net worth; individuals hold 96% of its regulatory assets.

Files: SEC Form ADV.

$162MMJan 20268096%
Woodside Wealth Management
Wealth manager, Sudbury, MA.
Detail and sources for Woodside Wealth Management

Form ADV of Woodside Wealth Management LLC (CRD 175118), SEC registered adviser, filed , main office Sudbury, MA: regulatory assets $267MM; 4 employees.

Tied to this row by the CRD the list cites from the filing.

Services on its Form ADV (Item 5.G): financial planning and portfolio management for individuals. Clients (Item 5.D): 110 individuals, 88 of them high net worth; individuals hold 100% of its regulatory assets.

Files: SEC Form ADV.

$267MMSep 2026110100%
Zevin Asset Management
Wealth manager, Boston, MA.
Detail and sources for Zevin Asset Management

Form ADV of Zevin Asset Management, LLC (CRD 165269), SEC registered adviser, filed , main office Boston, MA: regulatory assets $1.0BN; 15 employees.

Tied to this row by the CRD the list cites from the filing.

Listed stocks, Form 13F-HR of Zevin Asset Management, LLC, quarter ended , filed .

Services on its Form ADV (Item 5.G): financial planning, portfolio management for individuals, portfolio management for businesses and institutions and other services. Clients (Item 5.D): 558 individuals, 451 of them high net worth; individuals hold 58% of its regulatory assets.

Files: SEC Form ADV, SEC Form 13F.

$1.0BNMar 202676858%

Assets are the regulatory assets in the adviser's latest Form ADV (Item 5.F; solid bar). Clients are every client it counts (Item 5.D); Individuals is the share of its assets held for individuals, high net worth and other; private funds are the funds it advises (Item 7.B). Each pin opens the filing behind the figure. The square beside a name opens every figure with its filing and notes.

One firm holds half of the money

Five findings from the filings of the 209 firms counted.

  1. 48%

    of the $439.2 billion the 209 firms counted report is one firm's: Commonwealth Financial Network. Without it, the other 208 report $226.6 billion.

    Assets, latest Form ADV of each; sums of filed figures

  2. $351MM

    is the median: half of the 209 report less, and 169 report under $1 billion.

    Assets, latest Form ADV of each

  3. 61

    private funds are advised by the firms counted; MG Financial advises the most, 21.

    Private funds on each Form ADV (Schedule D); sums of filed figures

  4. 65%

    of their assets is high net worth money; the next largest client type is other individuals, at 28%.

    Client types each adviser reports with its assets; sums of filed figures

  5. 58

    of the 209 have their main office in Middlesex County, MA; the next place is Norfolk County, MA, with 45.

    Main office on each Form ADV

Questions

How many wealth management firms are there in Boston?

This list holds 211 wealth management firms in the Boston metro; 209 of them report regulatory assets on Form ADV, $439.2 billion together.

What are the largest wealth management firms in Boston?

By the regulatory assets they report: Commonwealth Financial Network $212.7 billion, Integrated Wealth Concepts $23.6 billion, RWA Wealth Partners $19.8 billion, Loring, Wolcott & Coolidge Fiduciary Advisors $12.8 billion, Choate Investment Advisors $10.0 billion.

How much do wealth management firms in Boston typically manage?

Of the 209 that report, the median reports $351 million in regulatory assets; 169 report under $1 billion.

How do you start a relationship with wealth management firms in Boston?

Each figure on this page carries a pin that opens the firm's Form ADV, which names its services, its clients and how to reach it. For fund managers and companies raising capital, Praxis Rock runs capital formation programs; see Raise Capital.

Sources and method

Who is listed
211 wealth management firms, 205 are wealth managers and 6 are wealth managers with a broker-dealer. Every SEC registered adviser with a main office in Boston-Cambridge-Newton, MA-NH MSA (Census CBSA 14460) that reports $100 million or more in regulatory assets, half or more of them for individuals, less the firms our other lists carry as another kind.
Ranking rule
The top 20, every total, share and median, the charts and the answers to the questions use one set: the 209 advisers that report regulatory assets in their latest SEC Form ADV, with a main office in the Boston metro, that the filing itself ties to the row (the CRD the list cites, or the row's own website in Item 1.I), one figure per adviser. A name match with no such tie is shown in the row's detail only, never ranked or counted.
Our arithmetic
The $439.2BN, the median, shares, charts and boards are sums and medians of filed numbers over that one set; 2 firms with a figure outside it stay listed with the figure and the reason.
Pins
Each figure's pin opens the filing it comes from: the adviser's Form ADV as filed, or the SEC filing index of its latest 13F report. The pin's label names the source and its date.
What we searched
On we read every firm's latest Form ADV in the SEC monthly file by its CRD and searched 13F reports by the CIK on its Form ADV record. Of the 211, 211 report on a current Form ADV and 61 file 13F reports.
Words
Each firm's kind is read from its Form ADV: a wealth manager advises individuals and offers financial planning (Items 5.D and 5.G); "also a broker-dealer" where Item 6.A is checked. Firm names only: no person, contact or website is shown.
Sources and dates
FigureSourcePeriod, read
Assets, private funds, client types, main office, employeesSEC Form ADV adviser data, October 2026 report, and each adviser's Form ADV as filed, 211 advisersFilings to 2026-10-01; read 2026-10-31
Reports of listed stocks (13F filer)SEC EDGAR Form 13F, 61 filers, by the CIK on each Form ADVLatest filing; read 2026-10-31
Main office to metroHUD USPS ZIP to county crosswalk, 2026 Q2, and the Census metro delineation, July 2023Read 2026-10-31
LogosNone shown: each firm has a monogramRead 2026-10-31

Cite as: Praxis Rock Advisors, "Wealth Management Firms (RIAs) in Boston," updated October 31, 2026, praxisrock.com/resources/investors/wealth-management-firms-boston

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